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A popular technique of designing multiple-input multiple-output (MIMO) communication systems relies on optimizing the positive semidefinite covariance matrix at the source. In this paper, a unified MIMO optimization framework based on the Karush-Kuhn-Tucker (KKT) conditions is proposed. In this framework, with the aid of matrix optimization theory, Theorem 1 presents a generic optimal transmit covariance matrix for MIMO systems with diverse objective functions subject to various power constraints and different levels of channel state information (CSI). Specifically, Theorem 1 fundamentally reveals that for a diverse family of MIMO systems, the optimal transmit covariance matrices associated with different objective functions under various power constraints can be derived in a unified generic water-filling-like form. When applying Theorem 1 to the case of multiple general power constraints, we firstly equivalently transform multiple power constraints into a single counterpart by introducing multiple weighting factors based on Pareto optimization theory. The optimal weighting factors can be found by the proposed modified subgradient method. On the other hand, for the imperfect MIMO system with statistical CSI errors, we firstly address the non-convexity of the robust optimization problem by following the idea of alternating optimization. Finally, our numerical results verify the optimal solution structure in Theorem 1 and the global optimality of the proposed modified subgradient method, as well as demonstrate the performance advantages of the proposed alternating optimization algorithm.

In this paper, we analyze the average transmit power of non-orthogonal multiple access (NOMA) systems with requirements on the user signal-to-interference-plus-noise-ratios (SINRs), and propose new transmission schemes and user clustering algorithms to reduce the average transmit power. First, for systems with a multi-antenna base station (BS) and a single cluster of two single-antenna users, the average transmit power with SINR constraints is analyzed for channel-alignment-based NOMA and multi-user beamforming with matched filter (MF) beamformers. Properties of the average transmit power are obtained with respect to the alignment threshold and the BS antenna number. It is shown that using either scheme alone without the alignment consideration leads to unbounded average transmit power. With the observation that the two schemes have distinct preferred regions of channel alignment, hybrid transmissions of NOMA and multi-user beamforming are proposed for power saving and outage avoidance. Further, for systems with more than two users, clustering algorithms are developed to group users into multiple two-user clusters with respect to the minimization of the total transmit power for NOMA and hybrid schemes. Simulation results are provided to validate our theoretical results. In addition, the proposed transmission schemes and clustering algorithms are shown to achieve significant saving in the average transmit power.

This letter proposes a modified non-orthogonal multiple-access (NOMA) scheme for systems with a multi-antenna base station (BS) and two single-antenna users, where NOMA transmissions are conducted only when the absolute correlation coefficient (CC) between the user channels exceeds a threshold and the BS uses matched-filter (MF) precoding along the user with the stronger average channel gain. We derive the average minimal transmit power to guarantee the signal-to-interference-plus-noise-ratio (SINR) levels of both users. Our results show that the average minimal power grows logarithmically in the reciprocal of the CC threshold and a non-zero threshold is necessary for the modified NOMA scheme to have finite average minimal transmit power. Further, for the massive MIMO scenario, we derive the scaling laws of the average transmit power and outage probability with respect to the antenna numbers, as well as their tradeoff law. Simulation results are shown to validate our theoretical results., Comment: This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessible

This paper analyzes the performance of multi-user full-duplex (FD) massive multiple-input multiple-output (MIMO) systems with low resolution analog-to-digital converters (ADCs) and digital-to-analog converters (DACs) under Rician fading channels. The maximum ratio combining and maximum ratio transmission are used at the base station (BS) for the uplink and downlink, respectively. By leveraging on the additive quantization noise model, tight closed-form approximations of the uplink and downlink achievable rates are obtained for both perfect and imperfect channel state information cases. The results show the impact of the Rician $K$ -factor, ADC/DAC resolution, loop interference, and inter-user interference of the systems. In addition, we adopt the power scaling law to show that to achieve a fixed level of the signal-to-interference-plus-noise ratio, the transmit power of each user and the BS can be scaled down proportionally to the inverse of the BS antenna number. Moreover, we compare the performance of the FD mode and the half-duplex mode, and study the trade-off between the achievable rate and BS energy efficiency. Numerical results show that the use of low-resolution ADCs/DACs can significantly improve the BS energy efficiency with only small reduction in the achievable rate of the FD system.

In this paper, a deep learning (DL)-based sphere decoding algorithm is proposed, where the radius of the decoding hypersphere is learned by a deep neural network (DNN). The performance achieved by the proposed algorithm is very close to the optimal maximum likelihood decoding (MLD) over a wide range of signal-to-noise ratios (SNRs), while the computational complexity, compared to existing sphere decoding variants, is significantly reduced. This improvement is attributed to the DNN’s ability of intelligently learning the radius of the hypersphere used in decoding. The expected complexity of the proposed DL-based algorithm is analytically derived and compared with existing ones. It is shown that the number of lattice points inside the decoding hypersphere drastically reduces in the DL-based algorithm in both the average and worst-case senses. The effectiveness of the proposed algorithm is shown through the simulation for high-dimensional multiple-input multiple-output (MIMO) systems, using high-order modulations.

An uplink multi-user massive Multi-input multi-output (MIMO) system is considered with a mixed Analog-to-digital converter (ADC) architecture under imperfect Channel state information (CSI). A closed-form approximation for the Spectral efficiency (SE) is derived for a general mixed ADC structure with any resolution profile. To achieve a balance between the SE and receive Energy efficiency (EE) of the system, the ADC resolution profile optimization problem that maximizes a linear combination of the SE and the Base station (BS) receive power consumption is formulated. An algorithm based on gradient search is proposed whose complexity is linear in the number of BS antennas. Numerical results verify that the proposed ADC resolution design largely outperforms the two-level structure especially in the lower SE region and provides more choices than the uniform-ADC architecture for resolving the SE-EE tradeoff.

This paper is on abnormality detection, where the observed data under the normal condition is assumed to be independent and identically distributed (i.i.d.) and follow the generalized Gaussian distribution (GGD) with shape parameter greater than 1. The Kullback–Leibler divergence (KLD) between the estimated GGD of the observed data and the normal one is used as the test statistic. An analytical expression of the KLD is derived under the normal condition when the number of samples is large; then, two algorithms with constant and adaptive thresholds are proposed. Extensive simulated and industrial case studies are conducted to verify the analytical results and to show the effectiveness of the proposed algorithms.

Zero-forcing (ZF) precoding plays an important role for massive MIMO downlink due to its near optimal performance. However, the high computation cost of the involved matrix inversion hinders its application. In this paper, we adopt the first order Neumann series (NS) for a low-complexity approximation. By introducing a relaxation parameter jointly with one selected user's interference to others into the precondition matrix, we propose the identity-plus-column NS (ICNS) method. By further exploiting the multi-user diversity gain via choosing the user with the largest interference to others, the ordered ICNS method is also proposed. Moreover, the sum-rate approximations of the proposed ICNS method and the competitive existing identity matrix based NS (INS) method are derived in closed-form, based on which the performance loss of ICNS due to inversion approximation compared with ideal ZF and its performance gain over INS are explicitly analyzed for three typical massive MIMO scenarios. Finally, simulations verify our analytical results and also show that the proposed two designs achieve better performance-complexity tradeoff than ideal ZF and existing low-complexity ZF precodings for practical large antenna number, correlated channels and not-so-small loading factor., Comment: 30 Pages, 9 figures, submitted to IEEE Transactions on Communications

In this paper, we study the beam-based training design jointly with the transmission design for hybrid massive antenna single-user (SU) and multiple-user (MU) systems where outage probability is adopted as the performance measure. For SU systems, we propose an interleaved training design to concatenate the feedback and training procedures, thus making the training length adaptive to the channel realization. Exact analytical expressions are derived for the average training length and the outage probability of the proposed interleaved training. For MU systems, we propose a joint design for the beam-based interleaved training, beam assignment, and MU data transmissions. Two solutions for the beam assignment are provided with different complexity-performance tradeoff. Analytical results and simulations show that for both SU and MU systems, the proposed joint training and transmission designs achieve the same outage performance as the traditional full-training scheme but with significant saving in the training overhead., 16 Pages (double column), 11 figures. This work has been accepted by the IEEE Journal of Selected Topics in Signal Processing (JSTSP), Special Issue on Hybrid Analog - Digital Signal Processing for Hardware-Efficient Large Scale Antenna Arrays. This version is different from the former one due to the revisions made for the comments of 1st and 2nd round review

This paper considers the uplink of multiuser massive multi-input multi-output systems with a mixed analog-to-digital converter (ADC) architecture, in which the base station (BS) is equipped with ADCs of different resolution levels. While higher resolution, ADCs reduce the quantization error to improve the performance; they also incur higher energy. This paper studies the receive energy efficiency (EE) and the ADC resolution profile design under the maximum-ratio combining receiver. First, closed-form approximations for the spectral efficiency (SE) and receive EE are derived for a general mixed ADC structure. Then, the ADC resolution profile optimization problem that maximizes the receive EE with respect to SE requirement is formulated. An algorithm based on decremental searching and dynamic programming is proposed whose complexity is linear in the number of BS antennas. Numerical results verify that with the proposed design, the mixed-ADC receiver can have nearly the same SE performance as the all full-resolution one but with considerably lighter burden of energy consumption.

This paper conducts sensitivity analysis and sensitivity-based design for linear filter alarm monitoring systems. Based on a derivative-based local sensitivity measure, models are proposed to assess the sensitivity of the system detection errors to changes in the trip point and to uncertainties in the collected data. Then, analytical expressions are derived to quantitatively evaluate the sensitivity of a general linear alarm filter with unknown data distributions. Subsequently, a new sensitivity-based linear filter design method is formulated to minimize a weighted sum of the detection errors subject to upper bounds on the system sensitivities. Extensive simulations with both Gaussian and industrial data are conducted to verify the analytical results and to show trade-offs between the detection errors and sensitivities of linear filter alarm system.

This paper provides a comprehensive scaling law-based performance analysis for multicell multiuser massive multiple-input-multiple-output (MIMO) downlink systems. Imperfect channel state information (CSI), pilot contamination, and channel spatial correlation are all considered. First, a sum-rate lower bound is derived by exploiting the asymptotically deterministic property of the received signal power, while keeping the random nature of other components in the signal-to-interference-plus-noise-ratio (SINR) intact. Via a general scaling model on important network parameters, including the number of users, the channel training energy and the data transmission power, with respect to the number of base station antennas, the asymptotic scaling law of the effective SINR is obtained, which reveals quantitatively the tradeoff of the network parameters. More importantly, pilot contamination and pilot contamination elimination (PCE) are considered in the analytical framework. In addition, the applicability of the derived asymptotic scaling law in practical systems with large but finite antenna numbers are discussed. Finally, sufficient conditions on the parameter scalings for the SINR to be asymptotically deterministic in the sense of mean square convergence are provided, which covers existing results on such analysis as special cases and shows the effect of PCE explicitly.

Mean-squared-error (MSE) is one of the most widely used performance metrics for the designs and analysis of multi-input-multiple-output (MIMO) communications. Weighted MSE minimization, a more general formulation of MSE minimization, plays an important role in MIMO transceiver optimization. While this topic has a long history and has been extensively studied, existing treatments on the methods in solving the weighted MSE optimization are more or less sporadic and non-systematic. In this paper, we firstly review the two major methodologies, Lagrange multiplier method and majorization theory based method, and their common procedures in solving the weighted MSE minimization. Then some problems and limitations of the methods that were usually neglected or glossed over in existing literature are provided. These problems are fundamental and of critical importance for the corresponding MIMO transceiver optimizations. In addition, a new extended matrix-field weighted MSE model is proposed. Its solutions and applications are discussed in details. Compared with existing models, this new model has wider applications, e.g., nonlinear MIMO transceiver designs and capacity-maximization transceiver designs for general MIMO networks., 34 Pages, 4 figures

Early and accurate detection of incipient cable faults is of a great interest to the utility industry. Such faults can be classified into subcycle and multicycle types. Although a lot of research has been conducted on subcycle types of faults, little work has been done for multicycle types of faults. This paper proposes a novel method for detecting and locating a multicycle incipient fault in a cable. The incipient fault is modeled as a self-clearing arcing fault. The distortion degree of calculated voltage is used to detect the occurrence of an incipient fault. The degree of match between the measured and calculated waveforms is used to guide the search for the fault distance. The accuracy is further improved by taking into account the incipient fault angle as seen in the voltage waveform and the power loss characteristics. The proposed method has been verified by PSCAD/EMTDC simulations. Lab experiments are also conducted to further validate the proposed detection method.

In recent years, power quality (PQ) disturbance data are increasingly applied to extract useful information about the condition of power systems, such as monitoring incipient equipment failures. A prerequisite for such applications is the ability for a PQ monitor to detect abnormal waveforms. In response to this need, a generic method for waveform abnormality detection is proposed in this paper. The proposed method has two unique features. First, abnormalities are detected by comparing the statistical distributions of waveform variations with and without disturbances. Kullback-Leibler divergence (KLD) is used to assess the difference of the distributions. An abnormality exists if the KLD is larger than a threshold. Second, current waveforms are used for detection since they are more sensitive to equipment conditions. The difficulty to set a proper threshold due to large variations of current values is overcome through the adoption of KLD as the distance measure and a systematic threshold selection scheme. The scheme maximizes the detection probability for a given false alarm probability. Field-measured data and simulated data are applied to verify the effectiveness of the method.

We consider the use of deep neural network (DNN) to develop a decision-directed (DD)-channel estimation (CE) algorithm for multiple-input multiple-output (MIMO)-space-time block coded systems in highly dynamic vehicular environments. We propose the use of DNN for $k$ -step channel prediction for space-time block code (STBC), and show that deep learning (DL)-based DD-CE can remove the need for Doppler rate estimation in fast time-varying quasi stationary channels, where the Doppler rate varies from one packet to another. Doppler rate estimation in this kind of vehicular channels is remarkably challenging and requires a large number of pilots and preambles, leading to lower power and spectral efficiency. We train two DNNs which learn the real and imaginary parts of the MIMO fading channels over a wide range of Doppler rates. We demonstrate that by these DNNs, DD-CE can be realized with only priori knowledge about Doppler rate range and not the exact value. For the proposed DD-CE algorithm, we also analytically derive the maximum likelihood (ML) decoding algorithm for STBC transmission. The proposed DL-based DD-CE is a promising solution for reliable communication over vehicular MIMO fading channels without accurate mathematical models. This is because DNNs can intelligently learn the statistics of the fading channels. Our simulation results show that the proposed DL-based DD-CE algorithm exhibits lower error propagation compared to existing DD-CE algorithms which require perfect knowledge of the Doppler rate.

This work analyses the average signal-to-noise ratio (SNR) and ergodic capacity of large-scale relay networks with best relay selection (BRS). First, extreme value theory (EVT) is used to obtain an implicit expression for the asymptotic cumulative distribution function (cdf) of the received SNR when the number of relays is high. Then, via high power approximations, closed-form expressions for the cdf and probability density function (pdf) of the received SNR are achieved, from which closed-form expressions of the average received SNR and ergodic capacity are derived. Insights on the array gain and ergodic capacity behavior of BRS can be observed from the derived results. Simulations show that the derived approximations are tight, even for not-so-large relay networks.

This paper investigated the uplink of multi-user massive multi-input multi-output (MIMO) systems with a mixed analog-to-digital converter (ADC) receiver architecture, in which some antennas are equipped with costly full-resolution ADCs and others with less expensive low-resolution ADCs. A closed-form approximation of the achievable spectral efficiency (SE) with the maximum-ratio combining (MRC) detector is derived. Based on this approximated result, the effects of the number of base station antennas, the transmit power, the proportion of full-resolution ADCs in the mixed-ADC structure, and the number of quantization bits of the low-resolution ADCs are revealed. Results showcase that the achievable SE increases with the number of BS antennas and quantization bits, and it converges to a saturated value in the high user power regime or the full ADC resolution case. Most important, this work efficiency verifies that for massive MIMO, the mixed-ADC receiver with a small fraction of full-resolution ADCs can have comparable SE performance with the receiver with all full-resolution ADCs but at a considerably lower hardware cost., Comment: 11 pages, 3 figures

Water-filling solutions play an important role in the designs for wireless communications, e.g., transmit covariance matrix design. A traditional physical understanding is to use the analogy of pouring water over a pool with fluctuating bottom. Numerous variants of water-filling solutions have been discovered during the evolution of wireless networks. To obtain the solution values, iterative computations are required, even for simple cases with compact mathematical formulations. Thus, algorithm design is a key issue for the practical use of water-filling solutions, which however has been given marginal attention in the literature. Many existing algorithms are designed on a case-by-case basis for the variations of water-filling solutions and/or with complex logics. In this paper, a new viewpoint for water-filling solutions is proposed to understand the problem dynamically by considering changes in the increasing rates on different subchannels. This fresh viewpoint provides useful mechanism and fundamental information in finding the optimization solution values. Based on the new understanding, a novel and comprehensive method for practical water-filling algorithm design is proposed, which can be used for systems with various performance metrics and power constraints, even for systems with imperfect channel state information (CSI)., 16 pages, 3 figures. This manuscript is submitted to IEEE Transactions on Signal Processing

Non-orthogonal multiple access (NOMA), as the newest member of the multiple access family, is envisioned to be an essential component of 5G mobile networks. The combination of NOMA and multi-antenna multi-input multi-output (MIMO) technologies exhibits a significant potential in improving spectral efficiency and providing better wireless services to more users. In this article, we introduce the basic concepts of MIMO-NOMA and summarize the key technical problems in MIMO-NOMA systems. Then, we explore the problem formulation, beamforming, user clustering, and power allocation of single/multi-cluster MIMO-NOMA in the literature along with their limitations. Furthermore, we point out an important issue of the stability of successive interference cancellation (SIC) that arises using achievable rates as performance metrics in practical NOMA/MIMO-NOMA systems. Finally, we discuss incorporating NOMA with massive/millimeter wave MIMO, and identify the main challenges and possible future research directions in this area., 14 pages (single column), 4 figures. This work has been accepted by the IEEE Wireless Communications, the special issue of non-orthogonal multiple access for 5G

High power consumption and hardware cost are two barriers for practical massive multiple-input multiple-output (mMIMO) systems. A promising solution is to employ low-resolution analog-to-digital converters (ADCs). In this paper, we consider a general mMIMO multi-way relaying system with a multi-level mixed-ADC architecture, in which each antenna is connected to an ADC pair of an arbitrary resolution. By leveraging on Bussgang's decomposition theorem and Lloyd-Max algorithm for quantization, tight closed-form approximations are derived for the average achievable rates of zero-forcing (ZF) relaying considering both perfect and imperfect channel state information (CSI). To conquer the challenges caused by multi-way relaying, the complicated ZF beam-forming matrix, and the general mixed-ADC structure, we develop a novel method for the achievable rate analysis using the singular-value decomposition (SVD) for Gaussian matrices, distributions of the singular values of Gaussian matrices, and properties of Haar matrices. The results explicitly show the achievable rate behavior in terms of the user and relay transmit powers and the numbers of relay antennas and users. Most importantly, it quantifies the performance degradation caused by low-resolution ADCs and channel estimation error. We demonstrate that the average achievable rate has an almost linear relation with the square of the average of quantization coefficients pertaining to the ADC resolution profile., Comment: Part of this work on the performance analysis of mMIMO multi-way relay networks with low-resolution uniform-ADC structures has been presented at the IEEE International Conference on Communications (ICC) 2019 [1]

In this paper, we study the power allocation problem in a multiuser cooperative network, where users help each other's transmissions to an access point. We use iterative double auction (IDA) game to model the interaction among the users and the access point. In each iteration of this game, the users first submit bids for buying other users' power and asks for selling its own power, and then, the access point determines the power allocation based on users' bids and asks. We propose a distributed algorithm for the implementation of the IDA-based power allocation. We also show that the proposed algorithm achieves a weighted sum signal-to-noise ratio (sum-SNR)-optimal solution. Simulation results are conducted to verify the performance of the proposed algorithm.

The ever increasing demands for mobile network access have resulted in a significant increase in bandwidth usage. By improving the system spectral efficiency, multi-way relay networks (MWRNs) provide promising approaches to address this challenge. In this paper, we propose a novel linear beamforming design, namely partial zero-forcing (PZF), for MWRNs with a multiple-input-multiple-output (MIMO) relay. Compared to zero-forcing (ZF), PZF relaxes the constraints on the relay beamforming matrix such that only partial user-interference, instead of all, is canceled at the relay. The users eliminate the remaining interferences through self-interference and successive interference cancellation. A sum-rate maximization problem is formulated and solved to exploit the extra degrees-of-freedom resulted from PZF. Simulation results show that the proposed PZF relay beamforming design achieves significantly higher network sum-rates than the existing linear beamforming designs.

For massive MIMO public channel with any sector size in either microwave or millimeter wave (mmwave) band, this paper studies the beamforming design to minimize the transmit power while guaranteeing the quality of service (QoS) for randomly deployed users. First the ideal beampattern is derived via Parseval Identity, based on which a beamforming design problem is formulated to minimize the gap with the idea beampattern. The problem is transformable to a multiconvex one and an iterative optimization algorithm is used to obtain the full-digital beamformer. In addition, with the help of same beampattern theorem, the power amplifier (PA) efficiency of the beamformer is improved with unchanged beampattern. Finally, the practical hybrid implementation is obtained that achieves the full-digital beamformer solution. Simulations verify the advantages of the proposed scheme over existing ones., Accepted by IEEE Transactions on Vehicular Technology

This paper investigates the relay selection (RS) problem in networks with multiple users and multiple common amplify-and-forward (AF) relays. Considering the overall quality-of-service of the network, we first specify our definition of optimal RS for multiple-user relay networks. Then an optimal RS (ORS) algorithm is provided, which is a straightforward extension of an RS scheme in the literature that maximizes the minimum end-to-end receive signal-to-noise ratio (SNR) of all users. The complexity of the ORS is quadratic in both the number of users and the number of relays. Then a suboptimal RS (SRS) scheme is proposed, which has linear complexity in the number of relays and quadratic complexity in the number of users. Furthermore, diversity orders of both the ORS and the proposed SRS are theoretically derived and compared with those of a naive RS scheme and the single-user RS network. It is shown that the ORS achieves full diversity; while the diversity order of the SRS decreases with the the number of users. For two-user networks, the outage probabilities and array gains corresponding to the minimum SNR of the RS schemes are derived in closed forms. It is proved that the advantage of the SRS over the naive RS scheme increases as the number of relays in the network increases. Simulation results are provided to corroborate the analytical results.

This paper studies relay selection schemes for two-way amplify-and-forward (AF) relay networks. For a network with two users that exchange information via multiple AF relays, we first consider a single-relay selection (SRS) scheme based on the maximization of the worse signal-to-noise ratio (SNR) of the two end users. The cumulative distribution function (CDF) of the worse SNR of the two users and its approximations are obtained, based on which the block error rate (BLER), the diversity order, the outage probability, and the sum-rate of the two-way network are derived. Then, with the help of a relay ordering, a multiple-relay selection (MRS) scheme is developed. The training overhead and feedback requirement for the implementation of the relay selection schemes are discussed. Numerical and simulation results are provided to corroborate the analytical results.

This paper deals with optimal joint user power control and relay distributed beamforming for two-way relay networks, where two end-users exchange information through multiple relays, each of which is assumed to have its own power constraint. The problem includes the design of the distributed beamformer at the relays and the power control scheme for the two end-users to optimize the network performance. Considering the overall two-way network performance, we maximize the lower signal-to-noise ratio (SNR) of the two communication links. For single-relay networks, this maximization problem is solved analytically. For multi-relay networks, we propose an iterative numerical algorithm to find the optimal solution. While the complexity of the optimal algorithm is too high for large networks, two sub-optimal algorithms with low complexity are also proposed, which are numerically shown to perform close to the optimal technique. It is also shown via simulation that for two-way networks with both single relay and multiple relays, proper user power control and relay distributed beamforming can significantly improve the network performance, especially when the power constraints of the two end-users in the networks are unbalanced. Our approach also improves the power efficiency of the network largely.

This paper considers a multiuser single-relay wireless network, where the relay gets paid for helping users forward signals, and the users pay to receive the relay service. We study the relay power allocation and pricing problems and model the interaction between the users and the relay as a two-level Stackelberg game. In this game, the relay, which is modeled as the service provider and the leader of the game, sets the relay price to maximize its revenue, whereas the users are modeled as customers and followers who buy power from the relay for higher transmission rates. We use a bargaining game to model the negotiation among users to achieve a fair allocation of relay power. Based on the proposed fair relay power allocation rule, the optimal relay power price that maximizes the relay revenue is derived analytically. Simulation shows that the proposed power allocation scheme achieves higher network sum rate and relay revenue than the even power allocation. Furthermore, compared with the sum-rate-optimal solution, simulation shows that the proposed scheme achieves better fairness with comparable network sum rate for a wide range of network scenarios. The proposed pricing and power allocation solutions are also shown to be consistent with the laws of supply and demand.

In this paper, channel training and coherent decodings under channel estimation error are investigated for relay networks with one single-antenna transmitter, R single-antenna relays, and one R-antenna receiver. A two-stage training scheme is proposed to estimate both the relay-receiver and the transmitter-relay channels at the receiver, which are commonly required in amplify-and-forward (AF) relay networks. We use distributed space-time coding (DSTC) for data transmission and investigate the effect of channel estimation errors on network performance. Two coherent decodings are considered: mismatched decoding in which channel estimations are treated as if perfect, and matched decoding in which estimation error is taken into consideration. We show that for full diversity, with mismatched decoding, at least 3R symbol intervals are required for training; while with matched decoding, R+2 symbol intervals for training are enough. The complexities of the decoding schemes are investigated. To achieve a balance between performance and complexity, an adaptive decoding scheme is proposed. Simulated error rates are shown to justify the analytical results.

This paper considers transmission schemes in multi-access relay networks (MARNs) where $J$ single-antenna sources send independent information to one $N$-antenna destination through one $M$-antenna relay. For complexity considerations, we propose a linear framework, where the relay linearly transforms its received signals to generate the forwarded signals without decoding and the destination uses its multi-antennas to fully decouple signals from different sources before decoding, by which the decoding complexity is linear in the number of sources. To achieve a high symbol rate, we first propose a scheme called DSTC-ICRec in which all sources' information streams are concurrently transmitted in both the source-relay link and the relay-destination link. In this scheme, distributed space-time coding (DSTC) is applied at the relay, which satisfies the linear constraint. DSTC also allows the destination to conduct the zero-forcing interference cancellation (IC) scheme originally proposed for multi-antenna systems to fully decouple signals from different sources. Our analysis shows that the symbol rate of DSTC-ICRec is $1/2$ symbols/source/channel use and the diversity gain of the scheme is upperbounded by $M-J+1$. To achieve a higher diversity gain, we propose another scheme called TDMA-ICRec in which the sources time-share the source-relay link. The relay coherently combines the signals on its antennas to maximize the signal-to-noise ratio (SNR) of each source, then concurrently forwards all sources' information. The destination performs zero-forcing IC. It is shown through both analysis and simulation that when $N \ge 2J-1$, TDMA-ICRec achieves the same maximum diversity gain as the full TDMA scheme in which the information stream from each source is assigned to an orthogonal channel in both links, but with a higher symbol rate., Comment: submitted to IEEE Transaction on Signal Processing

This paper is on beamforming in wireless relay networks with perfect channel information at relays, the receiver, and the transmitter if there is a direct link between the transmitter and receiver. It is assumed that every node in the network has its own power constraint. A two-step amplify-and-forward protocol is used, in which the transmitter and relays not only use match filters to form a beam at the receiver but also adaptively adjust their transmit powers according to the channel strength information. For a network with any number of relays and no direct link, the optimal power control is solved analytically. The complexity of finding the exact solution is linear in the number of relays. Our results show that the transmitter should always use its maximal power and the optimal power used at a relay is not a binary function. It can take any value between zero and its maximum transmit power. Also, this value depends on the quality of all other channels in addition to the relay's own channels. Despite this coupling fact, distributive strategies are proposed in which, with the aid of a low-rate broadcast from the receiver, a relay needs only its own channel information to implement the optimal power control. Simulated performance shows that network beamforming achieves the maximal diversity and outperforms other existing schemes. Then, beamforming in networks with a direct link are considered. We show that when the direct link exists during the first step only, the optimal power control is the same as that of networks with no direct link. For networks with a direct link during the second step, recursive numerical algorithms are proposed to solve the power control problem. Simulation shows that by adjusting the transmitter and relays' powers adaptively, network performance is significantly improved., 33 pages, 12 figures. This paper was submitted to IEEE Trans. on Information Theory. In this version, some modification is made on the presentation. Parts of this work were presented at ICASSP07 and ITA08

Distributed space-time coding was proposed to achieve cooperative diversity in wireless relay networks without channel information at the relays. Using this scheme, antennas of the distributive relays work as transmit antennas of the sender and generate a space-time code at the receiver. It achieves the maximal diversity when the transmit power is infinitely large. This paper is on the design of practical distributed space-time codes (DSTCs). We use orthogonal and quasi-orthogonal designs which are originally used in the design of space-time codes for multiple-antenna systems. It is well known that orthogonal space-time codes have full diversity and linear decoding complexity. They are particularly suitable for transmissions in the network setting using distributed space-time coding since their ldquoscale-freerdquo property leads to good performance. Our simulations show that they achieve lower error rates than the random code. We also compare distributed space-time coding to selection decode-and-forward using the same orthogonal designs. Simulations show that distributed space-time coding achieves higher diversity than selection decode-and-forward (DF) when there is more than one relay. We also generalize the distributed space-time coding scheme to wireless relay networks with channel information at the relays. Although our analysis and simulations show that there is no improvement in the diversity, in some networks, having channel information at the relays saves both the transmission power and the transmission time.

In practical multi-input multi-output (MIMO) systems, the channel matrices often have reduced rank. Reliable detection of the channel rank is essential in achieving the significant gain provided by MIMO configuration. Existing work on MIMO channel rank detection assume a static channel model, so the proposed methods only consider the noise distributions while the distributions of the MIMO channels are not considered. In this paper, we employ a random channel model and propose three threshold-based rank detection methods which take into account the distributions of both the channels and the noises. In our first algorithm, following existing single-threshold rank detection scheme, we rigorously derive an analytical lower bound on the correct rank detection probability and propose a systematic threshold selection method by maximizing the lower bound. Then we propose two new rank detection methods which use multiple thresholds, where each threshold corresponds to one possible rank value. The thresholds are optimized based on the derived lower bounds on the rank detection probability for different channel rank values. The convergence and complexity of the proposed algorithms are analyzed. Simulation results on the correct rank detection probability of the proposed schemes are provided to show their advantage over existing schemes. The mean-squared-error (MSE) and outage probability are also simulated to show the importance of reliable rank detection in MIMO communications.

The ever increasing demands for mobile Internet access have resulted a significant growth in bandwidth usage. Multi-way relay networks (MWRNs) can address this challenge by improving the system spectral efficiency. In this work, we further improve the spectral efficiency of MWRNs by proposing a novel linear beamforming design, namely partial zero-forcing (PZF), for MWRNs with a multiple-input-multiple-output relay. Compared to zero-forcing (ZF), in PZF, the constraints on the relay beamforming are relaxed such that only partial user-interference, instead of all, is canceled at the relay. After receiving the relay's signal, the users eliminate the remaining interferences through self-interference and successive interference cancellation. By taking such two-stage interference cancellation, PZF better exploits the degrees-of-freedom in MWRNs and achieves higher data rates than ZF.

We apply the idea of space-time coding devised for multiple-antenna systems to the problem of communications over a wireless relay network with Rayleigh fading channels. We use a two-stage protocol, where in one stage the transmitter sends information and in the other, the relays encode their received signals into a “distributed” linear dispersion (LD) code, and then transmit the coded signals to the receive node. We show that for high SNR, the pairwise error probability (PEP) behaves as (log P/P)min{T,R}, with T the coherence interval, that is, the number of symbol periods during which the channels keep constant, R the number of relay nodes, and P the total transmit power. Thus, apart from the log P factor, the system has the same diversity as a multiple-antenna system with R transmit antennas, which is the same as assuming that the R relays can fully cooperate and have full knowledge of the transmitted signal. We further show that for a network with a large number of relays and a fixed total transmit power across the entire network, the optimal power allocation is for the transmitter to expend half the power and for the relays to collectively expend the other half. We also show that at low and high SNR, the coding gain is the same as that of a multiple-antenna system with R antennas. However, at intermediate SNR, it can be quite different, which has implications for the design of distributed space-time codes.

Fully diverse constellations, i.e., a set of unitary matrices whose pairwise differences are nonsingular, are useful in multiantenna communications especially in multiantenna differential modulation, since they have good pairwise error properties. Recently, group theoretic ideas, especially fixed-point-free (fpf) groups, have been used to design fully diverse constellations of unitary matrices. Here, we give systematic design methods of space-time codes which are appropriate for three-transmit-antenna differential modulation. The structures of the codes are motivated by the special unitary Lie group SU(3). One of the codes, which is called the AB code, has a fast maximum-likelihood (ML) decoding algorithm using complex sphere decoding. Diversity products of the codes can be easily calculated, and simulated performance shows that they are better than group-based codes, especially at high rates and as good as the elaborately designed nongroup code.

Fully diverse constellations, i.e., sets of unitary matrices whose pairwise differences are nonsingular, are useful in multiple-antenna communications, especially in multiple-antenna differential modulation, since they have good pairwise error properties. Recently, group theoretic ideas, especially fixed-point-free (fpf) groups, have been used to design fully diverse constellations of unitary matrices. Here we construct four-transmit-antenna constellations appropriate for differential modulation based on the symplectic group Sp(2). They can be regarded as extensions of Alamouti's celebrated two-transmit-antenna orthogonal design which can be constructed from the group Sp(1). We further show that the structure of Sp(2) codes lends itself to efficient maximum-likelihood (ML) decoding via the sphere decoding algorithm. Finally, the performance of Sp(2) codes is compared with that of other existing codes including Alamouti's orthogonal design, a 4/spl times/4 complex orthogonal design, Cayley differential unitary space-time codes and group-based codes.

In this paper, we analyze the achievable rate of the uplink of a single-cell multi-user distributed massive multiple-input-multiple-output (MIMO) system. The multiple users are equipped with single antenna and the base station (BS) is equipped with a large number of distributed antennas. We derive an analytical expression for the asymptotic ergodic achievable rate of the system under zero-forcing (ZF) detector. In particular, we consider circular antenna array, where the distributed BS antennas are located evenly on a circle, and derive an analytical expression and closed-form tight bounds for the achievable rate of an arbitrarily located user. Subsequently, closed-form bounds on the average achievable rate per user are obtained under the assumption that the users are uniformly located in the cell. Based on the bounds, we can understand the behavior of the system rate with respect to different parameters and find the optimal location of the circular BS antenna array that maximizes the average rate. Numerical results are provided to assess our analytical results and examine the impact of the number and the location of the BS antennas, the transmit power, and the path-loss exponent on system performance. It is shown that circularly distributed massive MIMO system largely outperforms centralized massive MIMO system., Single column, 30 pages, 8 figures. Submitted to IEEE Transactions on Wireless Communications

We study multi-user transmission and detection schemes for a multi-access relay network (MARN) with linear constraints at all nodes. In a $(J, J_a, R_a, M)$ MARN, $J$ sources, each equipped with $J_a$ antennas, communicate to one $M$-antenna destination through one $R_a$-antenna relay. A new protocol called IC-Relay-TDMA is proposed which takes two phases. During the first phase, symbols of different sources are transmitted concurrently to the relay. At the relay, interference cancellation (IC) techniques, previously proposed for systems with direct transmission, are applied to decouple the information of different sources without decoding. During the second phase, symbols of different sources are forwarded to the destination in a time division multi-access (TDMA) fashion. At the destination, the maximum-likelihood (ML) decoding is performed source-by-source. The protocol of IC-Relay-TDMA requires the number of relay antennas no less than the number of sources, i.e., $R_a\ge J$. Through outage analysis, the achievable diversity gain of the proposed scheme is shown to be $\min\{J_a(R_a-J+1),R_aM\}$. When {\small$M\le J_a\left(1-\frac{J-1}{R_a}\right)$}, the proposed scheme achieves the maximum interference-free (int-free) diversity gain $R_aM$. Since concurrent transmission is allowed during the first phase, compared to full TDMA transmission, the proposed scheme achieves the same diversity, but with a higher symbol rate., submitted to IEEE Transaction on Wireless Communication

The idea of space-time coding devised for multiple-antenna systems is applied to the problem of communication over a wireless relay network, a strategy called distributed space-time coding, to achieve the cooperative diversity provided by antennas of the relay nodes. In this paper, we extend the idea of distributed space-time coding to wireless relay networks with multiple-antenna nodes and fading channels. We show that for a wireless relay network with M antennas at the transmit node, N antennas at the receive node, and a total of ℛ antennas at all the relay nodes, provided that the coherence interval is long enough, the high SNR pairwise error probability (PEP) behaves as (1/P)min{M,N}ℛ if M≠N and (log1/MP/P)ℳℛ if M=N, where P is the total power consumed by the network. Therefore, for the case of M≠N, distributed space-time coding achieves the maximal diversity. For the case of M=N, the penalty is a factor of log1/MP which, compared to P, becomes negligible when P is very high.

We apply the idea of space-time coding devised for multiple antenna systems to the communication over a wireless relay network. We use a two stage protocol, where in one stage the transmitter sends information and in the other, the relay nodes encode their received signals into a "distributed" linear dispersion code, and then transmit the coded signals to the receiver. We show that for high SNR the pairwise error probability (PEP) behaves as (log P/P)/sup min{T,R}/ with T the coherence interval, R the number of relay nodes and P the total transmit power. Thus, apart from the log P factor and assuming T/spl ges/R, the system has the same diversity as a multi-antenna system with R transmit antennas, which is the same as assuming that the R relay nodes can fully cooperate and have full knowledge of the transmitted signal. We further show that for a fixed total transmit power across the entire network, the optimal power allocation is for the transmitter to expend half the power and for the relays to collectively expend the other half. We also show that at low and high SNR, the coding gain is the same as that of a multi-antenna system with R antennas. At intermediate SNR, it can be quite different, which has implications for the design of distributed space-time codes.

In [1], the idea of distributed space-time coding was proposed to achieve a degree of cooperative diversity in a wireless relay network. In particular, for a relay network with a single-antenna transmitter and receiver and R single-antenna relays, it was shown that the pairwise error probability (PEP) decays as ((log P)/P)^R, where P is the total transmit power. In this paper, we extend the results to wireless relay networks where the transmitter, receiver, and/or relays may have multiple antennas. Assuming that the transmitter has M antennas, the receiver has N antennas, the sum of all the antennas at the relay nodes is R, and the coherence interval is long enough, we show that the PEP behaves as (1/P)^(min{M,N}R), if M ≠ N, and ((log^(1/M)P)/p)^(MR), if M=N. Therefore, for the case of M ≠ N, distributed space-time coding has the same PEP performance as a multiple-antenna system with min{M, N}R transmit and a single receive antenna. For the case of M = N, the penalty on the PEP compared to a multiple-antenna system is a log^(1/M) P factor, which is negligible at high SNR. We also show that for a fixed total transmit power across the entire network, the optimal power allocation is for the transmitter to expend half the power and for the relays to share the other half with the power used by each relay being proportional to the number of antennas it has.

We apply the idea of space-time coding devised for multiple-antenna systems to the problem of communications over wireless relay networks. A two-stage protocol is used, where in one stage the transmitter sends information and in the other, the relay nodes encode their received signals into a "distributed" linear dispersion code, and then transmit the coded signals to the receiver. We show that for high SNR the proposed system has a diversity of order /spl alpha//sub 0/ min{T, R}, with T the coherence interval, R the number of relay nodes, and /spl alpha//sub 0/ the solution to the equation /spl alpha/ + log/spl alpha//logP = 1 - loglogP/logP, where P is the total transmit power in the network. In particular, we show that the pairwise error probability (PEP) decays no slower than (logP/P)/sup min{T,R}/. Thus, apart from the log P factor and assuming T /spl ges/ R, the system has the same diversity as a multiple-antenna system with R transmit antennas and one receive antenna, which is the same as assuming that the R relay nodes can fully cooperate and have full knowledge of the transmit signal. We further show that for a fixed total transmit power across the entire network, the optimal power allocation is for the transmitter to expend half the power and for the relays to collectively expend the other half. We also show that at low and high SNR, the coding gain is the same as that of multiple-antenna systems. However, at intermediate SNR, it can be quite different. We discuss some of the ramifications of using different space-time codes and finally verify our analysis through the simulation or randomly generated distributed space-time codes.

Fully-diverse constellations, i.e., a set of unitary matrices whose pairwise differences are nonsingular, are useful in multiantenna communications especially in multiantenna differential modulation, since they have good pairwise error properties. Recently, group theoretic ideas, especially fixed-point-free (fpf) groups, have been used to design fully-diverse constellations of unitary matrices. Here we give systematic methods to design space-time codes which are appropriate for three-transmit-antenna differential modulation. The structures of the codes are motivated by the Lie group SU(3). One of the codes, called the AB code, has a fast decoding algorithm using the complex sphere decoder. The diversity products of the codes can be easily calculated and simulated performances show that the codes are better than the group-based codes (A. Shokrollahi, et al., 2001) especially at high rates and as good as the elaborately-designed nongroup codes (A. Shokrollahi, et al., 2001).