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A top adviser to Sam Bankman-Fried, the disgraced founder of FTX, Ms. Ellison pleaded guilty to conspiring with him to steal $8 billion and became a crucial witness for the [...]

Byline: Patrick Donachie A Massachusetts-based advisor who is suing Hightower for age discrimination won a small victory last month, with a state court prohibiting the firm from enforcing non-solicitation covenants [...]

SAN ANTONIO,Texas -- The following information was released by the United States Attorney's Office for the Western District of Texas: A Veteran's Affairs contracting officer in San Antonio was sentenced [...]

Steven Nerayoff, an early Ethereum adviser, is suing law firm Covington & Burling for $100 million, claiming they mishandled his defense of a 2019 extortion case by the US. Nerayoff [...]

Canberra: Australian Securities & Investments Commission has issued the following news release: Ben Jayaweera, a former financial adviser and director of Growth Plus Financial Group Pty Ltd (in Liquidation), has [...]

CHONGQING, August 13, 2024 (Xinhua via COMTEX) -- Li Zaiyong, a former senior political advisor in southwest China's Guizhou Province, was sentenced to death with a two-year reprieve for bribery [...]

BEIJING, August 6, 2024 (Xinhua via COMTEX) -- Han Yong, a former senior political advisor of northwest China's Shaanxi Province, has been indicted for suspected bribery, the Supreme People's Procuratorate [...]

Byline: Patrick Donachie A Massachusetts-based advisor is suing Hightower, accusing the firm of trying to push him out of his job because of his age. According to SEC records, Glenn [...]

Byline: Patrick Donachie A Massachusetts-based advisor is suing Hightower, accusing the firm of trying to push him out of his job because of his age. According to SEC records, Glenn [...]

MINNEAPOLIS -- Ameriprise Financial Services, LLC today filed a lawsuit in United States District Court contending that defendant LPL Financial LLC (LPL) is engaged in a widespread pattern and practice [...]

Washington: United States Tax Court has issued the following order: United States Tax Court Washington, DC 20217 POINT72 ASSET MANAGEMENT, L.P., POINT72 CAPITAL ADVISORS, INC., TAX MATTERS PARTNER, Petitioner v. [...]

LANSING, Mich. -- The following information was released by the office of the Michigan Attorney General: Earlier this week, former Kent County investment advisor Jaime Westenbarger, 46, now of Nashville, [...]

Byline: Diana Britton Mercer Global Advisors has filed a lawsuit against Capital City Club, a social club in Atlanta, for failing to respond to a subpoena in a case the [...]

JINAN, June 5, 2024 (Xinhua via COMTEX) -- Sun Shutao, formerly a senior political advisor in east China's Shandong Province, was sentenced on Wednesday to life imprisonment on the charge [...]

WASHINGTON -- The following information was released by the Judicial Watch: Judicial Watch announced today that it filed a Freedom of Information Act (FOIA) lawsuit against the Department of Health [...]

Byline: Aaron Pellish and Eva McKend, CNN (CNN) -- (CNN) — A high-ranking ballot access consultant for Robert F. Kennedy Jr.'s presidential campaign was charged with assault in Manhattan last [...]

Byline: Adrian Horton CBS Studios and its parent company Paramount have been sued by a writer for Seal Team alleging discrimination through the network's diversity quotas, in what is likely [...]

Byline: Emma Epperly Feb. 23As the airplane landed in Hawaii, Carolyn Bohnoff looked up and there was her nemesis. Standing just ahead of her seat was Ronald W. Hannes, 74, [...]

One July morning in 2012, climate scientist Michael Mann woke up to a terse email from a fellow scientist. ''Holy crap,'' read the message, from Phil Plait, an astronomer and [...]

DALLAS, TX -- The following information was released by the United States Attorney's Office for the Northern District of Texas: A financial advisor who conned at least ten clients out [...]

Mortgage advisers Larry Barreto and Tassib Hussain have been sentenced for fraud offences following a prosecution brought by the Financial Conduct Authority, which saw the pair convicted in November 2023. [...]

Canberra: Australian Securities & Investments Commission has issued the following news release: Sydney-based former financial adviser David Valvo appeared before the Downing Centre Local Court on 2 April 2024 charged [...]

Byline: Patrick Donachie An Indiana-based investment advisor will spend four years in prison after pleading guilty to embezzling $4.6 million from a client, according to the Justice Department. Christopher Turean [...]

NANNING, March 25, 2024 (Xinhua via COMTEX) -- Yi Pengfei, a former senior political advisor from central China's Hunan Province, was sentenced to life in prison on Monday for taking [...]

Byline: Patrick Donachie Hightower claims a former advisor broke a non-compete agreement just weeks after the firm fired him, according to a suit filedin Illinois federal court. The Chicago-based RIA [...]

MINNEAPOLIS, MN -- The following information was released by the United States Attorney's Office for the District of Minnesota: An Edina financial adviser has been charged with wire fraud after [...]

BOSTON, MA -- The following information was released by the office of the Massachusetts Attorney General: AG Campbell's Continued Investigation Identified More Victims and Thousands of Additional Dollars in Theft [...]

Byline: Patrick Donachie Avantax is suing Mariner Wealth Advisors-again. It's the latest instance of Mariner being the target of litigation in recent months. The Iowa-based, tax-focused planning firm filed a [...]

Byline: Patrick Donachie A Montana-based advisor who recently joined Mariner Wealth Advisors is suing her prior employer, Avantax, to break contracts she arguesare 'vague, overbroad and unenforceable.' Molly Nelson claims [...]

Byline: DARRYL COOTE Jan. 19 (UPI) -- Federal prosecutors asked the court Thursday night to jail former Trump White House adviser Peter Navarro for six months after being convicted of [...]

CHICAGO A Chicago financial advisor has been charged in federal court with swindling clients out of nearly $1.5 million by soliciting them to invest in purported movie productions. HELEN GRACE [...]

CHICAGO, Ill. -- The following information was released by the United States Attorney's Office Northern District of Illinois: A Chicago financial advisor has been charged in federal court with swindling [...]

HOHHOT, December 13, 2023 (Xinhua via COMTEX) -- A Chinese court on Wednesday sentenced Xue Heng, a former senior political advisor of northeast China's Liaoning Province, to 17 years in [...]

BOISE, Idaho, Dec. 5, 2023 /PRNewswire/ -- Inspire Advisors, a leading faith-based investing firm, has joined counsel America First Legal (AFL) and Boyden Gray PLLC in a lawsuit against Target [...]

BOSTON, MA -- The following information was released by the office of the Massachusetts Attorney General: Defendant Allegedly Used Role to Steal Financial Information from Nursing Home Residents, Forge Documents, [...]

NEWARK, N.J. A former broker and investment advisor was indicted for stealing more than $3 million from five clients, U.S. Attorney Philip R. Sellinger announced today. Kenneth A. Welsh, 42, [...]

NEWARK, N.J. -- The following information was released by the United States Attorney's Office for the District of New Jersey: A former broker and investment advisor was indicted for stealing [...]

Before Fulton County District Attorney Fani Willis brought together a grand jury to indict Donald Trump and 18 other co-conspirators, she empaneled a special grand jury that also wanted to [...]

Byline: Matthew Weaver NHS clinicians who were sacked after blowing the whistle about avoidable patient deaths say they fear lessons from the Lucy Letby murder trial have not been learned [...]

Benjamin Brière and Bernard Phelan had been accused of spying, which they denied. They had protested their captivity with hunger strikes, and their families had fought for their release. Two [...]

WASHINGTON, D.C. -- The following information was released by the National Venture Capital Association (NVCA): Today, the National Venture Capital Association (NVCA) united with a coalition of asset management associations, [...]