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In this paper, a novel reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output (MIMO) symbiotic radio (SR) system is proposed, in which an RIS, operating as a secondary transmitter (STx), sends messages to a multi-antenna secondary receiver (SRx) by using cognitive backscattering communication, and simultaneously, it enhances the primary transmission from a multi-antenna primary transmitter (PTx) to a multi-antenna primary receiver (PRx) by intelligently reconfiguring the wireless environment. We are interested in the joint design of active transmit beamformer at the PTx and passive reflecting beamformer at the STx to minimize the total transmit power at the PTx, subject to the signal-to-noise-ratio (SNR) constraint for the secondary transmission and the rate constraint for the primary transmission. Due to the non-convexity of the formulated problem, we decouple the original problem into a series of subproblems using the alternating optimization method and then iteratively solve them. The convergence performance and computational complexity of the proposed algorithm are analyzed. Furthermore, we develop a low-complexity algorithm to design the reflecting beamformer by solving a backscatter link enhancement problem through the semi-definite relaxation (SDR) technique. Then, theoretical analysis is performed to reveal the insights of the proposed system. Finally, simulation results are presented to validate the effectiveness of the proposed algorithms and the superiority of the proposed system.

To support massive access for future wireless networks, we propose a novel reconfigurable intelligent surface (RIS)-enhanced downlink multi-user multi-input single-output (MU-MISO) symbiotic radio (SR) system. In the proposed system, each RIS not only enhances the primary transmission from the primary transmitter (PT) to the associated primary receiver (PR) nearby, but also acts as an Internet-of-Things (IoT) device to enable IoT transmissions to the same PR. Therefore, each PR needs to jointly decode the information from both the PT and its corresponding RIS. We are interested in maximizing the weighted sum-rate of both primary and IoT transmissions by jointly designing the active transmit beamforming at PT and the passive beamforming at each RIS under the maximum transmit power constraint at the PT and various constraints on the reflection coefficients (RCs), which include the ideal, continuous-phase and the discrete-phase cases. The formulated problem is non-convex, which cannot be solved directly. Thus, fractional programming (FP) method and alternating optimization (AO) technique are adopted to tackle the problem. In particular, three low-complexity algorithms are proposed to trade off between computational complexity and convergence rate. Compared to different benchmark schemes, simulation results demonstrate that with the aid of the RISs, the PRs can benefit from the enhanced primary transmission from the PT, and receive information from the associated RISs via IoT transmission.

Non-Terrestrial Networks (NTNs) composed of space-borne (e.g., satellites) and airborne vehicles (e.g., drones and blimps) have recently been proposed by 3GPP as a new paradigm of infrastructures to enhance the capacity and coverage of existing terrestrial wireless networks. The mobility of non-terrestrial base stations (NT-BSs) however leads to a dynamic environment, which imposes unique challenges for handover and throughput optimization particularly in multi-user access control for NTNs. To achieve performance optimization, each terrestrial user equipment (UE) should autonomously estimate the dynamics of moving NT-BSs, which is different from the existing user access control schemes in terrestrial wireless networks. Consequently, new learning schemes for optimum multi-user access control are desired. In this article, we therefore propose a UE-driven deep reinforcement learning (DRL) based scheme, in which a centralized agent deployed at the backhaul side of NT-BSs is responsible for training the parameter of a deep Q-network (DQN), and each UE independently makes its own access decisions based on the parameter from the trained DQN. With the proposed scheme, each UE is able to access a proper NT-BS intelligently to enhance the long-term system throughput and avoid frequent handovers among NT-BSs. Through comprehensive simulation studies, we justify the performance of the proposed scheme, and show its effectiveness in addressing the fundamental issues in the NTNs deployment.

In conventional dual-function radar-communication (DFRC) systems, the radar and communication channels are routinely estimated at fixed time intervals based on their worst-case operation scenarios. Such situation-agnostic repeated estimations cause significant training overhead and dramatically degrade the system performance, especially for applications with dynamic sensing/communication demands and limited radio resources. In this paper, we leverage the channel aging characteristics to reduce training overhead and to design a situation-dependent channel re-estimation interval optimization-based resource allocation for performance improvement in a multi-target tracking DFRC system. Specifically, we exploit the channel temporal correlation to predict radar and communication channels for reducing the need of training preamble retransmission. Then, we characterize the channel aging effects on the Cramer-Rao lower bounds (CRLBs) for radar tracking performance analysis and achievable rates with maximum ratio transmission (MRT) and zero-forcing (ZF) transmit beamforming for communication performance analysis. In particular, the aged CRLBs and achievable rates are derived as closed-form expressions with respect to the channel aging time, bandwidth, and power. Based on the analyzed results, we optimize these factors to maximize the average total aged achievable rate subject to individual target tracking precision demand, communication rate requirement, and other practical constraints. Since the formulated problem belongs to a non-convex problem, we develop an efficient one-dimensional search based optimization algorithm to obtain its suboptimal solutions. Finally, simulation results are presented to validate the correctness of the derived theoretical results and the effectiveness of the proposed allocation scheme.

We consider a homogeneous cellular network where a multi-antenna base station (BS) in each cell transmits messages to its intended user over a common frequency band. To improve the system capacity of this multi-cell multi-input single-output (MISO) interference channel, one of the state-of-the-art algorithms, namely, downlink-beamforming coordination, allows all BSs to cooperate with one another to mitigate the effect of inter-cell interference. However, most existing algorithms are suboptimal and impractical in a dynamic wireless environment, due to the high computational complexity and the overhead involved in collecting global channel state information (CSI). In this study, we exploit deep reinforcement learning (DRL) and propose a distributed dynamic downlink-beamforming coordination (DDBC) method with partial observability of the CSI. Each BS is able to train its own deep Q-network and employs appropriate beamformer depending on its environment, which is observed through a designed limited-information exchange protocol. The simulation results show that the proposed DRL-based DDBC method, with a considerably lower system overhead, achieves a system capacity that is very close to that of the fractional programming algorithm with global and instantaneous CSI measurements. In addition, this work demonstrates the potential of utilizing DRL to solve DDBC problems in a more practical manner.

Operating LTE networks in unlicensed bands together with legacy WiFi systems is deemed as a promising technique to support explosively growing mobile traffic. In conventional LTE/WiFi spectrum sharing schemes, LTE systems need to know WiFi traffic demands for optimizing system parameters to protect WiFi systems, for which the two systems are required to cooperate with each other via signallings exchanges. However, it is difficult to establish a dedicated channel among the two independent systems for exchanging signallings. Hence, in this paper, we propose an intelligent duty-cycle medium access control protocol to realize the effective and fair spectrum sharing between LTE and WiFi systems without requiring signalling exchanges. Specifically, we first design a duty-cycle spectrum sharing framework, which allows an LTE system to share the spectrum with a WiFi system by using time sharing. After that, we develop deep reinforcement learning (DRL)-based algorithms to learn WiFi traffic demands by analyzing WiFi channel activity, e.g., the idleness/business of WiFi channels, which can be observed by the LTE system via monitoring WiFi channels. Based on the learnt knowledge, the LTE system can adaptively optimize LTE transmission time to maximize its own throughput and meanwhile to provide sufficient protection to the WiFi system. Simulation results show that, in terms of LTE throughput and WiFi protection, the performance of the proposed intelligent scheme can approach that of the genie-aided exhaustive search algorithm, which needs the perfect knowledge of WiFi traffic demands through massive signalling exchanges and is of high computational complexity.

In this paper, we study time-varying orthogonal frequency division multiplexing (OFDM) systems, and propose a joint channel-and-signal estimation receiver based on turbo message passing (TMP) to efficiently suppress inter-carrier interference (ICI). We establish a factor graph representation of the problem and divide the whole factor graph into two parts, one for channel estimation and the other for signal detection. For the first part, we use Gaussian message passing (GMP) for channel estimation; for the second part, a discrete state space (DSS) model is employed to describe the transition of signal states, and a forward-backward algorithm is adopted for message passing over the transition trellis in signal detection. The resulting algorithm is referred to as DSS-GMP. The complexity of DSS-GMP quickly becomes the bottleneck as the increase of the signal constellation size and the ICI width. To address this issue, we further develop a continuous-state-space (CSS) model based turbo message passing algorithm, where the messages of modulated signals are approximated as continuous Gaussian messages. Numerical results demonstrate that the TMP based scheme significantly outperforms the state-of-the-art schemes.

In conventional full-duplex communications, dedicated symbols are transmitted to estimate both the self-interference channel and the desired signal channel in order to perform self-interference cancellation (SIC) and to coherently detect the desired signal. However, inaccurate channel estimation will produce residual self-interference and degrade the detection performance. In this paper, we exploit a Gaussian mixture model (GMM) clustering to design a full-duplex transceiver (FDT), which is able to detect the desired signal without requiring digital-domain channel estimation and SIC. The frame structure of the designed FDT contains two successive phases: labeling phase and data transmission phase. In particular, the designed FDT performs cluster labeling in the labeling phase and performs GMM clustering based on an expectation-maximization (EM) algorithm in the data transmission phase. Furthermore, the theoretical analysis about the detection performance, computational complexity, and convergence performance for the designed FDT are studied. Finally, simulation results show that the bit error rate (BER) of the designed FDT is closed to the performance of the FDT with a maximum likelihood (ML) detector and perfect channel knowledge meanwhile is superior to the BER performance of the FDT with a ML detector and a least square (LS) or least mean square (LMS) channel estimator.

Ambient backscatter communication (AmBC) enables radio-frequency (RF) powered backscatter devices (BDs) (e.g., sensors, tags) to modulate their information bits over ambient RF carriers in an over-the-air manner. This technology also called "modulation in the air", thus has emerged as a promising solution to achieve green communications for future Internet-of-Things. This paper studies an AmBC system by leveraging the ambient orthogonal frequency division multiplexing (OFDM) modulated signals in the air. We first model such AmBC system from a spread-spectrum communication perspective, upon which a novel joint design for BD waveform and receiver detector is proposed. The BD symbol period is designed to be in general an integer multiplication of the OFDM symbol period, and the waveform for BD bit `0' maintains the same state within a BD symbol period, while the waveform for BD bit `1' has a state transition in the middle of each OFDM symbol period within a BD symbol period. In the receiver detector design, we construct the test statistic that cancels out the direct-link interference by exploiting the repeating structure of the ambient OFDM signals due to the use of cyclic prefix. For the system with a single-antenna receiver, the maximum-likelihood detector is proposed to recover the BD bits, for which the optimal threshold is obtained in closed-form expression. For the system with a multi-antenna receiver, we propose a new test statistic, and derive the optimal detector. Moreover, practical timing synchronization algorithms are proposed, and we also analyze the effect of various system parameters on the system performance. Finally, extensive numerical results are provided to verify that the proposed transceiver design can improve the system bit-error-rate (BER) performance and the operating range significantly, and achieve much higher data rate, as compared to the conventional design., Comment: 32 pages, 10 figures, journal paper

In this paper, we consider the sequential detection problem in a new cognitive radio scenario when the primary user (PU) works with more than one transmit power level. Different from most existing literature where PU is assumed to operate with a constant transmit power only, this new consideration well matches the practical standards, e.g., IEEE 802.11 Series, LTE, LTE-A, and so on, as well as the adaptive powering concept that a user would vary its transmit power under different situations. The targets of the secondary user here are not only to detect the presence of PU but also to recognize PU’s transmit power levels. We first formulate a valid sequential detection approach via the modified Neyman-Pearson criterion and then derive the closed-form decision region for each PU’s transmit power level. Many interesting discussions are raised. Moreover, the average sample number, a key metric for any sequential detection method, is derived in closed form to facilitate the performance evaluation. The performance comparison of the sequential detection and the fixed sample detection for this multiple primary transmit power levels scenario is analyzed. Finally, the simulation results are presented to verify the correctness of the proposed studies.

In this paper, we investigate a spectrum refarming system where an OFDMA system shares the licensed band of a CDMA system. Both systems share the same cell site, but each has different base station (BS) antennas. Joint resource allocation problem is formulated to optimize the CDMA receive power, OFDMA transmit power, and subcarrier assignment. Conventional interference control to protect the primary CDMA system relies on the availability of cross-channel gains (CCGs) from each secondary OFDMA transmitter to the CDMA BS receiver. However, the CCGs are difficult to be obtained due to lack of intersystem cooperation. To address this problem, we first decouple the original problem into higher and lower-level problems via primal decomposition. Then, a robust lower-level resource allocation (R-LRA) scheme, which controls interference without using CCGs is proposed, with which CDMA users can be sufficiently protected. Thereafter, an enhanced R-LRA (ER-LRA) scheme is proposed to decrease the conservation of R-LRA scheme. Assisted by the CDMA inner power control and based on the ER-LRA, efficient algorithm is designed to solve the higher-level problem. Extensions of the ER-LRA for other scenarios are also studied. Simulation results are provided to validate the proposed schemes in facilitating and improving the spectrum sharing performance.

Increasing spectrum-efficiency (SE) as well as energy-efficiency (EE) has attracted much attention recently due to the fact that the future wireless networks need to address the issues of high throughput and low power consumption. However, the objective for optimizing SE sometimes conflicts with the one for optimizing EE, and the methods for improving EE may result in a decrease in SE. In this paper, we consider the SE-EE tradeoff for cognitive radio (CR) networks with co-operative spectrum sensing (CSS). First, we formulate the general problem, and analyze two special cases: the SE maximization problem and the EE maximization problem. The SE and EE are optimized separately via joint optimization of sensing duration and final decision threshold in CSS. Based on the solutions of the two special cases, the general problem for SE-EE tradeoff is solved. Then, we consider the tradeoff of SE and EE from two perspectives: (1) maximizing EE while satisfying SE requirement; and (2) maximizing SE while satisfying EE requirement. Efficient algorithms for sensing strategy design are proposed for each scenario. Finally, we demonstrate the effectiveness of the proposed sensing strategies and illustrate the tradeoff between SE and EE via simulations.

Spectrum refarming (SR) refers to a radio resource management technique which allows different generations of cellular networks to operate in the same radio spectrum. In this paper, an underlay SR model is proposed, in which an Orthogonal Frequency Division Multiple Access (OFDMA) system refarms the spectrum of a Code Division Multiple Access (CDMA) system through intelligently exploiting the interference margin provided by the CDMA system. We investigate the mutual effect of the two systems by evaluating the asymptotic signal-to-interference-plus-noise ratio (SINR) of the users, based on which the interference margin tolerable by the CDMA system is determined. By using the interference margin together with the transmit power constraints, the uplink resource allocation problem of OFDMA system is formulated and solved through dual decomposition method. Simulation results have verified our theoretical analysis, and validated the effectiveness of the proposed resource allocation algorithm and its capability to protect the legacy CDMA users. The proposed SR system requires the least information flow from the CDMA system to the OFDMA system, and importantly, no upgrading of legacy CDMA system is needed; thus it can be deployed by telecom operators to maximize the spectral efficiency of their cellular networks., 29 pages, 10 figures, submitted to IEEE Trans. Wireless Comms., accepted conference version to GC'14

A new approach to spectrum sensing in cognitive radio systems based on the Kolmogorov-Smirnov (K-S) test is proposed. The K-S test is a non-parametric method to measure the goodness of fit. The basic procedure involves computing the empirical cumulative distribution function (ECDF) of some decision statistic obtained from the received signal, and comparing it with the ECDF of the channel noise samples. A sequential version of the K-S-based spectrum sensing technique is also proposed. Extensive simulation results demonstrate that compared with the existing spectrum detection methods, such as the energy detector and the eigenvalue-based detector, the proposed K-S detectors offer superior detection performance and faster detection, and is more robust to channel uncertainty and non-Gaussian noise.

In this letter, we consider a bi-directional relay network in which two users, U1 and U2, exchange their information via a relay station, RS. Multiple antennas are deployed at both users and at RS. Single carrier cyclic prefix (SCCP) is used to combat intersymbol interference (ISI) in frequency-selective fading channels. The transmission process is divided into two time slots. At the first time slot, both users send their information to RS concurrently. RS then amplifies and broadcasts its received signals at the second time slot. We propose an algorithm to estimate the channel information at end users based on the least square (LS) principle. To further minimize the mean square error (MSE) of the estimate, a method to design the optimal training sequences is also proposed. Simulation results show that the performance achieved by our optimal design is close to that with perfect channel information.

We consider a cognitive radio (CR) network that makes opportunistic use of a set of channels licensed to a primary network. During operation, the CR network is required to carry out spectrum sensing to detect active primary users, thereby avoiding interfering with them. However, spectrum sensing may cause negative effect on the performance of the CR network, as all CR communications has to be postponed during channel sensing. This paper focuses on adaptively scheduling spectrum sensing and data transmission so that negative impacts to the performance of the CR network are minimized. We first consider the case when CR nodes always have data to transmit and experience time-varying channels. Based on knowledge of channel conditions, the sensing periods are adaptively scheduled to maximize the spectrum efficiency of the CR operation. We show how optimal sensing/transmission scheduling policies can be obtained and prove some important structural properties of such optimal policies. We then consider the case when CR nodes experience both stochastic data arrival and time-varying channels. By treating each sensing period as a 'virtual sensing packet'', we convert the problem of joint spectrum-sensing/datatransmission scheduling into a standard queueing model. Based on that, an efficient scheduling algorithm that takes into account channel and queue conditions of the CR network is proposed.

In this letter, we propose multi-antenna based spectrum sensing methods for cognitive radios (CRs) using the generalized likelihood ratio test (GLRT) paradigm. The proposed methods utilize the eigenvalues of the sample covariance matrix of the received signal vector from multiple antennas, taking advantage of the fact that in practice, the primary user signals to be detected will either occupy a subspace of dimension strictly smaller than the dimension of the observation space, or have a non-white spatial spectrum. These methods do not require prior knowledge of the primary user signals, or the channels from the primary users to the CR. By making different assumptions on the availability of the white noise power value at the CR receiver, we derive two algorithms that are shown to outperform the standard energy detector.

In this work, we consider the two-way relay network (TWRN) where two terminals exchange their information through a relay node in a bi-directional manner and study the training-based channel estimation under the amplify-and-forward (AF) relay scheme. We propose a two-phase training protocol for channel estimation: in the first phase, the two terminals send their training signals concurrently to the relay; and in the second phase, the relay amplifies the received signal and broadcasts it to both terminals. Each terminal then estimates the channel parameters required for data detection. First, we assume the channel parameters to be deterministic and derive the maximum-likelihood (ML) -based estimator. It is seen that the newly derived ML estimator is nonlinear and differs from the conventional least-square (LS) estimator. Due to the difficulty in obtaining a closed-form expression of the mean square error (MSE) for the ML estimator, we resort to the Crameacuter-Rao lower bound (CRLB) on the estimation MSE for design of optimal training sequence. Secondly, we consider stochastic channels and focus on the class of linear estimators. In contrast to the conventional linear minimum-mean-square-error (LMMSE) -based estimator, we introduce a new type of estimator that aims at maximizing the effective receive signal-to-noise ratio (SNR) after taking into consideration the channel estimation errors, thus referred to as the linear maximum SNR (LMSNR) estimator. Furthermore, we prove that orthogonal training design is optimal for both the CRLB- and the LMSNR-based design criteria. Finally, simulations are conducted to corroborate the proposed studies.

Cognitive radio is an emerging technology that shows great promise to dramatically improve the efficiency of spectrum utilization. This paper considers a cognitive radio model, in which the secondary network is allowed to use the radio spectrum concurrently with primary users (PUs) provided that interference from the secondary users (SUs) to the PUs is constrained by certain thresholds. The weighted sum rate maximization problem is studied under interference power constraints and individual transmit power constraints, for a cognitive multiple access channel (C-MAC), in which each SU having a single transmit antenna communicates with the base station having multiple receive antennas. An iterative algorithm is developed to efficiently obtain the optimal solution of the weighted sum rate problem for the C-MAC. It is further shown that the proposed algorithm, although developed for single channel transmission, can be extended to the case of multiple channel transmission. Corroborating numerical examples illustrate the convergence behavior of the algorithm and present comparisons with other existing alternative algorithms.

Spectrum sensing is a fundamental component in a cognitive radio. In this paper, we propose new sensing methods based on the eigenvalues of the covariance matrix of signals received at the secondary users. In particular, two sensing algorithms are suggested, one is based on the ratio of the maximum eigenvalue to minimum eigenvalue; the other is based on the ratio of the average eigenvalue to minimum eigenvalue. Using some latest random matrix theories (RMT), we quantify the distributions of these ratios and derive the probabilities of false alarm and probabilities of detection for the proposed algorithms. We also find the thresholds of the methods for a given probability of false alarm. The proposed methods overcome the noise uncertainty problem, and can even perform better than the ideal energy detection when the signals to be detected are highly correlated. The methods can be used for various signal detection applications without requiring the knowledge of signal, channel and noise power. Simulations based on randomly generated signals, wireless microphone signals and captured ATSC DTV signals are presented to verify the effectiveness of the proposed methods.

In this paper, we are interested in the problem of joint channel estimation and data detection for multi-input multi-output (MIMO) interleaved frequency division multiple access (IFDMA) systems. Although IFDMA is free from the multiple access interference (MAI), it suffers from intersymbol interference (ISI). MIMO-IFDMA system suffers from both ISI and multi-stream interference (MSI). The block iterative generalized decision feedback equalizer (BI-GDFE) is an iterative and effective interference cancellation scheme which could provide near maximum likelihood (ML) performance with very low complexity. However, BI-GDFE needs the channel state information (CSI). In this paper, we utilize the soft estimates of the transmitted symbols provided by the BI-GDFE to estimate the channel via an expectation maximization (EM)-based algorithm. By doing so, a joint channel estimation and data detection receiver is developed. To evaluate the performance of the proposed channel estimation algorithm, we derive the Cramer-Rao lower bound (CRLB). Computer simulations show that the bit error rate (BER) performance of the proposed joint channel estimation and signal detection receiver can reach the performance of the BI-GDFE with perfect CSI.

In cognitive radio networks, the channel gain between primary transceivers, namely, primary channel gain, is crucial for a cognitive transmitter (CT) to control the transmit power and achieve spectrum sharing. Conventionally, the primary channel gain is estimated in the primary system and thus unavailable at the CT. To deal with this issue, two estimators are proposed by enabling the CT to sense primary signals. In particular, by adopting the maximum likelihood (ML) criterion to analyze the received primary signals, a ML estimator is first developed. After demonstrating the high computational complexity of the ML estimator, a median based (MB) estimator with proved low complexity is then proposed. Furthermore, the estimation accuracy of the MB estimation is theoretically characterized. By comparing the ML estimator and the MB estimator from the aspects of the computational complexity as well as the estimation accuracy, both advantages and disadvantages of two estimators are revealed. Numerical results show that the estimation errors of the ML estimator and the MB estimator can be as small as $0.6$ dB and $0.7$ dB, respectively., Submitted to IEEE Transactions on Communications