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Reward Models (RMs) are crucial for aligning language models with human preferences. Currently, the evaluation of RMs depends on measuring accuracy against a validation set of manually annotated preference data. Although this method is straightforward and widely adopted, the relationship between RM accuracy and downstream policy performance remains under-explored. In this work, we conduct experiments in a synthetic setting to investigate how differences in RM measured by accuracy translate into gaps in optimized policy performance. Our findings reveal that while there is a weak positive correlation between accuracy and downstream performance, policies optimized towards RMs with similar accuracy can exhibit quite different performance. Moreover, we discover that the way of measuring accuracy significantly impacts its ability to predict the final policy performance. Through the lens of Regressional Goodhart's effect, we identify the existence of exogenous variables impacting the relationship between RM quality measured by accuracy and policy model capability. This underscores the inadequacy of relying solely on accuracy to reflect their impact on policy optimization.

Code benchmarks such as HumanEval are widely adopted to evaluate Large Language Models' (LLMs) coding capabilities. However, there is an unignorable programming language bias in existing code benchmarks -- over 95% code generation benchmarks are dominated by Python, leaving the LLMs' capabilities in other programming languages such as Java and C/C++ unknown. Moreover, coding task bias is also crucial. Most benchmarks focus on code generation capability, while benchmarks for code reasoning (given input, reasoning output; and given output, reasoning input), an essential coding capability, are insufficient. Yet, constructing multi-lingual benchmarks can be expensive and labor-intensive, and codes in contest websites such as Leetcode suffer from data contamination during training. To fill this gap, we propose CRUXEVAL-X, a multi-lingual code reasoning benchmark that contains 19 programming languages. It comprises at least 600 subjects for each language, along with 19K content-consistent tests in total. In particular, the construction pipeline of CRUXEVAL-X works in a fully automated and test-guided manner, which iteratively generates and repairs based on execution feedback. Also, to cross language barriers (e.g., dynamic/static type systems in Python/C++), we formulated various transition rules between language pairs to facilitate translation. Our intensive evaluation of 24 representative LLMs reveals the correlation between language pairs. For example, TypeScript and JavaScript show a significant positive correlation, while Racket has less correlation with other languages. More interestingly, even a model trained solely on Python can achieve at most 34.4% Pass@1 in other languages, revealing the cross-language generalization of LLMs., Comment: 13pages

Hallucination occurs when large language models (LLMs) exhibit behavior that deviates from the boundaries of their knowledge during the response generation process. Previous learning-based methods focus on detecting knowledge boundaries and finetuning models with instance-level feedback, but they suffer from inaccurate signals due to off-policy data sampling and coarse-grained feedback. In this paper, we introduce \textit{\b{R}einforcement \b{L}earning \b{f}or \b{H}allucination} (RLFH), a fine-grained feedback-based online reinforcement learning method for hallucination mitigation. Unlike previous learning-based methods, RLFH enables LLMs to explore the boundaries of their internal knowledge and provide on-policy, fine-grained feedback on these explorations. To construct fine-grained feedback for learning reliable generation behavior, RLFH decomposes the outcomes of large models into atomic facts, provides statement-level evaluation signals, and traces back the signals to the tokens of the original responses. Finally, RLFH adopts the online reinforcement algorithm with these token-level rewards to adjust model behavior for hallucination mitigation. For effective on-policy optimization, RLFH also introduces an LLM-based fact assessment framework to verify the truthfulness and helpfulness of atomic facts without human intervention. Experiments on HotpotQA, SQuADv2, and Biography benchmarks demonstrate that RLFH can balance their usage of internal knowledge during the generation process to eliminate the hallucination behavior of LLMs.

With the launch of ChatGPT, large language models (LLMs) have attracted global attention. In the realm of article writing, LLMs have witnessed extensive utilization, giving rise to concerns related to intellectual property protection, personal privacy, and academic integrity. In response, AI-text detection has emerged to distinguish between human and machine-generated content. However, recent research indicates that these detection systems often lack robustness and struggle to effectively differentiate perturbed texts. Currently, there is a lack of systematic evaluations regarding detection performance in real-world applications, and a comprehensive examination of perturbation techniques and detector robustness is also absent. To bridge this gap, our work simulates real-world scenarios in both informal and professional writing, exploring the out-of-the-box performance of current detectors. Additionally, we have constructed 12 black-box text perturbation methods to assess the robustness of current detection models across various perturbation granularities. Furthermore, through adversarial learning experiments, we investigate the impact of perturbation data augmentation on the robustness of AI-text detectors. We have released our code and data at https://github.com/zhouying20/ai-text-detector-evaluation., Comment: Accepted by ACL 2024, Main Conference

Alignment is the most critical step in building large language models (LLMs) that meet human needs. With the rapid development of LLMs gradually surpassing human capabilities, traditional alignment methods based on human-annotation are increasingly unable to meet the scalability demands. Therefore, there is an urgent need to explore new sources of automated alignment signals and technical approaches. In this paper, we systematically review the recently emerging methods of automated alignment, attempting to explore how to achieve effective, scalable, automated alignment once the capabilities of LLMs exceed those of humans. Specifically, we categorize existing automated alignment methods into 4 major categories based on the sources of alignment signals and discuss the current status and potential development of each category. Additionally, we explore the underlying mechanisms that enable automated alignment and discuss the essential factors that make automated alignment technologies feasible and effective from the fundamental role of alignment., Comment: Paper List: https://github.com/cascip/awesome-auto-alignment

The practice of Retrieval-Augmented Generation (RAG), which integrates Large Language Models (LLMs) with retrieval systems, has become increasingly prevalent. However, the repercussions of LLM-derived content infiltrating the web and influencing the retrieval-generation feedback loop are largely uncharted territories. In this study, we construct and iteratively run a simulation pipeline to deeply investigate the short-term and long-term effects of LLM text on RAG systems. Taking the trending Open Domain Question Answering (ODQA) task as a point of entry, our findings reveal a potential digital "Spiral of Silence" effect, with LLM-generated text consistently outperforming human-authored content in search rankings, thereby diminishing the presence and impact of human contributions online. This trend risks creating an imbalanced information ecosystem, where the unchecked proliferation of erroneous LLM-generated content may result in the marginalization of accurate information. We urge the academic community to take heed of this potential issue, ensuring a diverse and authentic digital information landscape., Comment: Accepted to ACL2024

With the development of large language models (LLMs), detecting whether text is generated by a machine becomes increasingly challenging in the face of malicious use cases like the spread of false information, protection of intellectual property, and prevention of academic plagiarism. While well-trained text detectors have demonstrated promising performance on unseen test data, recent research suggests that these detectors have vulnerabilities when dealing with adversarial attacks such as paraphrasing. In this paper, we propose a framework for a broader class of adversarial attacks, designed to perform minor perturbations in machine-generated content to evade detection. We consider two attack settings: white-box and black-box, and employ adversarial learning in dynamic scenarios to assess the potential enhancement of the current detection model's robustness against such attacks. The empirical results reveal that the current detection models can be compromised in as little as 10 seconds, leading to the misclassification of machine-generated text as human-written content. Furthermore, we explore the prospect of improving the model's robustness over iterative adversarial learning. Although some improvements in model robustness are observed, practical applications still face significant challenges. These findings shed light on the future development of AI-text detectors, emphasizing the need for more accurate and robust detection methods., Comment: Accepted by COLING 2024

The rise of large language models (LLMs) has transformed the role of information retrieval (IR) systems in the way to humans accessing information. Due to the isolated architecture and the limited interaction, existing IR systems are unable to fully accommodate the shift from directly providing information to humans to indirectly serving large language models. In this paper, we propose Self-Retrieval, an end-to-end, LLM-driven information retrieval architecture that can fully internalize the required abilities of IR systems into a single LLM and deeply leverage the capabilities of LLMs during IR process. Specifically, Self-retrieval internalizes the corpus to retrieve into a LLM via a natural language indexing architecture. Then the entire retrieval process is redefined as a procedure of document generation and self-assessment, which can be end-to-end executed using a single large language model. Experimental results demonstrate that Self-Retrieval not only significantly outperforms previous retrieval approaches by a large margin, but also can significantly boost the performance of LLM-driven downstream applications like retrieval augumented generation.

Building machines with commonsense has been a longstanding challenge in NLP due to the reporting bias of commonsense rules and the exposure bias of rule-based commonsense reasoning. In contrast, humans convey and pass down commonsense implicitly through stories. This paper investigates the inherent commonsense ability of large language models (LLMs) expressed through storytelling. We systematically investigate and compare stories and rules for retrieving and leveraging commonsense in LLMs. Experimental results on 28 commonsense QA datasets show that stories outperform rules as the expression for retrieving commonsense from LLMs, exhibiting higher generation confidence and commonsense accuracy. Moreover, stories are the more effective commonsense expression for answering questions regarding daily events, while rules are more effective for scientific questions. This aligns with the reporting bias of commonsense in text corpora. We further show that the correctness and relevance of commonsense stories can be further improved via iterative self-supervised fine-tuning. These findings emphasize the importance of using appropriate language to express, retrieve, and leverage commonsense for LLMs, highlighting a promising direction for better exploiting their commonsense abilities., Comment: Accepted to ACL 2024

Large language models (LLMs) have exhibited remarkable capabilities in text generation tasks. However, the utilization of these models carries inherent risks, including but not limited to plagiarism, the dissemination of fake news, and issues in educational exercises. Although several detectors have been proposed to address these concerns, their effectiveness against adversarial perturbations, specifically in the context of student essay writing, remains largely unexplored. This paper aims to bridge this gap by constructing AIG-ASAP, an AI-generated student essay dataset, employing a range of text perturbation methods that are expected to generate high-quality essays while evading detection. Through empirical experiments, we assess the performance of current AIGC detectors on the AIG-ASAP dataset. The results reveal that the existing detectors can be easily circumvented using straightforward automatic adversarial attacks. Specifically, we explore word substitution and sentence substitution perturbation methods that effectively evade detection while maintaining the quality of the generated essays. This highlights the urgent need for more accurate and robust methods to detect AI-generated student essays in the education domain., Comment: Accepted by EMNLP 2023 Main conference, Oral Presentation

Incorporating factual knowledge in knowledge graph is regarded as a promising approach for mitigating the hallucination of large language models (LLMs). Existing methods usually only use the user's input to query the knowledge graph, thus failing to address the factual hallucination generated by LLMs during its reasoning process. To address this problem, this paper proposes Knowledge Graph-based Retrofitting (KGR), a new framework that incorporates LLMs with KGs to mitigate factual hallucination during the reasoning process by retrofitting the initial draft responses of LLMs based on the factual knowledge stored in KGs. Specifically, KGR leverages LLMs to extract, select, validate, and retrofit factual statements within the model-generated responses, which enables an autonomous knowledge verifying and refining procedure without any additional manual efforts. Experiments show that KGR can significantly improve the performance of LLMs on factual QA benchmarks especially when involving complex reasoning processes, which demonstrates the necessity and effectiveness of KGR in mitigating hallucination and enhancing the reliability of LLMs.

Dense retrieval has made significant advancements in information retrieval (IR) by achieving high levels of effectiveness while maintaining online efficiency during a single-pass retrieval process. However, the application of pseudo relevance feedback (PRF) to further enhance retrieval effectiveness results in a doubling of online latency. To address this challenge, this paper presents a single-pass dense retrieval framework that shifts the PRF process offline through the utilization of pre-generated pseudo-queries. As a result, online retrieval is reduced to a single matching with the pseudo-queries, hence providing faster online retrieval. The effectiveness of the proposed approach is evaluated on the standard TREC DL and HARD datasets, and the results demonstrate its promise. Our code is openly available at https://github.com/Rosenberg37/OPRF., Comment: Accepted at SIGIR2023

Neural ranking models (NRMs) have undergone significant development and have become integral components of information retrieval (IR) systems. Unfortunately, recent research has unveiled the vulnerability of NRMs to adversarial document manipulations, potentially exploited by malicious search engine optimization practitioners. While progress in adversarial attack strategies aids in identifying the potential weaknesses of NRMs before their deployment, the defensive measures against such attacks, like the detection of adversarial documents, remain inadequately explored. To mitigate this gap, this paper establishes a benchmark dataset to facilitate the investigation of adversarial ranking defense and introduces two types of detection tasks for adversarial documents. A comprehensive investigation of the performance of several detection baselines is conducted, which involve examining the spamicity, perplexity, and linguistic acceptability, and utilizing supervised classifiers. Experimental results demonstrate that a supervised classifier can effectively mitigate known attacks, but it performs poorly against unseen attacks. Furthermore, such classifier should avoid using query text to prevent learning the classification on relevance, as it might lead to the inadvertent discarding of relevant documents., Comment: 11 pages, work in progress

Social cognitive theory explains how people learn and acquire knowledge through observing others. Recent years have witnessed the rapid development of large language models (LLMs), which suggests their potential significance as agents in the society. LLMs, as AI agents, can observe external information, which shapes their cognition and behaviors. However, the extent to which external information influences LLMs' cognition and behaviors remains unclear. This study investigates how external statements and opinions influence LLMs' thoughts and behaviors from a social cognitive perspective. Three experiments were conducted to explore the effects of external information on LLMs' memories, opinions, and social media behavioral decisions. Sociocognitive factors, including source authority, social identity, and social role, were analyzed to investigate their moderating effects. Results showed that external information can significantly shape LLMs' memories, opinions, and behaviors, with these changes mirroring human social cognitive patterns such as authority bias, in-group bias, emotional positivity, and emotion contagion. This underscores the challenges in developing safe and unbiased LLMs, and emphasizes the importance of understanding the susceptibility of LLMs to external influences.

The Differentiable Search Index (DSI) is a novel information retrieval (IR) framework that utilizes a differentiable function to generate a sorted list of document identifiers in response to a given query. However, due to the black-box nature of the end-to-end neural architecture, it remains to be understood to what extent DSI possesses the basic indexing and retrieval abilities. To mitigate this gap, in this study, we define and examine three important abilities that a functioning IR framework should possess, namely, exclusivity, completeness, and relevance ordering. Our analytical experimentation shows that while DSI demonstrates proficiency in memorizing the unidirectional mapping from pseudo queries to document identifiers, it falls short in distinguishing relevant documents from random ones, thereby negatively impacting its retrieval effectiveness. To address this issue, we propose a multi-task distillation approach to enhance the retrieval quality without altering the structure of the model and successfully endow it with improved indexing abilities. Through experiments conducted on various datasets, we demonstrate that our proposed method outperforms previous DSI baselines., Comment: Accepted to Findings of ACL 2023

Adversarial attacks have gained traction in order to identify potential vulnerabilities in neural ranking models (NRMs), but current attack methods often introduce grammatical errors, nonsensical expressions, or incoherent text fragments, which can be easily detected. Additionally, current methods rely heavily on the use of a well-imitated surrogate NRM to guarantee the attack effect, which makes them difficult to use in practice. To address these issues, we propose a framework called Imperceptible DocumEnt Manipulation (IDEM) to produce adversarial documents that are less noticeable to both algorithms and humans. IDEM instructs a well-established generative language model, such as BART, to generate connection sentences without introducing easy-to-detect errors, and employs a separate position-wise merging strategy to balance relevance and coherence of the perturbed text. Experimental results on the popular MS MARCO benchmark demonstrate that IDEM can outperform strong baselines while preserving fluency and correctness of the target documents as evidenced by automatic and human evaluations. Furthermore, the separation of adversarial text generation from the surrogate NRM makes IDEM more robust and less affected by the quality of the surrogate NRM., Comment: Accepted to Findings of ACL 2023

Large language models (LLMs) have made significant progress in NLP. However, their ability to memorize, represent, and leverage commonsense knowledge has been a well-known pain point. In this paper, we specifically focus on ChatGPT, a widely used and easily accessible LLM, and ask the following questions: (1) Can ChatGPT effectively answer commonsense questions? (2) Is ChatGPT aware of the underlying commonsense knowledge for answering a specific question? (3) Is ChatGPT knowledgeable in commonsense? (4) Can ChatGPT effectively leverage commonsense for answering questions? We conduct a series of experiments on 11 datasets to evaluate ChatGPT's commonsense abilities, including answering commonsense questions, identifying necessary knowledge, generating knowledge descriptions, and using knowledge descriptions to answer questions again. Experimental results show that: (1) ChatGPT can achieve good QA accuracies in commonsense tasks, while still struggling with certain domains of datasets. (2) ChatGPT is knowledgeable, and can accurately generate most of the commonsense knowledge using knowledge prompts. (3) Despite its knowledge, ChatGPT is an inexperienced commonsense problem solver, which cannot precisely identify the needed commonsense for answering a specific question. These findings raise the need to explore improved mechanisms for effectively incorporating commonsense into LLMs like ChatGPT, such as better instruction following and commonsense guidance., Comment: Accepted by LREC-COLING 2024

Knowledge graph completion (KGC) aims to infer missing knowledge triples based on known facts in a knowledge graph. Current KGC research mostly follows an entity ranking protocol, wherein the effectiveness is measured by the predicted rank of a masked entity in a test triple. The overall performance is then given by a micro(-average) metric over all individual answer entities. Due to the incomplete nature of the large-scale knowledge bases, such an entity ranking setting is likely affected by unlabelled top-ranked positive examples, raising questions on whether the current evaluation protocol is sufficient to guarantee a fair comparison of KGC systems. To this end, this paper presents a systematic study on whether and how the label sparsity affects the current KGC evaluation with the popular micro metrics. Specifically, inspired by the TREC paradigm for large-scale information retrieval (IR) experimentation, we create a relatively "complete" judgment set based on a sample from the popular FB15k-237 dataset following the TREC pooling method. According to our analysis, it comes as a surprise that switching from the original labels to our "complete" labels results in a drastic change of system ranking of a variety of 13 popular KGC models in terms of micro metrics. Further investigation indicates that the IR-like macro(-average) metrics are more stable and discriminative under different settings, meanwhile, less affected by label sparsity. Thus, for KGC evaluation, we recommend conducting TREC-style pooling to balance between human efforts and label completeness, and reporting also the IR-like macro metrics to reflect the ranking nature of the KGC task., Comment: Accepted by SIGIR 2022, full paper

While large-scale pre-trained language models like BERT have advanced the state-of-the-art in IR, its application in query performance prediction (QPP) is so far based on pointwise modeling of individual queries. Meanwhile, recent studies suggest that the cross-attention modeling of a group of documents can effectively boost performances for both learning-to-rank algorithms and BERT-based re-ranking. To this end, a BERT-based groupwise QPP model is proposed, in which the ranking contexts of a list of queries are jointly modeled to predict the relative performance of individual queries. Extensive experiments on three standard TREC collections showcase effectiveness of our approach. Our code is available at https://github.com/VerdureChen/Group-QPP., Comment: Accepted at Proceedings of the 44th European Conference on Information Retrieval, ECIR 2022

Despite recent success in machine reading comprehension (MRC), learning high-quality MRC models still requires large-scale labeled training data, even using strong pre-trained language models (PLMs). The pre-training tasks for PLMs are not question-answering or MRC-based tasks, making existing PLMs unable to be directly used for unsupervised MRC. Specifically, MRC aims to spot an accurate answer span from the given document, but PLMs focus on token filling in sentences. In this paper, we propose a new framework for unsupervised MRC. Firstly, we propose to learn to spot answer spans in documents via self-supervised learning, by designing a self-supervision pretext task for MRC - Spotting-MLM. Solving this task requires capturing deep interactions between sentences in documents. Secondly, we apply a simple sentence rewriting strategy in the inference stage to alleviate the expression mismatch between questions and documents. Experiments show that our method achieves a new state-of-the-art performance for unsupervised MRC.