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This study presents findings of the first systematic analysis of aquatic biotic assemblages in the source region of the Yellow and Yangtze Rivers. It provides an initial basis with which to select representative organisms as indicators to assess the aquatic ecological status of rivers in this region. Macroinvertebrates are considered to be good indicators of long-term environmental changes due to their restricted range and persistence over time. Field investigations of macroinvertebrates were conducted in August 2009 in the source region of the Yellow River, and in July 2010 in the source region of the Yangtze River. Altogether 68 taxa of macroinvertebrates belonging to 29 families and 59 genera were identified. Among them were 8 annelids, 5 mollusks, 54 arthropods and 1 other animal. In the source region of the Yellow River, taxa number, density and biomass of macroinvertebrates were 50, 329 individuals m−2 and 0.3966 g dry weight m−2, respectively. Equivalent figures for the source region of the Yangtze River were 29, 59 individuals m−2 and 0.0307 g dry weight m−2. The lower benthic animal resources in the source region of the Yangtze River are ascribed to higher altitude, higher sediment concentration and wetland degradation. Preliminary findings of this exploratory study indicate that hydroelectric power stations had a weak impact on benthic dwellers but wetland degradation caused by a series of human activities had a catastrophic impact on survival of macroinvertebrates. Ecological protection measures such as conservative grazing and vegetation management are required to minimize grassland degradation and desertification, and reduce soil erosion rate and river sediment discharge.

The 270 km long section of the Upper Yellow River at the First Great Bend is comprised of single channel and multiple channel systems that alternate among anastomosing, anabranching, meandering and braided reaches. The sequence of downstream pattern changes is characterized as: anastomosing-anabranching, anabranching-meandering, meandering-braided and braided-meandering. Remote sensing images, DEM data and field investigations are used to assess and interpret controls on these reach transitions. Channel slope and bed sediment size are key determinants of transitions in channel planform. Anastomosing reaches have a relatively high bed slope (0.86‰) and coarser sediment bed material (d 50 = 3.5 mm). In contrast, meandering reaches have a low slope (0.30‰) and fine sediment bed material (d 50 = 0.036 mm). The transition from a meandering to braided pattern is characterized by an increase in channel width-depth ratio, indicating the important role of bank strength (i.e. cohesive versus non-cohesive versus channel boundaries). Interestingly, the braided-meandering and meandering-braided transitions are coincident with variable flow inputs from tributary rivers (Baihe and Heihe rivers respectively). Theoretical analysis of the meandering-braided transition highlights the key control of channel width-depth ratio as a determinant of channel planform.

The spatial distribution of valley setting (laterally-unconfined, partly-confined, or confined) and fluvial morphology in the source region of the Yangtze and Yellow Rivers is contrasted and analyzed. The source region of the Yangtze River is divided into 3 broad sections (I, II and III) based on valley setting and channel gradient, with the upstream and downstream sections being characterized by confined (some reaches partly-confined) valleys, while the middle section is characterized with wide and shallow, laterally-unconfined valleys. Gorges are prominent in sections I and III, while braided channel patterns dominate section II. By contrast, the source region of the Yellow River is divided into 5 broad sections (sections I–V) based on valley characteristics and channel gradient. Sections I, II and IV are alluvial reaches with mainly laterally-unconfined (some short reaches partly-confined) valleys. Sections III and V are mainly confined or partly-confined. Greater morphological diversity is evident in the source region of the Yellow River relative to the upper Yangtze River. This includes braided, anabranching, anastomosing, meandering and straight alluvial patterns, with gorges in confined reaches. The macro-relief (elevation, gradient, aspect, valley alignment and confinement) of the region, linked directly to tectonic movement of the Qinghai-Tibet Plateau, tied to climatic, hydrologic and biotic considerations, are primary controls upon the patterns of river diversity in the region.