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Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy at the Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution September 2008, A modern general circulation model of the Southern Ocean with one-sixth of a degree resolution is optimized to the observed ocean in a weighted least squares sense. Convergence to the state estimate solution is carried out by systematically adjusting the control variables (atmospheric state and initial conditions) using the adjoint model. A cost function compares the model state to in situ observations (Argo float profiles, CTD synoptic sections, SEaOS instrument mounted seal profiles, and XBTs), altimetric observations (ENVISAT, GEOSAT, Jason, TOPEX/Poseidon), and other data sets (e.g. infrared and microwave radiometer observed sea surface temperature and NSIDC sea-ice concentration). Costs attributed to control variable perturbations ensure a physically realistic solution. The state estimate is found to be largely consistent with the individual observations, as well as with integrated fluxes inferred from previous static inverse models. The transformed Eulerian mean formulation is an elegant way to theorize about the Southern Ocean. Current researchers utilizing this framework, however, have been making assumptions that render their theories largely irrelevant to the actual ocean. It is shown that theories of the overturning circulation must include the effect of pressure forcing. This is true in the most buoyant waters, where pressure forcing overcomes eddy and wind forcing to balance a poleward geostrophic transport and allows the buoyancy budget to be closed. Pressure forcing is also lowest order at depth. Indeed, the Southern Ocean’s characteristic multiple cell overturning is primarily in geostrophic balance. Several other aspects of the Southern Ocean circulation are also investigated in the thesis, including an analysis of the magnitude and variability of heat, salt, and volume inter-basin transports., This work was supported by CalTech - Jet Propulsion Lab contract #1205624 (Global Oceans Dynamics and Transports). Support for my first 2 years in the MITWHOI Joint Program came from NSF awards #OCE-9901654 (Research in Linear and Nonlinear Waves and Ocean Circulation Theory). I was also supported for two months by NSF awards #OCE-0223434.

Submitted in partial fulfillment of the requirements for the degree of Master of Science in Physical Oceanography, Massachusetts Institute of Technology and the Woods Hole Oceanographic Institution September 2006, A modern general circulation model of the Southern Ocean with one-sixth of a degree resolution is optimized to the observed ocean in a weighted least squares sense. Convergence toward the state estimate solution is carried out by systematically adjusting the control variables (prescribed atmospheric state, initial conditions, and open northern boundary at 24.7°S) using the adjoint method. A cost function compares the model state to data from CTD synoptic sections, hydrographic climatology, satellite altimetry, and XBTs. Costs attributed to control variable perturbations ensure a physically realistic solution. An optimized solution is determined by the weights placed on the cost function terms. The state estimation procedure, along with the weights used, is described. A significant result is that the adjoint method is shown to work at eddy-permitting resolution in the highly-energetic Southern Ocean. At the time of the writing of this thesis the state estimate was not fully consistent with the observations. An analysis of the remaining misfit, as well as the mass transport in the preliminary state, is presented.