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The prototyping of computer games, particularly card games, requires extensive human effort in creative ideation and gameplay evaluation. Recent advances in Large Language Models (LLMs) offer opportunities to automate and streamline these processes. However, it remains challenging for LLMs to design novel game mechanics beyond existing databases, generate consistent gameplay environments, and develop scalable gameplay AI for large-scale evaluations. This paper addresses these challenges by introducing a comprehensive automated card game prototyping framework. The approach highlights a graph-based indexing method for generating novel game designs, an LLM-driven system for consistent game code generation validated by gameplay records, and a gameplay AI constructing method that uses an ensemble of LLM-generated action-value functions optimized through self-play. These contributions aim to accelerate card game prototyping, reduce human labor, and lower barriers to entry for game developers., Comment: 13 pages, 7 figures, 3 tables

Generative Adversarial Networks (GAN) have greatly influenced the development of computer vision and artificial intelligence in the past decade and also connected art and machine intelligence together. This book begins with a detailed introduction to the fundamental principles and historical development of GANs, contrasting them with traditional generative models and elucidating the core adversarial mechanisms through illustrative Python examples. The text systematically addresses the mathematical and theoretical underpinnings including probability theory, statistics, and game theory providing a solid framework for understanding the objectives, loss functions, and optimisation challenges inherent to GAN training. Subsequent chapters review classic variants such as Conditional GANs, DCGANs, InfoGAN, and LAPGAN before progressing to advanced training methodologies like Wasserstein GANs, GANs with gradient penalty, least squares GANs, and spectral normalisation techniques. The book further examines architectural enhancements and task-specific adaptations in generators and discriminators, showcasing practical implementations in high resolution image generation, artistic style transfer, video synthesis, text to image generation and other multimedia applications. The concluding sections offer insights into emerging research trends, including self-attention mechanisms, transformer-based generative models, and a comparative analysis with diffusion models, thus charting promising directions for future developments in both academic and applied settings.

This work identifies the Energy Loss Phenomenon in Reinforcement Learning from Human Feedback (RLHF) and its connection to reward hacking. Specifically, energy loss in the final layer of a Large Language Model (LLM) gradually increases during the RL process, with an excessive increase in energy loss characterizing reward hacking. Beyond empirical analysis, we further provide a theoretical foundation by proving that, under mild conditions, the increased energy loss reduces the upper bound of contextual relevance in LLMs, which is a critical aspect of reward hacking as the reduced contextual relevance typically indicates overfitting to reward model-favored patterns in RL. To address this issue, we propose an Energy loss-aware PPO algorithm (EPPO) which penalizes the increase in energy loss in the LLM's final layer during reward calculation to prevent excessive energy loss, thereby mitigating reward hacking. We theoretically show that EPPO can be conceptually interpreted as an entropy-regularized RL algorithm, which provides deeper insights into its effectiveness. Extensive experiments across various LLMs and tasks demonstrate the commonality of the energy loss phenomenon, as well as the effectiveness of EPPO in mitigating reward hacking and improving RLHF performance., Comment: 28 pages, 21 figures

Graph embedding generation techniques aim to learn low-dimensional vectors for each node in a graph and have recently gained increasing research attention. Publishing low-dimensional node vectors enables various graph analysis tasks, such as structural equivalence and link prediction. Yet, improper publication opens a backdoor to malicious attackers, who can infer sensitive information of individuals from the low-dimensional node vectors. Existing methods tackle this issue by developing deep graph learning models with differential privacy (DP). However, they often suffer from large noise injections and cannot provide structural preferences consistent with mining objectives. Recently, skip-gram based graph embedding generation techniques are widely used due to their ability to extract customizable structures. Based on skip-gram, we present SE-PrivGEmb, a structure-preference enabled graph embedding generation under DP. For arbitrary structure preferences, we design a unified noise tolerance mechanism via perturbing non-zero vectors. This mechanism mitigates utility degradation caused by high sensitivity. By carefully designing negative sampling probabilities in skip-gram, we theoretically demonstrate that skip-gram can preserve arbitrary proximities, which quantify structural features in graphs. Extensive experiments show that our method outperforms existing state-of-the-art methods under structural equivalence and link prediction tasks., Comment: Accepted by ICDE 25

The objective of privacy-preserving synthetic graph publishing is to safeguard individuals' privacy while retaining the utility of original data. Most existing methods focus on graph neural networks under differential privacy (DP), and yet two fundamental problems in generating synthetic graphs remain open. First, the current research often encounters high sensitivity due to the intricate relationships between nodes in a graph. Second, DP is usually achieved through advanced composition mechanisms that tend to converge prematurely when working with a small privacy budget. In this paper, inspired by the simplicity, effectiveness, and ease of analysis of PageRank, we design PrivDPR, a novel privacy-preserving deep PageRank for graph synthesis. In particular, we achieve DP by adding noise to the gradient for a specific weight during learning. Utilizing weight normalization as a bridge, we theoretically reveal that increasing the number of layers in PrivDPR can effectively mitigate the high sensitivity and privacy budget splitting. Through formal privacy analysis, we prove that the synthetic graph generated by PrivDPR satisfies node-level DP. Experiments on real-world graph datasets show that PrivDPR preserves high data utility across multiple graph structural properties., Comment: Accepted by KDD 25

Deep learning has transformed AI applications but faces critical security challenges, including adversarial attacks, data poisoning, model theft, and privacy leakage. This survey examines these vulnerabilities, detailing their mechanisms and impact on model integrity and confidentiality. Practical implementations, including adversarial examples, label flipping, and backdoor attacks, are explored alongside defenses such as adversarial training, differential privacy, and federated learning, highlighting their strengths and limitations. Advanced methods like contrastive and self-supervised learning are presented for enhancing robustness. The survey concludes with future directions, emphasizing automated defenses, zero-trust architectures, and the security challenges of large AI models. A balanced approach to performance and security is essential for developing reliable deep learning systems.

Advancements in artificial intelligence, machine learning, and deep learning have catalyzed the transformation of big data analytics and management into pivotal domains for research and application. This work explores the theoretical foundations, methodological advancements, and practical implementations of these technologies, emphasizing their role in uncovering actionable insights from massive, high-dimensional datasets. The study presents a systematic overview of data preprocessing techniques, including data cleaning, normalization, integration, and dimensionality reduction, to prepare raw data for analysis. Core analytics methodologies such as classification, clustering, regression, and anomaly detection are examined, with a focus on algorithmic innovation and scalability. Furthermore, the text delves into state-of-the-art frameworks for data mining and predictive modeling, highlighting the role of neural networks, support vector machines, and ensemble methods in tackling complex analytical challenges. Special emphasis is placed on the convergence of big data with distributed computing paradigms, including cloud and edge computing, to address challenges in storage, computation, and real-time analytics. The integration of ethical considerations, including data privacy and compliance with global standards, ensures a holistic perspective on data management. Practical applications across healthcare, finance, marketing, and policy-making illustrate the real-world impact of these technologies. Through comprehensive case studies and Python-based implementations, this work equips researchers, practitioners, and data enthusiasts with the tools to navigate the complexities of modern data analytics. It bridges the gap between theory and practice, fostering the development of innovative solutions for managing and leveraging data in the era of artificial intelligence., Comment: 174 pages

Explainable Artificial Intelligence (XAI) addresses the growing need for transparency and interpretability in AI systems, enabling trust and accountability in decision-making processes. This book offers a comprehensive guide to XAI, bridging foundational concepts with advanced methodologies. It explores interpretability in traditional models such as Decision Trees, Linear Regression, and Support Vector Machines, alongside the challenges of explaining deep learning architectures like CNNs, RNNs, and Large Language Models (LLMs), including BERT, GPT, and T5. The book presents practical techniques such as SHAP, LIME, Grad-CAM, counterfactual explanations, and causal inference, supported by Python code examples for real-world applications. Case studies illustrate XAI's role in healthcare, finance, and policymaking, demonstrating its impact on fairness and decision support. The book also covers evaluation metrics for explanation quality, an overview of cutting-edge XAI tools and frameworks, and emerging research directions, such as interpretability in federated learning and ethical AI considerations. Designed for a broad audience, this resource equips readers with the theoretical insights and practical skills needed to master XAI. Hands-on examples and additional resources are available at the companion GitHub repository: https://github.com/Echoslayer/XAI_From_Classical_Models_to_LLMs.

Aligning diffusion models with downstream objectives is essential for their practical applications. However, standard alignment methods often struggle with step generalization when directly applied to few-step diffusion models, leading to inconsistent performance across different denoising step scenarios. To address this, we introduce Stepwise Diffusion Policy Optimization (SDPO), a novel alignment method tailored for few-step diffusion models. Unlike prior approaches that rely on a single sparse reward from only the final step of each denoising trajectory for trajectory-level optimization, SDPO incorporates dense reward feedback at every intermediate step. By learning the differences in dense rewards between paired samples, SDPO facilitates stepwise optimization of few-step diffusion models, ensuring consistent alignment across all denoising steps. To promote stable and efficient training, SDPO introduces an online reinforcement learning framework featuring several novel strategies designed to effectively exploit the stepwise granularity of dense rewards. Experimental results demonstrate that SDPO consistently outperforms prior methods in reward-based alignment across diverse step configurations, underscoring its robust step generalization capabilities. Code is avaliable at https://github.com/ZiyiZhang27/sdpo.

With a focus on natural language processing (NLP) and the role of large language models (LLMs), we explore the intersection of machine learning, deep learning, and artificial intelligence. As artificial intelligence continues to revolutionize fields from healthcare to finance, NLP techniques such as tokenization, text classification, and entity recognition are essential for processing and understanding human language. This paper discusses advanced data preprocessing techniques and the use of frameworks like Hugging Face for implementing transformer-based models. Additionally, it highlights challenges such as handling multilingual data, reducing bias, and ensuring model robustness. By addressing key aspects of data processing and model fine-tuning, this work aims to provide insights into deploying effective and ethically sound AI solutions., Comment: 252 pages

Massive reinforcement learning (RL) data are typically collected to train policies offline without the need for interactions, but the large data volume can cause training inefficiencies. To tackle this issue, we formulate offline behavior distillation (OBD), which synthesizes limited expert behavioral data from sub-optimal RL data, enabling rapid policy learning. We propose two naive OBD objectives, DBC and PBC, which measure distillation performance via the decision difference between policies trained on distilled data and either offline data or a near-expert policy. Due to intractable bi-level optimization, the OBD objective is difficult to minimize to small values, which deteriorates PBC by its distillation performance guarantee with quadratic discount complexity $\mathcal{O}(1/(1-\gamma)^2)$. We theoretically establish the equivalence between the policy performance and action-value weighted decision difference, and introduce action-value weighted PBC (Av-PBC) as a more effective OBD objective. By optimizing the weighted decision difference, Av-PBC achieves a superior distillation guarantee with linear discount complexity $\mathcal{O}(1/(1-\gamma))$. Extensive experiments on multiple D4RL datasets reveal that Av-PBC offers significant improvements in OBD performance, fast distillation convergence speed, and robust cross-architecture/optimizer generalization., Comment: Accepted by NeurIPS 2024

Digital Signal Processing (DSP) and Digital Image Processing (DIP) with Machine Learning (ML) and Deep Learning (DL) are popular research areas in Computer Vision and related fields. We highlight transformative applications in image enhancement, filtering techniques, and pattern recognition. By integrating frameworks like the Discrete Fourier Transform (DFT), Z-Transform, and Fourier Transform methods, we enable robust data manipulation and feature extraction essential for AI-driven tasks. Using Python, we implement algorithms that optimize real-time data processing, forming a foundation for scalable, high-performance solutions in computer vision. This work illustrates the potential of ML and DL to advance DSP and DIP methodologies, contributing to artificial intelligence, automated feature extraction, and applications across diverse domains., Comment: 293 pages

This book provides a comprehensive introduction to the foundational concepts of machine learning (ML) and deep learning (DL). It bridges the gap between theoretical mathematics and practical application, focusing on Python as the primary programming language for implementing key algorithms and data structures. The book covers a wide range of topics, including basic and advanced Python programming, fundamental mathematical operations, matrix operations, linear algebra, and optimization techniques crucial for training ML and DL models. Advanced subjects like neural networks, optimization algorithms, and frequency domain methods are also explored, along with real-world applications of large language models (LLMs) and artificial intelligence (AI) in big data management. Designed for both beginners and advanced learners, the book emphasizes the critical role of mathematical principles in developing scalable AI solutions. Practical examples and Python code are provided throughout, ensuring readers gain hands-on experience in applying theoretical knowledge to solve complex problems in ML, DL, and big data analytics., Comment: 298 pages

An in-depth exploration of object detection and semantic segmentation is provided, combining theoretical foundations with practical applications. State-of-the-art advancements in machine learning and deep learning are reviewed, focusing on convolutional neural networks (CNNs), YOLO architectures, and transformer-based approaches such as DETR. The integration of artificial intelligence (AI) techniques and large language models for enhancing object detection in complex environments is examined. Additionally, a comprehensive analysis of big data processing is presented, with emphasis on model optimization and performance evaluation metrics. By bridging the gap between traditional methods and modern deep learning frameworks, valuable insights are offered for researchers, data scientists, and engineers aiming to apply AI-driven methodologies to large-scale object detection tasks., Comment: 167 pages

A detailed exploration of blockchain technology and its applications across various fields is provided, beginning with an introduction to cryptography fundamentals, including symmetric and asymmetric encryption, and their roles in ensuring security and trust within blockchain systems. The structure and mechanics of Bitcoin and Ethereum are then examined, covering topics such as proof-of-work, proof-of-stake, and smart contracts. Practical applications of blockchain in industries like decentralized finance (DeFi), supply chain management, and identity authentication are highlighted. The discussion also extends to consensus mechanisms and scalability challenges in blockchain, offering insights into emerging technologies like Layer 2 solutions and cross-chain interoperability. The current state of academic research on blockchain and its potential future developments are also addressed., Comment: This book contains 241 pages and 5 figures

A comprehensive guide to Automated Machine Learning (AutoML) is presented, covering fundamental principles, practical implementations, and future trends. The paper is structured to assist both beginners and experienced practitioners, with detailed discussions on popular AutoML tools such as TPOT, AutoGluon, and Auto-Keras. Emerging topics like Neural Architecture Search (NAS) and AutoML's applications in deep learning are also addressed. It is anticipated that this work will contribute to ongoing research and development in the field of AI and machine learning., Comment: This book contains 169 pages and 5 figures

Hallucinations in Large Language Models (LLMs) remain a major obstacle, particularly in high-stakes applications where factual accuracy is critical. While representation editing and reading methods have made strides in reducing hallucinations, their heavy reliance on specialised tools and training on in-domain samples, makes them difficult to scale and prone to overfitting. This limits their accuracy gains and generalizability to diverse datasets. This paper presents a lightweight method, Norm Voting (NoVo), which harnesses the untapped potential of attention head norms to dramatically enhance factual accuracy in zero-shot multiple-choice questions (MCQs). NoVo begins by automatically selecting truth-correlated head norms with an efficient, inference-only algorithm using only 30 random samples, allowing NoVo to effortlessly scale to diverse datasets. Afterwards, selected head norms are employed in a simple voting algorithm, which yields significant gains in prediction accuracy. On TruthfulQA MC1, NoVo surpasses the current state-of-the-art and all previous methods by an astounding margin -- at least 19 accuracy points. NoVo demonstrates exceptional generalization to 20 diverse datasets, with significant gains in over 90\% of them, far exceeding all current representation editing and reading methods. NoVo also reveals promising gains to finetuning strategies and building textual adversarial defence. NoVo's effectiveness with head norms opens new frontiers in LLM interpretability, robustness and reliability.

General Purpose Graphics Processing Unit (GPGPU) computing plays a transformative role in deep learning and machine learning by leveraging the computational advantages of parallel processing. Through the power of Compute Unified Device Architecture (CUDA), GPUs enable the efficient execution of complex tasks via massive parallelism. This work explores CPU and GPU architectures, data flow in deep learning, and advanced GPU features, including streams, concurrency, and dynamic parallelism. The applications of GPGPU span scientific computing, machine learning acceleration, real-time rendering, and cryptocurrency mining. This study emphasizes the importance of selecting appropriate parallel architectures, such as GPUs, FPGAs, TPUs, and ASICs, tailored to specific computational tasks and optimizing algorithms for these platforms. Practical examples using popular frameworks such as PyTorch, TensorFlow, and XGBoost demonstrate how to maximize GPU efficiency for training and inference tasks. This resource serves as a comprehensive guide for both beginners and experienced practitioners, offering insights into GPU-based parallel computing and its critical role in advancing machine learning and artificial intelligence., Comment: 106 pages

This book, Design Patterns in Machine Learning and Deep Learning: Advancing Big Data Analytics Management, presents a comprehensive study of essential design patterns tailored for large-scale machine learning and deep learning applications. The book explores the application of classical software engineering patterns, Creational, Structural, Behavioral, and Concurrency Patterns, to optimize the development, maintenance, and scalability of big data analytics systems. Through practical examples and detailed Python implementations, it bridges the gap between traditional object-oriented design patterns and the unique demands of modern data analytics environments. Key design patterns such as Singleton, Factory, Observer, and Strategy are analyzed for their impact on model management, deployment strategies, and team collaboration, providing invaluable insights into the engineering of efficient, reusable, and flexible systems. This volume is an essential resource for developers, researchers, and engineers aiming to enhance their technical expertise in both machine learning and software design., Comment: 138pages

Artificial intelligence (AI), machine learning, and deep learning have become transformative forces in big data analytics and management, enabling groundbreaking advancements across diverse industries. This article delves into the foundational concepts and cutting-edge developments in these fields, with a particular focus on large language models (LLMs) and their role in natural language processing, multimodal reasoning, and autonomous decision-making. Highlighting tools such as ChatGPT, Claude, and Gemini, the discussion explores their applications in data analysis, model design, and optimization. The integration of advanced algorithms like neural networks, reinforcement learning, and generative models has enhanced the capabilities of AI systems to process, visualize, and interpret complex datasets. Additionally, the emergence of technologies like edge computing and automated machine learning (AutoML) democratizes access to AI, empowering users across skill levels to engage with intelligent systems. This work also underscores the importance of ethical considerations, transparency, and fairness in the deployment of AI technologies, paving the way for responsible innovation. Through practical insights into hardware configurations, software environments, and real-world applications, this article serves as a comprehensive resource for researchers and practitioners. By bridging theoretical underpinnings with actionable strategies, it showcases the potential of AI and LLMs to revolutionize big data management and drive meaningful advancements across domains such as healthcare, finance, and autonomous systems., Comment: This book contains 155 pages and 9 figures

Object-Oriented Programming (OOP) has become a crucial paradigm for managing the growing complexity of modern software systems, particularly in fields like machine learning, deep learning, large language models (LLM), and data analytics. This work provides a comprehensive introduction to the integration of OOP techniques within these domains, with a focus on improving code modularity, maintainability, and scalability. We begin by outlining the evolution of computing and the rise of OOP, followed by an in-depth discussion of key OOP principles such as encapsulation, inheritance, polymorphism, and abstraction. The practical application of these principles is demonstrated using Python, a widely adopted language in AI and data science. Furthermore, we examine how design patterns and modular programming can be employed to enhance the structure and efficiency of machine learning systems. In subsequent sections, we apply these OOP concepts to real-world AI tasks, including the encapsulation of preprocessing workflows, machine learning model training, and evaluation. Detailed examples illustrate how OOP can be used to build reusable, scalable machine learning systems while maintaining code clarity and reducing redundancy.This work is intended to serve as a bridge for both beginners and experienced developers, equipping them with the necessary knowledge to apply OOP methodologies in AI-driven projects, ultimately fostering the development of more robust and maintainable systems., Comment: 49pages

This book explores the role of Artificial Intelligence (AI), Machine Learning (ML), and Deep Learning (DL) in driving the progress of big data analytics and management. The book focuses on simplifying the complex mathematical concepts behind deep learning, offering intuitive visualizations and practical case studies to help readers understand how neural networks and technologies like Convolutional Neural Networks (CNNs) work. It introduces several classic models and technologies such as Transformers, GPT, ResNet, BERT, and YOLO, highlighting their applications in fields like natural language processing, image recognition, and autonomous driving. The book also emphasizes the importance of pre-trained models and how they can enhance model performance and accuracy, with instructions on how to apply these models in various real-world scenarios. Additionally, it provides an overview of key big data management technologies like SQL and NoSQL databases, as well as distributed computing frameworks such as Apache Hadoop and Spark, explaining their importance in managing and processing vast amounts of data. Ultimately, the book underscores the value of mastering deep learning and big data management skills as critical tools for the future workforce, making it an essential resource for both beginners and experienced professionals., Comment: This book contains 93 pages and 60 figures

The application of TensorFlow pre-trained models in deep learning is explored, with an emphasis on practical guidance for tasks such as image classification and object detection. The study covers modern architectures, including ResNet, MobileNet, and EfficientNet, and demonstrates the effectiveness of transfer learning through real-world examples and experiments. A comparison of linear probing and model fine-tuning is presented, supplemented by visualizations using techniques like PCA, t-SNE, and UMAP, allowing for an intuitive understanding of the impact of these approaches. The work provides complete example code and step-by-step instructions, offering valuable insights for both beginners and advanced users. By integrating theoretical concepts with hands-on practice, the paper equips readers with the tools necessary to address deep learning challenges efficiently., Comment: This book contains 148 pages and 7 figures

The rise of Multimodal Large Language Models (MLLMs) has become a transformative force in the field of artificial intelligence, enabling machines to process and generate content across multiple modalities, such as text, images, audio, and video. These models represent a significant advancement over traditional unimodal systems, opening new frontiers in diverse applications ranging from autonomous agents to medical diagnostics. By integrating multiple modalities, MLLMs achieve a more holistic understanding of information, closely mimicking human perception. As the capabilities of MLLMs expand, the need for comprehensive and accurate performance evaluation has become increasingly critical. This survey aims to provide a systematic review of benchmark tests and evaluation methods for MLLMs, covering key topics such as foundational concepts, applications, evaluation methodologies, ethical concerns, security, efficiency, and domain-specific applications. Through the classification and analysis of existing literature, we summarize the main contributions and methodologies of various surveys, conduct a detailed comparative analysis, and examine their impact within the academic community. Additionally, we identify emerging trends and underexplored areas in MLLM research, proposing potential directions for future studies. This survey is intended to offer researchers and practitioners a comprehensive understanding of the current state of MLLM evaluation, thereby facilitating further progress in this rapidly evolving field., Comment: The article consists of 22 pages, including 2 figures and 108 references. The paper provides a meta-review of surveys on Multimodal Large Language Models (MLLMs), categorizing findings into key areas such as evaluation, applications, security, and future directions

Due to saturated regions of inputting low dynamic range (LDR) images and large intensity changes among the LDR images caused by different exposures, it is challenging to produce an information enriched panoramic LDR image without visual artifacts for a high dynamic range (HDR) scene through stitching multiple geometrically synchronized LDR images with different exposures and pairwise overlapping fields of views (OFOVs). Fortunately, the stitching of such images is innately a perfect scenario for the fusion of a physics-driven approach and a data-driven approach due to their OFOVs. Based on this new insight, a novel neural augmentation based panoramic HDR stitching algorithm is proposed in this paper. The physics-driven approach is built up using the OFOVs. Different exposed images of each view are initially generated by using the physics-driven approach, are then refined by a data-driven approach, and are finally used to produce panoramic LDR images with different exposures. All the panoramic LDR images with different exposures are combined together via a multi-scale exposure fusion algorithm to produce the final panoramic LDR image. Experimental results demonstrate the proposed algorithm outperforms existing panoramic stitching algorithms., Comment: 11 pages

Model extraction attacks (MEAs) on large language models (LLMs) have received increasing attention in recent research. However, existing attack methods typically adapt the extraction strategies originally developed for deep neural networks (DNNs). They neglect the underlying inconsistency between the training tasks of MEA and LLM alignment, leading to suboptimal attack performance. To tackle this issue, we propose Locality Reinforced Distillation (LoRD), a novel model extraction algorithm specifically designed for LLMs. In particular, LoRD employs a newly defined policy-gradient-style training task that utilizes the responses of victim model as the signal to guide the crafting of preference for the local model. Theoretical analyses demonstrate that I) The convergence procedure of LoRD in model extraction is consistent with the alignment procedure of LLMs, and II) LoRD can reduce query complexity while mitigating watermark protection through our exploration-based stealing. Extensive experiments validate the superiority of our method in extracting various state-of-the-art commercial LLMs. Our code is available at: https://github.com/liangzid/LoRD-MEA.

In this paper, we study the null controllability for a stochastic semilinear CahnHilliard type equation, whose semilinear term contains first and second order derivatives of solutions. To start with, an improved global Carleman estimate for linear backward stochastic fourth order parabolic equations with $L^2$-valued source terms is derived, which is based on a new fundamental identity for a stochastic fourth order parabolic operator. Based on it, we establish a new global Carleman estimate for linear backward stochastic fourth order parabolic equations with $H^{-2}$-valued source terms, which, together with a fixed point argument, derive the desired null controllability for the stochastic Cahn-Hilliard type equation., Comment: arXiv admin note: substantial text overlap with arXiv:2408.03114

In this paper, we study the null controllability of forward and backward stochastic semilinear complex Ginzburg-Landau equations with global Lipschitz nonlinear terms. For this purpose, by deriving an improved global Carleman estimates for linear systems, we obtain the controllability results for the stochastic linear systems with a $L^2$-valued source term. Based on it, together with a Banach fixed point argument, the desired null controllability of semilinear systems is derived.

Heat shuttling phenomenon is characterized by the presence of a non-zero heat flow between two bodies without net thermal bias on average. It was initially predicted in the context of nonlinear heat conduction within atomic lattices coupled to two time-oscillating thermostats. Recent theoretical works revealed an analog of this effect for heat exchanges mediated by thermal photons between two solids having a temperature dependent emissivity. In this paper, we present the experimental proof of this effect using systems made with composite materials based on phase change materials. By periodically modulating the temperature of one of two solids we report that the system akin to heat pumping with a controllable heat flow direction. Additionally, we demonstrate the effectiveness of a simultaneous modulation of two temperatures to control both the strength and direction of heat shuttling by exploiting the phase delay between these temperatures. These results show that this effect is promising for an active thermal management of solid-state technology, to cool down solids, to insulate them from their background or to amplify heat exchanges.

The involvement of evanescent waves in the near-field regime could greatly enhance the spontaneous thermal radiation, offering a unique opportunity to study nanoscale photon-phonon interaction. However, accurately characterizing this subtle phenomenon is very challenging. This paper proposes a transient all-optical method for rapidly characterizing near-field radiative heat transfer (NFRHT) between macroscopic objects, using the first law of thermodynamics. Significantly, a full measurement at a fixed gap distance is completed within tens of seconds. By simplifying the configuration, the transient all-optical method achieves high measurement accuracy and reliable reproducibility. The proposed method can effectively analyze the NFRHT in various material systems, including SiO2, SiC, and Si, which involve different phonon or plasmon polaritons. Experimental observations demonstrate significant super-Planckian radiation, which arises from the near-field coupling of bounded surface modes. Furthermore, the method achieves excellent agreement with theory, with a minimal discrepancy of less than 2.7% across a wide temperature range. This wireless method could accurately characterize the NFRHT for objects with different sizes or optical properties, enabling the exploration of both fundamental interests and practical applications.

Digital storytelling, essential in entertainment, education, and marketing, faces challenges in production scalability and flexibility. The StoryAgent framework, introduced in this paper, utilizes Large Language Models and generative tools to automate and refine digital storytelling. Employing a top-down story drafting and bottom-up asset generation approach, StoryAgent tackles key issues such as manual intervention, interactive scene orchestration, and narrative consistency. This framework enables efficient production of interactive and consistent narratives across multiple modalities, democratizing content creation and enhancing engagement. Our results demonstrate the framework's capability to produce coherent digital stories without reference videos, marking a significant advancement in automated digital storytelling., Comment: 16 pages, 13 figures

This paper tackles the emerging challenge of training generative models within a self-consuming loop, wherein successive generations of models are recursively trained on mixtures of real and synthetic data from previous generations. We construct a theoretical framework to rigorously evaluate how this training procedure impacts the data distributions learned by future models, including parametric and non-parametric models. Specifically, we derive bounds on the total variation (TV) distance between the synthetic data distributions produced by future models and the original real data distribution under various mixed training scenarios for diffusion models with a one-hidden-layer neural network score function. Our analysis demonstrates that this distance can be effectively controlled under the condition that mixed training dataset sizes or proportions of real data are large enough. Interestingly, we further unveil a phase transition induced by expanding synthetic data amounts, proving theoretically that while the TV distance exhibits an initial ascent, it declines beyond a threshold point. Finally, we present results for kernel density estimation, delivering nuanced insights such as the impact of mixed data training on error propagation., Comment: Accepted at ICML 2024

Despite the success of reinforcement learning from human feedback (RLHF) in aligning language models with human values, reward hacking, also termed reward overoptimization, remains a critical challenge. This issue primarily arises from reward misgeneralization, where reward models (RMs) compute reward using spurious features that are irrelevant to human preferences. In this work, we tackle this problem from an information-theoretic perspective and propose a framework for reward modeling, namely InfoRM, by introducing a variational information bottleneck objective to filter out irrelevant information. Notably, we further identify a correlation between overoptimization and outliers in the IB latent space of InfoRM, establishing it as a promising tool for detecting reward overoptimization. Inspired by this finding, we propose the Cluster Separation Index (CSI), which quantifies deviations in the IB latent space, as an indicator of reward overoptimization to facilitate the development of online mitigation strategies. Extensive experiments on a wide range of settings and RM scales (70M, 440M, 1.4B, and 7B) demonstrate the effectiveness of InfoRM. Further analyses reveal that InfoRM's overoptimization detection mechanism is not only effective but also robust across a broad range of datasets, signifying a notable advancement in the field of RLHF. The code will be released upon acceptance., Comment: The paper has been accepted by NeurIPS 2024

Bridging the gap between diffusion models and human preferences is crucial for their integration into practical generative workflows. While optimizing downstream reward models has emerged as a promising alignment strategy, concerns arise regarding the risk of excessive optimization with learned reward models, which potentially compromises ground-truth performance. In this work, we confront the reward overoptimization problem in diffusion model alignment through the lenses of both inductive and primacy biases. We first identify a mismatch between current methods and the temporal inductive bias inherent in the multi-step denoising process of diffusion models, as a potential source of reward overoptimization. Then, we surprisingly discover that dormant neurons in our critic model act as a regularization against reward overoptimization while active neurons reflect primacy bias. Motivated by these observations, we propose Temporal Diffusion Policy Optimization with critic active neuron Reset (TDPO-R), a policy gradient algorithm that exploits the temporal inductive bias of diffusion models and mitigates the primacy bias stemming from active neurons. Empirical results demonstrate the superior efficacy of our methods in mitigating reward overoptimization. Code is avaliable at https://github.com/ZiyiZhang27/tdpo., Comment: Accepted to ICML 2024

Time series modeling is uniquely challenged by the presence of autocorrelation in both historical and label sequences. Current research predominantly focuses on handling autocorrelation within the historical sequence but often neglects its presence in the label sequence. Specifically, emerging forecast models mainly conform to the direct forecast (DF) paradigm, generating multi-step forecasts under the assumption of conditional independence within the label sequence. This assumption disregards the inherent autocorrelation in the label sequence, thereby limiting the performance of DF-based models. In response to this gap, we introduce the Frequency-enhanced Direct Forecast (FreDF), which bypasses the complexity of label autocorrelation by learning to forecast in the frequency domain. Our experiments demonstrate that FreDF substantially outperforms existing state-of-the-art methods including iTransformer and is compatible with a variety of forecast models.