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We have recently proposed a model for a regular black hole, or an ultra-compact object, that is premised on having maximally negative radial pressure throughout the entirety of the object's interior. This model can be viewed as that of a highly entropic configuration of fundamental, closed strings near the Hagedorn temperature, but from the perspective of an observer who is ignorant about the role of quantum physics in counteracting against gravitational collapse. The advantage of this classical perspective is that one can use Einstein's equations to define a classical geometry and investigate its stability. Here, we complete the model by studying an important aspect of this framework that has so far been overlooked: The geometry and composition of the outermost layer of the ultra-compact object, which interpolates between the bulk geometry of the object and the standard Schwarzschild vacuum solution in its exterior region. By imposing a well-defined set of matching conditions, we find a metric that describes this transitional layer and show that it satisfies all the basic requirements; including the stability of the object when subjected to small perturbations about the background solution. In fact, we are able to show that, at linearized order, all geometrical and matter fluctuations are perfectly frozen in the transitional layer, just as they are known to be in the bulk of the object's interior.

A correspondence between closed strings in their high-temperature Hagedorn phase and asymptotically de Sitter (dS) space is established. We identify a thermal, conformal field theory (CFT) whose partition function is, on the one hand, equal to the partition function of closed, interacting, fundamental strings in their Hagedorn phase yet is, on the other hand, also equal to the Hartle-Hawking (HH) wavefunction of an asymptotically dS Universe. The Lagrangian of the CFT is a functional of a single scalar field, the condensate of a thermal scalar, which is proportional to the entropy density of the strings. The correspondence has some aspects in common with the anti-de Sitter/CFT correspondence, as well as with some of its proposed analytic continuations to a dS/CFT correspondence, but it also has some important conceptual and technical differences. The equilibrium state of the CFT is one of maximal pressure and entropy, and it is at a temperature that is above but parametrically close to the Hagedorn temperature. The CFT is valid beyond the regime of semiclassical gravity and thus defines the initial quantum state of the dS Universe in a way that replaces and supersedes the HH wavefunction. Two-point correlation functions of the CFT scalar field are used to calculate the spectra of the corresponding metric perturbations in the asymptotically dS Universe and, hence, cosmological observables in the post-inflationary epoch. Similarly, higher-point correlation functions in the CFT should lead to more complicated cosmological observables., Comment: 43 pages, 1 figure

Black hole (BH) thermodynamics was established by Bekenstein and Hawking, who made abstract theoretical arguments about the second law of thermodynamics and quantum theory in curved spacetime respectively. Testing these ideas experimentally has, so far, been impractical because the putative flux of Hawking radiation from astrophysical BHs is too small to be distinguished from the rest of the hot environment. Here, it is proposed that the spectrum of emitted gravitational waves (GWs) after the merger of two BHs, in particular the spectrum of GW150914, can be used to infer a lower limit on the magnitude of the entropy of the post-merger BH. This lower bound is potentially significant as it could be of the same order as the Bekenstein-Hawking entropy. To infer this limit, we first assume that the result of the merger is an ultracompact object with an external geometry which is Schwarzschild or Kerr, but with an outer surface which is capable of reflecting in-falling GWs rather than fully absorbing them. If the absence of deviations from the predictions of general relativity in detected GW signals will be verified, we will then obtain a bound on the minimal redshift factor of GWs that emerge from the vicinity of the object's surface. This lack of deviations would also mean that the remnant of the merger has to have a strongly absorbing surface and must then be a BH for all practical purposes. We conclude that a relationship between the minimal redshift factor and the BH entropy, which was first proposed by 't Hooft, could then be used to set a lower bound on the entropy of the post-merger BH., Comment: Corrected error in estimation of current bounds on the entropy. Improved discussion of energy stored in echoes, V3 replaced to match published version, clarifications and explanations added

We calculate the emission of gravitational waves, gravitons, photons and neutrinos from a perturbed Schwarzschild blackhole (BH). The perturbation can be due to either classical or quantum sources and therefore the injected energy can be either positive or negative. The emission can be classical in nature, as in the case of gravitational waves, or of quantum nature, for gravitons and the additional fields. We first set up the theoretical framework for calculating the emission by treating the case of a minimally coupled scalar field and then present the results for the other fields. We perform the calculations in the horizon-locking gauge in which the BH horizon is deformed, following similar calculations of tidal deformations of BH horizons. The classical emission can be interpreted as due to a partial exposure of a nonempty BH interior, while the quantum emission can be interpreted as an increased Hawking radiation flux due to the partial exposure of the BH interior. The degree of exposure of the BH interior is proportional to the magnitude of the injected null energy., Replaced to agree with published version. Clarifications and explanations added, typos corrected

The composition as well as the very existence of the interior of a Schwarzschild black hole (BH) remains at the forefront of interesting, open problems in fundamental physics. To address this issue, we turn to Hawking's “principle of ignorance”, which says that, for an observer with limited information about a physical system, all descriptions that are consistent with known physics are equally valid. We compare three different observers who view the BH from the outside and agree on the external Schwarzschild geometry. First, the modernist, who accepts the classical BH as the final state of gravitational collapse, the singularity theorems that underlie this premise and the central singularity that the theorems predict. The modernist is willing to describe matter in terms of quantum fields in curved space but insists on (semi)classical gravity. Second is the skeptic, who wishes to evade any singular behavior by finding a loophole to the singularity theorems within the realm of classical general relativity (GR). The third is a postmodernist who similarly wants to circumvent the singularity theorems but is willing to invoke exotic quantum physics in the gravitational and/or matter sector to do so. The postmodern view suggests that the uncertainty principle can stabilize a classically singular BH in a similar manner to the stabilization of the classically unstable hydrogen atom: Strong quantum effects in the matter and gravitational sectors resolve the would‐be singularity over horizon‐sized length scales. The postmodern picture then requires a significant departure from (semi)classical gravity, as well as some exotic matter beyond the standard model of particle physics (SM). We find that only the postmodern framework is consistent with what is known so far about BH physics and conclude that a valid description of the BH interior needs matter beyond the SM and gravitational physics beyond (semi)classical GR. The composition as well as the very existence of the interior of a Schwarzschild black hole (BH) remains at the forefront of open problems in fundamental physics. To address this issue, we turn to Hawking's "principle of ignorance", which says that, for an observer with limited information, all descriptions that are consistent with known physics are equally valid. We compare three different observers who view the BH from the outside and agree on the external Schwarzschild geometry. First, the modernist, who accepts the classical BH as the final state of gravitational collapse, the singularity theorems that underlie this premise and the central singularity that the theorems predict. The modernist is willing to describe matter in terms of quantum fields in curved space but insists on (semi)classical gravity. Second is the skeptic, who wishes to evade any singular behavior by finding a loophole to the singularity theorems within the realm of classical general relativity (GR). The third is a postmodernist who similarly wants to circumvent the singularity theorems but is willing to invoke exotic quantum physics in the gravitational and/or matter sector to do so. The postmodern view suggests that the uncertainty principle can stabilize a classically singular BH in a similar manner to the stabilization of the classically unstable hydrogen atom: Strong quantum effects in the matter and gravitational sectors resolve the would-be singularity over horizon-sized length scales. The postmodern picture then requires a significant departure from (semi)classical gravity, as well as some exotic matter beyond the standard model of particle physics (SM). We find that only the postmodern framework is consistent with what is known so far about BH physics and conclude that a valid description of the BH interior needs matter beyond the SM and gravitational physics beyond (semi)classical GR.

We propose that the initial state of the Universe was an isotropic state of maximal entropy. Such a state can be described in terms of a state of closed, interacting, fundamental strings in their high-temperature Hagedorn phase. The entropy density in this state is equal to the square root of the energy density in Planck units, while the pressure is positive and equal to the energy density. These relations imply a maximally large entropy density and, therefore, a state that cannot be described by a semiclassical spacetime geometry. If one nevertheless insists on an effective semiclassical description of this state, she can do so by ignoring the entropy. This leads to a partially equivalent description in which the pressure appears to be negative and equal in magnitude to the energy density, as if the energy-momentum tensor was that of a cosmological constant. From this effective perspective, the state describes a period of string-scale inflation. The bound state of strings ultimately decays, possibly by a process akin to Hawking radiation, and undergoes a transition into a phase of hot radiation. But, from the effective perspective, the same decay corresponds to the heating of the Universe at the end of inflation. Small quantum mechanical fluctuations in the initial state lead to scale-invariant temperature anisotropies in the hot radiation. The temperature anisotropies are interpreted in the effective description as arising from quantum fluctuations of the curvature and an effective inflaton field. The stringy microscopic description determines the parameters of the model of inflation, as well as the cosmological observables, in terms of the string length scale and coupling strength. Our framework is similar, conceptually, to a recent description of black holes in terms of a maximal entropy state of strings in the Hagedorn phase., Comment: 36 pages, 1 figure

Future observations of the cosmic microwave background (CMB) polarization are expected to set an improved upper bound on the tensor-to-scalar ratio of $r\lesssim 0.03$. Recently, we showed that small field models of inflation can produce a significant primordial gravitational wave signal. We constructed viable small field models that predict a value of $r$ as high as $0.01$. Models that predict higher values of $r$ are more tightly constrained and lead to larger field excursions. This leads to an increase in tuning of the potential parameters and requires higher levels of error control in the numerical analysis. Here, we present viable small field models which predict $r=0.03$. We further find the most likely candidate among these models which fit the most recent Planck data while predicting $r= 0.03$. We thus demonstrate that this class of small field models is an alternative to the class of large field models. The BICEP3 experiment and the Euclid and SPHEREx missions are expected to provide experimental evidence to support or refute our predictions., Comment: 10 pages, 5 figures

The Sachdev-Ye-Kitaev (SYK) model can be used to describe black holes (BHs) in two-dimensional nearly anti--de Sitter gravity. We show that when such BHs are perturbed by a time-dependent negative-energy perturbation, their interior can be partially revealed. In the SYK model, a partial measurement of the state of the Majorana fermion pairs allows one to construct a matching time-dependent negative-energy perturbation of the BH geometry that shifts the state of the BH away from its equilibrium state. Kourkoulou and Maldacena showed that, if the perturbation is strong enough, the interior can be fully exposed and the BH disappears. Here, we show that when the perturbation is weaker than the threshold for full exposure, it effectively moves the horizon of the BH inwards, thus partially exposing the interior of the BH and leaving behind a smaller BH. The exposure is in proportion to the number of measured Majorana pairs and so also in proportion to the magnitude of the energy of the perturbation. From the boundary, the partial measurement is perceived as a burst of radiation whose strength and duration are proportional to the number of measured Majorana pairs.

We investigate the possible detection of the Hypercharge Axion (HCA) in colliders. The HCA is a hypothetical pseudoscalar that couples to weak hypercharge topological density and could potentially explain the dominance of matter over antimatter in the observable universe. If the HCA exists, it can be produced in colliders via vector boson fusion or in association with a photon or with a Z boson, and detected by looking for its decay into photons or Z bosons. We find that for certain values of the HCA mass and coupling scales, both of the order of a TeV, existing data from the Large Hadron Collider (LHC) can already put interesting constraints and in future colliders, such as the High Luminosity LHC, the accessible detection range is increased significantly., Comment: 24 pages, 8 figures

Higher-derivative gravity theories, such as Lovelock theories, generalize Einstein's general relativity (GR). Modifications to GR are expected when curvatures are near Planckian and appear in string theory or supergravity. But can such theories describe gravity on length scales much larger than the Planck cutoff length scale? Here we find causality constraints on Lovelock theories that arise from the requirement that the equations of motion (EOM) of perturbations be hyperbolic. We find a general expression for the "effective metric" in field space when Lovelock theories are perturbed around some symmetric background solution. In particular, we calculate explicitly the effective metric for a general Lovelock theory perturbed around cosmological Friedman-Robertson-Walker backgrounds and for some specific cases when perturbed around Schwarzschild-like solutions. For the EOM to be hyperbolic, the effective metric needs to be Lorentzian. We find that, unlike for GR, the effective metric is generically not Lorentzian when the Lovelock modifications are significant. So, we conclude that Lovelock theories can only be considered as perturbative extensions of GR and not as truly modified theories of gravity. We compare our results to those in the literature and find that they agree with and reproduce the results of previous studies., Replaced to agree with the published version. Many typos corrected, text revised, results and conclusions unchanged

How can a Schwarzschild-sized matter system avoid a fate of gravitational collapse? To address this question, we critically reexamine the arguments that led to the "Buchdahl bound", which implies that the minimal size of a stable, compact object must be larger than nine eighths of its own Schwarzschild radius. Following Mazur and Mottola, and in line with other counterexamples to the singularity theorems, we identify large negative radial pressure extending to the gravitational radius as the essential ingredient for evading the Buchdahl bound. Our results are novel although consistent with many other investigations of models of non-singular black holes. It is shown in particular that a large negative pressure in the framework of classical GR translates into a large positive pressure once quantum physics is incorporated. In this way, a Schwarzschild-sized bound state of closed, interacting fundamental strings in its high-temperature Hagedorn phase can appear to have negative pressure and thus the ability to resist gravitational collapse., Comment: Replaced to agree with published version. Added clarifications, discussions about previous work and references

The detection of gravitational waves (GWs) from black hole (BH) mergers provides an inroad toward probing the interior of astrophysical BHs. The general-relativistic description of the BH interior is that of empty spacetime with a (possibly) singular core. Recently, however, the hypothesis that the BH interior does not exist has been gaining traction, as it provides a means for resolving the BH information-loss problem. Here, we propose a simple method for answering the following question: Does the BH interior exist and, if so, does it contain some distribution of matter or is it mostly empty? Our proposal is premised on the idea that, similar to the case of relativistic, ultra-compact stars, any BH-like object whose interior has some matter distribution should support fluid modes in addition to the conventional spacetime modes. In particular, the Coriolis-induced Rossby (r-) modes, whose spectrum is mostly insensitive to the composition of the interior matter, should be a universal feature of such BH-like objects. In fact, the frequency and damping time of these modes are determined by only the object's mass and speed of rotation. The r-modes oscillate at a lower frequency, decay at a slower rate and produce weaker GWs than do modes of the spacetime class. Hence, they imprint a model-insensitive signature of a non-empty interior in the GW spectrum resulting from a BH merger. We find that future GW detectors, such as Advanced LIGO with its design sensitivity, have the potential of detecting such r-modes if the amount of GWs leaking out quantum mechanically from the interior of a BH-like object is sufficiently large., Added author, added discussion of detectability, clarified conclusions, 32 pages, 3 figures. V3 agrees with the accepted version - minor revisions

Classically, the black hole (BH) horizon is completely opaque, hiding any clues about the state and very existence of its interior. Quantum mechanically and in equilibrium, the situation is not much different; Hawking radiation will now be emitted, but it comes out at an extremely slow rate, is thermal to a high degree of accuracy, and thus carries a minimal amount of information about the quantum state within the BH. Here, it is shown that the situation is significantly different when a quantum BH is out of equilibrium. We argue that the BH can then emit “supersized” Hawking radiation with a much larger amplitude than that emitted in equilibrium. The result is a new type of quantum hair that can reveal the state and composition of the BH interior to an external observer. Moreover, the frequency and amplitude of the new hair can be explained by the observer without invoking any new physical principles. The new hair decays at a parametrically slow rate in comparison to the Schwarzschild time scale and can be detected through the emission of gravitational waves (and possibly other types of waves) whenever a BH has received a large enough surge in energy to move it far away from its equilibrium state, in particular, during and immediately after a BH-merger event. The current discussion is motivated by a previous analysis, in the context of a recently proposed polymer model for the BH interior, that implies emissions just like those described here. We expect, however, that the new hair is a model-independent property of quantum BHs.

The merger of colliding black holes (BHs) should lead to the production of ringdown or quasinormal modes (QNMs), which may very well be sensitive to the state of the interior. We put this idea to the test with a recent proposal that the interior of a BH consists of a bound state of highly excited, long, closed, interacting strings; figuratively, a collapsed polymer. We show that such BHs do indeed have a distinct signature in their QNM spectrum: A new class of modes whose frequencies are parametrically lower than the lowest-frequency mode of a classical BH and whose damping times are parametrically longer. The reason for the appearance of the new modes is that our model contains another scale, the string length, which is parametrically larger than the Planck length. This distinction between the collapsed-polymer model and general-relativistic BHs could be made with gravitational-wave observations and offers a means for potentially measuring the strength of the coupling in string theory. For example, GW150914 already allows us to probe the strength of the string coupling near the regime which is predicted by the unification of the gravitational and gauge-theory couplings. We also derive bounds on the amplitude of the collapsed-polymer QNMs that can be placed by current and future gravitational-wave observations., 53 pages, 4 figures, major revision in presentation, additional explanations, discussions, clarifications. Results unchanged

We show that the Wald Noether charge entropy is canonically conjugate to the opening angle at the horizon. Using this canonical relation we extend the Wheeler-DeWitt equation to a Schroedinger equation in the opening angle, following Carlip and Teitelboim. We solve the equation in the semiclassical approximation by using the correspondence principle and find that the solutions are minimal uncertainty wavefunctions with a continuous spectrum for the entropy and therefore also of the area of the black hole horizon. The fact that the opening angle fluctuates away from its classical value of 2 pi indicates that the quantum black hole is a superposition of horizonless states. The classical geometry with a horizon serves only to evaluate quantum expectation values in the strict classical limit., Comment: 14 pages v2. misspelled name in abstract corrected

It has been conjectured, on the basis of the gauge-gravity duality, that the ratio of the shear viscosity to the entropy density should be universally bounded from below by 1/ 4 pi in units of the Planck constant divided by the Boltzmann constant. Here, we prove the bound for any ghost-free extension of Einstein gravity and the field-theory dual thereof. Our proof is based on the fact that, for such an extension, any gravitational coupling can only increase from its Einstein value. Therefore, since the shear viscosity is a particular gravitational coupling, it is minimal for Einstein gravity. Meanwhile, we show that the entropy density can always be calibrated to its Einstein value. Our general principles are demonstrated for a pair of specific models, one with ghosts and one without., Comment: 14 pages

Near the horizon of a black brane in Anti-de Sitter (AdS) space and near the AdS boundary, the long-wavelength fluctuations of the metric exhibit hydrodynamic behaviour. The gauge-gravity duality then relates the boundary hydrodynamics for generalized gravity to that of gauge theories with large finite values of 't Hooft coupling. We discuss, for this framework, the hydrodynamics of the shear mode in generalized theories of gravity in d+1 dimensions. It is shown that the shear diffusion coefficients of the near-horizon and boundary hydrodynamics are equal and can be expressed in a form that is purely local to the horizon. We find that the Einstein-theory relation between the shear diffusion coefficient and the shear viscosity to entropy ratio is modified for generalized gravity theories: Both can be explicitly written as the ratio of a pair of polarization-specific gravitational couplings but implicate differently polarized gravitons. Our analysis is restricted to the shear-mode fluctuations for simplicity and clarity; however, our methods can be applied to the hydrodynamics of all gravitational and matter fluctuation modes., 12 pages

Hawking's model of black hole evaporation is not unitary and leads to a mixed density matrix for the emitted radiation, while the Page model describes a unitary evaporation process in which the density matrix evolves from an almost thermal state to a pure state. We compare a recently proposed model of semiclassical black hole evaporation to the two established models. In particular, we study the density matrix of the outgoing radiation and determine how the magnitude of the off-diagonal corrections differs for the three frameworks. For Hawking's model, we find power-law corrections to the two-point functions that induce exponentially suppressed corrections to the off-diagonal elements of the full density matrix. This verifies that the Hawking result is correct to all orders in perturbation theory and also allows one to express the full density matrix in terms of the single-particle density matrix. We then consider the semiclassical theory for which the corrections, being non-perturbative from an effective field-theory perspective, are much less suppressed and grow monotonically in time. In this case, the R\'enyi entropy for the outgoing radiation is shown to grow linearly at early times; but this growth slows down and the entropy eventually starts to decrease at the Page time. In addition to comparing models, we emphasize the distinction between the state of the radiation emitted from a black hole, which is highly quantum, and that of the radiation emitted from a typical classical black body at the same temperature., Comment: 41 pages, 2 figures, added content, clarifications and explanations, v2 matches the published version

If a black hole (BH) is initially in an approximately pure state and it evaporates by a unitary process, then the emitted radiation will be in a highly quantum state. As the purifier of this radiation, the state of the BH interior must also be in some highly quantum state. So that, within the interior region, the mean-field approximation cannot be valid and the state of the BH cannot be described by some semiclassical metric. On this basis, we model the state of the BH interior as a collection of a large number of excitations that are packed into closely spaced but single-occupancy energy levels; a sort-of "Fermi sea" of all light-enough particles. This highly quantum state is surrounded by a semiclassical region that lies close to the horizon and has a non-vanishing energy density. It is shown that such a state looks like a BH from the outside and decays via gravitational pair production in the near-horizon region at a rate that agrees with the Hawking rate. We also consider the fate of a classical object that has passed through to the BH interior and show that, once it has crossed over the near-horizon threshold, the object meets its demise extremely fast. This result cannot be attributed to a "firewall", as the trauma to the in-falling object only begins after it has passed through the near-horizon region and enters a region where semiclassical spacetime ends but the energy density is still parametrically smaller than Planckian., 28 pages, 2 figures

We consider the fate of a small classical object, a "stick", as it falls through the horizon of a large black hole (BH). Classically, the equivalence principle dictates that the stick is affected by small tidal forces, and Hawking's quantum-mechanical model of BH evaporation makes essentially the same prediction. If, on the other hand, the BH horizon is surrounded by a "firewall", the stick will be consumed as it falls through. We have recently extended Hawking's model by taking into account the quantum fluctuations of the geometry and the classical back-reaction of the emitted particles. Here, we calculate the strain exerted on the falling stick for our model. The strain depends on the near-horizon state of the Hawking pairs. We find that, after the Page time when the state of the pairs deviates significantly from maximal entanglement (as required by unitarity), the induced strain in our semiclassical model is still parametrically small. This is because the number of the disentangled pairs is parametrically smaller than the BH entropy. A firewall does, however, appear if the number of disentangled pairs near the horizon is of order of the BH entropy, as implicitly assumed in previous discussions in the literature., 25 pages, 3 figures

We present a calculation of the rate of information release from a Schwarzschild black hole (BH). We have recently extended Hawking's theory of BH evaporation to account for quantum fluctuations of the background geometry, as well as for backreaction and time-dependence effects. Our main result has been a two-point function matrix for the radiation that consists of Hawking's thermal matrix plus off-diagonal corrections that are initially small and become more important as the evaporation proceeds. Here, we show that, if the phases and amplitudes of the radiation matrix are recorded over the lifetime of the BH, then the radiation purifies in a continuous way. It is also shown that our framework achieves a rate of information release from a semiclassical BH that is faster than that predicted by Page on the basis of generic unitarity arguments. When the phases of the radiation matrix are not tracked, we show that it could perhaps purify, but only parametrically close to the end of the BH evaporation. Our main technical tool in the quantitative treatment of this purification is the purity of the radiation matrix and, its inverse, the participation ratio. These can be related to the Renyi entropy of the density matrix of the emitted radiation.

The pair-production process for a black hole (BH) is discussed within the framework of a recently proposed semiclassical model of BH evaporation. Our emphasis is on how the requirements of unitary evolution and strong subadditivity act to constrain the state of the produced pairs and their entanglement with the already emitted BH radiation. We find that the state of the produced pairs is indeed strongly constrained but that the semiclassical model is consistent with all requirements. We are led to the following picture: Initially, the pairs are produced in a state of nearly maximal entanglement amongst the partners, with a parametrically small entanglement between each positive-energy partner and the outgoing radiation, similar to Hawking's model. But, as the BH evaporation progresses past the Page time, each positive-energy partner has a stronger entanglement with the outgoing radiation and, consequently, is less strongly entangled with its negative-energy partner. We present some evidence that this pattern of entanglement does not require non-local interactions, only EPR-like non-local correlations., 21 pages, 1 figure

The unitary evaporation of a black hole (BH) in an initially pure state must lead to the eventual purification of the emitted radiation. It follows that the late radiation has to be entangled with the early radiation and, as a consequence, the entanglement among the Hawking pair partners has to decrease continuously from maximal to vanishing during the BH's life span. Starting from the basic premise that both the horizon radius and the center of mass of a finite-mass BH are fluctuating quantum mechanically, we show how this process is realized. First, it is shown that the horizon fluctuations induce a small amount of variance in the total linear momentum of each created pair. This is in contrast to the case of an infinitely massive BH, for which the total momentum of the produced pair vanishes exactly on account of momentum conservation. This variance leads to a random recoil of the BH during each emission and, as a result, the center of mass of the BH undergoes a quantum random walk. Consequently, the uncertainty in its momentum grows as the square root of the number of emissions. We then show that this uncertainty controls the amount of deviation from maximal entanglement of the produced pairs and that this deviation is determined by the ratio of the cumulative number of emitted particles to the initial BH entropy. Thus, the interplay between the horizon and center-of-mass fluctuations provides a mechanism for teleporting entanglement from the pair partners to the BH and the emitted radiation., Comment: 23 pages, 1 figure

We calculate, using our recently proposed semiclassical framework, the quantum state of the Hawking pairs that are produced during the evaporation of a black hole (BH). Our framework adheres to the standard rules of quantum mechanics and incorporates the quantum fluctuations of the collapsing shell spacetime in Hawking's original calculation, while accounting for back-reaction effects. We argue that the negative-energy Hawking modes need to be regularly integrated out; and so these are effectively subsumed by the BH and, as a result, the number of coherent negative-energy modes $N_{coh}$ at any given time is parametrically smaller than the total number of the Hawking particles $N_{total}$ emitted during the lifetime of the BH. We find that $N_{coh}$ is determined by the width of the BH wavefunction and scales as the square root of the BH entropy. We also find that the coherent negative-energy modes are strongly entangled with their positive-energy partners. Previously, we have found that $N_{coh}$ is also the number of coherent outgoing particles and that information can be continually transferred to the outgoing radiation at a rate set by $N_{coh}$. Our current results show that, while the BH is semiclassical, information can be released without jeopardizing the nearly maximal inside-out entanglement and imply that the state of matter near the horizon is approximately the vacuum. The BH firewall proposal, on the other hand, is that the state of matter near the horizon deviates substantially from the vacuum, starting at the Page time. We find that, under the usual assumptions for justifying the formation of a firewall, one does indeed form at the Page time. However, the possible loophole lies in the implicit assumption that the number of strongly entangled pairs can be of the same order of $N_{total}$., Comment: Replaced to agree with the published version. Added clarifications and explanations, error corrected in the calculation of the reduced density matrix in Sect. 6, conclusions unchanged. 48 pages, 1 figure

Production of spin 1/2 fermions and gravitinos by the standard mechanism of amplification of quantum fluctuations during the dilaton-driven inflation phase in models of string cosmology is highly suppressed. Constraints on string cosmology models from gravitational production of gravitinos, contrary to expectations, are similar to constraints on other models., 12 pages, no figures, additional clarifications and typos corrected

A generalized second law in string cosmology accounts for geometric and quantum entropy in addition to ordinary sources of entropy. The proposed generalized second law forbids singular string cosmologies, under certain conditions, and forces a graceful exit transition from dilaton-driven inflation by bounding curvature and dilaton kinetic energy., 11 pages, 3 figures

A cosmological pseudoscalar field coupled to hypercharge topological number density can exponentially amplify hyperelectric and hypermagnetic fields while coherently rolling or oscillating, leading to the formation of a time-dependent condensate of topological number density. The topological condensate can be converted, under certain conditions, into baryons in sufficient quantity to explain the observed baryon asymmetry in the universe. The amplified hypermagnetic field can perhaps sufficiently strengthen the electroweak phase transition, and by doing so, save any pre-existing baryon number asymmetry from extinction., Comment: 8 pages, 4 figures

Axions are produced during a period of dilaton-driven inflation by amplification of quantum fluctuations. We show that for some range of string cosmology parameters and some range of axion masses, primordial axions may constitute a large fraction of the present energy density in the universe in the form of cold dark matter. Due to the periodic nature of the axion potential energy density fluctuations are strongly suppressed. The spectrum of primordial axions is not thermal, allowing a small fraction of the axions to remain relativistic until quite late., Comment: 11 pages, no figures, revtex

Cosmological perturbation equations derived from low-energy effective actions are shown to be invariant under a duality transformation reminiscent of electric-magnetic, strong-weak coupling, S-duality. A manifestly duality-invariant approximation for perturbations far outside the horizon is introduced, and it is argued to be useful even during a high curvature epoch. Duality manifests itself through a remnant symmetry acting on the classical moduli of cosmological models, and implying lower bounds on the number and energy density of produced particles., Comment: 14 pages, LATEX, no figures

We construct, for the first time, a model of graceful exit transition from a dilaton-driven inflationary phase to a decelerated Friedman-Robertson-Walker era. Exploiting a demonstration that classical corrections can stabilize a high curvature string phase while the evolution is still in the weakly coupled regime, we show that if additional terms of the type that may result from quantum corrections to the string effective action exist, and induce violation of the null energy condition, then evolution towards a decelerated Friedman-Robertson-Walker phase is possible. We also observe that stabilizing the dilaton at a fixed value, either by capture in a potential minimum or by radiation production, may require that these quantum corrections are turned off, perhaps by non-perturbative effects or higher order contributions which overturn the null energy condition violation., 17 pages including 9 figures, RevTeX. Uses epsfig

The canonical structure of theories whose Lagrangian contains higher powers of time derivatives is often obscured by the nonlinear relationship between the velocities and momenta. We use the Dirac formalism and define a generalized Legendre transform to overcome some of the difficulties associated with inverting the relation between velocities and momenta. We are then able to define a standard single valued symplectic structure on phase space and a compatible single valued Hamiltonian. We demonstrate the application of our formalism in several examples., 19 pages, 2 figures, v2 typos corrected, some references and clarifications added, replaced to agree with published version

Lovelock gravity is a class of higher-derivative gravitational theories whose linearized equations of motion have no more than two time derivatives. Here, it is shown that any Lovelock theory can be effectively described as Einstein gravity coupled to a p-form gauge field. This extends the known example of an f(R) theory of gravity, which can be described as Einstein gravity coupled to a scalar field., 17 pages

Hawking showed that the radiation emitted from a classical collapsing shell is thermal. Here, we show that a semiclassical collapsing shell emits radiation that is only approximately thermal, with small but significant deviations. The most important difference is the presence of small off-diagonal elements in the radiation density matrix with a magnitude of order $1/\sqrt{S_{BH}}$, $S_{BH}$ being the Bekenstein-Hawking entropy of the incipient black hole. The off-diagonal elements store the correlations between the collapsing shell and the emitted radiation and allow information to continuously leak from the collapsed body. The rate of escape of information is initially very small, increasing to order one by the Page time, when the black hole has lost half its original entropy. We show that, until the Page time, the radiation is almost exactly thermal and that, from this time on, it begins to purify at an increasing rate., 37 pages

We have proposed that the interior of a macroscopic Schwarzschild black hole (BH) consists of highly excited, long, closed, interacting strings and, as such, can be modeled as a collapsed polymer. It was previously shown that the scaling relations of the collapsed-polymer model agree with those of the BH. The current paper further substantiates this proposal with an investigation into some of its dynamical consequences. In particular, we show that the model predicts, without relying on gravitational effects, an emergent horizon. We further show that the horizon fluctuates quantum mechanically as it should and that the strength of the fluctuations is inversely proportional to the BH entropy. It is then demonstrated that the emission of Hawking radiation is realized microscopically by the quantum-induced escape of small pieces of string, with the rate of escape and the energy per emitted piece both parametrically matching the Hawking temperature. We also show, using standard methods from statistical mechanics and chaos theory, how our model accounts for some other known properties of BHs. These include the accepted results for the scrambling time and the viscosity-to-entropy ratio, which in our model apply not only at the horizon but throughout the BH interior.

A large class of string-cosmology backgrounds leads to a spectrum of relic stochastic gravitational waves, strongly tilted towards high frequencies, and characterized by two basic parameters of the cosmological model. We estimate the required sensitivity for detection of the predicted gravitational radiation and show that a region of our parameter space is within reach for some of the planned gravitational-wave detectors., 14 pages, latex, 2 figures included as epsf files

We propose that a large Schwarzschild black hole (BH) is a bound state of highly excited, long, closed strings at the Hagedorn temperature. According to our proposal, the interior of the BH consists, on average, of a uniform distribution of matter with low curvature and large quantum fluctuations about the average. This proposal represents a dramatic departure from any conventional state of matter and from the longstanding expectation that the interior of a BH should look like empty space except for a very small, dense core (the singularity). Standard effective field theory in terms of the metric and other quantum fields is incapable of describing such a state in a meaningful way. However, in polymer physics, such states can be described by a mean field theory in terms of the polymer concentration. We therefore propose that the interior of the BH be described in terms of an effective free-energy density which is a function of the string concentration or entropy density; this density being a highly non-perturbative quantity in terms of the metric and other quantum fields. For a macroscopic BH, our proposed free-energy density contains only linear and quadratic terms, in analogy with that of the theory of collapsed polymers. We calculate the coefficient of the linear term under the accepted assumption that the dominant interaction of the strings at large distances is the gravitational interaction and the coefficient of the quadratic term by relying on explicit string calculations to determine the rate of interaction in terms of the string coupling. Using the effective free energy, we find that the size of the bound state is determined dynamically by the string attractive interactions and derive scaling relations for the entropy, energy and size of the bound state. We show that these agree with the scaling relations of the BH; in particular, with the area law for the BH entropy. The fact that the entropy is not extensive is a result of having strong correlations in the interior state, and the specific form of the entropy-area law originates from the inverse scaling of the effective temperature with the bound-state radius. We also find that the energy density of the bound state is equal to its pressure.

We compute the spectrum of scalar and tensor metric perturbations generated, as amplified vacuum fluctuations, during an epoch of dilaton-driven inflation of the type occurring naturally in string cosmology. In the tensor case the computation is straightforward while, in the scalar case, it is made delicate by the appearance of a growing mode in the familiar longitudinal gauge. In spite of this, a reliable perturbative calculation of perturbations far outside the horizon can be performed by resorting either to appropriate gauge invariant variables, or to a new coordinate system in which the growing mode can be "gauged down". The simple outcome of this complicated analysis is that both scalar and tensor perturbations exhibit nearly Planckian spectra, whose common "temperature" is related to some very basic parameters of the string-cosmology background., 34 pages, latex, no figures

We perform an explicit calculation of the lowest order effects of single eigenvalue instantons on the continuous sector of the collective field theory derived from a $d=1$ bosonic matrix model. These effects consist of certain induced operators whose exact form we exhibit., Comment: Latex document, 36 pages, includes 6 figures appended as uuencoded eps files, preprint CERN-TH.7301/94, UPR-608T

It is argued that the blackhole information paradox originates from treating the blackhole geometry as strictly classical. It is further argued that the theory of quantum fields in a classical curved space with a horizon is an ill posed problem. If the geometry is allowed to fluctuate quantum mechanically, then the horizon effectively disappears. The sharp horizon emerges only in the classical limit when the ratio of the Compton wavelength of the black hole to its Schwarzschild radius vanishes. The region of strong gravity that develops when matter collapses to form the blackhole remains visible to the whole of spacetime and has to be described by a microscopic theory of strong gravity. The arguments imply that the information paradox is demoted from a paradox involving fundamental principles of physics to the problem of describing how matter at the highest densities gravitates., Comment: 23 pages, one figure

The gauge-gravity duality can be used to relate connected multi-point graviton functions to connected multi-point correlation functions of the stress tensor of a strongly coupled fluid. Here, we show how to construct the connected graviton functions for a particular kinematic regime that is ideal for discriminating between different gravitational theories; in particular, between Einstein theory and its leading-order string theory correction. Our analysis begins with the one-particle irreducible graviton amplitudes in an anti-de Sitter black brane background. We show how these can be used to calculate the connected graviton functions and demonstrate that the two types of amplitudes agree in some cases. It is then asserted on physical grounds that this agreement persists in all cases for both Einstein gravity and its leading-order correction. This outcome implies that the corresponding field-theory correlation functions can be read directly off from the bulk Lagrangian, just as can be done for the ratio of the shear viscosity to the entropy density., Comment: 29 pages, 10 figures

A scenario for a quantum big crunch to big bang transition is proposed. We first clarify the similarities between this transition and the final stages of black hole evaporation. The black hole and the universe are thought of as quantum states. The importance of an external observer for understanding the big crunch to big bang transition is emphasized. Then, relying on the similarities between the black hole and the universe, we propose that the transition should be described as an explosion that connects the contracting phase to the expanding one. The explosion occurs when entropy bounds are saturated, or equivalently when the states cease to be semiclassically (meta)stable. We discuss our scenario in three examples: collapsing dust, a brane universe falling into a bulk black hole in anti-de Sitter space, and a contracting universe filled with a negative cosmological constant and a small amount of matter. We briefly discuss the late time observables that may carry some information about the state of the universe before the transition., Comment: 31 pages, 5 figures

We define, by an integral of geometric quantities over a spherical shell of arbitrary radius, an invariant gravitational entropy. This definition relies on defining a gravitational energy and pressure, and it reduces at the horizon of both black branes and black holes to Wald's Noether charge entropy. We support the thermodynamic interpretation of the proposed entropy by showing that, for some cases, the field theory duals of the entropy, energy and pressure are the same as the corresponding quantities in the field theory. In this context, the Einstein equations are equivalent to the field theory thermodynamic relation TdS=dE+PdV supplemented by an equation of state., Comment: 13 pages, Substantial changes to presentation. Conclusions unchanged, version to be published in PLB

Isotropic string cosmology solutions can be classified into two duality related branches: one can be connected smoothly to an expanding Friedman-Robertson-Walker Universe, the other describes accelerated inflation or contraction. We show that, if the dilaton potential has certain generic properties, the two branches can evolve smoothly into each other. We find, however, that just the effects of a potential do not allow for a graceful exit from accelerated inflation in the weak curvature regime. We explain how conformal field theory techniques could be used to give a decisive answer on whether graceful exit from accelerated inflation is possible at all., 13 pages,uuencoded post-script, preprint CERN-TH.7179/94