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This paper studies the capacity of the two-user intensity-modulation/direct-detection (IM/DD) interference channel (IC), which is relevant in the context of multi-user optical wireless communications. Despite some known single-letter capacity characterizations for general discrete-memoryless ICs, a computable capacity expression for the IM/DD IC is missing. In this paper, we provide tight and easily computable inner and outer bounds for a general two-user IM/DD IC under peak and average optical intensity constraints. The bounds enable characterizing the asymptotic sum-rate capacity in the strong and weak interference regimes, as well as the generalized degrees of freedom (GDoF) in the symmetric case. Using the obtained bounds, the GDoF of the IM/DD IC is shown to have a ‘W’ shape similar to the Gaussian IC with power constraints. The obtained bounds are also evaluated numerically in different interference regimes to show their tightness, and used to study the performance of on-chip and indoor OWC systems. [ABSTRACT FROM AUTHOR]

Full-duplex communication allows a terminal to transmit and receive signals simultaneously, and hence, it is helpful in general to adapt transmissions to received signals. However, this often requires unaffordable complexity. This work focuses on simple non-adaptive transmission, and provides two classes of channels for which Shannon’s information capacity regions are achieved without adaptation. The first is the injective semi-deterministic two-way channel that includes additive channels with various types of noises modeling wireless, coaxial cable, and other settings. The other is the Poisson two-way channel, for which we show that non-adaptive transmission is asymptotically optimal in the high dark current regime. [ABSTRACT FROM AUTHOR]

An optical wireless intensity-modulation direct-detection multiple-input multiple-output communication system is considered. The performance of $M$ -PAM rate-1 direct current offset space-time block codes is studied in terms of average worst-case pairwise error probability (WC-PEP) in quasi-static channels. It is shown that within this code class, the average WC-PEP is minimized by repetition coding (RC) under both electrical and optical individual power constraints, irrespective of channel statistics. This agrees with previously published results related to ON–OFF keying RC. This is further extended to sum power constraints, where it is shown that spatial beamforming minimizes the average WC-PEP within this code class, which simplifies to RC if the channel matrix has independent and indentically distributed columns and a sum electrical power constraint. Under a sum optical power constraint, this also holds true at high signal-to-noise ratio (SNR), but not at low SNR. Generally, the time dimension of this code class is redundant from an average WC-PEP perspective. Numerical results are provided to support the theoretical findings and to show that the average WC-PEP leads to a good approximation of the actual error probability at high SNR. [ABSTRACT FROM AUTHOR]

The low-SNR asymptotic capacity of the multiple-input multiple-output (MIMO) optical intensity channel is studied under both average and peak intensity constraints. We focus on low SNR, which can be modeled as the scenario where both constraints proportionally vanish, or where the peak constraint is held constant while the average constraint vanishes. A capacity upper bound is derived and is shown to be tight at low SNR under both scenarios. The capacity achieving input distribution at low SNR is shown to be a maximally correlated vector-binary input distribution. Consequently, the low-SNR capacity of the channel is characterized. As a byproduct, it is shown that for a channel with peak intensity constraints only, or with peak intensity constraints and individual (per aperture) average intensity constraints, a simple scheme composed of coded ON–OFF keying, spatial repetition, and maximum-ratio combining is optimal at low SNR. [ABSTRACT FROM AUTHOR]

Multi-channel (MC) optical wireless communication (OWC) systems employing wave-division multiplexing for outdoors free-space optical communications, or multi-user time-division multiple access for indoors visible-light communications, e.g., can be modeled as parallel channels. Multi-input multi-output OWC systems can also be transformed, possibly with some performance loss, to parallel channels using pre-/post-coding. Studying the performance of such MC-OWC systems requires characterizing the capacity of the underlying parallel channels. In this paper, upper and lower bounds on the capacity of constant parallel OWC channels with a total average intensity constraint are derived. Then, this paper focuses on finding intensity allocations that maximize the lower bounds given channel-state information at the transmitter (CSIT). Due to its nonconvexity, the Karush–Kuhn–Tucker conditions are used to describe a list of candidate allocations. Instead searching exhaustively for the best solution, low-complexity near-optimal algorithms are proposed. The resulting optimized lower bound nearly coincides with capacity at high signal-to-noise ratio (SNR). Under a quasi-static channel model and in the absence of CSIT, outage probability upper and lower bounds are derived. Those bounds also meet at high SNR, thus characterizing the outage capacity in this regime. Finally, the results are extended to a system with both average and peak intensity constraints. [ABSTRACT FROM PUBLISHER]

The capacity of the free-space optical channel is studied. A new recursive approach for bounding the capacity of the channel based on sphere-packing is proposed. This approach leads to new capacity upper bounds for a channel with a peak intensity constraint or an average intensity constraint. Under an average constraint only, the derived bound is tighter than an existing sphere-packing bound derived earlier by Farid and Hranilovic. The achievable rate of a truncated-Gaussian input distribution is also derived. It is shown that under both average and peak constraints, this achievable rate and the sphere-packing bounds are within a small gap at high SNR, leading to a simple high-SNR capacity approximation. Simple fitting functions that capture the best known achievable rate for the channel are provided. These functions can be of practical importance especially for the study of systems operating under atmospheric turbulence and misalignment conditions. [ABSTRACT FROM AUTHOR]

The continuous improvement in optical energy harvesting devices motivates the development of visible light communication systems that utilize such available free energy. In this paper, an outdoor visible light communications (VLC) system is considered where a VLC base station sends data to multiple users that are capable of harvesting optical energy. The proposed VLC system serves multiple users using time division multiple access (TDMA) with unequal time and power allocation, which are allocated to achieve the system communications and illumination objectives. In an outdoor setup, the system lighting objective is to maximize the average illumination flux, while the communication design objective is to maximize the spectral efficiency (SE). A multiobjective optimization problem is formulated to obtain the Pareto front of the SE-illumination region. To this end, the marginal optimization problems are solved first using low complexity algorithms. Then, based on the proposed algorithms, a Karush-Kuhn-Tucker-based algorithm is developed to obtain an inner bound of the Pareto front for the SE-illumination tradeoff. The inner bound for the Pareto-front is shown to be close to the optimal Pareto-frontier via several simulation scenarios for different system parameters. [ABSTRACT FROM AUTHOR]

This paper investigates the secrecy performance of the multiple-input single-output visible light communication (VLC) wiretap channel. The considered system model comprises three nodes: a transmitter (Alice) equipped with multiple fixtures of LEDs, a legitimate receiver (Bob), and an eavesdropper (Eve), each equipped with one photo-diode. The VLC channel is modeled as a real-valued amplitude-constrained Gaussian channel. Eve is assumed to be randomly located in the same area as Bob. Due to this, artificial noise-based beamforming is adopted as a transmission strategy in order to degrade Eve’s signal-to-noise ratio. Assuming discrete input signaling, we derive an achievable secrecy rate in a closed-form expression as a function of the beamforming vectors and the input distribution. We investigate the average secrecy performance of the system using stochastic geometry to account for the location randomness of Eve. We also adopt the truncated discrete generalized normal (TDGN) as a discrete input distribution. We present several examples through which we confirm the accuracy of the analytical results via Monte Carlo simulations. The results also demonstrate that the TDGN distribution, albeit being not optimal, yields performance close to the secrecy capacity. [ABSTRACT FROM AUTHOR]

A network model is considered, where Poisson distributed base stations transmit to $N$ power-domain non-orthogonal multiple access (NOMA) users (UEs) each that employ successive interference cancellation (SIC) for decoding. We propose three models for the clustering of NOMA UEs and consider two different ordering techniques for the NOMA UEs: mean signal power-based and instantaneous signal-to-intercell-interference-and-noise-ratio-based. For each technique, we present a signal-to-interference-and-noise ratio analysis for the coverage of the typical UE. We plot the rate region for the two-user case and show that neither ordering technique is consistently superior to the other. We propose two efficient algorithms for finding a feasible resource allocation that maximize the cell sum rate $\mathcal {R}_{\mathrm{ tot}}$ , for general $N$ , constrained to: 1) a minimum throughput $\mathcal {T}$ for each UE, 2) identical throughput for all UEs. We show the existence of: 1) an optimum $N$ that maximizes the constrained $\mathcal {R}_{\mathrm{ tot}}$ given a set of network parameters and 2) a critical SIC level necessary for NOMA to outperform orthogonal multiple access. The results highlight the importance in choosing the network parameters $N$ , the constraints, and the ordering technique to balance the $\mathcal {R}_{\mathrm{ tot}}$ and fairness requirements. We also show that interference-aware UE clustering can significantly improve performance. [ABSTRACT FROM AUTHOR]