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11 results on '"Burt, Sue"'

1. The Bottom Line on CIP Guidance

Author

Burt, Sue

Subjects
Banking industry -- Laws, regulations and rules -- Safety and security measures -- Risk factors, Bank accounts -- Laws, regulations and rules -- Safety and security measures, Government regulation, Banking industry, Banking, finance and accounting industries, Business, PATRIOT Act of 2001
Abstract

The federal regulatory agencies have released interagency guidance to assist the banking industry in complying with the Customer Identification Program requirements under Section 326 of the USA Patriot Act. This [...]

Published
2005

2. Could Your Bank Pass a Bank Secrecy Act Exam?

Author

Burt, Sue

Subjects
Confidential communications -- Banking, Confidential communications -- Laws, regulations and rules, Bank examinations -- Analysis, Banking law -- Interpretation and construction, Government regulation, Banking, finance and accounting industries, Business
Abstract

In light of the Recent enforcement action against Riggs National Bank of Washington, D.C., Congress is strongly questioning why regulators like the Office of the Comptroller Currency and the Financial [...]

Published
2004

3. Compliance Matters: Three Steps To Keep In Mind Related To MBLs, Reg

Author

Burt, Sue M.

Subjects
Credit unions -- Management, Credit unions -- Laws, regulations and rules, Financial institutions -- Management, Financial institutions -- Laws, regulations and rules, Government regulation, Company business management, Banking, finance and accounting industries, Business
Abstract

Credit unions doing member business lending need to remember the Regulation B adverse action requirements. Here are three main steps. First, determine whether the loan is for a business, commercial [...]

Published
2003

4. Control List Is Out, FinCEN Contact List Is In

Author

Burt, Sue M.

Subjects
Credit unions -- Laws, regulations and rules, Privacy -- Laws, regulations and rules, Financial disclosure -- Laws, regulations and rules, Privacy issue, Government regulation, Banking, finance and accounting industries, Business
Abstract

Recently, the federal regulators shed new light on the section 314(a) information sharing process and the FBI Control List. In a Joint Agency Notice dated Nov. 26, 2002, it was [...]

Published
2002

5. It's Important For Every CU To Review The Control List

Author

Burt, Sue M.

Subjects
Credit unions -- Political aspects, Identification -- Political aspects, Banking, finance and accounting industries, Business
Abstract

With the release of proposed customer identification program (CIP) regulations, credit unions and other financial institutions may be required to review various government lists prior to account opening. One such [...]

Published
2002

6. Compliance: Three Steps Toward Complying With OFAC Regs

Author

Burt, Sue

Subjects
Banking industry -- Laws, regulations and rules, Banking, finance and accounting industries, Business
Abstract

In response to the terrorist attacks in September, the federal government and credit union regulators have asked all credit unions, large and small, to step up their compliance efforts in [...]

Published
2002

7. The Bottom Line on CIP Guidance

Author

Burt, Sue

Subjects
Banking law, Banking industry, Banking industry, Banking, finance and accounting industries, Business
Abstract

The federal regulatory agencies have released interagency guidance to assist the banking industry in complying with the Customer Identification Program requirements under Section 326 of the USA Patriot Act. This [...]

Published
2005

8. Could Your Bank Pass a Bank Secrecy Act Exam?

Author

Burt, Sue

Subjects
Risk management, Banking law, Banking industry, Risk management, Banking industry, Banking, finance and accounting industries, Business
Abstract

In light of the Recent enforcement action against Riggs National Bank of Washington, D.C., Congress is strongly questioning why regulators like the Office of the Comptroller Currency and the Financial [...]

Published
2004

9. Control List Is Out, FinCEN Contact List Is In

Author

Burt, Sue M.

Subjects
Banking, finance and accounting industries, Business
Abstract

Recently, the federal regulators shed new light on the section 314(a) information sharing process and the FBI Control List. In a Joint Agency Notice dated Nov. 26, 2002, it was [...]

Published
2003

10. It's Important For Every CU To Review The Control List

Author

Burt, Sue M.

Subjects
Banking, finance and accounting industries, Business
Abstract

With the release of proposed customer identification program (CIP) regulations, credit unions and other financial institutions may be required to review various government lists prior to account opening. One such [...]

Published
2003

11. Compliance: Three Steps Toward Complying With OFAC Regs

Author

Burt, Sue

Subjects
Banking, finance and accounting industries, Business
Abstract

In response to the terrorist attacks in September, the federal government and credit union regulators have asked all credit unions, large and small, to step up their compliance efforts in [...]

Published
2002

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