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SI; International audience; Boosting the productivity of smallholder farming systems continues to be a major need in Africa. Challenges relating to how to improve irrigation are multi‐factor and multisectoral, and they involve a broad range of actors who must interact to reach decisions collectively. We provide a systematic reflection on findings from the research project EAU4Food, which adopted a transdisciplinary approach to irrigation for food security research in five case studies in Ethiopia, Mali, Mozambique, South Africa and Tunisia. The EAU4Food experiences emphasize that actual innovation at irrigated smallholder farm level remains limited without sufficient improvement of the enabling environment and taking note of the wider political economy environment. Most project partners felt at the end of the project that the transdisciplinary approach has indeed enriched the research process by providing different and multiple insights from actors outside the academic field. Local capacity to facilitate transdisciplinary research and engagement with practitioners was developed and could support the continuation and scaling up of the approach. Future projects may benefit from a longer time frame to allow for deeper exchange of lessons learned among different stakeholders and a dedicated effort to analyse possible improvements of the enabling environment from the beginning of the research process. © 2020 The Authors. Irrigation and Drainage published by John Wiley & Sons Ltd on behalf of International Commission for Irrigation and Drainage

The development of smallholder irrigation is a policy priority in Ethiopia, yet little consideration has been given to the role state interventions play in enabling or constraining effective self-governance in farmer-managed schemes. To address this gap in evidence, research was conducted in Tigray, northern Ethiopia, in two irrigation sites. Focus group discussions and semi-structured interviews with key informants were the primary means of collecting data on local institutional arrangements, government interventions and management challenges. An opinion poll provided additional insights. Our case studies indicate that effective self-governance cannot easily be crafted by external actors. The introduction of modern irrigation technologies and formalized management arrangements has fostered dependency on external support and increased state influence in key decision-making processes, whilst traditional water user associations remain largely autonomous but have little access to financial resources. State interventions have also been poorly tailored to local context with negative consequences for performance, although there have been some successes where traditional arrangements for water management have been integrated into new institutions. The incorporation of farmer perspectives into performance assessments could facilitate more responsive interventions, and remains an important area of irrigation research and practice. (Resume d'auteur)

Rivers provide water for irrigation, domestic supply, power generation and industry as well as a range of other ecosystem services and intrinsic and biodiversity values. Managing rivers to provide multiple benefits is therefore foundational to water security and other policy priorities. Because river flow is often insufficient to meet all needs fully, water management experts have acknowledged the need for trade-offs in river management. Ecosystem scientists have classified and quantified goods and services that rivers provide to society. However, they have seldom examined the way in which water management infrastructure and institutional arrangements harness and direct goods and services to different groups in society. Meanwhile, water management paradigms have often considered freshwater ecosystems as rival water users to society or a source of natural hazards and have underplayed the role healthy ecosystems play in providing multiple social and economic benefits. We argue that physical and social structures and processes are necessary to realize multiple benefits from river ecosystems, and that these structures and processes, in the form of (formal and informal) institutions and (gray and green) infrastructure, shape how benefits accrue to different groups in society. We contend that institutions and infrastructure are in turn shaped by political economy. We suggest a more coherent framework for river management research, policy and planning that focuses on (a) the ways in which political economy, institutions and infrastructure mediate access and entitlements to benefits derived from ecosystem services, and (b) the feedbacks and trade-offs between investments in physical and social structures and processes.

This paper reviews the state of knowledge on social vulnerability to climate change in three hot spots (deltas, semi-arid regions and snowpack- or glacier-fed river basins) in Africa, Central Asia and South Asia, using elements of systematic review methods. Social vulnerability is defined as a dynamic state of societies comprising exposure, sensitivity and adaptive capacity. We examine whether the hot spots have specific characteristics that tend to increase or decrease social vulnerability, consider suitable scales of analysis for understanding vulnerability, and explore the conceptions of vulnerability adopted in the climate change literature and the nature of the insights this generates. Finally, we identify knowledge gaps in this literature. All three hot spots are characterized by high levels of natural resource dependence, with increasing environmental degradation. They also exhibit unequal policies and patterns of development, which benefit certain segments of society while making others more vulnerable. Vulnerability is driven by multiple factors operating at different scales; however, characterization of cross-scalar interactions is poorly developed in the majority of studies reviewed. Most studies are either large scale, such as broad comparisons of vulnerability across countries, or local, documenting community-level processes. Detailed understanding of the interactions between climate change impacts on natural systems, and socio-economic trajectories, including adaptation, also emerges as a knowledge gap.