Search

During the Middle-to-Late Neolithic period (7000–3800 BP), Shaanxi Province served as a critical juncture in the transmission of crops. Foxtail millet (Setaria italica), broomcorn millet (Panicum miliaceum), and rice (Oryza sativa) spread westwards into the Gansu–Qinghai region and southwards into the Sichuan basin, whilst wheat (Triticum aestivum) and barley (Hordeum vulgare) were transmitted through the Shaanxi region to the middle and lower Yellow River regions. Neolithic settlements are found in all three of the main geomorphic settings in Shaanxi: the Loess Plateau, plains, and mountainous areas. While the extent to which crop diffusion and distribution were influenced by environmental changes has previously been highlighted, the strategies of crop utilization in different geomorphic contexts have not been specified. Based on crop-remains data from 33 archaeological sites in Shaanxi, this study uses statistical modeling and ArcGIS-based spatial analysis to investigate prehistoric crop utilization in Shaanxi during the Neolithic period and its environmental determinants. Our results indicate the following: (1) The dominant crops in the Neolithic Shaanxi were foxtail millet and broomcorn millet, with the proportion of foxtail millet increasing over time. (2) The Guanzhong Plain was the earliest region in Shaanxi to adopt millet and rice (~7000–3800 BP). Subsequently, millet and rice had influenced the Qinba Mountains by ~5000 BP at the latest. By ~3800 BP, millet had affected the entire northern Shaanxi Plateau, with rice only found at the Shimao site around 4000 BP. Finally, wheat and barley influenced the Guanzhong region and the Qinba region in Shaanxi around 4000 BP. In addition, rice, wheat, and barley mainly enhanced agricultural diversity in the Guanzhong Plain and Qinba Mountains but had limited impact in the Northern Plateau, where cattle and sheep have enriched subsistence strategies since about 4500 BP. (3) Environmental factors affected the distribution of crops to different extents—elevation and river proximity had minimal effects on foxtail millet and broomcorn millet but significantly influenced the presence of rice, wheat, and barley. These factors led to a spatial pattern where millet dominated in the Northern Plateau, while the Guanzhong Plain and Qinba Mountains developed mixed farming systems incorporating all four seed types. This study provides new insights into the environmental mechanisms influencing crop diffusion and prehistoric human adaptation during the Neolithic period in Shaanxi. [ABSTRACT FROM AUTHOR]

Due to long-term interactions between intensive resource exploitation and rapid social development, there are multiple challenges to maintaining and improving the well-being of farm households in ore–agriculture compound areas in Northwest China. However, few studies have focused on the effects of farmland transfer on farm household comprehensive well-being. This study collected 485 valid questionnaires through a structured questionnaire technique and then compared the well-being level and its five components between farm households who participated and did not participate in farmland transfer based on an index system of well-being. Further, a propensity score matching (PSM) method was used to estimate the net effects of farmland transfer on farm household well-being and its heterogeneity. The results showed the following. (1) Overall, farm household well-being in ore–agriculture compound areas in Northwest China was at a moderate level (mean value was 0.433), but there were large differences among its five components. The orders of the five components of well-being in the three study sites were consistent, and the well-being index of farm households participating in farmland transfer was generally greater than that of those not participating in farmland transfer. (2) The results of the PSM revealed that farmland transfer only increased the levels of well-being, security, and freedom of choice and action by 4.9%, 8.8% and 6.1%, respectively. (3) The younger the household heads and the higher their education levels, the greater the effects of farmland transfer on farm household well-being. Local government sectors should continue to improve their farmland transfer system and strengthen institutional innovation. Meanwhile, venerable groups' well-being should be paid more attention in the process of farmland transfer. [ABSTRACT FROM AUTHOR]

The arid and semi-arid regions of northwest China are characterized by sparse vegetation and fragile ecosystems, making them highly susceptible to the impacts of climate change and human activities. Based on observed meteorological data, the Normalized Difference Vegetation Index (NDVI), the Lund–Potsdam–Jena dynamic global vegetation model (LPJ), a vegetation recovery potential model, and the MK trend test method, this study investigated the spatiotemporal distribution of vegetation recovery potential in northwest China and its relationship with global warming and increasing precipitation. The results indicated that vegetation in northwest China significantly increased, with greening closely related to trends in warming and wetting during 1982–2019. However, the vegetation recovery potential declined due to climate change. Central and southern Xinjiang and central Qinghai exhibited higher grassland recovery potential, while the central Gobi Desert areas of northwest China had lower recovery potential. The eastern part of northwest China was highly sensitive to drought, with moderate vegetation growth and recovery potential. Remote sensing data indicated a 2.3% increase in vegetation coverage in the region, with an average vegetation recovery potential index (IVCP) of 0.31. According to the results of LPJ model, the average vegetation recovery potential index for northwest China was 0.14, indicating a 1.1% improvement potential in vegetation coverage. Overall, climate warming and wetting facilitated vegetation recovery in northwest China, particularly in mountainous areas. The findings provide valuable insights for ecological restoration efforts and offer practical guidance for combating desertification and enhancing sustainable development. Moreover, these results underline the importance of incorporating vegetation recovery potential into regional policy-making to improve environmental resilience in the face of ongoing climate change. [ABSTRACT FROM AUTHOR]

The over-exploitation of groundwater and the deterioration of its quality have heightened the importance of non-traditional water resources, such as mine water. The study of the water's chemical characteristics and the formation mechanism of high-salinity mine water in semi-arid regions holds significant importance for zero discharge and the resource utilization of mine water in Northwest China. In this study, a total of 38 groundwater and mine water samples were collected to examine the hydrogeochemical characteristics of high-salinity mine water using Piper diagrams and Gibbs diagrams, as well as isotope analyses and ion ratio coefficients. Additionally, the corresponding mine water treatment recommendations were put forward. The results show that the TDS content of groundwater increases with hydrographic depth. The average TDS concentration of Quaternary, Luohe, and Anding groundwater is 336.87, 308.67, and 556.29 mg/L, respectively. However, the TDS concentration of Zhiluo groundwater and mine water is 2768.57 and 3826.40 mg/L, respectively, which belong to high-salinity water. The Quaternary, Luohe, and Anding groundwater hydrochemical type is predominantly HCO3-Ca type, and the Zhiluo groundwater and mine water hydrochemical type is predominantly the SO4-Na type. Furthermore, there is minimal difference observed in δD and δ18O values among these waters. It can be inferred that the Zhiluo Formation in groundwater serves as the primary source of mine water supply, primarily influenced by the processes of concentration caused by evaporation. The high salinity of mine water is closely related to the high salinity of Zhiluo groundwater. The high salinity of groundwater has evolved gradually under the control of the concentration caused by evaporation and rock-weathering processes. The dissolution of salt rock, gypsum, along with other minerals, serves as the material basis for high-salinity groundwater formation. In addition, the evolution of major ions is also affected by cation exchange. The TDS concentration of mine water ranges from 3435.4 mg/L to 4414.3 mg/L, and the combined treatment process of nanofiltration and reverse osmosis can be selected to remove the salt. After treatment, mine water can be used for productive, domestic, and ecological demands. [ABSTRACT FROM AUTHOR]

The coordinated development of the water–food–ecology (WFE) nexus is a practical issue that has to be addressed urgently for northwest China's (WTL) sustainable development. Optimizing the linkage relationship and accomplishing the rational distribution of resources from the perspective of the supply and demand for ecosystem services (ESSD) are imperative. Thus, in this study, a numerical indicator system for ESSD from the perspective of the WFE nexus was constructed with the incorporation of the water and carbon footprint. Based on this premise, the ecological management zoning method was enhanced by integrating supply and demand risks, and optimization suggestions were proposed for various zones. The results showed that (1) carbon sequestration (CS), food production (FP), and water yield (WY) supply and demand significantly increased between 2000 and 2021. High ESSDs were concentrated in the west side of northwest China. Maize, wheat, cotton, vegetables, and garden fruits had a higher demand for ecosystem services (ESs). (2) The three ESSDs were bound in a synergistic relationship. The synergy between supply exhibited significant spatial heterogeneity, while the synergies between demand showed similar distribution patterns. (3) Regarding quantity matching, the supply for FP and CS surpassed demand, while the WY supply could not meet the demand. The three ESs' supply and demand deficits rose. Ecological supply–demand ratio (ESDR) regional differentiation for the three ESs was apparent. Regarding spatial matching, FP and CS concentrated on low supply–low demand, while WY focused on high supply–high demand. FP risk was concentrated in Qaidam Basin, whereas WY risk was mostly in Hexi inland river basin (HX), the Yellow River Basin area (HH), and both sides of the "Qice line". (4) The ecological management zones were formed by integrating WTL's three dominant weak functional zones, four categorized strategy regions, and four governance models. This study can serve as a scientific benchmark for regional ecological management, which is significant in ensuring northwest China's water, food, and ecological safety. [ABSTRACT FROM AUTHOR]

The arid and semi-arid region of Northwest China plays a significant role in potato production, yet yields are often hampered by drought due to limited precipitation and irrigation water. The ridge–furrow rainwater-harvesting technology is an efficient and widely used technique to relieve drought impact and improve crop yield by changing the micro-topography to harvest rainwater to meet the water demand of crops. An analysis of precipitation, water demand, and runoff data spanning 30 years guided the selection of suitable rainwater-harvesting methods tailored to meteorological conditions. The results showed that potato water demand exceeded precipitation in the region. The mulching approach performed best in the western arid region with the most significant increase in yield and water use efficiency (WUE) and was suitable for the western semi-arid region and the agro-pastoral ecotone. In the potato dryland farming areas, the water deficit increased from southeast to northwest. Specifically, northern Gansu, northern Ningxia, and midwestern Inner Mongolia experienced a water deficit of over 200 mm, and rainwater harvesting combined with irrigation was recommended. Conversely, regarding deficits below 200 mm in southern Gansu, Ningxia, and central Inner Mongolia, a 1:1 or 2:1 pattern of ridges could be applied, and mulching was needed only in the necessary areas. For the southern Qinghai, Shaanxi, and eastern Inner Mongolia regions, ridge–furrow rainwater harvesting could be replaced by flat potato cropping. In summary, rainwater harvesting addresses water deficits, aiding climate adaptation in Northwest China's arid and semi-arid regions. The implementation of mulching and ridge–furrow technology must be location-specific. [ABSTRACT FROM AUTHOR]

The Aalenian–Bajocian (early Middle Jurassic) cooling event (ABCE) was a significant global climate disturbance during the Jurassic. Our analysis of sporopollen fossils from 18 mudstone and silty mudstone samples, collected from the lacustrine-terrestrial succession Xishanyao Formation in the Santanghu Basin, Northwest China, revealed a total of 191 species belonging to 53 genera. We identified an assemblage, the Cyathidites–Deltoidospora–Osmundacidites–Cycadopites assemblage, which dates to the Aalenian–Bajocian (early Middle Jurassic). This assemblage can be further divided into three subassemblages in stratigraphic order: the Cyathidites–Osmundacidites–Cycadopites subassemblage, the Cyathidites–Cycadopites–Psophosphaera subassemblage, and the Cyathidites–Deltoidospora–Osmundacidites subassemblage. We applied the Sporomorph EcoGroup (SEG) model to interpret the paleoclimate features. The sporopollen fossils indicate that the Santanghu Basin underwent a shift in vegetation types, from ground cover vegetation as the dominant form to canopy trees and then back to ground cover vegetation as the primary vegetation during the Aalenian–Bajocian. The SEG model analysis demonstrates that the CCP subassemblage is characterized by a low lowland SEG/upland SEG ratio, low wetter/drier ratio within the lowland SEG, and a low warmer/cooler ratio within the lowland SEG. These characteristics reflect the vegetation's response to the ABCE in the Santanghu Basin. [ABSTRACT FROM AUTHOR]

The intricate interplay between water resources, land resources, energy systems, and carbon emissions has emerged as a prominent discourse in academic research. Nonetheless, there remains a dearth of comprehensive research dedicated to fostering environmentally friendly and low-carbon development through systematic integration and coordination efforts. This study aimed to fill this gap by integrating the coupling mechanism of the Water-Land-Energy-Carbon (WLEC) system, thereby constructing an evaluation index framework that assesses coordinated developments in Northwest China's WLEC system. It scrutinizes the security levels within the Water-Land-Energy (WLE) subsystem while conducting quantitative analyses on the degrees of coupling coordination within the WLEC systems, alongside their associated hindering factors. The preliminary findings were as follows: Firstly, the safety development within the WLE system demonstrates a positive trend across Northwest China, with notable advancements primarily observed in the Qinghai and Gansu provinces. In 2021, all five Northwestern provinces exhibited moderate levels of safe development, except for the Qinghai province, which transitioned from moderate to robust. Secondly, the coupling coordination degree of the WLEC system across the five provinces has consistently illustrated an upward trajectory over the years. However, as of 2021, the system remains in a state characterized by marginal disorder. Notably, the Qinghai and Gansu provinces have shown particularly encouraging upward trends, with the Shaanxi province also making notable progress. Conversely, Xinjiang has declined since 2017 due to negative interactions between the subsystems of water, soil, energy, and carbon emissions. Thirdly, spatial variations exist in the distribution patterns between the provinces regarding the influence of obstructing factors on indicators related to coupled coordinated development, such as per capita arable land area, per capita energy consumption, per capita carbon emissions, per capita construction land area, and the proportion of groundwater water in the total amount of water supply, which demonstrated an increasing trend. These findings carry significant practical implications for actively and steadily promoting carbon peaking and carbon neutrality in Northwest China. [ABSTRACT FROM AUTHOR]

Revealing the water use pattern of plants influenced by coal-mining-caused land subsidence is crucial to understand plant–water interactions and guide ecological restoration. However, available information on herbaceous plants, the dominant species in most arid and semi-arid regions with abundant coal resources, remains inadequate. We investigated the water use patterns of Stipa bungeana Trin. by measuring soil water content, root distribution, and stable isotopes of hydrogen (δ2H) and oxygen (δ18O) of soil water and plant stem water both before and after a rainfall event. The results revealed that prior to rainfall, both areas exhibited a low soil water content with no discernible difference in soil drought. However, the soil waters δ2H and δ18O were found to be more enriched at varying depths within the subsidence area, indicating a heightened level of soil evaporation. Both soil water content and soil water isotopic composition responded sensitively to rainfall, with rainfall primarily replenishing the shallow layer (0–20 cm), thereby reflecting an infiltration mode dominated by piston flow. More water seeped into deeper soil layers in the subsidence area compared to the non-subsidence area, with more preferential flow. Before rainfall, the sources of plant water uptake were consistent both at shallow and deep soil layers, implying that the proportion of water uptake gradually decreased with increasing depth. After rainfall, the sources of plant water uptake differed slightly between the two soil layers. The plants in non-subsidence and subsidence areas dominantly extracted soil water at depths greater than 10 cm and 20 cm, respectively. The root system in the subsidence area was more developed than that in the non-subsidence area. Plant water uptake was primarily influenced by the spatial distribution of roots, as well as the post-rainfall water distribution, regardless of whether they were in the subsidence area or not. Although land subsidence affected soil water transport, the water uptake pattern of Stipa bungeana Trin. was similar before and after rainfall, indicating the adaptive growth of plants through their roots in the subsidence area. The high adaptability of herbs such as Stipa bungeana Trin. makes them a viable option for vegetation restoration in subsidence areas. This study has significant implications for evaluating plant–water relationships in subsidence areas due to coal mining, thereby providing a fundamental basis and valuable reference for ecological restoration and management strategies within such affected regions. [ABSTRACT FROM AUTHOR]

Inrecent years, there has been a notable increase in utilising multiple criteria decision-making (MCDM) methods in practical problem solving. The advancement of enhanced decision models with greater capabilities, coupled with technologies like geographic information systems (GIS) and artificial intelligence (AI), has fueled the application of MCDM techniques across various domains. To address the scarcity of irrigation water resources in Bortala, Northwest China, the selection of a dam site has been approached using a hybrid model integrating a multipolar Fuzzy set and a plithogenic Fuzzy hypersoft set along with a GIS. This study considered criteria such as a geological layer, slope, soil type, and land cover. Four potential and reasonably suitable dam locations were identified using a dam construction suitability map developed for Bortala. Ultimately, we showcased the benefits of the innovative method, emphasizing an open, transparent, and science-based approach to selecting optimal dam sites through local studies and group discussions. The results highlight the effectiveness of the hybrid approach involving a fuzzy hypersoft set and plithogenic multipolar fuzzy hypersoft set in addressing the challenges of dam site selection. [ABSTRACT FROM AUTHOR]

In arid and semi-arid areas, due to drought climate and shortage of water resources, groundwater is crucial for natural ecological protection and economic development. It serves a dual role as a resource function and an ecological function. However, with the continuous improvement of the exploitation and utilization of groundwater by human activities during rapid economic development, the phenomenon of groundwater overexploitation is becoming more and more serious, which has destroyed the natural balance of groundwater recharge and discharge. As a result, natural vegetation has lost the maintenance of the ecological function of groundwater, and a series of ecological and environmental problems have occurred, such as natural vegetation degradation, land desertification, sandstorms, and so on. In recent years, scholars have carried out research on groundwater resource management and optimization of water resource allocation, trying to solve the problem of water balance in arid regions. However, there is still a lack of comprehensive understanding and systematization regarding influencing factors and degeneration mechanisms related to groundwater's ecological function. By summarizing and analyzing the previous research results, this paper summarizes the influencing factors, evaluation methods, existing problems and future directions of groundwater ecological function research in China to provide a reference for rational exploitation and utilization of groundwater and ecological protection. This paper is divided into four main contents. The first part introduces the definition of groundwater ecological function (GEF); the second part summarizes the research status of influencing factors of GEF, including the groundwater table depth, vegetation root system and lithologic structure of vadose zone, etc.; the third part analyzes the evaluation of groundwater ecological function; the fourth part discusses the existing problems in the study of groundwater ecological functions, and based on the above research the evaluation framework of GEF is proposed with the Shiyang River basin as a case study; and finally, it highlights the future research directions about GEF. [ABSTRACT FROM AUTHOR]

Simple Summary: The effects of Quaternary climatic oscillations on lineage diversification and demography of organisms in drylands have drawn much attention recently. However, little is still known about the processes that shaped the species' spatial genetic structure in areas such as the arid Central Asia, particularly for animals in Northwest China. Here, we investigated the genetic structure and population dynamics of the Zaisan toad-headed agama (Phrynocephalus melanurus) by combining mtDNA phylogeography and species distribution models (SDMs) with range-wide sampling for the first time. Phylogenetic analyses recovered two main Clades, with one from Dzungar and Alakol basins being geographically sub-structured into several groups. Lineage diversification took place in the Pleistocene, coinciding with the drastic aridification caused by Quaternary climatic transitions and drastic activity of the Tianshan Mountains. Moreover, populations of the Dzungar Basin experienced the past expansion and parapatric divergence contributed by isolation-by-distance. SDMs unveiled the species range dynamics since the late Pleistocene, showing expansion in interglacial, and contraction during last glacial maximum and late Holocene periods. Future distribution projections demonstrated drastic habitat loss, suggesting the significance of conservation effort. Our findings highlight the significance of combining genetic approaches with environmental data when evaluating the effects of Pleistocene climatic oscillations. The agamid lizard Phrynocephalus melanurus is restricted to Northwest China (Dzungar Basin) and the adjacent Eastern Kazakhstan (Zaisan and Alakol basins). To elucidate the phylogeography of P. melanurus, we obtained the mitochondrial DNA COI segments of 175 sampled lizards from 44 localities across the whole distribution. Phylogenetic analyses revealed two main Clades comprising five geographically structured lineages (I, IIa, IIb1, IIb2, and IIb3) that fit an isolation-by-distance (IBD) model. The divergence from the most recent common ancestor was dated to ~1.87 million years ago (Ma). Demographic analyses demonstrated lineage-specific response to past climate change: stable population for Clade I, Subclade IIb1; past population expansion for IIb3 since 0.18 Ma, respectively. Bayesian phylogeographic diffusion analyses detected initial spreading at the Saur Mount vicinity, approximately 1.8 Ma. Historical species distribution model (SDM) projected expansion of the suitable habitat in the last interglacial and shift and contraction in the last glacial maximum and Holocene epochs. The SDM predicted a drastic reduction in suitable area throughout the range as a response to future climate change. Our findings suggest that the evolution of P. melanurus followed a parapatric divergence with subsequent dispersal and adaptation to cold and dry environments during the Quaternary. Overall, this work improves our understanding of the lineage diversification and population dynamics of P. melanurus, providing further insights into the evolutionary processes that occurred in Northwest China and adjacent Eastern Kazakhstan. [ABSTRACT FROM AUTHOR]

Understanding the impact of irrigation on the spatiotemporal characteristics of precipitation is important for the ecological stability of the arid region of Northwest China (NWC). In this study, the global climate model MPI-ESM-MR is utilized to provide the initial and lateral boundary conditions for the regional climate model RegCM4, enabling the simulation of the long-term climate of the arid NWC region under two Representative Concentration Pathways (RCPs). The study focuses on analyzing the differences in the spatiotemporal distribution, intensity, and frequency of precipitation before and after irrigation. Furthermore, the study explores the primary factors influencing changes in the spatiotemporal distribution characteristics of precipitation in the irrigation district and its downwind region. The results indicate that RegCM4 performs well in simulating the climatology and diurnal cycle of precipitation in the NWC, particularly excelling during the summer. Large-scale irrigation significantly impacts the structure of summer precipitation, leading to a notable increase in convective precipitation near the irrigation district and surrounding mountain ranges. Anomalous cyclonic circulation and enhanced vertical velocity enhancement provide dynamic conditions for increased precipitation in the irrigation district and surrounding mountainous regions. Furthermore, the evaporation of water vapor resulting from large-scale irrigation serves as an additional source of moisture, contributing to increased precipitation in the irrigation district and its downwind region. Due to the difference in climatic conditions between the western and eastern regions around the irrigated areas, the summer extreme precipitation in the west predominantly increases. At the same time, in the east, it predominantly decreases due to irrigation. The findings of this study contribute to a deeper understanding of the physical mechanisms through which agricultural irrigation influences precipitation in the arid region of the NWC, thereby providing scientific evidence for the sustainable utilization of water resources in the region. [ABSTRACT FROM AUTHOR]

The Fengcheng Formation in the Mahu sag of the Junggar Basin was primarily composed of detritus, pyroclastic material, carbonates, and evaporites. In order to establish the diagenesis pathways of the Fengcheng Formation, some methods of polarized light microscope, SEM, CL, EPMA, LR, and fluid inclusion analysis were applied to discuss the diagenesis process. The results showed the following: (a) The formation of an alkaline lake was the result of the influence of a high concentration of sodium-rich sources, and it led to the preservation of alkaline minerals in the stratum. (b) After the sediments were buried, three mineral assemblages were formed in the Fengcheng Formation, which are carbonate mineral assemblages (i.e., calcite + ferreous dolomite), reedmergnerite and carbonate mineral assemblages (i.e., reedmergnerite + calcite + ferreous dolomite), and reedmergnerite and alkaline mineral assemblages (i.e., reedmergnerite + shortite + trona), respectively. (c) According to the homogenization temperature of reedmergnerite primary fluid inclusions, the alkaline diagenesis of Fengcheng Formation was divided into an early stage (≤100 °C) and a middle stage (>100 °C), respectively. The earlier stage is marked by the formation of ferrous saddle dolomite, quartz dissolution, and the agglutination of laumontite. These processes occurred under normal burial conditions. The latter is marked by the reedmergnerite's appearance, which is correlated with the deep hydrothermal activity controlled by faults. (d) Based on sedimentary and diagenetic factors, including climate, provenance, diagenetic surroundings, and the action of subsurface fluid, the alkaline deposition-diagenesis model for shale series in four stages of the Fengcheng Formation was established. [ABSTRACT FROM AUTHOR]

Simple Summary: Northwest China is characterized by unique geological and historical dynamics and endemic biota, but the joint influence of geography and past climate changes on the evolutionary history of endemic animals is poorly understood. We used two mtDNA genes (ND4 and Cytb) and ecological niche modeling (ENM) to explore how the Quaternary climatic fluctuations and complex geography in Northwest China have shaped genetic diversity, genetic structure, and demographic history of the Alashan pit viper (Gloydius cognatus). Our results clearly show that the lineage diversification of G. cognatus is related to the expansions of deserts and/or the early Pleistocene integration of the Yellow River. The strong spatial genetic structure fits an isolation-by-distance model. The signature of demographic and range contractions during the last glacial maximum (LGM) is rejected by both mitochondrial evidence and ENM. In addition, the suitable habitat of G. cognatus is predicted to be decreased in the future, suggesting that conservation and management of evolutionary significant units (ESUs) should be a priority. Our findings provide the first insights on the evolutionary history of G. cognatus in arid Northwest China and adjacent areas throughout the Quaternary. The joint impacts of historical geological events and Quaternary climatic oscillations in Northwest China on species evolution have been examined extensively in plant under a phylogeographic perspective. However, animal phylogeographic analyses in this region are still limited. The Alashan pit viper, Gloydius cognatus, occurs primarily in arid Northwest China and adjacent areas. Based on variation at two mtDNA genes (ND4 and Cytb) in 27 individuals representing 24 populations, the spatial genetic structure and demographic history of G. cognatus were examined across its geographic range. Phylogenetic analyses revealed two well-supported allopatric clades (each with two distinct subclades/lineages), distributed across the southern (Qaidam Basin, Lanzhou Basin, and Zoige Basin [S1]; Loess Plateau [S2]) and northern (Ily Basin [N1]; Junggar Basin and Mongolian Plateau [N2]) regions. AMOVA analysis demonstrated that over 76% of the observed genetic variation was related to these lineage splits, indicating substantial genetic differentiation among the four lineages. A strong pattern of isolation-by-distance across the sampling populations suggested that geographic distance principally shaped the genetic structure. The four lineages diverged by 0.9–2.2% for the concatenated data, which were estimated to have coalesced ~1.17 million years ago (Mya), suggesting that the expansions of the Badain Jaran, Tengger, and Mu Us deserts during the Xixiabangma glaciation likely interrupted gene flow and triggered the observed divergence in the southern and northern regions. Subsequently, the early Pleistocene integration of the Yellow River and associated deserts expansion promoted the differentiation of S1 and S2 lineages (~0.9 Mya). Both mitochondrial evidence and ecological niche modeling (ENM) reject the signature of demographic and range contractions during the LGM for G. cognatus. In addition, ENM predicts that the suitable habitat of G. cognatus will contract in the future. As such, the conservation and management of ESUs should be a priority. Our findings provide the first insights on the lineage diversification and population dynamics of the Alashan pit viper in relation to geological history and Pleistocene climatic oscillations in arid Northwest China. [ABSTRACT FROM AUTHOR]

Graphite usually occurs in mineral/rock associations in the form of solid inclusions and plays an important role in tracing regional metamorphic degree, ore-forming temperature, fluid evolution, as well as the deep carbon cycle of the Earth. In this study, we investigate the placer black nephrite jade where the co-occurrence of abundant graphite inclusions and jade remains extraordinary. By employing petrographic, mineral-chemical, and Raman spectroscopic methods, we characterize the textures and crystallinity of graphite inclusions that exist in nephrite jade. EPMA and petrological data indicate that the main constituents of black jade are tremolite and graphite, with minor phases of diopside, calcite, dolomite, epidote, and apatite. Micro-Raman spectroscopic thermometry of carbonaceous material shows that most of the formation temperatures of graphite inclusions are between 378 and 556 °C, and only a few temperatures may be above 650 °C, indicating that graphite inclusions were formed at medium- to high-temperature metamorphic facies. The petrologic and spectral investigations of graphite inclusions in these nephrite jade samples show major metamorphic signatures with mixed features associated with fluid precipitation. Our results allow us to propose that primary nephrite jade was formed under multi-stage tectonic evolution conditions, and regional temperatures were predominately driven by the late continent–continent collision, while the ore-controlling temperatures of nephrite jade formation were found in a medium- to high-temperature environment. [ABSTRACT FROM AUTHOR]

Meteorological drought is a continuous spatiotemporal phenomenon that poses a serious threat to water resource security. Dynamic evolution and multivariable frequency analysis of meteorological drought are important for effective drought mitigation and risk management. Therefore, this study aims to analyze meteorological drought events in northwestern China between 1960 and 2018 based on the standardized precipitation evapotranspiration index (SPEI) through a three-dimensional identification method. This study investigates the meteorological drought dynamic evolution on different time and space scales and evaluates the frequency analysis considering the spatiotemporal variability based on Copula. The results show that SPEI presents an upward trend in Northwestern China. A trend towards increased humidity is observed in arid regions, contrasted by a trend towards aridification in semi-arid and semi-humid areas, indicating that the spatial distribution of drought in the study area tends towards homogenization. The possibility of high-intensity drought events occurring in the same area was relatively low, whereas low-intensity drought events were frequent. Additionally, this study analyzes the dynamic migration process of individual drought events from a three-dimensional perspective. Neglecting any one drought variable could significantly underestimate the occurring probability of severe drought events. Therefore, a multivariable frequency analysis considering the spatiotemporal variability plays a crucial role in the formulation of drought prevention and mitigation strategies, as well as drought forecasting. [ABSTRACT FROM AUTHOR]

In the context of global warming, the frequency and intensity of extreme weather and climate events have been increasing. Characterized by scarce water resources and fragile ecosystems, Northwest China has experienced a climate shift since the 1980s. In this study, spatial and temporal patterns of changes in the indices of climate extremes, based on daily maximum and minimum temperature and precipitation at 172 meteorological stations in Northwest China, were analyzed for the period 1960–2020. A total of 26 indices divided into two categories, 16 extreme temperature indices and 10 extreme precipitation indices, were used. Analysis of these indices revealed a general warming trend in the region, which consistent with global warming. The regional occurrence of summer days, tropical nights, growing season length, warm nights, warm days, and warm spell duration index increased by 0.22, 0.14, 0.29, 0.73, 0.46, and 0.11 days/decade, respectively. Over the same period, the occurrence of frost days, icing days, cool nights, cool days, and cold spell duration index decreased by −0.38, −0.21, −0.93, −0.44, and −0.13 days/decade, respectively. The decreasing trends in cold extremes were greater than the increasing trends in warm extremes. Additionally, many regions have experienced increasing trends in several precipitation indices. The annual total wet-day precipitation increased by 5.3 mm/decade. Increasing trends were also evident in simple daily intensity index, heavy precipitation days, very heavy precipitation days, very wet days, and extremely wet days. Consecutive dry days decreased by −1.5 days/decade, while no significant change was observed in consecutive wet days. In contrast to the remarkable spatial consistency of temperature extremes, precipitation extremes exhibited large and expected spatial variability. Most precipitation indices showed increasing trends in the western region of Northwest China and decreasing trends in the eastern part of Northwest China. These results indicate a transition from cold–dry to warm–wet in Northwestern China. Our findings suggest that Northwest China is experiencing more extreme climate events, which could consequently impact hydrological processes, ecological processes, and human health. These observations increase our understanding of the interactions between climate change and regional climate variability, which is conducive to improving disaster prevention. [ABSTRACT FROM AUTHOR]

There are some problems in Northwest China, such as the fragile ecological environment, poor basic conditions of agricultural production, low efficiency of agricultural water use, and difficulty in clarifying the path of agricultural water use efficiency (AWUE) improvement. Based on the superefficiency data envelopment analysis (DEA) model, this study increases the amount of 'green water' resources in the agricultural water consumption index of the input index and increases the wastewater pollutants (total chemical oxygen demand emissions; total ammonia nitrogen emissions) in the undesired output index to measure the AWUE in the northwest region. Based on the calculation results of AWUE, combined with the modified gravity model, the connection strength of AWUE between any two provinces in Northwest China is calculated, and the spatial structure and network characteristics of AWUE in this area are analysed via the social network analysis (SNA) method. The results show that the average AWUE in 2020 is nearly two times higher than that in 2011. From the situation of the northwest provinces, the average AWUE of the five provinces is in the order of Qinghai > Shaanxi > Gansu > Ningxia > Xinjiang. The AWUE value, total population, real GDP and per capita GDP of the capital cities of the five provinces in Northwest China are the key factors for the improvement of the connection intensity of AWUE. From 2011 to 2020, the connection intensity and closeness of AWUE in Northwest China increased, and there was a clear network hierarchy. The improvement in overall AWUE in the region is mainly due to the radiation and driving effect of the central province on other provinces. Based on this, the study proposes policy recommendations for gradually realising the AWUE improvement path of the central province (Shaanxi; Gansu)—cooperation circle (Shaanxi–Ningxia; Gansu–Qinghai)—the whole region. The results provide theoretical support and a quantitative basis for optimising the spatial pattern of agricultural water resources and improving AWUE in Northwest China. [ABSTRACT FROM AUTHOR]

Northwest China (NWC) is one of the driest areas of the world. Over the past decades, NWC has experienced rapid socio-economic development, further stressing its freshwater quantity and quality. However, there is little knowledge on the long-term status of NWC's water resources and the anthropogenic impacts—positive (environmental policies) or negative (uncontrolled development). We present a holistic spatiotemporal assessment of NWC's water quantity, water scarcity, and water quality based on water use intensity (WUI), water scarcity index (WSI), and statistical analyses and tests, combining multiple datasets spanning the past two decades. Moreover, we analyze the impacts of socio-economic development on water resources and mention the relevant governmental efforts and policies to preserve NWC's water resources. NWC's water use was found to be unsustainable, having significantly increased by 10% over the past two decades, but without being able to adequately cover the needs of most sectors. Our results also reveal water scarcity inequalities among NWC's provinces; perennial water scarcity exists in Xinjiang and Ningxia Provinces, and there is no water stress in Qinghai. A remarkable wastewater treatment rate (from 27.3% in 2003 to 97.1% in 2020) and river water quality improvement have been achieved under continuous efforts, huge restoration and water pollution control investments. However, water shortages are a persistent issue. Balancing the water availability and demand will be crucial to achieve a truly sustainable development. [ABSTRACT FROM AUTHOR]

Drought has a direct impact on regional agricultural production, ecological environment, and economic development. The northwest region of China is an important agricultural production area, but it is also one of the most serious areas of water shortage due to drought and little rain. It is of great significance to make full use of agricultural resources to clarify the temporal and spatial distribution characteristics of the drought regime in Northwest China. Based on the Standardized Precipitation Evapotranspiration Index (SPEI), this paper used the methods of Mann–Kendall non-parameter trend, mutation test, and Morlet wavelet analysis to explore the drought characteristics in Northwest China from 1961 to 2017. The results showed that the spatial distribution of SPEI on annual and seasonal scales differed slightly in different regions, but from northwest to southeast, the distribution was generally wetter to drier. The drought intensity (Sij) had a step-like distribution with a range of 1.14–1.98. Based on Sij analysis, the frequency of drought in Northwest China was moderate, followed by extreme drought, severe drought, and light drought. The inter-annual drought station proportion (Pj) ranged from 7.4% to 84.1%. A total of 25, 18, 7, and 5 years of pan-regional drought, regional drought, partial region drought, and local drought occurred, respectively, based on Pj analysis. Moreover, from the whole study period, the regional drought changes tended to cause humidification to different degrees. The results of Morlet wavelet analysis showed that there were multiple time scales of 33–52, 11–19, and 4–7 years of SPEI in the entire time domain, and dry and wet trends occurred. The results of the present research can provide a reference for the efficient utilization of water resources, drought monitoring and early warning, drought prevention, and drought relief in Northwest China. [ABSTRACT FROM AUTHOR]

The accurate determination of aerosol optical depth (AOD) is of great importance for climate change research and environmental monitoring. To understand the applicability of the MODIS aerosol product inversion algorithm in Gansu Province, this work uses ground-based solar photometer AOD observation data to validate the MODIS C6 version of the AOD product. Additionally, the retrieval accuracy of MODIS C6 Deep Blue (DB) algorithm AOD products and Deep Blue and Dark Target Fusion (DB–DT combined) algorithm AOD products for Gansu Province when setting different spatial sampling windows is compared and analyzed. Meanwhile, the monitoring effects of these two AOD algorithms in typical polluted atmospheric conditions in Gansu Province are compared. The results show that (1) the correlation between the MODIS AOD products of the two algorithms and the ground-based observation data decreases with an increasing spatial sampling window size. When the spatial sampling window of the two algorithms is set at 30 km × 30 km, it is more representative of the AOD value in Gansu Province, thus reflecting local characteristics. (2) When the spatial sampling window is set at 30 km × 30 km, the inversion effect of the DB algorithm AOD is better than that of the DB–DT combined algorithm AOD on different underlying surfaces. (3) The seasonal variability in the inversion accuracy of the DB algorithm AOD is less than that of the DB–DT combined algorithm, and it has inversion advantages in spring, autumn and winter, while the DB–DT combined algorithm outperforms the DB algorithm only in winter. The inversion effect of the two algorithms on AOD is influenced by the spatial sampling window setting. (4) Both the DB algorithm AOD and the DB–DT combined algorithm AOD can monitor the distribution of AOD in the central and western regions of Gansu, especially for high values of AOD under polluted atmospheric conditions, which represents a good monitoring effect. However, the two algorithms perform poorly in monitoring the southeast region of Gansu, while there is a discontinuous AOD distribution in the northwest region of Gansu. Overall, the MODIS DB algorithm AOD product has higher applicability in Gansu Province. This work provides a good reference for local air pollution and climate prediction. [ABSTRACT FROM AUTHOR]

The new Shanghai No. 1 Coal Mine is located in arid and semiarid area of northwest China, which is characterized by scarce rainfall, intense evaporation, and limited water resources. High-intensity coal mining has caused severe damage to groundwater resources. The Baotashan sandstone aquifer of the Jurassic system has abundant water resources, and they are stored in the floor strata of mining coal seams. This poses the risk of high-pressure build-up and water inrush hazards during the mining of coal. To avoid these, the Baotashan sandstone aquifer needs to be drained and depressurized, which can result in a huge waste of water resources. Thus, taking the New Shanghai No. 1 Coal Mine as the basis for the case study, the impact of coal mining on the underground water resources was quantified. Large-scale water release tests were performed under the shaft to determine the hydrogeological properties of the Baotashan sandstone aquifer and a three-dimensional numerical model of the groundwater system was established. The dynamic phenomenon of water drainage was simulated and the drained water discharge was predicted under the condition of safe mining. [ABSTRACT FROM AUTHOR]

Stable isotopes (18O/16O and 2H/1H) are fingerprints of water molecules and thus can be used to gain insight on water circulation. Especially, the factors controlling the isotopic composition of precipitation should be identified because they act as baseline determinants of the isotopic variations of surface water and groundwater. Here, using the HYSPLIT model, we attribute observed isotope variations to different moisture sources and characterize the isotopic composition of meteoric precipitation in Northwest China. Results show that the westerlies play a dominant role across the region throughout the year, while other moisture sources only affect some parts of the region during a specific season, i.e., Arctic airflow only affects the Altay Mountains as far as the Middle Tianshan Mountains; the East Asia Monsoon only affects the region east of 100° E longitude during the summer; and summer rainfall of local origin may contribute to the precipitation budget of basin areas. Given the different moisture sources across Northwest China, a local meteoric water line (NWMWL) of δ2H = 6.8δ18O − 1.6 is observed. Our findings not only can provide valuable insights into the mechanism of precipitation isotope fractionation in Northwest China but also can contribute to a better understanding of regional climate and hydrological studies. [ABSTRACT FROM AUTHOR]

In this study, the hydrological system of the Weather Research and Forecasting model (WRF-Hydro) is applied to simulate the streamflow at the Kaidu River Basin, which is vital to the ecological system in the lower reaches of the Tarim River in Northwest China. The offline WRF-Hydro model is coupled with the Noah multi-parameterization land surface model (Noah-MP) and is forced by the China Meteorological Forcing Dataset (CMFD), with the grid spacing of the hydrological routing modules being 250 m. A 3-year period (1983–1985) is used for calibration and a 17-year period (1986–2002) for the evaluation. Several key parameters of WRF-Hydro and four Noah-MP parameterization options are calibrated, and the performance of WRF-Hydro with the optimized model setting is evaluated using the daily streamflow observations. The results indicate that WRF-Hydro can reproduce the observed streamflow reasonably, with underestimation of the streamflow peaks. The simulated streamflow is sensitive to the parameters of bexp, dksat, smcmax, REFKDT, slope, OVROUGHRTAC and mann in the Kaidu River Basin. At the same time, the parameterization options of Noah-MP also have a large influence on the streamflow simulation. The WRF-Hydro model with optimized model settings can achieve correlation coefficient (CC) and Nash efficiency coefficient (NSE) statistical scores of 0.78 and 0.61, respectively, for the calibration period. Meanwhile, for the evaluation period, the scores are 0.7 and 0.50, respectively. This study indicates the importance of applying the physical-based WRF-Hydro model over Northwest China and provides a reference for the nearby regions. [ABSTRACT FROM AUTHOR]

Angiosperms are a group of plants with the highest rate of evolution, the largest number of species, the widest distribution and the strongest adaptability. Needless to say, angiosperms are the most important group for the humans. The studies on the origin, evolution and systematics of angiosperms have been the major challenges in plant sciences. However, the origin and early history of angiosperms remains poorly understood and controversial among paleobotanists. Some paleobotanists insist that there were no angiosperms in the pre-Cretaceous age. However, this conclusion is facing increasing challenges from fossil evidence, especially Early Jurassic Nanjinganthus, which is based on over two hundred specimens of fossil flowers. Studying more fossil plants is the only reliable way to elucidate the origin and early evolution of angiosperms. Here, we document a new species of angiosperms, Qingganninginfructus formosa gen. et sp. nov, and provide the first detailed three-dimensional morphology of Qingganninginfructus gen. nov from the Middle Jurassic of Northwest China. A Micro-CT examination shows that the best-preserved fossil infructescence has eleven samaroid fruits, each with a single basal ovule. Since these fossils are distinct in morphology and organization from all organs of known gymnosperms and angiosperms (the latter are defined by their enclosed ovules), we interpret Qingganninginfructus as a new genus of angiosperms including a new species, Q. formosa gen. et sp. nov., and an unspecified species from the Middle Jurassic of Northwest China. The discovery of this new genus of angiosperms from the Middle Jurassic, in addition to the existing records, undermines the "no angiosperms until the Cretaceous" stereotype and updates the perspective on the origin and early history of angiosperms. [ABSTRACT FROM AUTHOR]

Accurate and efficient medium- and long-term forecasts of wind power can provide technical support for the efficient development and utilization of wind resources. Considering the regional characteristics of wind resources, the regional-similarity factor was introduced into the study of wind-power forecasting, and, to assess the long-term dependence of wind power, the long-short-term-memory method was selected for medium- and long-term forecasting of wind-power trends in a case study carried out in Northwest China. The results showed that the forecasting error of the presented method was reduced by an average of 20.80%, compared with the forecasting of individual stations, which verified the effectiveness of considering the regional characteristics in wind-resource prediction. Different area-division methods resulted in different effects on prediction accuracy. This study provides a new approach and a reference for medium- and long-term wind-resource prediction. [ABSTRACT FROM AUTHOR]

Herein, we investigated the characteristics and mechanisms of interannual variability of extreme summer precipitation in northwest China (NWC). The four high-resolution precipitation predicting products under assessment indicated that both the accumulation of summer daily precipitation ≥95th percentile, and the summer maxima of daily precipitation generally decreased in a southeast—northwest direction, while relatively high values were observed in the Tienshan and Qilian Mountain areas. In turn, the Tropical Rainfall Measuring Mission (TRMM) satellite dataset underestimated extreme precipitation in mountainous areas, while Asian precipitation highly—resolved observational data integration towards evaluation (APHRODITE) and Climate Prediction Center (CPC) captured the characteristics of extreme precipitation in NWC. AMIP-type simulations of the interannual variability of extreme summer precipitation in NWC were quite unsuccessful. However, all of them can capture the increasing trends. Therefore, we further found that the interannual increase in extreme precipitation in NWC is strongly correlated with the weakened South Asian high, strengthened Western Pacific Subtropical high, the enhanced westerly jet, and the mid- to high-latitude Rossby wave trains, whose formation and sustenance can be traced back to sea surface temperature-anomalies in the western Pacific in May, June, and July. An increased sea surface temperature promotes convection and induces diabatic heating, which stimulates anticyclonic anomalies that disturb the enhanced westerly jet, resulting in a barotropic Rossby wave train via the Gill-type response. Additionally, it guides more water vapor convergence to NWC and enhances upward motion via anticyclonic anomalies over western Europe and Eastern Asia, and cyclonic anomalies over Central Asia. [ABSTRACT FROM AUTHOR]

As an important driving force for economic development and social progress, women have become an important subject of well-being research. Human well-being is the state of physical and mental health as well as material affluence and includes a variety of factors, such as wealth, education, health, safety, amenities, way of life, and happiness. Based on the established research framework of the Women's Development Index (WDI) in Northwest China, this paper first measured the objective well-being level of women in Shaanxi, Gansu, Qinghai, Ningxia, and Xinjiang from 2003 to 2020 under the influence of ecological factors. In addition, spatial disaggregation and comparative analyses of the spatial imbalance of women's well-being in Northwest China were carried out using the Theil index and Dagum Gini coefficient. The results show that (1) the WDI in ecologically vulnerable areas in Northwest China increased from 0.525 in 2003 to 0.690 in 2020, indicating an overall increase in well-being. (2) The WDI in the five provinces gradually increased with fluctuations. Among them, Shaanxi always remained in first place in terms of the WDI. (3) From 2003 to 2020, the spatial imbalance of women's well-being as measured according to the WDI in Northwest China first increased and then decreased. However, the gap in women's well-being in Northwest China was smaller than the economic gap. (4) From 2003 to 2020, the well-being gap measured by the WDI among the 10 groups of provinces in Northwest China gradually decreased, and the development gap between the provinces and Shaanxi was the largest. [ABSTRACT FROM AUTHOR]

The characteristics of photosynthesis and grain filling play a significant role in determining maize (Zea mays L.) yield. Planting density and nitrogen (N) rate are two factors affecting the growth, physiology, and grain yield of maize. The coupling effects of planting density and N rate on individual and population photosynthetic rates, grain-filling characteristics, grain yield, water use efficiency (WUE), and N partial factor productivity (NPFP) of two maize cultivars (QS51 and ZD958) under mulched drip fertigation in northwest China were investigated. Three planting densities (D1: 80,000 plants ha−1, D2: 100,000 plants ha−1, and D3: 120,000 plants ha−1) and three N rates (N0: 0 kg ha−1, N180: 180 kg ha−1, and N240: 240 kg ha−1) were designed. The results showed that the population photosynthetic rate, grain yield, WUE, and NPFP were significantly affected by planting density and N rate for both QS51 and ZD958, and their interaction had a significant effect on grain yield, WUE, and NPFP. Nitrogen application significantly improved grain-filling rates compared with N0, but there was no significant difference between N240 and N180. The D2N180 treatment obtained the maximum grain yield (15,693 kg ha−1 for QS51 and 17,644 kg ha−1 for ZD958), WUE (3.42 kg kg−1 for QS51 and 3.05 kg kg−1 for ZD958), and NPFP (98.37 kg kg−1 for QS51 and 83.93 kg kg−1 for ZD958). It was concluded that the optimized planting density and N rate improved grain yield and water-nitrogen use efficiency of QS51 and ZD958 by increasing population photosynthetic rate, grain-filling rate, and grain weight. This study enhanced our understanding of how optimized planting density and N rate maintained the sustainable maize production under mulched drip fertigation in northwest China. [ABSTRACT FROM AUTHOR]

There is no doubt that antimicrobial resistance (AMR) is a global threat to public health and safety, regardless of whether it's caused by people or natural transmission. This study aimed to investigate the genetic characteristics and variations of tigecycline-resistant Gram-negative isolates from herbivores in northwest China. In this study, a total of 300 samples were collected from various provinces in northwest China, and 11 strains (3.67%) of tigecycline-resistant bacteria were obtained. In addition, bacterial identification and antibiotic susceptibility testing against 14 antibiotics were performed. All isolates were multiple drug-resistant (MDR) and resistant to more than three kinds of antibiotics. Using an Illumina MiSeq platform, 11 tigecycline-resistant isolates were sequenced using whole genome sequencing (WGS). The assembled draft genomes were annotated, and then sequences were blasted against the AMR gene database and virulence factor database. Several resistance genes mediating drug resistance were detected by WGS, including fluoroquinolone resistance genes (gyrA_S83L, gyrA_D87N, S83L, parC_S80I, and gyrB_S463A), fosfomycin resistance genes (GlpT_E448K and UhpT_E350Q), beta-lactam resistance genes (FtsI_D350N and S357N), and the tigecycline resistance gene (tetR N/A). Furthermore, there were five kinds of chromosomally encoded genetic systems that confer MDR (MarR_Y137H, G103S, MarR_N/A, SoxR_N/A, SoxS_N/A, AcrR N/A, and MexZ_K127E). A comprehensive analysis of MDR strains derived from WGS was used to detect variable antimicrobial resistance genes and their precise mechanisms of resistance. In addition, we found a novel ST type of Escherichia coli (ST13667) and a newly discovered point mutation (K127E) in the MexZ gene of Pseudomonas aeruginosa. WGS plays a crucial role in AMR control, prevention strategies, as well as multifaceted intervention strategies. [ABSTRACT FROM AUTHOR]

Dew has been considered a supplementary water resource as it constitutes an important water supply in many ecosystems, especially in arid and semiarid areas. Remote sensing allows large-scale surface observations, offering the possibility to estimate dew in such arid and semiarid regions. In this study, by screening and combining different remote sensing variables, we obtained a well-performing monthly scale dew yield estimation model based on the support vector machine (SVM) learning method. Using daytime and nighttime land surface temperatures (LST), the normalized difference vegetation index (NDVI), and three emissivity bands (3.929–3.989 µm, 10.780–11.280 µm, and 11.770–12.270 µm) as the model inputs, the simulated site-scale monthly dew yield achieved a correlation coefficient (CC) of 0.89 and a root mean square error (RMSE) of 0.30 (mm) for the training set, and CC = 0.59 and RMSE = 0.55 (mm) for the test set. Applying the model to the Heihe River Basin (HRB), the results showed that the annual dew yield ranged from 8.83 to 20.28 mm/year, accounting for 2.12 to 66.88% of the total precipitation, with 74.81% of the area having an annual dew amount of 16 to 19 mm/year. We expanded the model application to Northwest China and obtained a dew yield of 5~30 mm/year from 2011 to 2020, indicating that dew is a non-negligible part of the water balance in this arid area. As a non-negligible part of the water cycle, the use of remote sensing to estimate dew can provide better support for future water resource assessment and analysis. [ABSTRACT FROM AUTHOR]

To estimate the potential risks of plant diversity reduction and soil salinization in the Bosten Lake Basin, the dynamic changes in the plant community and species diversity affected by soil moisture and salinity were analyzed from 2000 to 2020 based on remote sensing technology and field experiments. A model for simulating soil moisture, salinity, and the productivity of the plant communities was proposed. The results demonstrated that: (1) The soil moisture index (SMI) increased but the soil salinity index (SSI) decreased from 2000 to 2020 in the study areas. Accordingly, the plant community productivity indices, including the vegetation index (NDVI), enhanced vegetation index (EVI), and ratio vegetation index (RVI), exhibited an increasing trend. It was found that the Alpine meadow, Alpine steppe, and temperate steppe desert were the main types of plant communities in the study areas, accounting for 69% of its total area. (2) With increasing SMI or decreasing SSI, the vegetation productivity such as NDVI, RVI, and EVI all exhibited an increasing trend. With the increment of SMI, the species diversity indices of the Simpson, Shannon–Wiener, and Margalef exhibited a distinctly increasing trend. However, the indices of the Simpson, Shannon–Wiener, and Alatalo increased with the decreasing SSI. (3) The study discovered from the SVM model that the species diversity index was optimal when the soil salinity was 0–15 g/kg and the soil moisture was 12–30% in the study areas. It was found that soil moisture, not soil salinity, controls the plant species diversity change in the study areas. (4) A multiple linear regression model was established for simulating the effect of soil water-salinity on the vegetation productivity index at the watershed scale. The model indicated that higher salinity would reduce vegetation productivity and higher soil moisture would promote vegetation growth (except for RVI). The SSI had a higher impact on NDVI and EVI than the SMI in the study areas. This study would support decision-making on grassland ecosystem restoration and management in the other arid areas. [ABSTRACT FROM AUTHOR]

The implementation of payment for grassland ecosystem services (PGES) is the result of cooperative games between farmers and the local government. However, there are currently many studies on the willingness behavior of farmers to participate in payment for grassland ecosystem services, although there is a lack of research on the impact of the willingness behavior of local governments on the implementation of payment for grassland ecosystem services. Based on the theory of planned behavior, in this study, the impact of government policy instruments on PGES implementation outcomes was taken as the primary research objective, and the following findings were derived from the three secondary objectives of constructing a model, using structural equations to measure and quantitatively decompose the policy instruments: (1) policy instruments have a significant impact on policy implementation; (2) policy instruments play an important guiding role in farmers' participation in PGES; and (3) the amount of ecological compensation and the degree of policy implementation have a significant impact on policy instruments. Reasonable adjustments can effectively improve the effect of policy implementation. This study incorporated the implementation willingness and interaction of farmers and local governments into the analysis model of the implementation of payment for grassland ecosystem services, providing a theoretical basis for improving the performance of payment for grassland ecosystem services from the perspective of government policy instruments. [ABSTRACT FROM AUTHOR]

From the perspective of water resources, revealing the potential of sustainable production of crops, clarifying the obstacles, and taking effective measures in advance can not only provide residents with long-term sufficient and nutritious food needs but also help to promote food security and economic benefits. Previous studies on this aspect have mainly focused on food crops and paid less attention to cash crops. This study takes Northwest China as the research area, which is a typical arid and semi-arid region with the most prominent contradiction between water supply and demand. We analyzed the changing characteristics of the available water resources, the production water footprint, and the total water footprint over time from the perspective of water resources, and systematically analyze the potential for sustainable development. The results showed that the regional water resource consumption in 2000–2020 showed a significant upward trend (p < 0.01). Similarly, the water resource load index also increased in this period, which increased by 164.3%. Water resources pressure increased from level III to level I, and there is no further development potential. At the same time, the proportion of available agricultural water resources was forcibly reduced by 9.0%. Fortunately, the crop production water footprint showed a significant decreasing trend (p < 0.01), with a decrease of 43.6%. Among them, grain and cash crops decreased by 45.4% and 49.5% respectively. Although the production water footprint is reduced, regional production is increasing to meet the increasing consumer demand. The crop water footprint showed a significant increase (p < 0.01), increasing by 13.4%. The available water resources of crops in the region are compressed, but the amount of water needed for crop production is increasing significantly, which poses challenges to the sustainable production of crops. According to the research results, the detailed recommended measures to promote sustainable regional crop production are put forward from the perspective of increasing the amount of regional water resources available, improving the utilization efficiency of blue and green water, and crop yield level, so as to better serve the global food security. [ABSTRACT FROM AUTHOR]

Drip irrigation under mulch is a widely used technique in the arid region of northwest China. The partially mulched soil and the bare strips between mulched areas may complicate the migration of water, salt, and heat in soils, and cause lateral salt accumulation on bare soil surfaces. For investigating hydrothermal dynamics and salt distribution patterns under such circumstances, tank experiments with drip irrigation under plastic film on partially mulched soil were conducted under two intensities of drip irrigation (i.e., low (W1) and high (W2)) with the same total irrigation amount. The spatial distributions of soil water, temperature, and electrical conductivity were monitored accordingly. The two-dimensional (2D) model of soil water, salt, and heat transport under drip irrigation and partially mulched soil conditions was established using HYDRUS-2D, and kinetic adsorption during salt migration was considered. The results of the experiments showed that the uneven distribution of the hydrothermal state led to the accumulation of salt on the un-mulched soil surface. Water migrated from where the dripper was located, and heat accumulated mainly in the mulched soil. HYDRUS-2D matched reasonably well with the observed data, with an R 2 higher than 0.54. Under the partially mulched conditions, lower intensity of drip irrigation (W1) show higher desalination efficiency in root zones, with less even lateral salt distribution. Scenario simulations further demonstrated that a larger total irrigation amount would result in a larger desalination zone, and drip irrigations with appropriate incremental intensity could improve salt leaching in the root zone with increased lateral migration of water. [ABSTRACT FROM AUTHOR]

The concentration of ice nucleating particles (INPs) in the cloud layer affects cloud processes more importantly than at the ground level. To make up for deficiencies in the observation of the vertical distribution of INPs over different background regions of China, airborne sampling of INPs was carried out at the altitudes of 2000–5500 m over Turpan, Xinjiang, northwest China on 29 December 2019, and the samples were analyzed in a static vacuum water vapor diffusion chamber. The sources and relationships of the INPs with meteorological conditions and the variation of the concentrations of aerosol particles of different sizes were explored. The results indicate that the concentration of INPs varies from 0.25 to 15.7 L − 1 when the nucleation temperature changes from −17 to −26 °C and the relative humidity with respect to water (RH w ) varies from 95 to 105%. The existence of an inversion layer near the planetary boundary layer (PBL) inhibits the vertical transport of aerosols, thus affecting the vertical distribution of INP concentration. INPs in the free atmosphere mainly originate from fine-mode aerosol particles transported from long distances by westerly winds and do not change significantly with height. The air mass in the PBL is short-range transported, and the INP concentration reaches 15.7 L − 1 at T =−26 °C and RH w = 105%, which is obviously higher than that above the PBL. The analyses provide evidence that the meteorological conditions played an important part in regulating the vertical distribution of INPs. [ABSTRACT FROM AUTHOR]

The natural oases in the plain area of the northwest inland basin strongly depend on the groundwater depth. With the overexploitation and utilization of groundwater, natural oases are faced with the problems of serious degradation and rehabilitation. How to evaluate the degree of the degeneration crisis of groundwater ecological function has become one of the key scientific and technological problems to be solved. In this paper, the Shiyang River basin of Gansu Province was selected as a typical research area. The remote sensing interpretation, groundwater–soil ecology comprehensive investigation, and groundwater in situ monitoring were adopted to carry out the research. Based on the correlation analysis method of natural ecology and groundwater, the interactive relationship between the natural ecological environment and groundwater depth in different ecological types of the region were studied: (1) under the arid climate condition in northwest China, the relationships between the ecological situation and the groundwater depth in different ecological types of the region were obviously different, and as a result, the optimal or limit ecological water level of groundwater in different ecological types was also different; (2) in the natural wetland area, the suitable ecological water level of groundwater was between 0.5 m to 1.5 m, and the limit ecological water level was 8.0 m; in the natural vegetation area, the suitable ecological water level was between 3.0 m to 5.0 m, and the limit ecological water level was 10.0 m; and in the farmland area, the suitable ecological water level was between 2.0 m to 5.0 m, and the limit ecological water level was 2.0 m; (3) in order to effectively protect the natural ecology in different ecological types, a five-level early warning and control index system should be established for the ecological function degeneration crisis of groundwater. It may be beneficial to promote restoration and protection of the groundwater ecological function and natural ecology in the inland area of northwest China. [ABSTRACT FROM AUTHOR]

Evapotranspiration (ET), as a key eco-hydrological parameter, plays an important role in understanding sustainable ecosystem development. Each plant category has a unique functional trait on transpiration and photosynthesis, with ET implying that water cycle and energy transformation is linked with vegetation type. Changes in surface vegetation directly alter biophysical land surface properties, hence affecting energy and ET transfer. With the rapid increase in land surface changes, there is a need to further understand and quantify the effects of vegetation change on ET, especially over the vulnerable water-cycle region in the arid and semi-arid regions of Northwest China. We adopted the GlobalLand30 land cover and MOD16A2 in 2010 and 2020 to investigate, discuss the spatio-temporal characteristics of annual and seasonal ET of cultivated land, grassland, and forests in Northwest China, and quantify the impact on vegetation changes with absolute and relative changes from different climatic subecoregions on ET. Our results show the following: (1) Forest ET was generally the highest at 688 mm, followed by cultivated land and grassland with 200–400 mm in arid climatic subecoregions. (2) Returning cultivated land to forests and cultivated land expansion potentially enhances ET by 90–110 mm/10a, with the relative rate of change increasing by 22.1% and 45.8%, respectively, away from unchanged vegetation within identical subecoregions. (3) The ET of most investigated areas gains the highest value in summer, followed by spring, autumn, and winter. This study provides reference for sustainable ecosystem development and the reasonable utilization of limited water resources in Northwest China. [ABSTRACT FROM AUTHOR]

This paper develops an index system for assessing green logistics efficiency in Northwest China with the goal of "double carbon" (peak carbon dioxide emissions and carbon neutrality). The study employs a three-stage data envelopment analysis model of super efficiency to assess the spatial and temporal efficiency of the green logistics industry in Northwest China from 2010 to 2019. Our findings reveal that the overall logistics efficiency in Northwest China fluctuates. Each province has a high pure technical efficiency, but significant regional differences in comprehensive technical efficiency and scale efficiency are apparent. In Northwest China, government support and science and technology levels have a greater impact on green logistics efficiency. Based on the implementation of the "double carbon" strategy, this study offers pertinent insights and suggestions for the high-quality development of the green logistics industry in Northwest China. [ABSTRACT FROM AUTHOR]

Crop production potential (CPP) is profoundly affected by the change in climate factors (e.g., precipitation, temperature, and solar radiation) brought about by climate change, which ultimately affects the quantity and yield of crops. In China, arid and semi-arid regions are mainly located in the western regions and occupy around 59% of the land area. In order to identify the most important climatic factors restricting the increase in CPP and planting systems in the arid and semi-arid regions of northwest China, the changes in climate factors, CPP, and their correlation and planting systems were analyzed based on a representative semi-arid location, Dingxi, of Gansu province, from 1989 to 2019. The results showed that the temperature and precipitation increased by 0.89 °C and 26.61 mm, respectively, whereas solar radiation decreased by 5–6 d. The standard CPP of five crops (wheat, corn, potato, Chinese herbal medicines, and vegetables) increased by 655.09 kg/ha (1.09-fold), and precipitation played a more important role in improving CPP than other climate factors. Although there were positive correlations between the standard CPP and the five crops' actual yields, no significant relationships were observed. The total cultivation area of the five crops showed a 215.55 × 103 ha (1.75-fold) increase with a 8.91-, 2.33-, 8.73- and 3.10-fold increase for corn, potato, Chinese herbal medicines, and vegetables, respectively, plus a 2.58-fold decrease for wheat. The agricultural ecosystem's adaptability presented an obvious increase, especially from 2013 to 2019, although the agricultural natural environment factor maintained a low level. These findings provide scientific and technological support for the adjustment of planting structure, optimization of agricultural arrangement and development of water-saving agriculture in arid and semi-arid regions of northwest China. [ABSTRACT FROM AUTHOR]

In recent years, air pollution has become a serious threat, causing adverse health effects and millions of premature deaths in China. This study examines the spatial-temporal characteristics of ambient air quality in five provinces (Shaanxi (SN), Xinjiang (XJ), Gansu (GS), Ningxia (NX), and Qinghai (QH)) of northwest China (NWC) from January 2015 to December 2018. For this purpose, surface-level aerosol pollutants, including particulate matter (PMx, x = 2.5 and 10) and gaseous pollutants (sulfur dioxide (SO2), nitrogen dioxide (NO2), carbon monoxide (CO), and ozone (O3)) were obtained from China National Environmental Monitoring Center (CNEMC). The results showed that fine particulate matter (PM2.5), coarse particulate matter (PM10), SO2, NO2, and CO decreased by 28.2%, 32.7%, 41.9%, 6.2%, and 27.3%, respectively, while O3 increased by 3.96% in NWC during 2018 as compared with 2015. The particulate matter (PM2.5 and PM10) levels exceeded the Chinese Ambient Air Quality Standards (CAAQS) Grade II standards as well as the WHO recommended Air Quality Guidelines, while SO2 and NO2 complied with the CAAQS Grade II standards in NWC. In addition, the average air quality index (AQI), calculated from ground-based data, improved by 21.3%, the proportion of air quality Class I (0–50) improved by 114.1%, and the number of pollution days decreased by 61.8% in NWC. All the pollutants' (except ozone) AQI and PM2.5/PM10 ratios showed the highest pollution levels in winter and lowest in summer. AQI was strongly positively correlated with PM2.5, PM10, SO2, NO2, and CO, while negatively correlated with O3. PM10 was the primary pollutant, followed by O3, PM2.5, NO2, CO, and SO2, with different spatial and temporal variations. The proportion of days with PM2.5, PM10, SO2, and CO as the primary pollutants decreased but increased for NO2 and O3. This study provides useful information and a valuable reference for future research on air quality in northwest China. [ABSTRACT FROM AUTHOR]

Cities in hilly arid areas of northwest China have generally experienced a low level of economic development; they also have unique natural characteristics such as climate, soil, terrain, environment, and surface cover. High quality ecological lands are those that provide humans and the environment with relatively high levels of ecological services including soil, water, and air purification, adsorbing pollutants, or providing water or nutrients needed by plants. In this study, ecological lands were classified as woodland, grassland, water area, and bare land. The present study constructed an ecological land model designed to evaluate the importance of such land from the perspective of ecological service function and ecological demand intensity. Results revealed that: (1) This model can help researchers to better analyze the structure and spatial characteristics of ecological land in cities and also meet the needs of ecological protection and urban management in highly urbanized areas. (2) In terms of ecological service function and ecological demand intensity, the most important ecological land is mostly distributed in densely populated and urbanized areas, and the spread of urbanization is conducive to the improvement of land ecological value for the arid hilly area of northwest China. (3) Among all types of ecological land, the water area had the highest ecological value in the study area, while the grassland had the most potential for improvement, as careful planning and use can allow grassland to function as an ecological barrier while providing good, aesthetically pleasing space for leisure activities for the general public. (4) Qilihe and Xigu districts have more generally important graded areas of forest, grassland, and bare land, although the current ecological value of these lands is limited, though they have great potential for ecological improvement. [ABSTRACT FROM AUTHOR]

Rural human settlements are an integral part of a rural system. The evaluation of public feedback based on farmers' satisfaction is a crucial way to understand the current situation of rural human settlements. This paper establishes a framework to evaluate local dwellers' satisfaction towards the environment of rural human settlements in northwest China from six dimensions involving living conditions, the environment, physical infrastructure, public service, governance, and culture. The empirical study was conducted in Yanchi County, which demonstrates the applicability of this evaluating method. This study shows that the overall degree of satisfaction towards the environment of rural human settlements is relatively high, with a figure of 77.38. However, the satisfaction scores for the six dimensions are uneven, and there are significant differences between the villages. Further, these villages can be divided into three types according to the residents' satisfaction, and viable strategies are suggested correspondingly. To sustain rural settlement development, the authors argue that more efforts should be put into technology advancement, public participation incentives, and the subsequent maintenance of projects in the long run. [ABSTRACT FROM AUTHOR]

The culture and landscape of Shaanxi Province are representative of Northwest China. Despite the current prosperity of tourism, the issue of sustainable development of cultural industry in Shaanxi Province is emerging increasingly. We analyzed the challenges and prospects for cultural industry in Shaanxi Province using the SWOT (Strength, Weakness, Opportunity and Threat) approach, in combination with the analytic hierarchy process (AHP). We used preferential data from local experts who have an extensive and diverse understanding of cultural industry of Shaanxi Province. The results reveal that strengths and opportunities for cultural industry in Shaanxi Province outweigh its weaknesses and threats. The experts believed that the abundant resources in landscape and history are the major strength, and the huge demand in the Chinese market is the important opportunity. While the lag in social concept and governmental execution is identified as a weakness for the development of cultural industry, Western cultural impact and domestic/intra-regional competitions are considered to be the critical threats. The quantitative analysis of the strategies indicates the strength/opportunity strategy is the optimal one for the sustainable development of Shaanxi's cultural industry. [ABSTRACT FROM AUTHOR]

Day-night PM10-bound PAHs were studied at an urban site of Xi'an from 20 December 2006 to 28 October 2007. The annual mean concentration of nighttime PAHs (285.0 ng m-3) was higher than that in daytime (239.4 ng m-3). A significant difference of PAH concentrations between daytime and nighttime was found in autumn with a coefficient of divergence (CD) of 0.23 (significant level 0.2). However, no distinct difference was observed in other seasons (with CD values < 0.2), although the difference of PAHs partition capacity in PM10 between daytime and nighttime was significant in the four seasons. Remarkable seasonal variations were observed in the total PAH levels, with a highest mean concentration of 344.6 ng m-3 in winter and a lowest mean concentration of 177 ng m-3 in summer. Positive matrix factorization results revealed that residential emission for heating is the major contributor of the elevated PAH levels in winter, accounting for 49% of the total PAH levels. The coal combustion including industrial and residential usage, contributed over 40% of the PAH emissions in PM10 of Xi'an during the one-year sampling period. These results can provide guidance for taking measures in reducing PAHs levels in the air. [ABSTRACT FROM AUTHOR]

The total grid-connected installed capacity of wind power in northwest China has grown from 16,260 MW in 2013 to 43,290 MW in 2016; an increase of 88.7% each year. However, this region has suffered from increasingly serious wind curtailment since 2014, and the wind curtailment amount accounts for nearly a half of China’s total. The wind curtailment rate of Gansu Province, Xinjiang Uygur Autonomous Region and Ningxia Hui Autonomous Region in this area has increased and remains high. This paper constructs an analytical model to explore the reasons of the high wind curtailment of these three provinces from the four aspects of the wind power supply capacity, demand, grid transmission capacity, power system flexibility and market mechanism and laws. The results show that the relationship between the wind energy distribution and supply and the local load is incompatible, which is the source causing the high wind curtailment in northwest China. On the one hand, the game between the local government and developers has driven the development of wind power bases. On the other hand, the electricity sector is growing slowly and oversupply of electricity is seen in many areas of China. The wind power grid of northwest China not only faces limit of grid transmission capacity, but also constraint of insufficient flexibility of the electricity system. Presently, China has not set up a market mechanism and subsidy mechanism for the peak load adjustment, thus the thermal power companies lack motivation to voluntarily adjust the peak load. Moreover, the regional segregation and market barriers are also obstacles for the wind power outward transmission. [ABSTRACT FROM AUTHOR]

China is faced with great challenges for its low urbanization quality and high water stress. Moreover, the relationship between urbanization quality and water resources is still ambiguous. Therefore, we firstly constructed an urbanization quality index (UQI) and a water resources constraint intensity index (WRCI) by a fuzzy comprehensive evaluation method with multi-objectives and multi-hierarchies. Secondly, based on the concept and method of "coupling" and "decoupling", we provided a method to explore the coordinated and uncoordinated relationships between UQI and WRCI from a spatiotemporal perspective. Finally, we used the statistical data of 51 prefecture level regions in Northwest China from the period 2000-2014 to analyze the spatiotemporal variation of the coupling and decoupling relationships between UQI and WRCI. Results show that, the UQI and WRCI in the whole Northwest China both belonged to low level, and that they had achieved strong decoupling during 2000-2014. However, the coupling and decoupling relationships between UQI and WRCI in Northwest China had great spatial disparity. From the HL-type regions (regions with high UQI & low WRCI) and strong decoupling type regions, we can find key development areas of Northwest China, where the relationships between UQI and WRCI were optimal and coordinated. From the LH-type regions (regions with low UQI & high WRCI) and strong negative decoupling type regions, we can find key problem areas, where the relationships between UQI and WRCI were the worst and uncoordinated. Our study developed an effective method for evaluating the sustainable development level of urbanization constrained by water resources in Northwest China and similar regions, which is significant for the New-Type Urbanization research in China. [ABSTRACT FROM AUTHOR]

Zn-Cd-S series minerals not only comprise industrial resources for Zn and Cd, but are also significant mineralogical indicators for hydrothermal ore-forming processes. Due to its unique formation conditions and rare occurrence, our understanding of the formation of zincian greenockite in natural systems is limited. Zincian greenockite was discovered during mineralogical studies in the Saishitang Cu skarn deposit, Qinghai Province, Northwest China. This provided an ideal opportunity to assess the occurrence and formation of zincian greenockite in skarn-type deposits. Ore minerals were observed using reflected-light microscopy and the zincian greenockite was further analyzed using electron-probe microanalysis (EPMA) and X-ray diffraction (XRD). The zincian greenockite occurs in the bornite-chalcopyrite ores and is composed of subhedral to anhedral grains approximately 50x150μm2 to 200x300μm2 in size, replaces the bornite and is replaced by native silver. Two phases (I and II) were identified based on back-scattered electron images, X-ray element-distributions maps and EPMA data. The textural relationship indicated that Phase I was replaced by Phase II. Phase I contained high Zn (14.6 to 21.7 mol % ZnS) and low Cd (72.4 to 82.2 mol % CdS), while Phase II contained low Zn (5.6 to 9.1 mol % ZnS) and high Cd (85.4 to 89.9 mol % CdS). The zincian greenockite was formed at temperature of 300∼270 °C during the transformation from a reducing environment to an oxidizing one in the late stage of the mineralization process in the Saishitang deposit. [ABSTRACT FROM AUTHOR]

Global change is becoming increasingly evident, and human activities are also causing severe damage to natural resources and the environment. Therefore, it is increasingly important to study regional sustainability in order to guide human decisions and actions. The ecological footprint is a useful indicator with which to quantify the pressures imposed by humans on natural resources and regional capacities for sustainable development. This paper analyzed the variations in the ecological footprints and capacity for regional development of five provinces in Northwest China in 2005-2014, based on the Wackernagel ecological footprint method, using the standard measurement of the national hectare. The ecological footprints of the five provinces were quite different, mainly because of the differences in arable land and fossil energy resources. The average ecological footprint in Shanxi was relatively high over the study period, at 22,549.86 thousand NHA, which had the greatest demand for natural resources, whereas that of Qinghai was relatively low, at 4163.20 thousand NHA. The ecological footprint in Northwest China increased from 57,770.19 thousand NHA in 2005 to 96,501.66 thousand NHA in 2014, predominantly attributed to the growth of the fossil energy ecological footprint (coal accounted for 72.88%, crude oil accounted for 14.97%, and coke accounted for 6.67%). The changes in the ecological footprint per 10,000 CNY gross domestic product, the ecological footprint diversity index, and the development capacity index in the study period revealed an increase in the comprehensive development capacity in this region, which should improve the regional capacity for sustainable development, but the stability of the eco-economic systems in Shanxi, Ningxia, and Xinjiang require improvement. This analysis provides the reference information for the construction of an ecologically viable civilization in Northwest China and the scientific foundation for the implementation of the Belt and Road Initiative. [ABSTRACT FROM AUTHOR]