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Abstract Symmetries and their anomalies are powerful tools for understanding quantum systems. However, realistic systems are often subject to disorders, dissipation and decoherence. In many circumstances, symmetries are not exact but only on average. This work investigates the constraints on mixed states resulting from non-commuting average symmetries. We will focus on the cases where the commutation relations of the average symmetry generators are violated by nontrivial phases, and call such average symmetry anomalous. We show that anomalous average symmetry implies degeneracy in the density matrix eigenvalues, and present several lattice examples with average symmetries, including XY chain, Heisenberg chain, and deformed toric code models. In certain cases, the results can be further extended to reduced density matrices, leading to a new lower bound on the entanglement entropy. We discuss several applications in the contexts of many body localization, quantum channels, entanglement phase transitions and also derive new constraints on the Lindbladian evolution of open quantum systems.

Abstract Anomalies of global symmetry provide powerful tool to constrain the dynamics of quantum systems, such as anomaly matching in the renormalization group flow and obstruction to symmetric mass generation. In this note we compute the anomalies in 2+1d time-reversal symmetric gauge theories with massless fermions in the fundamental and rank-two tensor representations, where the gauge groups are SU(N), SO(N), Sp(N), U(1). The fermion parity is part of the gauge group and the theories are bosonic. The time-reversal symmetry satisfies T 2 = 1 or T 2 = M $$ \mathcal{M} $$ where M $$ \mathcal{M} $$ is an internal magnetic symmetry. We show that some of the bosonic gauge theories have time-reversal anomaly with c − ≠ 0 mod 8 that is absent in fermionic systems. The anomalies of the gauge theories can be nontrivial even when the number of Majorana fermions is a multiple of 16 and ν = 0.

We investigate fractionalization of non-invertible symmetry in (2+1)D topological orders. We focus on coset non-invertible symmetries obtained by gauging non-normal subgroups of invertible $0$-form symmetries. These symmetries can arise as global symmetries in quantum spin liquids, given by the quotient of the projective symmetry group by a non-normal subgroup as invariant gauge group. We point out that such coset non-invertible symmetries in topological orders can exhibit symmetry fractionalization: each anyon can carry a "fractional charge" under the coset non-invertible symmetry given by a gauge invariant superposition of fractional quantum numbers. We present various examples using field theories and quantum double lattice models, such as fractional quantum Hall systems with charge conjugation symmetry gauged and finite group gauge theory from gauging a non-normal subgroup. They include symmetry enriched $S_3$ and $O(2)$ gauge theories. We show that such systems have a fractionalized continuous non-invertible coset symmetry and a well-defined electric Hall conductance. The coset symmetry enforces a gapless edge state if the boundary preserves the continuous non-invertible symmetry. We propose a general approach for constructing coset symmetry defects using a "sandwich" construction: non-invertible symmetry defects can generally be constructed from an invertible defect sandwiched by condensation defects. The anomaly free condition for finite coset symmetry is also identified.

Abstract This work investigates the gapped interfaces of 3+1d fracton phases of matter using foliated gauge theories and lattice models. We analyze the gapped boundaries and gapped interfaces in X cube model, and the gapped interfaces between the X-cube model and the toric code. The gapped interfaces are either “undecorated” or “decorated”, where the “decorated” interfaces have additional Chern-Simons like actions for foliated gauge fields. We discover many new gapped boundaries and interfaces, such as (1) a gapped boundary for X-cube model where the electric lineons orthogonal to the interface become the magnetic lineons, the latter are the composite of magnetic planons; (2) a Kramers-Wannier-duality type gapped interface between the X-cube model and the toric code model from gauging planar subsystem one-form symmetry; and (3) an electromagnetic duality interface in the X-cube model that exchanges the electric and magnetic lineons.

Abstract We study reductions of 6d theories on a d-dimensional manifold M d , focusing on the interplay between symmetries, anomalies, and dynamics of the resulting (6 − d)-dimensional theory T[M d ]. We refine and generalize the notion of “polarization” to polarization on M d , which serves to fix the spectrum of local and extended operators in T[M d ]. Another important feature of theories T[M d ] is that they often possess higher-group symmetries, such as 2-group and 3-group symmetries. We study the origin of such symmetries as well as physical implications including symmetry breaking and symmetry enhancement in the renormalization group flow. To better probe the IR physics, we also investigate the ’t Hooft anomaly of 5d Chern-Simons matter theories. The present paper focuses on developing the general framework as well as the special case of d = 0 and 1, while an upcoming paper will discuss the case of d = 2, 3 and 4.

Abstract We use the intrinsic one-form and two-form global symmetries of (3+1)d bosonic field theories to classify quantum phases enriched by ordinary (0-form) global symmetry. Different symmetry-enriched phases correspond to different ways of coupling the theory to the background gauge field of the ordinary symmetry. The input of the classification is the higher-form symmetries and a permutation action of the 0-form symmetry on the lines and surfaces of the theory. From these data we classify the couplings to the background gauge field by the 0-form symmetry defects constructed from the higher-form symmetry defects. For trivial two-form symmetry the classification coincides with the classification for symmetry fractionalizations in (2 + 1)d. We also provide a systematic method to obtain the symmetry protected topological phases that can be absorbed by the coupling, and we give the relative ’t Hooft anomaly for different couplings. We discuss several examples including the gapless pure U(1) gauge theory and the gapped Abelian finite group gauge theory. As an application, we discover a tension with a conjectured duality in (3 + 1)d for SU(2) gauge theory with two adjoint Weyl fermions.

Abstract In general quantum field theories (QFTs), ordinary (0-form) global symmetries and 1-form symmetries can combine into 2-group global symmetries. We describe this phenomenon in detail using the language of symmetry defects. We exhibit a simple procedure to determine the (possible) 2-group global symmetry of a given QFT, and provide a classification of the related ’t Hooft anomalies (for symmetries not acting on spacetime). We also describe how QFTs can be coupled to extrinsic backgrounds for symmetry groups that differ from the intrinsic symmetry acting faithfully on the theory. Finally, we provide a variety of examples, ranging from TQFTs (gapped systems) to gapless QFTs. Along the way, we stress that the “obstruction to symmetry fractionalization” discussed in some condensed matter literature is really an instance of 2-group global symmetry.

We investigate a family of invertible phases of matter with higher-dimensional exotic excitations in even spacetime dimensions, which includes and generalizes the Kitaev's chain in 1+1d. The excitation has $\mathbb{Z}_2$ higher-form symmetry that mixes with the spacetime Lorentz symmetry to form a higher group spacetime symmetry. We focus on the invertible exotic loop topological phase in 3+1d. This invertible phase is protected by the $\mathbb{Z}_2$ one-form symmetry and the time-reversal symmetry, and has surface thermal Hall conductance not realized in conventional time-reversal symmetric ordinary bosonic systems without local fermion particles and the exotic loops. We describe a UV realization of the invertible exotic loop topological order using the $SO(3)_-$ gauge theory with unit discrete theta parameter, which enjoys the same spacetime two-group symmetry. We discuss several applications including the analogue of ``fermionization'' for ordinary bosonic theories with $\mathbb{Z}_2$ non-anomalous internal higher-form symmetry and time-reversal symmetry.

We investigate the properties of foliated gauge fields and construct several foliated field theories in 3+1d that describe foliated fracton orders both with and without matter, including the recent hybrid fracton models. These field theories describe Abelian or non-Abelian gauge theories coupled to foliated gauge fields, and they fall into two classes of models that we call the electric models and the magnetic models. We show that these two classes of foliated field theories enjoy a duality. We also construct a model (using foliated gauge fields and an exactly solvable lattice Hamiltonian model) for a subsystem-symmetry protected topological (SSPT) phase, which is analogous to a one-form symmetry protected topological phase, with the subsystem symmetry acting on codimension-two subregions. We construct the corresponding gauged SSPT phase as a foliated two-form gauge theory. Some instances of the gauged SSPT phase are a variant of the X-cube model with the same ground state degeneracy and the same fusion, but different particle statistics.

Abstract We analyze in detail the global symmetries of various (2 + 1)d quantum field theories and couple them to classical background gauge fields. A proper identification of the global symmetries allows us to consider all non-trivial bundles of those background fields, thus finding more subtle observables. The global symmetries exhibit interesting ’t Hooft anomalies. These allow us to constrain the IR behavior of the theories and provide powerful constraints on conjectured dualities.

Gauge theories in various dimensions often admit discrete theta angles, that arise from gauging a global symmetry with an additional symmetry protected topological (SPT) phase. We discuss how the global symmetry and 't Hooft anomaly depends on the discrete theta angles by coupling the gauge theory to a topological quantum field theory (TQFT). We observe that gauging an Abelian subgroup symmetry, that participates in symmetry extension, with an additional SPT phase leads to a new theory with an emergent Abelian symmetry that also participates in a symmetry extension. The symmetry extension of the gauge theory is controlled by the discrete theta angle which comes from the SPT phase. We find that discrete theta angles can lead to two-group symmetry in 4d QCD with $SU(N),SU(N)/\mathbb{Z}_k$ or $SO(N)$ gauge groups as well as various 3d and 2d gauge theories.

We propose an effective field theory (EFT) of fractional quantum Hall systems near the filling fraction ν=5/2 that flows to pertinent IR candidate phases, including non-Abelian Pfaffian, anti-Pfaffian, and particle-hole Pfaffian states (Pf, APf, and PHPf). Our EFT has a (2+1)D O(2)_{2,L} Chern-Simons gauge theory coupled to four Majorana fermions by a discrete charge-conjugation gauge field, with Gross-Neveu-Yukawa-Higgs terms. Including deformations via a Higgs condensate and fermion mass terms, we can map out a phase diagram with tunable parameters, reproducing the prediction of the recently proposed percolation picture and its gapless topological quantum phase transitions. Our EFT captures known features of both gapless and gapped sectors of time-reversal-breaking domain walls between Pf and APf phases. Moreover, we find that Pf∣APf domain walls have higher tension than domain walls in the PHPf phase. Then the former, if formed, may transition to the energetically favored PHPf domain walls; this could, in turn, help further induce a bulk transition to PHPf.

We discuss symmetry fractionalization of the Lorentz group in (2+1)d non-spin quantum field theory (QFT), and its implications for dualities. We prove that two inequivalent non-spin QFTs are dual as spin QFTs if and only if they are related by a Lorentz symmetry fractionalization with respect to an anomalous $\mathbb{Z}_2$ one-form symmetry. Moreover, if the framing anomalies of two non-spin QFTs differ by a multiple of 8, then they are dual as spin QFTs if and only if they are also dual as non-spin QFTs. Applications to summing over the spin structures, time-reversal symmetry, and level/rank dualities are explored. The Lorentz symmetry fractionalization naturally arises in Chern-Simons matter dualities that obey certain spin/charge relations, and is instrumental for the dualities to hold when viewed as non-spin theories.

We study 3d and 4d systems with a one-form global symmetry, explore their consequences, and analyze their gauging. For simplicity, we focus on $\mathbb{Z}_N$ one-form symmetries. A 3d topological quantum field theory (TQFT) $\mathcal{T}$ with such a symmetry has $N$ special lines that generate it. The braiding of these lines and their spins are characterized by a single integer $p$ modulo $2N$. Surprisingly, if $\gcd(N,p)=1$ the TQFT factorizes $\mathcal{T}=\mathcal{T}'\otimes \mathcal{A}^{N,p}$. Here $\mathcal{T}'$ is a decoupled TQFT, whose lines are neutral under the global symmetry and $\mathcal{A}^{N,p}$ is a minimal TQFT with the $\mathbb{Z}_N$ one-form symmetry of label $p$. The parameter $p$ labels the obstruction to gauging the $\mathbb{Z}_N$ one-form symmetry; i.e.\ it characterizes the 't Hooft anomaly of the global symmetry. When $p=0$ mod $2N$, the symmetry can be gauged. Otherwise, it cannot be gauged unless we couple the system to a 4d bulk with gauge fields extended to the bulk. This understanding allows us to consider $SU(N)$ and $PSU(N)$ 4d gauge theories. Their dynamics is gapped and it is associated with confinement and oblique confinement -- probe quarks are confined. In the $PSU(N)$ theory the low-energy theory can include a discrete gauge theory. We will study the behavior of the theory with a space-dependent $\theta$-parameter, which leads to interfaces. Typically, the theory on the interface is not confining. Furthermore, the liberated probe quarks are anyons on the interface. The $PSU(N)$ theory is obtained by gauging the $\mathbb{Z}_N$ one-form symmetry of the $SU(N)$ theory. Our understanding of the symmetries in 3d TQFTs allows us to describe the interface in the $PSU(N)$ theory.

In gauge theories with fundamental matter there is typically no sharp way to distinguish confining and Higgs regimes, e.g. using generalized global symmetries acting on loop order parameters. It is standard lore that these two regimes are continuously connected, as has been explicitly demonstrated in certain lattice and continuum models. We point out that Higgsing and confinement sometimes lead to distinct symmetry protected topological (SPT) phases -- necessarily separated by a phase transition -- for ordinary global symmetries. We present explicit examples in 3+1 dimensions, obtained by adding elementary Higgs fields and Yukawa couplings to QCD while preserving parity $\mathsf{P}$ and time reversal $\mathsf{T}$. In a suitable scheme, the confining phases of these theories are trivial SPTs, while their Higgs phases are characterized by non-trivial $\mathsf{P}$- and $\mathsf{T}$-invariant theta-angles $\theta_f, \theta_g = \pi$ for flavor or gravity background gauge fields, i.e. they are topological insulators or superconductors. Finally, we consider conventional three-flavor QCD (without elementary Higgs fields) at finite $U(1)_B$ baryon-number chemical potential $\mu_B$, which preserves $\mathsf{P}$ and $\mathsf{T}$. At very large $\mu_B$, three-flavor QCD is known to be a completely Higgsed color superconductor that also spontaneously breaks $U(1)_B$. We argue that this high-density phase is in fact a gapless SPT, with a gravitational theta-angle $\theta_g = \pi$ that safely co-exists with the $U(1)_B$ Nambu-Goldstone boson. We explain why this SPT motivates unexpected transitions in the QCD phase diagram, as well as anomalous surface modes at the boundary of quark-matter cores inside neutron stars.

It has recently been understood that the complete global symmetry of finite group topological gauge theories contains the structure of a higher-group. Here we study the higher-group structure in (3+1)D $\mathbb{Z}_2$ gauge theory with an emergent fermion, and point out that pumping chiral $p+ip$ topological states gives rise to a $\mathbb{Z}_{8}$ 0-form symmetry with mixed gravitational anomaly. This ordinary symmetry mixes with the other higher symmetries to form a 3-group structure, which we examine in detail. We then show that in the context of stabilizer quantum codes, one can obtain logical CCZ and CS gates by placing the code on a discretization of $T^3$ (3-torus) and $T^2 \rtimes_{C_2} S^1$ (2-torus bundle over the circle) respectively, and pumping $p+ip$ states. Our considerations also imply the possibility of a logical $T$ gate by placing the code on $\mathbb{RP}^3$ and pumping a $p+ip$ topological state.

A large class of gapped phases of matter can be described by topological finite group gauge theories. In this paper, we show how such gauge theories possess a higher-group global symmetry, which we study in detail. We derive the $d$-group global symmetry and its 't Hooft anomaly for topological finite group gauge theories in $(d+1)$ space-time dimensions, including non-Abelian gauge groups and Dijkgraaf-Witten twists. We focus on the 1-form symmetry generated by invertible (Abelian) magnetic defects and the higher-form symmetries generated by invertible topological defects decorated with lower dimensional gauged symmetry-protected topological (SPT) phases. We show that due to a generalization of the Witten effect and charge-flux attachment, the 1-form symmetry generated by the magnetic defects mixes with other symmetries into a higher group. We describe such higher-group symmetry in various lattice model examples. We discuss several applications, including the classification of fermionic SPT phases in (3+1)D for general fermionic symmetry groups, where we also derive a simpler formula for the $[O_5] ∈ H^5(BG, U(1))$ obstruction that has appeared in prior work. We also show how the $d$-group symmetry is related to fault-tolerant non-Pauli logical gates and a refined Clifford hierarchy in stabilizer codes. We discover new logical gates in stabilizer codes using the $d$-group symmetry, such as a controlled Z gate in the (3+1) D $\mathbb{Z}_2$ toric code.

We study ordinary, zero-form symmetry $G$ and its anomalies in a system with a one-form symmetry $\Gamma$. In a theory with one-form symmetry, the action of $G$ on charged line operators is not completely determined, and additional data, a fractionalization class, needs to be specified. Distinct choices of a fractionalization class can result in different values for the anomalies of $G$ if the theory has an anomaly involving $\Gamma$. Therefore, the computation of the 't Hooft anomaly for an ordinary symmetry $G$ generally requires first discovering the one-form symmetry $\Gamma$ of the physical system. We show that the multiple values of the anomaly for $G$ can be realized by twisted gauge transformations, since twisted gauge transformations shift fractionalization classes. We illustrate these ideas in QCD theories in diverse dimensions. We successfully match the anomalies of time-reversal symmetries in $2+1d$ gauge theories, across the different fractionalization classes, with previous conjectures for the infrared phases of such strongly coupled theories, and also provide new checks of these proposals. We perform consistency checks of recent proposals about two-dimensional adjoint QCD and present new results about the anomaly of the axial $\mathbb{Z}_{2N}$ symmetry in $3+1d$ ${\cal N}=1$ super-Yang-Mills. Finally, we study fractionalization classes that lead to 2-group symmetry, both in QCD-like theories, and in $2+1d$ $\mathbb{Z}_2$ gauge theory.

2+1d topological phases are well characterized by the fusion rules and braiding/exchange statistics of fractional point excitations. In 4+1d, some topological phases contain only fractional loop excitations. What kind of loop statistics exist? We study the 4+1d gauge theory with 2-form $\mathbb{Z}_2$ gauge field (the loop-only toric code) and find that while braiding statistics between two different types of loops can be nontrivial, the self "exchange" statistics are all trivial. In particular, we show that the electric, magnetic, and dyonic loop excitations in the 4+1d toric code are not distinguished by their self-statistics. They tunnel into each other across 3+1d invertible domain walls which in turn give explicit unitary circuits that map the loop excitations into each other. The SL(2,$\mathbb{Z}_2$) symmetry that permutes the loops, however, cannot be consistently gauged and we discuss the associated obstruction in the process. Moreover, we discuss a gapless boundary condition dubbed the "fractional Maxwell theory" and show how it can be Higgsed into gapped boundary conditions. We also discuss the generalization of these results from the $\mathbb{Z}_2$ gauge group to $\mathbb{Z}_N$.

We present a general algebraic framework for gauging a 0-form compact, connected Lie group symmetry in (2+1)d topological phases. Starting from a symmetry fractionalization pattern of the Lie group $G$, we first extend $G$ to a larger symmetry group $\tilde{G}$, such that there is no fractionalization with respect to $\tilde{G}$ in the topological phase, and the effect of gauging $\tilde{G}$ is to tensor the original theory with a $\tilde{G}$ Chern-Simons theory. To restore the desired gauge symmetry, one then has to gauge an appropriate one-form symmetry (or, condensing certain Abelian anyons) to obtain the final result. Studying the consistency of the gauging procedure leads to compatibility conditions between the symmetry fractionalization pattern and the Hall conductance. When the gauging can not be consistently done (i.e. the compatibility conditions can not be satisfied), the symmetry $G$ with the fractionalization pattern has an 't Hooft anomaly and we present a general method to determine the (3+1)d topological term for the anomaly. We provide many examples, including projective simple Lie groups and unitary groups to illustrate our approach.

We construct infinitely many new exactly solvable local commuting projector lattice Hamiltonian models for general bosonic beyond group cohomology invertible topological phases of order two and four in any spacetime dimensions, whose boundaries are characterized by gravitational anomalies. Examples include the beyond group cohomology invertible phase without symmetry in (4+1)D that has an anomalous boundary $\mathbb{Z}_2$ topological order with fermionic particle and fermionic loop excitations that have mutual $\pi$ statistics. We argue that this construction gives a new non-trivial quantum cellular automaton (QCA) in (4+1)D of order two. We also present an explicit construction of gapped symmetric boundary state for the bosonic beyond group cohomology invertible phase with unitary $\mathbb{Z}_2$ symmetry in (4+1)D. We discuss new quantum phase transitions protected by different invertible phases across the transitions.

We use conformal embeddings involving exceptional affine Kac-Moody algebras to derive new dualities of three-dimensional topological field theories. These generalize the familiar level-rank duality of Chern-Simons theories based on classical gauge groups to the setting of exceptional gauge groups. For instance, one duality sequence we discuss is $(E_{N})_{1}\leftrightarrow SU(9-N)_{-1}$. Others such as $SO(3)_{8}\leftrightarrow PSU(3)_{-6},$ are dualities among theories with classical gauge groups that arise due to their embedding into an exceptional chiral algebra. We apply these equivalences between topological field theories to conjecture new boson-boson Chern-Simons matter dualities. We also use them to determine candidate phase diagrams of time-reversal invariant $G_{2}$ gauge theory coupled to either an adjoint fermion, or two fundamental fermions.

We study continuum quantum field theories in 2+1 dimensions with time-reversal symmetry $\cal T$. The standard relation ${\cal T}^2=(-1)^F$ is satisfied on all the "perturbative operators" i.e. polynomials in the fundamental fields and their derivatives. However, we find that it is often the case that acting on more complicated operators ${\cal T}^2=(-1)^F {\cal M}$ with $\cal M$ a non-trivial global symmetry. For example, acting on monopole operators, $\cal M$ could be $\pm1$ depending on the magnetic charge. We study in detail $U(1)$ gauge theories with fermions of various charges. Such a modification of the time-reversal algebra happens when the number of odd charge fermions is $2 ~{\rm mod}~4$, e.g. in QED with two fermions. Our work also clarifies the dynamics of QED with fermions of higher charges. In particular, we argue that the long-distance behavior of QED with a single fermion of charge $2$ is a free theory consisting of a Dirac fermion and a decoupled topological quantum field theory. The extension to an arbitrary even charge is straightforward. The generalization of these abelian theories to $SO(N)$ gauge theories with fermions in the vector or in two-index tensor representations leads to new results and new consistency conditions on previously suggested scenarios for the dynamics of these theories. Among these new results is a surprising non-abelian symmetry involving time-reversal.

We study three-dimensional gauge theories based on orthogonal groups. Depending on the global form of the group these theories admit discrete $\theta$-parameters, which control the weights in the sum over topologically distinct gauge bundles. We derive level-rank duality for these topological field theories. Our results may also be viewed as level-rank duality for $SO(N)_{K}$ Chern-Simons theory in the presence of background fields for discrete global symmetries. In particular, we include the required counterterms and analysis of the anomalies. We couple our theories to charged matter and determine how these counterterms are shifted by integrating out massive fermions. By gauging discrete global symmetries we derive new boson-fermion dualities for vector matter, and present the phase diagram of theories with two-index tensor fermions, thus extending previous results for $SO(N)$ to other global forms of the gauge group.