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Airborne light detection and ranging (LiDAR) technology has become the mainstream data source in geosciences and environmental sciences. Point cloud filtering is a prerequisite for almost all LiDAR-based applications. However, it is challenging to select a suitable filtering algorithm for handling high-density point clouds over complex landscapes. Therefore, to determine an appropriate filter on a specific environment, this paper comparatively assessed the performance of five representative filtering algorithms on six study sites with different terrain characteristics, where three plots are located in urban areas and three in forest areas. The representative filtering methods include simple morphological filter (SMRF), multiresolution hierarchical filter (MHF), slope-based filter (SBF), progressive TIN densification (PTD) and segmentation-based filter (SegBF). Results demonstrate that SMRF performs the best in urban areas, and compared to MHF, SBF, PTD and SegBF, the total error of SMRF is reduced by 1.38%, 48.21%, 48.25% and 31.03%, respectively. MHF outperforms the others in forest areas, and compared to SMRF, SBF, PTD and SegBF, the total error of MHF is reduced by 1.98%, 35.87%, 45.11% and 9.42%, respectively. Moreover, both SMRF and MHF keep a good balance between type I and II errors, which makes the produced DEMs much similar to the references. Overall, SMRF and MHF are recommended for urban and forest areas, respectively, and MHF averagely performs slightly better than SMRF on all areas with respect to kappa coefficient.

Shuttle Radar Topography Mission (SRTM) digital elevation model (DEM) inherently suffers from various errors. Many previous works employed Geoscience Laser Altimeter System onboard the Ice, Cloud, and land Elevation Satellite (ICESat/GLAS) data to assess and enhance SRTM DEM accuracy. Nevertheless, data coregistration between the two datasets was commonly neglected in their studies. In this paper, an automated and simple three dimensional (3D) coregistration method (3CM) was introduced to align the 3-arc-second SRTM (SRTM3) DEM and ICESat/GLAS data over Jiangxi province, China. Then, accuracy evaluation of the SRTM3 DEM using ICESat/GLAS data with and without data coregistration was performed on different classes of terrain factors and different land uses, with the purpose of evaluating the importance of data coregistration. Results show that after data coregistration, the root mean square error (RMSE) and mean bias of the SRTM3 DEM are reduced by 14.4% and 97.1%, respectively. Without data coregistration, terrain aspects with a sine-like shape are strongly related to SRTM3 DEM errors; nevertheless, this relationship disappears after data coregistration. Among the six land uses, SRTM3 DEM produces the lowest accuracy in forest areas. Finally, by incorporating land uses, terrain factors and ICESat/GLAS data into the correction models, the SRTM3 DEM was enhanced using multiple linear regression (MLR), back propagation neural network (BPNN), generalized regression NN (GRNN), and random forest (RF), respectively. Results exhibit that the four enhancement models with data coregistration obviously outperform themselves without the coregistration. Among the four models, RF produces the best result, and its RMSE is about 3.1%, 2.7% and 11.3% lower than those of MLR, BPNN, and GRNN, respectively. Moreover, 146 Global Navigation Satellite System (GNSS) points over Ganzhou city of Jiangxi province were used to assess the accuracy of the RF-derived SRTM3 DEM. It is found that the DEM quality is improved and has a similar error magnitude to that relative to the ICESat/GLASS data.

Light detection and ranging (LiDAR) technique is currently one of the most important tools for collecting elevation points with a high density in the context of digital elevation model (DEM) construction. However, the high density data always leads to serious time and memory consumption problems in data processing. In this paper, we have developed a thin plate spline (TPS)-based feature-preserving (TPS-F) method for LiDAR-derived ground data reduction by selecting a certain amount of significant terrain points and by extracting geomorphological features from the raw dataset to maintain the accuracy of constructed DEMs as high as possible, while maximally keeping terrain features. We employed four study sites with different topographies (i.e., flat, undulating, hilly and mountainous terrains) to analyze the performance of TPS-F for LiDAR data reduction in the context of DEM construction. These results were compared with those of the TPS-based algorithm without features (TPS-W) and two classical data selection methods including maximum z-tolerance (Max-Z) and the random method. Results show that irrespective of terrain characteristic, the two versions of TPS-based approaches (i.e., TPS-F and TPS-W) are always more accurate than the classical methods in terms of error range and root means square error. Moreover, in terms of streamline matching rate (SMR), TPS-F has a better ability of preserving geomorphological features, especially for the mountainous terrain. For example, the average SMR of TPS-F is 89.2% in the mountainous area, while those of TPS-W, max-Z and the random method are 56.6%, 34.7% and 35.3%, respectively.

Remote-sensing-derived elevation data sets often suffer from noise and outliers due to various reasons, such as the physical limitations of sensors, multiple reflectance, occlusions and low contrast of texture. Outliers generally have a seriously negative effect on DEM construction. Some interpolation methods like ordinary kriging (OK) are capable of smoothing noise inherent in sample points, but are sensitive to outliers. In this paper, a robust algorithm of multiquadric method (MQ) based on an Improved Huber loss function (MQ-IH) has been developed to decrease the impact of outliers on DEM construction. Theoretically, the improved Huber loss function is null for outliers, quadratic for small errors, and linear for others. Simulated data sets drawn from a mathematical surface with different error distributions were employed to analyze the robustness of MQ-IH. Results indicate that MQ-IH obtains a good balance between efficiency and robustness. Namely, the performance of MQ-IH is comparative to those of the classical MQ and MQ based on the Classical Huber loss function (MQ-CH) when sample points follow a normal distribution, and the former outperforms the latter two when sample points are subject to outliers. For example, for the Cauchy error distribution with the location parameter of 0 and scale parameter of 1, the root mean square errors (RMSEs) of MQ-CH and the classical MQ are 0.3916 and 1.4591, respectively, whereas that of MQ-IH is 0.3698. The performance of MQ-IH is further evaluated by qualitative and quantitative analysis through a real-world example of DEM construction with the stereo-images-derived elevation points. Results demonstrate that compared with the classical interpolation methods, including natural neighbor (NN), OK and ANUDEM (a program that calculates regular grid digital elevation models (DEMs) with sensible shape and drainage structure from arbitrarily large topographic data sets), and two versions of MQ, including the classical MQ and MQ-CH, MQ-IH has a better ability of maximally reducing the impact of outliers, while faithfully preserving terrain features. Theoretically, MQ-IH is not a promising interpolation method, and some side effects can be found from its simulation results. For example, the contours of MQ-IH are coarser than ANUDEM in some locations of the real-world study site, and its hill shade may not strictly agree with the real-world surface at rough terrain. Furthermore, the computing cost of MQ-IH is much bigger than that of the classical interpolation methods. However, compared with the classical interpolation methods, MQ-IH has significant potential for interpolating remote-sensing-derived elevation data sets.

Airborne light detection and ranging (LiDAR) datasets with a large volume pose a great challenge to the traditional interpolation methods for the production of digital terrain models (DTMs). Thus, a fast, global interpolation method based on thin plate spline (TPS) is proposed in this paper. In the methodology, a weighted version of finite difference TPS is first developed to deal with the problem of missing data in the grid-based surface construction. Then, the interpolation matrix of the weighted TPS is deduced and found to be largely sparse. Furthermore, the values and positions of each nonzero element in the matrix are analytically determined. Finally, to make full use of the sparseness of the interpolation matrix, the linear system is solved with an iterative manner. These make the new method not only fast, but also require less random-access memory. Tests on six simulated datasets indicate that compared to recently developed discrete cosine transformation (DCT)-based TPS, the proposed method has a higher speed and accuracy, lower memory requirement, and less sensitivity to the smoothing parameter. Real-world examples on 10 public and 1 private dataset demonstrate that compared to the DCT-based TPS and the locally weighted interpolation methods, such as linear, natural neighbor (NN), inverse distance weighting (IDW), and ordinary kriging (OK), the proposed method produces visually good surfaces, which overcome the problems of peak-cutting, coarseness, and discontinuity of the aforementioned interpolators. More importantly, the proposed method has a similar performance to the simple interpolation methods (e.g., IDW and NN) with respect to computing time and memory cost, and significantly outperforms OK. Overall, the proposed method with low memory requirement and computing cost offers great potential for the derivation of DTMs from large-scale LiDAR datasets.

To overcome the huge volume problem of light detection and ranging (LiDAR) data for the derivation of digital terrain models (DTMs), a least squares compactly supported radial basis function (CSRBF) interpolation method is proposed in this paper. The proposed method has a limited support radius and fewer RBF centers than the sample points, selected by a newly developed surface variation-based algorithm. Those make the linear system of the proposed method not only much sparser but also efficiently solvable. Tests on a synthetic dataset demonstrate that the proposed method is comparable to the smoothing RBF, and far superior to the exact RBF. Moreover, the first is much faster than the others. The proposed method with the RBF centers selected by the surface variation-based algorithm obviously outperforms that with the random selection of equal number. Real-world examples on one private and ten public datasets show that the surfaces of simple interpolation methods including inverse distance weighting, natural neighbor, linear and bicubic suffer from the problems of roughness, peak-cutting, discontinuity and subtle terrain feature loss, respectively. By contrast, the proposed method produces visually appealing results, keeping a good tradeoff between noise removal and terrain feature preservation. Additionally, the new method compares favorably with ordinary kriging (OK) for the generation of high-resolution DTMs in terms of interpolation accuracy, yet the former is much more robust to spatial resolution variation and terrain characteristics than the latter. More importantly, our method is about 4 times faster than OK. In conclusion, the proposed method has high potential for the interpolation of a large LiDAR dataset, especially when both interpolation accuracy and computational cost are taken into account.

Data pits commonly appear in lidar-derived canopy height models (CHMs) owing to the penetration ability of airborne light detection and ranging (lidar) into tree crowns. They have a seriously negative effect on the quality of tree detection and subsequent biophysical measurements. In this study, we propose an algorithm based on robust locally weighted regression and robust z-scores for the construction of a pit-free CHM. A significant advantage of the new algorithm is that it is parameter free, which makes it efficient and robust for practical applications. Simulated and airborne lidar-derived data sets are employed to assess the performance of the new method for CHM construction, and its results are compared to those of three classical methods, namely the natural neighbor (NN) interpolation of the highest point method (HPM), mean filter, and median filter. The results from the simulated data set demonstrate that our algorithm is more accurate compared to the three classical methods for generating pit-free CHMs in the presence of data pits. CHM construction using the lidar-derived data set shows that, compared to the classical methods, the new method has a better ability to remove data pits as well as preserving the edges, shapes, and structures of canopy gaps and crowns. Moreover, the proposed method performs better compared to the classical methods in deriving plot-level maximum tree heights from CHMs. Thus, the new method shows high potential for pit-free CHM construction.