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Abstract Cities and other human settlements are major contributors to climate change and are highly vulnerable to its impacts. They are also uniquely positioned to reduce greenhouse gas emissions and lead adaptation efforts. These compound challenges and opportunities require a comprehensive perspective on the public policy of human settlements. Drawing on core literature that has driven debate around cities and climate over recent decades, we put forward a set of boundary objects that can be applied to connect the knowledge of epistemic communities and support an integrated urbanism. We then use these boundary objects to develop the Goals-Intervention-Stakeholder-Enablers (GISE) framework for a public policy of human settlements that is both place-specific and provides insights and tools useful for climate action in cities and other human settlements worldwide. Using examples from Berlin, we apply this framework to show that climate mitigation and adaptation, public health, and well-being goals are closely linked and mutually supportive when a comprehensive approach to urban public policy is applied.

Renovation of existing buildings is fundamental to reduce greenhouse gas emissions of the building sector and to ensure the efficient operation of renewable heating systems. In multi-family houses, the suitability of heat pumps is limited by high required temperatures for the hot water preparation, which can be mitigated by hybrid heat pump systems. In this study, the energetic performance of a hybrid heat pump in a multi-family house, built in 1964, is investigated based on field data before and after a renovation. Multiple months are measured and mapped to a full year period. The combination of different renovation measures in the heating system and building envelope is rated w.r.t. their ecological and economical impact by taking into account the actual investment costs. The evaluation shows that the installation of a hybrid heat pump can achieve an accumulated greenhouse gas emissions reduction of 45%, which is similar to a building renovation to a new-build standard, which reduces the space heating demand by up to 62%. Nevertheless, only a combination of both measures can substantially reduce the emissions, which in this case are 81% lower compared to a gas boiler in 1990, which is still below the German climate target for 2040. Due to the low investment costs of a hybrid heat pump system, tenants are more likely to profit from a renting costs reduction, while a building renovation is especially economically beneficial at high energy prices. The results therefore emphasize that the insulation level should be selected carefully, as heat pumps already prepare space heating efficiently and that the heat pump must be able to support the hot water preparation to reach high emission reduction targets.

Unrenovated multifamily houses in Germany are mostly heated by fossil heat generators; therefore, measures are required for CO2 emission reduction. The use of air–water heat pumps is restricted by high required flow temperatures and heat output but can be mitigated by hybrid heat pumps. To limit additional operation costs by the heat pump, a new operation strategy is introduced in this study, which allows to maintain a target CO2 emission. The operation strategy is applied in a field trial in a small unrenovated multifamily house built in 1964. A thermohydraulic simulation model is verified and is used in full-year simulations to apply improvement measures and compare the new control strategy with existing optimizing strategies. The results show that the control onto target emissions is possible and limits additional costs but can also result in higher CO2 mitigation costs, making it less favorable. The hybrid heat pump reduces the direct fossil CO2 emissions by 61% (in total by 22%); thus, it is a relevant solution for multifamily houses, especially within a further decarbonized electrical grid.

The increasing installation numbers of ventilation units in residential buildings are driven by legal objectives to improve their energy efficiency. The dimensioning of a ventilation system for nearly zero energy buildings is usually based on the air flow rate desired by the clients or requested by technical regulations. However, this does not necessarily lead to a system actually able to renew the air volume of the living space effectively. In recent years decentralised systems with an alternating operation mode and fairly good energy efficiencies entered the market and following question was raised: “Does this operation mode allow an efficient air renewal?” This question can be answered experimentally by performing a tracer gas analysis. In the presented study, a total of 15 preliminary tests are carried out in a climatic chamber representing a single room equipped with two push-pull devices. The tests include summer, winter and isothermal supply air conditions since this parameter variation is missing till now for push-pull devices. Further investigations are dedicated to the effect of thermal convection due to human heat dissipation on the room air flow. In dependence on these boundary conditions, the determined air exchange efficiency varies, lagging behind the expected range 0.5 < εa < 1 in almost all cases, indicating insufficient air exchange including short-circuiting. Local air exchange values suggest inhomogeneous air renewal depending on the distance to the indoor apertures as well as the temperature gradients between in- and outdoor. The tested measurement set-up is applicable for field measurements.

Decentralized regenerative mechanical ventilation systems have acquired relevance in recent years for the retrofit of residential buildings. While manufacturers report heat recovery efficiencies over 90%, research has shown that the efficiencies often vary between 60% and 80%. In order to better understand this mismatch, a test facility is designed and constructed for the experimental characterization and validation of regenerative heat exchanger simulation models. A ceramic honeycomb heat exchanger, typical for decentralized regenerative ventilation devices, is measured in this test facility. The experimental data are used to validate two modeling approaches: a one-dimensional model in Modelica and a computational fluid dynamics (CFD) model built in COMSOL Multiphysics®. The results show an overall acceptable thermal performance of both models, the 1D model having a much lower simulation time and, thus, being suitable for integration in building performance simulations. A test case is designed, where the importance of an appropriate thermal and hydraulic modeling of decentralized ventilation systems is investigated. Therefore, the device is integrated into a multizone building simulation case. The results show that including component-based heat recovery and fan modeling leads to 30% higher heat losses due to ventilation and 10% more fan energy consumption than when assuming constant air exchange rates with ideal heat recovery. These findings contribute to a better understanding of the behavior of a growing technology such as decentralized ventilation and confirm the need for further research on these systems.