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This paper studies the second-order coding rates for memoryless channels with a state sequence known non-causally at the encoder. In the case of finite alphabets, an achievability result is obtained using constant-composition random coding, and by using a small fraction of the block to transmit the empirical distribution of the state sequence. For error probabilities less than 0.5, it is shown that the second-order rate improves on an existing one based on independent and identically distributed random coding. In the Gaussian case (dirty paper coding) with an almost-sure power constraint, an achievability result is obtained using random coding over the surface of a sphere, and using a small fraction of the block to transmit a quantized description of the state power. It is shown that the second-order asymptotics are identical to the single-user Gaussian channel of the same input power without a state. [ABSTRACT FROM AUTHOR]

We introduce a fundamental lemma called the Poisson matching lemma, and apply it to prove one-shot achievability results for various settings, namely channels with state information at the encoder, lossy source coding with side information at the decoder, joint source-channel coding, broadcast channels, distributed lossy source coding, multiple access channels and channel resolvability. Our one-shot bounds improve upon the best known one-shot bounds in most of the aforementioned settings (except multiple access channels and channel resolvability, where we recover bounds comparable to the best known bounds), with shorter proofs in some settings even when compared to the conventional asymptotic approach using typicality. The Poisson matching lemma replaces both the packing and covering lemmas, greatly simplifying the error analysis. This paper extends the work of Li and El Gamal on Poisson functional representation, which mainly considered variable-length source coding settings, whereas this paper studies fixed-length settings, and is not limited to source coding, showing that the Poisson functional representation is a viable alternative to typicality for most problems in network information theory. [ABSTRACT FROM AUTHOR]

We propose a successive cancellation list (SCL) encoding and decoding scheme for the Gelfand Pinsker (GP) problem based on the known nested polar coding scheme. It applies SCL encoding for the source coding part, and SCL decoding with a properly defined CRC for the channel coding part. The scheme shows improved performance compared to the existing method. A known issue with nested polar codes for binary dirty paper is the existence of frozen channel code bits that are not frozen in the source code. These bits need to be retransmitted in a second phase of the scheme, thus reducing the rate and increasing the required blocklength. We provide an improved bound on the size of this set, and on its scaling with respect to the blocklength, when the Bhattacharyya parameter of the test channel used for source coding is sufficiently large, or the Bhattacharyya parameter of the channel seen at the decoder is sufficiently small. The result is formulated for an arbitrary binary-input memoryless GP problem, since unlike the previous results, it does not require degradedness of the two channels mentioned above. Finally, we present simulation results for binary dirty paper and noisy write once memory codes. [ABSTRACT FROM AUTHOR]

In general coding theory, we often assume that error is observed in transferring or storing encoded symbols, while the process of encoding itself is error-free. Motivated by recent applications of coding theory, in this paper, we consider the case where the process of encoding is distributed and prone to error. We introduce the problem of distributed encoding, comprised of a set of $K \in \mathbb {N}$ isolated source nodes and $N \in \mathbb {N}$ encoding nodes. Each source node has one symbol from a finite field, which is sent to each of the encoding nodes. Each encoding node stores an encoded symbol from the same field, as a function of the received symbols. However, some of the source nodes are controlled by the adversary and may send different symbols to different encoding nodes. Depending on the number of the adversarial nodes, denoted by $\beta \in \mathbb {N}$ , and the cardinality of the set of symbols that each one generates, denoted by $v \in \mathbb {N}$ , the process of decoding from the encoded symbols could be impossible. Assume that a decoder connects to an arbitrary subset of $t \in \mathbb {N}$ encoding nodes and wants to decode the symbols of the honest nodes correctly, without necessarily identifying the sets of honest and adversarial nodes. An important characteristic of a distributed encoding system is $t^{*} \in \mathbb {N}$ , the minimum of such $t$ , which is a function of $K$ , $N$ , $\beta $ , and $v$. In this paper, we study the distributed linear encoding system, i.e. one in which the encoding nodes use linear coding. We show that $t^{*}_{\textrm {Linear}}=K+2\beta (v-1)$ , if $N\ge K+2\beta (v-1)$ , and $t^{*}_{\textrm {Linear}}=N$ , if $N\le K+2\beta (v-1)$. In order to achieve $t^{*}_{\textrm {Linear}}$ , we use random linear coding and show that in any feasible solution that the decoder finds, the messages of the honest nodes are decoded correctly. In order to prove the converse of the fundamental limit, we show that when the adversary behaves in a particular way, it can always confuse the decoder between two feasible solutions that differ in the message of at least one honest node. [ABSTRACT FROM AUTHOR]

The variable-length source coding problem allowing the error probability up to some constant is considered for general sources. In this problem, the optimum mean codeword length of variable-length codes has already been determined. On the other hand, in this paper, we focus on the overflow (or excess codeword length) probability instead of the mean codeword length. The infimum of overflow thresholds under the constraint that both of the error probability and the overflow probability are smaller than or equal to some constant is called the optimum overflow threshold. In this paper, we first derive finite-length upper and lower bounds on these probabilities so as to analyze the optimum overflow thresholds. Then, by using these bounds, we determine the general formula of the optimum overflow thresholds in both of the first-order and second-order forms. Next, we consider another expression of the derived general formula so as to reveal the relationship with the optimum coding rate in the fixed-length source coding problem. Finally, we apply the general formula derived in this paper to the case of stationary memoryless sources. [ABSTRACT FROM AUTHOR]

This paper formulates a distributed computation problem, where a master asks ${\mathsf N}$ distributed workers to compute a linearly separable function. The task function can be expressed as ${\mathsf K}_{\mathrm{ c}}$ linear combinations of ${\mathsf K}$ messages, where each message is a function of one dataset. Our objective is to find the optimal tradeoff between the computation cost (number of uncoded datasets assigned to each worker) and the communication cost (number of symbols the master must download), such that from the answers of any ${\mathsf N}_{\mathrm{ r}}$ out of ${\mathsf N}$ workers the master can recover the task function with high probability, where the coefficients of the ${\mathsf K}_{\mathrm{ c}}$ linear combinations are uniformly i.i.d. over some large enough finite field. The formulated problem can be seen as a generalized version of some existing problems, such as distributed gradient coding and distributed linear transform. In this paper, we consider the specific case where the computation cost is minimum, and propose novel achievability schemes and converse bounds for the optimal communication cost. Achievability and converse bounds coincide for some system parameters; when they do not match, we prove that the achievable distributed computing scheme is optimal under the constraint of a widely used ‘cyclic assignment’ scheme on the datasets. Our results also show that when ${\mathsf K}= {\mathsf N}$ , with the same communication cost as the optimal distributed gradient coding scheme proposed by Tandon et al. from which the master recovers one linear combination of ${\mathsf K}$ messages, our proposed scheme can let the master recover any additional ${\mathsf N}_{\mathrm{ r}}-1$ independent linear combinations of messages with high probability. [ABSTRACT FROM AUTHOR]

It is well known that the mutual information between two random variables can be expressed as the difference of two relative entropies that depend on an auxiliary distribution, a relation sometimes referred to as the golden formula. This paper is concerned with a finite-blocklength extension of this relation. This extension consists of two elements: 1) a finite-blocklength channel-coding converse bound by Polyanskiy and Verdú, which involves the ratio of two Neyman–Pearson $\beta $ functions (beta–beta converse bound); and 2) a novel beta–beta channel-coding achievability bound, expressed again as the ratio of two Neyman–Pearson $\beta $ functions. To demonstrate the usefulness of this finite-blocklength extension of the golden formula, the beta–beta achievability and converse bounds are used to obtain a finite-blocklength extension of Verdú’s wideband-slope approximation. The proof parallels the derivation of the latter, with the beta–beta bounds used in place of the golden formula. The beta–beta (achievability) bound is also shown to be useful in cases where the capacity-achieving output distribution is not a product distribution due to, e.g., a cost constraint or structural constraints on the codebook, such as orthogonality or constant composition. As an example, the bound is used to characterize the channel dispersion of the additive exponential-noise channel and to obtain a finite-blocklength achievability bound (the tightest to date) for multiple-input multiple-output Rayleigh-fading channels with perfect channel state information at the receiver. [ABSTRACT FROM AUTHOR]

This paper considers the problem of lossy source coding with a specific distortion measure: logarithmic loss. The focus of this paper is on the single-shot approach, which exposes crisply the connection between lossless source coding with list decoding and lossy source coding with log-loss. Fixed-length and variable-length bounds are presented. Fixed-length bounds include the single-shot fundamental limit for average as well as excess distortion. Variable-length bounds include the single-shot fundamental limit for average as well as excess length. Two multi-terminal problems are addressed: coding with side information (Wyner–Ziv) and multiple descriptions coding. In both the cases, the application of the Shannon–McMillan theorem to the single-shot bounds yields the rate-distortion function and the rate distortion-region for stationary ergodic sources. [ABSTRACT FROM PUBLISHER]

This paper studies a memoryless state-dependent multiple access channel (MAC) where two transmitters wish to convey a message to a receiver under the assumption of causal and imperfect channel state information at transmitters (CSIT) and imperfect channel state information at receiver (CSIR). In order to emphasize the limitation of transmitter cooperation between physically distributed nodes, we focus on the so-called distributed CSIT assumption, i.e., where each transmitter has its individual channel knowledge, while the message can be assumed to be partially or entirely shared a priori between transmitters by exploiting some on-board memory. Under this setup, the first part of the paper characterizes the common message capacity of the channel at hand for arbitrary CSIT and CSIR structure. The optimal scheme builds on Shannon strategies, i.e., optimal codes are constructed by letting the channel inputs be a function of current CSIT only. For a special case when CSIT is a deterministic function of CSIR, the considered scheme also achieves the capacity region of a common message and two private messages. The second part addresses an important instance of the previous general result in a context of a cooperative multi-antenna Gaussian channel under i.i.d. fading operating in frequency-division duplex mode, such that CSIT is acquired via an explicit feedback of perfect CSIR. The capacity of the channel at hand is achieved by distributed linear precoding applied to Gaussian codes. Surprisingly, we demonstrate that it is suboptimal to send a number of data streams bounded by the number of transmit antennas as typically considered in a centralized CSIT setup. Finally, numerical examples are provided to evaluate the sum capacity of the binary MAC with binary states as well as the Gaussian MAC with i.i.d. fading. [ABSTRACT FROM AUTHOR]

In its most elementary form, compressed sensing studies the design of decoding algorithms to recover a sufficiently sparse vector or code from a lower dimensional linear measurement vector. Typically it is assumed that the decoder has access to the encoder matrix, which in the combinatorial case is sparse and binary. In this paper we consider the problem of designing a decoder to recover a set of sparse codes from their linear measurements alone, that is without access to encoder matrix. To this end we study the matrix factorisation task of recovering both the encoder and sparse coding matrices from the associated linear measurement matrix. The contribution of this paper is a computationally efficient decoding algorithm, Decoder-Expander Based Factorisation, with strong performance guarantees. Under mild assumptions on the sparse coding matrix and by deploying a novel random encoder matrix, we prove that Decoder-Expander Based Factorisation recovers both the encoder and sparse coding matrix at the optimal measurement rate with high probability and from a near optimal number of measurement vectors. In addition, our experiments demonstrate the efficacy and computational efficiency of our algorithm in practice. Beyond compressed sensing, our results may be of interest for researchers working in areas as diverse as linear sketching, coding theory, matrix compression and dictionary learning. [ABSTRACT FROM AUTHOR]

A coding scheme for transmission of a bit maps a given bit to a sequence of channel inputs (called the codeword associated with the transmitted bit). In this paper, we study the problem of designing the best code for a discrete Poisson channel with memory (under peak-power and total-power constraints). The outputs of a discrete Poisson channel with memory are Poisson distributed random variables with a mean comprising of a fixed additive noise and a linear combination of past input symbols. Assuming a maximum-likelihood (ML) decoder, we search for a codebook that has the smallest possible error probability. This problem is challenging because error probability of a code does not have a closed-form analytical expression. For the case of having only a total-power constraint, the optimal code structure is obtained, provided that the blocklength is greater than the memory length of the channel. For the case of having only a peak-power constraint, the optimal code is derived for arbitrary memory and blocklength in the high-power regime. For the case of having both the peak-power and total-power constraints, the optimal code is derived for memoryless Poisson channels when both the total-power and the peak-power bounds are large. [ABSTRACT FROM AUTHOR]

In this paper, we consider a status updating system where updates are generated at a constant rate at $K$ sources and sent to the corresponding recipients through a noise-free broadcast channel. We assume that perfect channel state information (CSI) is available at the transmitter before each transmission, and the transmitter is able to utilize the CSI to precode the updates. Our object is to design optimal precoding schemes to minimize the summed average age of information (AoI) at the recipients. Under various assumptions on the size of each update $B$ , the number of transmit antennas $M$ , and the number of receive antennas $N$ at each user, this paper identifies the corresponding age-optimal precoding and transmission scheduling strategies. Specifically, for the case when $N=1$ , a round-robin based updating scheme is shown to be optimal. For the two-user systems with $N>B$ or $M\notin [N:2N]$ , framed updating schemes are proven to be optimal. For other cases in the two-user systems, a framed alternating updating scheme is proven to be 2-optimal. [ABSTRACT FROM AUTHOR]

This paper considers the problem of channel coding over Gaussian intersymbol interference (ISI) channels with a given decoding rule. Specifically, it is assumed that the mismatched decoder has an incorrect assumption on the channel impulse response. The mismatch capacity is the highest achievable rate for a given decoding rule. The existing achievable rates for channels and decoding metrics with memory (as in our model) are currently available only in the form of multi-letter expressions that cannot be calculated. Consequently, they provide little insight on the mismatch problem. In this paper, we derive the computable formulas of achievable rates and discuss some implications of our results. Our achievable rates are based on two ensembles: the ensemble of codewords generated by an autoregressive process and the ensemble of codewords drawn uniformly over a “type class” of real-valued sequences. We provide a few numerical results of our achievable rates, as functions of the mismatched ISI parameters. Finally, we compare our results with universal decoders which are designed outside the true class of channels that we consider in this paper. [ABSTRACT FROM AUTHOR]

This paper investigates the minimum energy required to transmit k information bits with a given reliability over a multiple-antenna Rayleigh block-fading channel, with and without channel state information (CSI) at the receiver. No feedback is assumed. It is well known that the ratio between the minimum energy per bit and the noise level converges to −1.59 dB as k goes to infinity, regardless of whether CSI is available at the receiver or not. This paper shows that the lack of CSI at the receiver causes a slowdown in the speed of convergence to −1.59 dB as k\to \infty compared with the case of perfect receiver CSI. Specifically, we show that, in the no-CSI case, the gap to −1.59 dB is proportional to , whereas when perfect CSI is available at the receiver, this gap is proportional to 1/\sqrt {k} . In both cases, the gap to −1.59 dB is independent of the number of transmit antennas and of the channel’s coherence time. Numerically, we observe that, when the receiver is equipped with a single antenna, to achieve an energy per bit of −1.5 dB in the no-CSI case, one needs to transmit at least 7\times 10^{7}$ information bits, whereas 6\times 10^{4} bits suffice for the case of perfect CSI at the receiver. [ABSTRACT FROM PUBLISHER]

In a recent work, S. Nitinawarat obtained a lower bound and an upper bound for the minimum list size in list decoding for an arbitrarily varying multiple access channel (AVMAC), for which the interior of the capacity region of deterministic list codes is nonempty. In the same paper, he proved that for a binary AVMAC, the minimum list size is finite, if and only if the interior of the capacity region of random correlated codes is nonempty. The goal of this paper is to close the gap between the two bounds for the minimum list size. We find a necessary and sufficient condition for the list codes for an AVMAC to have a capacity region with a nonempty interior in terms of bipartite graphs. Therefore, we determine the minimum list size. Moreover, we prove that for any AVMAC, the minimum list size is finite, if and only if the interior of the capacity region of random correlated codes is nonempty. [ABSTRACT FROM PUBLISHER]

This paper studies an $n$ -dimensional additive Gaussian noise channel with a peak-power-constrained input. It is well known that, in this case, when $n=1$ the capacity-achieving input distribution is discrete with finitely many mass points, and when $n>1$ the capacity-achieving input distribution is supported on finitely many concentric shells. However, due to the previous proof technique, not even a bound on the exact number of mass points/shells was available. This paper provides an alternative proof of the finiteness of the number mass points/shells of the capacity-achieving input distribution while producing the first firm bounds on the number of mass points and shells, paving an alternative way for approaching many such problems. The first main result of this paper is an order tight implicit bound which shows that the number of mass points in the capacity-achieving input distribution is within a factor of two from the number of zeros of the downward shifted capacity-achieving output probability density function. Next, this implicit bound is utilized to provide a first firm upper on the support size of optimal input distribution, an $O(\mathsf {A}^{2})$ upper bound where $\mathsf {A}$ denotes the constraint on the input amplitude. The second main result of this paper generalizes the first one to the case when $n>1$ , showing that, for each and every dimension $n\ge 1$ , the number of shells that the optimal input distribution contains is $O(\mathsf {A}^{2})$. Finally, the third main result of this paper reconsiders the case $n=1$ with an additional average power constraint, demonstrating a similar $O(\mathsf {A}^{2})$ bound. [ABSTRACT FROM AUTHOR]

In this paper, we study a security problem on a simple wiretap network, consisting of a source node S, a destination node D, and an intermediate node R. The intermediate node connects the source and the destination nodes via a set of noiseless parallel channels, with sizes n1 and n2 , respectively. A message $M$ is to be sent from S to D. The information in the network may be eavesdropped by a set of wiretappers. The wiretappers cannot communicate with one another. Each wiretapper can access a subset of channels, called a wiretap set. All the chosen wiretap sets form a wiretap pattern. A random key $K$ is generated at S, and a coding scheme on $(M, K)$ is employed to protect $M$ . We define two decoding classes at D. In Class-I, only $M$ is required to be recovered, and in Class-II, both $M$ and $K$ are required to be recovered. The objective is to minimize $H(K)/H(M)$ for a given wiretap pattern under the perfect secrecy constraint. The first question we address is whether routing is optimal on this simple network. By enumerating all the wiretap patterns on the Class-I/II (3, 3) networks and harnessing the power of Shannon-type inequalities, we find that gaps exist between the bounds implied by routing and the bounds implied by Shannon-type inequalities for a small fraction (<2%) of all the wiretap patterns. The second question we investigate is the following: What is $\min H(K)/H(M)$ for the remaining wiretap patterns where gaps exist? We study some simple wiretap patterns and find that their Shannon bounds (i.e., the lower bound induced by Shannon-type inequalities) can be achieved by linear codes, which means routing is not sufficient even for the (3, 3) network. For some complicated wiretap patterns, we study the structures of linear coding schemes under the assumption that they can achieve the corresponding Shannon bounds. This paper indicates that the determination of the entropic region of six linear vector spaces cannot be sidestepped. Some subtle issues on the network models are discussed, and interesting observations are stated. [ABSTRACT FROM AUTHOR]

This paper starts by considering the minimization of the Rényi divergence subject to a constraint on the total variation distance. Based on the solution of this optimization problem, the exact locus of the points \bigl ( D(Q\|P1), D(Q\|P2) \bigr ) is determined when P1 , P2 , and $Q$ are arbitrary probability measures which are mutually absolutely continuous, and the total variation distance between P1 and P2 is not below a given value. It is further shown that all the points of this convex region are attained by probability measures which are defined on a binary alphabet. This characterization yields a geometric interpretation of the minimal Chernoff information subject to a constraint on the variational distance. This paper also derives an exponential upper bound on the performance of binary linear block codes (or code ensembles) under maximum-likelihood decoding. Its derivation relies on the Gallager bounding technique, and it reproduces the Shulman–Feder bound as a special case. The bound is expressed in terms of the Rényi divergence from the normalized distance spectrum of the code (or the average distance spectrum of the ensemble) to the binomially distributed distance spectrum of the capacity-achieving ensemble of random block codes. This exponential bound provides a quantitative measure of the degradation in performance of binary linear block codes (or code ensembles) as a function of the deviation of their distance spectra from the binomial distribution. An efficient use of this bound is considered. [ABSTRACT FROM PUBLISHER]

We consider the problem of tracking, in realtime, an unstable autoregressive (AR) source over a discrete memoryless channel (DMC). We present computable achievable bounds on the optimal tracking error for general DMCs, and we particularize these bounds to the binary erasure, packet erasure, and binary symmetric channels. The achievable bounds in this paper are proved using a partially separate source quantization and channel coding architecture. We do not use complete or strict separation in usual Shannon sense: 1) the quantiser’s resolution is optimized against the error-correction capabilities of the channel code and the channel code is optimized against an AR Hamming distortion function matched to the source (a weighted Hamming distortion function that provides unequal error protection to different parts of the AR source). The achievability results for general DMCs are proved by combining the AR Hamming distortion function with new realtime (streaming) versions of the random coding union and dependence testing bounds. When applied to erasure channels, these general bounds combine with simple converses to demonstrate that the channel’s cutoff rate plays an important role in realtime tracking. [ABSTRACT FROM AUTHOR]

We show an explicit (that is, efficient and deterministic) capacity approaching interactive coding scheme that simulates any interactive protocol under random errors with nearly optimal communication rate. Specifically, over the binary symmetric channel with crossover probability $\epsilon $ , our coding scheme achieves a communication rate of $1 - O(\sqrt {H({\epsilon })})$ , together with negligible $\exp (-\Omega (\epsilon ^{4}\,\,n/\log n))$ failure probability (over the randomness of the channel). A rate of $1 - \tilde \Theta (\sqrt {H({\epsilon })})$ is likely asymptotically optimal as a result of Kol and Raz (2013) suggests. Prior to this paper, such a communication rate was achievable only using randomized coding schemes [Kol and Raz (2013); Hauepler (2014)]. [ABSTRACT FROM AUTHOR]

We analyze the asymptotics of the normalized remaining uncertainty of a source when a compressed or hashed version of it and correlated side information is observed. For this system, commonly known as Slepian–Wolf source coding, we establish the optimal (minimum) rate of compression of the source to ensure that the remaining uncertainties vanish. We also study the exponential rate of decay of the remaining uncertainty to zero when the rate is above the optimal rate of compression. In this paper, we consider various classes of random universal hash functions. Instead of measuring remaining uncertainties using traditional Shannon information measures, we do so using two forms of the conditional Rényi entropy. Among other techniques, we employ new one-shot bounds and the moments of type class enumerator method (see Merhav) for these evaluations. We show that these asymptotic results are generalizations of the strong converse exponent and the error exponent of the Slepian–Wolf problem under maximum a posteriori decoding. [ABSTRACT FROM PUBLISHER]

This paper examines the exact ranges between the symmetric capacity and Gallager’s reliability function E0 for ternary-input discrete memoryless channels (T-DMCs) under a uniform input distribution. We first derive the two extremal ternary-input strongly symmetric channels taking the maximum and minimum values of the E0 function among all ternary-input strongly symmetric channels with a fixed capacity. Extending the results of ternary-input strongly symmetric channels, we second derive the exact ranges between capacity and the E0 function for ternary-input Gallager-symmetric channels. We third show that the exact ranges between the symmetric capacity and the E0 function of T-DMCs coincide with the ranges of ternary-input Gallager-symmetric channels. In particular, we identify the extremal channels taking the maximum and minimum of E0 among all T-DMCs with a fixed symmetric capacity. As applications of the results, we describe some bounds of error exponents for T-DMCs with a fixed symmetric capacity. [ABSTRACT FROM PUBLISHER]

This paper derives the optimal test channel distribution and the complete characterization of the classical Gorbunov and Pinsker (1973), Gorbunov and Pinsker (1974) nonanticipatory epsilon entropy of multivariate Gaussian Markov sources with square-error fidelity, which remained an open problem since 1974. The paper also formulates a state dependent nonanticipatory epsilon entropy, in which past reproductions are available to the decoder and not to the encoder, the test channel is specified with respect to an auxiliary (state) random process, and the reproduction process is a causal function of past reproduction and the auxiliary random process. This variation is analogous to the Wyner and Ziv (1976) and Wyner (1978) rate distortion function (RDF), of memoryless sources. It is shown that the operational rate of zero-delay codes, with past reproductions available to the decoder but not to the encoder is bounded below by the state dependent nonanticipatory epsilon entropy rate. For the case of multivariate Gaussian Markov sources with square-error fidelity, the optimal test channel distribution and the complete characterization of the state dependent of nonanticipatory epsilon entropy are derived, and also shown that that the two nonanticipatory epsilon entropies coincide. The derivations are new; they are based on structural properties of the stochastic realizations of the reproduction process that induce the optimal test channel distributions. They are derived using, achievable lower bounds on information theoretic measures, properties of mean-square estimation theory, Hadamard’s inequality, and canonical correlation coefficients of a tuple of multivariate jointly Gaussian random processes. Applications of the nonanticipatory epsilon entropy and its state dependent variation are discussed to the areas of control of unstable Gaussian systems over limited memory channels, design of causal estimators for Gaussian Markov sources with a fidelity criterion, computation of the rate loss of causal and zero-delay codes of Gaussian Markov sources with respect to non-causal codes. [ABSTRACT FROM AUTHOR]

In this paper, we formulate the problem to cope with the transmission of extra bits over an existing coded transmission link (referred to as coded payload link) without any cost of extra transmission energy or extra bandwidth. This is possible since a gap to the channel capacity typically exists for a practical code. A new concept, termed as accessible capacity, is introduced to specify the maximum rate at which the superposition transmission of extra bits is reliable and has a negligible effect on the performance of the coded payload link. For a binary-input output-symmetric (BIOS) memoryless channel, the accessible capacity can be characterized as the difference between the channel capacity and the mutual information rate of the coded payload link, which can be numerically evaluated for very short payload codes. For a general payload code, we present a simple lower bound on the accessible capacity, given by the channel capacity minus the coding rate of the payload code. We then focus on the scenarios where low-density parity-check (LDPC) codes are implemented for the payload link. We propose to transmit extra bits by random superposition for encoding, and exhaustive search (with the aid of statistical learning) for decoding. We further propose, by establishing an auxiliary channel (called syndrome channel) induced from “zero-forcing” over the binary field, to transmit extra bits with structured codes such as repetition codes and first-order Reed-Muller (RM) codes. Numerical results show that up to 60 extra bits can be reliably transmitted along with a rate-1/2 LDPC code of length 8064. [ABSTRACT FROM AUTHOR]

Communication over a random-parameter quantum channel when the decoder is required to reconstruct the parameter sequence is considered. We study scenarios that include either strictly-causal, causal, or non-causal channel side information (CSI) available at the encoder, and also when CSI is not available. This model can be viewed as a form of quantum metrology, and as the quantum counterpart of the classical rate-and-state channel with state estimation at the decoder. Regularized formulas for the capacity-distortion regions are derived. In the special case of measurement channels, single-letter characterizations are derived for the strictly-causal and causal settings. Furthermore, in the more general case of entanglement-breaking channels, a single-letter characterization is derived when CSI is not available. As a consequence, we obtain regularized formulas for the capacity of random-parameter quantum channels with CSI, generalizing previous results by Boche et al., 2016, on classical-quantum channels. Bosonic dirty paper coding is introduced as a consequence, where we demonstrate that the optimal coefficient is not necessarily that of minimum mean-square error estimation as in the classical setting. [ABSTRACT FROM AUTHOR]

Deletion errors are notoriously difficult to correct. The capacity of the binary deletion channel is not yet fully known, and there is no completely satisfactory solution even to the specific problem of correcting only two deletion errors. In this paper, we show that polarization theory, along with the powerful methods of polar coding and successive-cancellation decoding, can be extended to channels with deletion errors. Our results further generalize to channels corrupted by insertion errors and/or combinations of insertions and deletions. It was recently proposed to correct deletion errors using polar codes designed for the BEC, precoded with a sufficiently powerful CRC code. In this approach, in order to correct ${d}$ deletions in a codeword of length ${n}$ , successive-cancellation decoding is run separately for each of the $\binom {n}{d}$ possible deletion patterns, while treating the deleted symbols as erasures. The resulting complexity of decoding is ${O}\bigl ({n}^{d+1}\log {n}\bigr)$. In contrast, we develop herein a natural generalization of successive-cancellation decoding to channels with deletion errors. Our algorithm is based on the recursive structure of polar codes, processing the channel output in ${m} = \log _{2} {n}$ decoding layers, just like the conventional successive-cancellation decoder. Every node in each decoding layer propagates its uncertainty about the deletion pattern to the nodes in the next layer and, eventually, the correct deletion pattern becomes visible at the decoder output, with high probability. This makes it possible to consider at most $\binom {d+2}{2}$ scenarios at each node, and the overall decoding complexity is only ${O}\bigl ({d}^{3} {n} \log {n}\bigr)$ , which scales polynomially rather than exponentially with the number of deletions. Based on the proposed algorithm, we also investigate the channel polarization phenomenon. We are able to prove weak polarization where the number of deletions ${d}$ is small, i.e. ${d}={o}({n})$. We also conjecture the strong polarization for when ${d}={O}(1)$ and provide some evidence to support this conjecture. The strong polarization, if proven, implies that our coding scheme achieves the capacity of any binary-input symmetric channel which furthermore introduces a constant number of deletions. [ABSTRACT FROM AUTHOR]

This paper considers the problem of variable-length coding over a discrete memoryless channel with noiseless feedback. This paper provides a stochastic control view of the problem whose solution is analyzed via a newly proposed symmetrized divergence, termed extrinsic Jensen–Shannon (EJS) divergence. It is shown that strictly positive lower bounds on EJS divergence provide nonasymptotic upper bounds on the expected code length. This paper presents strictly positive lower bounds on EJS divergence, and hence nonasymptotic upper bounds on the expected code length, for the following two coding schemes: 1) variable-length posterior matching and 2) MaxEJS coding scheme that is based on a greedy maximization of the EJS divergence. As an asymptotic corollary of the main results, this paper also provides a rate–reliability test. Variable-length coding schemes that satisfy the condition(s) of the test for parameters $R$ and $E$ are guaranteed to achieve a rate $R$ and an error exponent $E$ . The results are specialized for posterior matching and MaxEJS to obtain deterministic one-phase coding schemes achieving capacity and optimal error exponent. For the special case of symmetric binary-input channels, simpler deterministic schemes of optimal performance are proposed and analyzed. [ABSTRACT FROM AUTHOR]

In this paper, we prove the separation of source-network coding and channel coding in wireline networks. For the purposes of this paper, a wireline network is any network of independent, memoryless, point-to-point, and finite-alphabet channels used to transmit dependent sources either losslessly or subject to a distortion constraint. In deriving this result, we also prove that in a general memoryless network with dependent sources, lossless, and zero-distortion reconstruction are equivalent provided that the conditional entropy of each source given the other sources is nonzero. Furthermore, we extend the separation result to the case of continuous-alphabet and point-to-point channels, such as additive white Gaussian noise channels. [ABSTRACT FROM AUTHOR]

In coding schemes for the wire-tap channel or for broadcast channels with confidential messages, it is well-known that the sender needs to use stochastic encoding to avoid information about the transmitted confidential message from being leaked to an eavesdropper. In this paper, we investigate the tradeoff between the rate of random numbers needed to realize the stochastic encoding and the rates of common, private, and confidential messages. For the direct theorem, we use the superposition coding scheme for the wire-tap channel, recently proposed by Chia and El Gamal, and its strong security is proved. The matching converse theorem is also established. Our result clarifies that a combination of ordinary stochastic encoding and channel prefixing by channel simulation is suboptimal. [ABSTRACT FROM AUTHOR]

Current approaches to the practical implementation of network coding are batch-based, and often do not use feedback, except possibly to signal completion of a file download. In this paper, the various benefits of using feedback in a network coded system are studied. It is shown that network coding can be performed in a completely online manner, without the need for batches or generations, and that such online operation does not affect the throughput. Although these ideas are presented in a single-hop packet erasure broadcast setting, they naturally extend to more general lossy networks, which employ network coding in the presence of feedback. The impact of feedback on sender-side queue size and receiver-side decoding delay is studied in an asymptotic sense as the traffic load approaches capacity. Different notions of decoding delay are considered, including an order-sensitive notion, which assumes that packets are useful only when delivered in order. Strategies for adaptive coding based on feedback are presented. Our scheme achieves throughput optimality and asymptotically optimal sender queue size and is conjectured to achieve asymptotically optimal in-order delivery delay for any number of receivers. This paper may be viewed as a natural extension of Automatic Repeat reQuest to coded networks. [ABSTRACT FROM PUBLISHER]

In this paper, we consider the achievable sum-rate/distortion tradeoff for the Gaussian central estimation officer (CEO) problem with a scalar source having arbitrary memory. We describe how the arbitrary memory problem can be fully characterized by using known results for the vector CEO problem, and then we formulate the variational problem of minimizing the sum-rate subject to a distortion constraint. To solve the problem, we extend the conventional Lagrange method and show that if the solution exists, it should consist of a zero part and a non-zero part, where the non-zero part is determined by solving a set of Euler equations. By calculating the second variation of the min-sum-rate problem, a sufficient condition is also found that can be used to determine if the necessary solution results in the minimal sum rate. The special case of two terminals is examined in detail, and it is shown that an analytical solution is possible in this case. Analysis and discussion with examples are provided to illustrate the theoretical results. The general solution obtained in this paper is shown to be compatible with the previous results for cases such as the problem of rate evaluation for sources without memory. [ABSTRACT FROM PUBLISHER]

In this paper, we study linear encoding for a pair of correlated Gaussian sources transmitted over a two-user Gaussian broadcast channel in the presence of unit-delay noiseless feedback, abbreviated as the GBCF. Each pair of source samples is transmitted using a linear transmission scheme in a finite number of channel uses. We investigate three linear transmission schemes: A scheme based on the Ozarow–Leung (OL) code, a scheme based on the linear quadratic Gaussian (LQG) code of Ardestanizadeh et al., and a novel scheme derived in this paper using a dynamic programming (DP) approach. For the OL and LQG schemes we present lower and upper bounds on the minimal number of channel uses needed to achieve a target mean-square error (MSE) pair. For the LQG scheme in the symmetric setting, we identify the optimal scaling of the sources, which results in a significant improvement of its finite horizon performance, and, in addition, characterize the (exact) minimal number of channel uses required to achieve a target MSE. Finally, for the symmetric setting, we show that for any fixed and finite number of channel uses, the DP scheme achieves an MSE lower than the MSE achieved by either the LQG or the OL schemes. [ABSTRACT FROM AUTHOR]

The characterization of fundamental performance bounds of many-to-many communication systems in which participating nodes are active in an intermittent way is one of the major challenges in communication theory. In order to address this issue, we introduce the multiple-input multiple-output (MIMO) three-way channel (3WC) with an intermittent node and study its degrees-of-freedom (DoF) region and sum-DoF. We devise a non-adaptive encoding scheme based on zero-forcing, interference alignment, and erasure coding, and show its DoF region (and thus sum-DoF) optimality for non-intermittent 3WCs and its sum-DoF optimality for (node-) intermittent 3WCs. However, we show by example that in general some DoF tuples in the intermittent 3WC can only be achieved by adaptive schemes such as decode-forward relaying. This shows that non-adaptive encoding is sufficient for the non-intermittent 3WC and for the sum-DoF of intermittent 3WCs but adaptive encoding is necessary for the DoF region of intermittent 3WCs. This paper contributes to a better understanding of the fundamental limits of multi-way communication systems with intermittency and the impact of adaptation therein. [ABSTRACT FROM AUTHOR]

This paper establishes the exact exponents for the soft-covering phenomenon of a memoryless channel under the total variation metric when random (i.i.d. and constant-composition) channel codes are used. The exponents, established herein, are strict improvements in both directions on bounds found in the literature. This complements the recent literature establishing the exact exponents under the relative entropy metric; however, the proof techniques have significant differences, and thus, neither result trivially implies the other. The found exponents imply new and improved bounds for various problems that use soft-covering as their achievability argument, including new lower bounds for the resolvability exponent and the secrecy exponent in the wiretap channel. [ABSTRACT FROM AUTHOR]

In this paper, the finite-order autoregressive moving average (ARMA) Gaussian wiretap channel with noiseless causal feedback is considered, in which an eavesdropper receives noisy observations of signals in both forward and feedback channels. It is shown that the generalized Schalkwijk–Kailath scheme, a capacity-achieving coding scheme for the Gaussian feedback channel, achieves the same maximum rate for the same channel even with the presence of an eavesdropper. Therefore, the secrecy capacity is equal to the feedback capacity without the presence of an eavesdropper for the Gaussian feedback channel. Furthermore, the results are extended to the additive white Gaussian noise (AWGN) channel with quantized feedback. It is shown that the proposed coding scheme achieves a positive secrecy rate. Our result implies that as the amplitude of the quantization noise decreases to zero, the secrecy rate converges to the capacity of the AWGN channel. [ABSTRACT FROM AUTHOR]

In this paper, we present a fractional version of Haemers’ bound on the Shannon capacity of a graph, which is originally due to Blasiak. This bound is a common strengthening of both Haemers’ bound and the fractional chromatic number of a graph. We show that this fractional version outperforms any bound on the Shannon capacity that could be attained through Haemers’ bound. We show also that this bound is multiplicative, unlike Haemers’ bound. [ABSTRACT FROM AUTHOR]

The rate-distortion saddle-point problem considered by Lapidoth (1997) consists in finding the minimum rate to compress an arbitrary ergodic source when one is constrained to use a random Gaussian codebook and minimum (Euclidean) distance encoding is employed. We extend Lapidoth’s analysis in several directions in this paper. First, we consider refined asymptotics. In particular, when the source is stationary and memoryless, we establish the second-order, moderate, and large deviation asymptotics of the problem. Second, by random Gaussian codebook, Lapidoth referred to a collection of random codewords, each of which is drawn independently and uniformly from the surface of an $n$ -dimensional sphere. To be more precise, we term this as a spherical codebook. We also consider i.i.d. Gaussian codebooks in which each random codeword is drawn independently from a product Gaussian distribution. We derive the second-order, moderate, and large deviation asymptotics when i.i.d. Gaussian codebooks are employed. In contrast to the recent work on the channel coding counterpart by Scarlett, Tan, and Durisi (2017), the dispersions for spherical and i.i.d. Gaussian codebooks are identical. The ensemble excess-distortion exponents for both spherical and i.i.d. Gaussian codebooks are established for all rates. Furthermore, we show that the i.i.d. Gaussian codebook has a strictly larger excess-distortion exponent than its spherical counterpart for any rate greater than the ensemble rate-distortion function derived by Lapidoth. [ABSTRACT FROM AUTHOR]

Given a collection of strings, each with an associated probability of occurrence, the guesswork of each of them is their position in a list ordered from most likely to least likely, breaking ties arbitrarily. The guesswork is central to several applications in information theory: average guesswork provides a lower bound on the expected computational cost of a sequential decoder to decode successfully the transmitted message; the complementary cumulative distribution function of guesswork gives the error probability in list decoding; the logarithm of guesswork is the number of bits needed in optimal lossless one-to-one source coding; and the guesswork is the number of trials required of an adversary to breach a password protected system in a brute-force attack. In this paper, we consider memoryless string sources that generate strings consisting of independent and identically distributed characters drawn from a finite alphabet, and characterize their corresponding guesswork. Our main tool is the tilt operation on a memoryless string source. We show that the tilt operation on a memoryless string source parametrizes an exponential family of memoryless string sources, which we refer to as the tilted family of the string source. We provide an operational meaning to the tilted families by proving that two memoryless string sources result in the same guesswork on all strings of all lengths if and only if their respective categorical distributions belong to the same tilted family. Establishing some general properties of the tilt operation, we generalize the notions of weakly typical set and asymptotic equipartition property to tilted weakly typical sets of different orders. We use this new definition to characterize the large deviations for all atypical strings and characterize the volume of tilted weakly typical sets of different orders. We subsequently build on this characterization to prove large deviation bounds on guesswork and provide an accurate approximation of its probability mass function. [ABSTRACT FROM AUTHOR]

Polar codes are a family of capacity-achieving codes that have explicit and low-complexity construction, encoding, and decoding algorithms. Decoding of polar codes is based on the successive-cancellation decoder, which decodes in a bit-wise manner. A decoding error occurs when at least one bit is erroneously decoded. The various codeword bits are correlated, yet performance analysis of polar codes ignores this dependence: the upper bound is based on the union bound, and the lower bound is based on the worst-performing bit. Improvement of the lower bound is afforded by considering error probabilities of two bits simultaneously. These are difficult to compute explicitly due to the large alphabet size inherent to polar codes. In this paper, we propose a method to lower-bound the error probabilities of bit pairs. We develop several transformations on pairs of synthetic channels that make the resultant synthetic channels amenable to alphabet reduction. Our method yields lower bounds that significantly improve upon currently known lower bounds for polar codes under successive-cancellation decoding. [ABSTRACT FROM AUTHOR]

This paper studies a large random matrix system (LRMS) model involving an arbitrary signal distribution and forward error control (FEC) coding. We establish an area property based on the approximate message passing (AMP) algorithm. Under the assumption that the state evolution for AMP is correct for the coded system, the achievable rate of AMP is analyzed. We prove that AMP achieves the constrained capacity of the LRMS with an arbitrary signal distribution provided that a matching condition is satisfied. As a byproduct, we provide an alternative derivation for the constraint capacity of an LRMS using a proved property of AMP. We discuss realization techniques for the matching principle of binary signaling using irregular low-density parity-check (LDPC) codes and provide related numerical results. We show that the optimized codes demonstrate significantly better performance over un-matched ones under AMP. For quadrature phase shift keying (QPSK) modulation, bit error rate (BER) performance within 1 dB from the constrained capacity limit is observed. [ABSTRACT FROM AUTHOR]

The interest in channel models in which the data is sent as an unordered set of binary strings has increased lately, due to emerging applications in DNA storage, among others. In this paper we analyze the minimal redundancy of binary codes for this channel under substitution errors, and provide several constructions, some of which are shown to be asymptotically optimal up to constants. The surprising result in this paper is that while the information vector is sliced into a set of unordered strings, the amount of redundant bits that are required to correct errors is order-wise equivalent to the amount required in the classical error correcting paradigm. [ABSTRACT FROM AUTHOR]

In this paper, we consider the problem of guessing a sequence subject to a distortion constraint. Specifically, we assume the following game between Alice and Bob: Alice has a sequence ${x}$ of length $n$. Bob wishes to guess ${x}$ , yet he is satisfied with finding any sequence $\hat {x}$ which is within a given distortion $D$ from $x$. Thus, he successively submits queries to Alice, until receiving an affirmative answer, stating that his guess was within the required distortion. Finding guessing strategies which minimize the number of guesses (the guesswork), and analyzing its properties (e.g., its $\rho $ –th moment) has several applications in information security, source and channel coding. Guessing subject to a distortion constraint is especially useful when considering contemporary biometrically–secured systems, where the “password” which protects the data is not a single, fixed vector but rather a ball of feature vectors centered at some ${x}$ , and any feature vector within the ball results in acceptance. We formally define the guessing problem under distortion in four different setups: memoryless sources, guessing through a noisy channel, sources with memory and individual sequences. We suggest a randomized guessing strategy which is asymptotically optimal for all setups and is five–fold universal, as it is independent of the source statistics, the channel, the moment to be optimized, the distortion measure and the distortion level. [ABSTRACT FROM AUTHOR]

We study the list decodability of different ensembles of codes over the real alphabet under the assumption of an omniscient adversary. It is a well-known result that when the source and the adversary have power constraints $P $ and $N $ respectively, the list decoding capacity is equal to $\frac {1}{2}\log \frac {P}{N}$. Random spherical codes achieve constant list sizes, and the goal of the present paper is to obtain a better understanding of the smallest achievable list size as a function of the gap to capacity. We show a reduction from arbitrary codes to spherical codes, and derive a lower bound on the list size of typical random spherical codes. We also give an upper bound on the list size achievable using nested Construction-A lattices and infinite Construction-A lattices. We then define and study a class of infinite constellations that generalize Construction-A lattices and prove upper and lower bounds for the same. Other goodness properties such as packing goodness and AWGN goodness of infinite constellations are proved along the way. Finally, we consider random lattices sampled from the Haar distribution and show that if a certain conjecture that originates in analytic number theory is true, then the list size grows as a polynomial function of the gap-to-capacity. [ABSTRACT FROM AUTHOR]

In this paper, we establish an interesting duality between two different quantum information-processing tasks, namely, classical source coding with quantum side information, and channel coding over classical-quantum channels. The duality relates the optimal error exponents of these two tasks, generalizing the classical results of Ahlswede and Dueck [IEEE Trans. Inf. Theory, 28(3):430–443, 1982]. We establish duality both at the operational level and at the level of the entropic quantities characterizing these exponents. For the latter, the duality is given by an exact relation, whereas for the former, duality manifests itself in the following sense: an optimal coding strategy for one task can be used to construct an optimal coding strategy for the other task. Along the way, we derive a bound on the error exponent for classical-quantum channel coding with constant composition codes which might be of independent interest. Finally, we consider the task of variable-length classical compression with quantum side information, and a duality relation between this task and classical-quantum channel coding can also be established correspondingly. Furthermore, we study the strong converse of this task, and show that the strong converse property does not hold even in the i.i.d. scenario. [ABSTRACT FROM AUTHOR]

When transmitting information over a noisy channel, two approaches, dating back to Shannon’s work, are common: assuming the channel errors are independent of the transmitted content and devising an error-correcting code or assuming the errors are data dependent and devising a constrained-coding scheme that eliminates all offending data patterns. In this paper, we analyze a middle road, which we call a semiconstrained system. In such a system, which is an extension of the channel with the cost constraints model, we do not eliminate the error-causing sequences entirely, but rather restrict the frequency in which they appear. We address several key issues in this paper. The first is proving closed-form bounds on the capacity, which allow us to bound the asymptotics of the capacity. In particular, we bound the rate at which the capacity of the semiconstrained $(0,k)$ -RLL tends to 1 as $k$ grows. The second key issue is devising efficient encoding and decoding procedures that asymptotically achieve capacity with vanishing error. Finally, we consider delicate issues involving the continuity of the capacity and a relaxation of the definition of semiconstrained systems. [ABSTRACT FROM AUTHOR]

In this paper, we introduce a model of a distributed storage system that is locally recoverable from any single server failure. Unlike the usual local recovery model of codes for distributed storage, this model accounts for the fact that each server or storage node in a network is connectable to only some, and not all other, nodes. This may happen for reasons such as physical separation, inhomogeneity in storage platforms, and so forth. We estimate the storage capacity of both undirected and directed networks under this model and propose some constructive schemes. From a coding theory point of view, we show that this model is approximately dual of the well-studied index coding problem. Furthermore, in this paper, we extend the above model to handle multiple server failures. Among other results, we provide an upper bound on the minimum pairwise distance of a set of words that can be stored in a graph with the local repair guarantee. The well-known impossibility bounds on the distance of locally recoverable codes follow from our result. [ABSTRACT FROM PUBLISHER]

In this paper, we present a variable-length binary code for permutations of degree n, where n is a power of 2. The Lehmer code and its variants provide a bijection between permutations and the indexes in lexicographic ordering. They provide compression of permutations approaching Shannon bound at the expense of structural information. The variable-length code proposed in this paper has asymptotically optimal compression capability while preserving structural information of permutations. In other words, the code encodes the way a permutation is organized, and is optimal in the sense that the ratio of average codeword length and the entropy of permutations approaches 1 as n tends to infinity. The encoding and decoding are efficient. Like the Lehmer code and other enumerative codes, it is not necessary to construct look-up tables. The code is complete and satisfies the prefix condition. Furthermore, the codeword length indicates how “well shuffled” a permutation is. Permutations with longer codewords seem more “random.” An enumeration method of the variable-length code is also given by using T. Cover’s enumerative coding scheme and Schalkwijk code. This gives a different indexing from the Lehmer code. This work can be extended to the case of arbitrary $n$ in a straightforward way. [ABSTRACT FROM AUTHOR]

We study the following combinatorial version of the Slepian–Wolf coding scheme. Two isolated Senders are given binary strings $X$ and $Y$ , respectively; the length of each string is equal to $n$ , and the Hamming distance between the strings is at most $\alpha n$. The Senders compress their strings and communicate the results to the Receiver. Then, the Receiver must reconstruct both the strings $X$ and $Y$. The aim is to minimize the lengths of the transmitted messages. For an asymmetric variant of this problem (where one of the Senders transmits the input string to the Receiver without compression) with deterministic encoding, a nontrivial bound was found by Orlitsky and Viswanathany. In this paper, we prove a new lower bound for the schemes with syndrome coding, where at least one of the Senders uses linear encoding of the input string. For the combinatorial Slepian–Wolf problem with randomized encoding, the theoretical optimum of communication complexity was known earlier, even though effective protocols with optimal lengths of messages remained unknown. We close this gap and present a polynomial-time-randomized protocol that achieves the optimal communication complexity. [ABSTRACT FROM AUTHOR]

This paper investigates the joint source-channel coding problem of sending a memoryless source over a memoryless broadcast channel. An inner bound and several outer bounds on the admissible distortion region are derived, which, respectively, generalize and unify several existing bounds. As a consequence, we also obtain an inner bound and an outer bound for the degraded broadcast channel case. When specialized to the Gaussian or binary source broadcast, the inner bound and outer bound not only recover the best known inner bound and outer bound in the literature but also generate some new results. Besides, we also extend the inner bound and outer bounds to the Wyner–Ziv source broadcast problem, i.e., source broadcast with side information available at decoders. Some new bounds are obtained when specialized to the Wyner–Ziv Gaussian and Wyner–Ziv binary cases. [ABSTRACT FROM AUTHOR]

A coding theorem and converse are proved for a large-class of abstract stationary channels with time structure including the result by Kadota and Wyner (1972) on continuous-time real-valued channels as special cases. As main contribution, the coding theorem is proved for a significantly weaker condition on the channel output memory – called total ergodicity with respect to finite alphabet block-memoryless input sources – and under a crucial relaxation of the measurability requirement for the channel. These improvements are achieved by introducing a suitable characterization of information rate capacity. It is shown that the $\psi$ -mixing output memory condition used by Kadota and Wyner is quite restrictive and excludes important channel models, in particular for the class of Gaussian channels. In fact, it is proved that for Gaussian (e.g., fading or additive noise) channels, the $\psi$ -mixing condition is equivalent to finite output memory. Furthermore, it is demonstrated that the measurability requirement of Kadota and Wyner is not satisfied for relevant continuous-time channel models such as linear filters, whereas the condition used in this paper is satisfied for these models. Moreover, a weak converse is derived for all stationary channels with time structure. Intersymbol interference as well as input constraints are taken into account in a general and flexible way, including amplitude and average power constraints as special case. Formulated in rigorous mathematical terms complete, explicit, and transparent proofs are presented. As a side product a gap in the proof of Kadota and Wyner – illustrated by a counterexample – is closed by providing a corrected proof of a lemma on the monotonicity of some sequence of normalized mutual information quantities. An operational perspective is taken, and an abstract framework is established, which allows to treat discrete- and continuous-time channels with (possibly infinite input and output) memory and arbitrary alphabets simultaneously in a unified way. [ABSTRACT FROM AUTHOR]