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In [6], we have designed impulsive and feed-back controls for harmonic chains with a point thermostat. In this work, a new type of control is proposed: internal control. We study the internal control for for stochastic lattice dynamics, with the goal of controlling the transition kernel of the kinetic equation in the limit., Comment: 38 pages, 1 figure

This paper is motivated by recent works on inverse problems for acoustic wave propagation in the interior of gas giant planets. In such planets, the speed of sound is isotropic and tends to zero at the surface. Geometrically, this corresponds to a Riemannian manifold with boundary whose metric blows up near the boundary. Here, the spectral analysis of the corresponding Laplace-Beltrami operator is presented and the Weyl law is derived. The involved exponents depend on the Hausdorff dimension which, in the supercritical case, is larger than the topological dimension.

Motivated by applications requiring sparse or nonnegative controls, we investigate reachability properties of linear infinite-dimensional control problems under conic constraints. Relaxing the problem to convex constraints if the initial cone is not already convex, we provide a constructive approach based on minimising a properly defined dual functional, which covers both the approximate and exact reachability problems. Our main results heavily rely on convex analysis, Fenchel duality and the Fenchel-Rockafellar theorem. As a byproduct, we uncover new sufficient conditions for approximate and exact reachability under convex conic constraints. We also prove that these conditions are in fact necessary. When the constraints are nonconvex, our method leads to sufficient conditions ensuring that the constructed controls fulfill the original constraints, which is in the flavour of bang-bang type properties. We show that our approach encompasses and generalises several works, and we obtain new results for different types of conic constraints and control systems.

Given a well-posed linear evolution system settled on a domain $\Omega$ of $\mathbb{R}^d$, an observation subset $\omega\subset\Omega$ and a time horizon $T$, the observability constant is defined as the largest possible nonnegative constant such that the observability inequality holds for the pair $(\omega,T)$. In this article we investigate the large-time behavior of the observation domain that maximizes the observability constant over all possible measurable subsets of a given Lebesgue measure. We prove that it converges exponentially, as the time horizon goes to infinity, to a limit set that we characterize. The mathematical technique is new and relies on a quantitative version of the bathtub principle.

In this paper, we establish an exponential periodic turnpike property for linear quadratic optimal control problems governed by periodic systems in infinite dimension. We show that the optimal trajectory converges exponentially to a periodic orbit when the time horizon tends to infinity. Similar results are obtained for the optimal control and adjoint state. Our proof is based on the large time behavior of solutions of operator differential Riccati equations with periodic coefficients.

We consider the control problem for an infinite chain of coupled harmonic oscillators with a Langevin thermostat at the origin. We study the effect of two types of open-loop boundary controls, impulsive control and linear memory-feedback control, in the high frequency limit. We investigate their action on the reflection-transmission coefficients for the wave energy for the scattering of the thermostat. Our study shows that impulsive boundary controls have no impact on the rates and are thus not appropriate to act on the system, despite their physical meaning and relevance. In contrast, the second kind of control that we propose, which is less standard and uses the past of the state solution of the system, is adequate and relevant. We prove that any triple of rates satisfying appropriate assumptions is asymptotically reachable thanks to linear memory-feedback controls that we design explicitly.

In this paper, we consider a linear quadratic (LQ) optimal control problem in both finite and infinite dimensions. We derive an asymptotic expansion of the value function as the fixed time horizon T tends to infinity. The leading term in this expansion, proportional to T, corresponds to the optimal value attained through the classical turnpike theory in the associated static problem. The remaining terms are associated with optimal stabilization problems towards the turnpike.

This short book is the result of various master and summer school courses I have taught. The objective is to introduce the readers to mathematical control theory, both in finite and infinite dimension. In the finite-dimensional context, we consider controlled ordinary differential equations (ODEs); in this context, existence and uniqueness issues are easily resolved thanks to the Picard-Lindel\''of (Cauchy-Lipschitz) theorem. In infinite dimension, in view of dealing with controlled partial differential equations (PDEs), the concept of well-posed system is much more difficult and requires to develop a bunch of functional analysis tools, in particular semigroup theory -- and this, just for the setting in which the control system is written and makes sense. This is why I have splitted the book into two parts, the first being devoted to finite-dimensional control systems, and the second to infinite-dimensional ones. In spite of this splitting, it may be nice to learn basics of control theory for finite-dimensional linear autonomous control systems (e.g., the Kalman condition) and then to see in the second part how some results are extended to infinite dimension, where matrices are replaced by operators, and exponentials of matrices are replaced by semigroups. For instance, the reader will see how the Gramian controllability condition is expressed in infinite dimension, and leads to the celebrated Hilbert Uniqueness Method (HUM). Except the very last section, in the second part I have only considered linear autonomous control systems (the theory is already quite complicated), providing anyway several references to other textbooks for the several techniques existing to treat some particular classes of nonlinear PDEs. In contrast, in the first part on finite-dimensional control theory, there are much less difficulties to treat general nonlinear control systems, and I give here some general results on controllability, optimal control and stabilization. Of course, whether in finite or infinite dimension, there exist much finer results and methods in the literature, established however for specific classes of control systems. Here, my objective is to provide the reader with an introduction to control theory and to the main tools allowing to treat general control systems. I hope this will serve as motivation to go deeper into the theory or numerical aspects that are not covered here.

Considering a general nonlinear dissipative finite dimensional optimal control problem in fixed time horizon T , we establish a two-term asymptotic expansion of the value function as $T\rightarrow+\infty$. The dominating term is T times the optimal value obtained from the optimal static problem within the classical turnpike theory. The second term, of order unity, is interpreted as the sum of two values associated with optimal stabilization problems related to the turnpike.

Consider, on the one part, a general nonlinear finite-dimensional optimal control problem and assume that it has a unique solution whose state is denoted by $x^*$. On the other part, consider the sampled-data control version of it. Under appropriate assumptions, we prove that the optimal state of the sampled-data problem converges uniformly to $x^*$ as the norm of the corresponding partition tends to zero. Moreover, applying the Pontryagin maximum principle to both problems, we prove that, if $x^*$ has a unique weak extremal lift with a costate $p$ that is normal, then the costate of the sampled-data problem converges uniformly to $p$. In other words, under a nondegeneracy assumption, control sampling commutes, at the limit of small partitions, with the application of the Pontryagin maximum principle.

We consider the internal control of linear parabolic equations through on-off shape controls, i.e., controls of the form $M(t)\chi_{\omega(t)}$ with $M(t) \geq 0$ and $\omega(t)$ with a prescribed maximal measure. We establish small-time approximate controllability towards all possible final states allowed by the comparison principle with nonnegative controls. We manage to build controls with constant amplitude $M(t) \equiv M$. In contrast, if the moving control set $\omega(t)$ is confined to evolve in some region of the whole domain, we prove that approximate controllability fails to hold for small times. The method of proof is constructive. Using Fenchel-Rockafellar duality and the bathtub principle, the on-off shape control is obtained as the bang-bang solution of an optimal control problem, which we design by relaxing the constraints. Our optimal control approach is outlined in a rather general form for linear constrained control problems, paving the way for generalisations and applications to other PDEs and constraints.

We study spectral properties of sub-Riemannian Laplacians, which are hypoelliptic operators. The main objective is to obtain quantum ergodicity results, what we have achieved in the 3D contact case. In the general case we study the small-time asymptotics of sub-Riemannian heat kernels. We prove that they are given by the nilpotentized heat kernel. In the equiregular case, we infer the local and microlocal Weyl law, putting in light the Weyl measure in sR geometry. This measure coincides with the Popp measure in low dimension but differs from it in general. We prove that spectral concentration occurs on the shief generated by Lie brackets of length r-1, where r is the degree of nonholonomy. In the singular case, like Martinet or Grushin, the situation is more involved but we obtain small-time asymptotic expansions of the heat kernel and the Weyl law in some cases. Finally, we give the Weyl law in the general singular case, under the assumption that the singular set is stratifiable.

We survey the main numerical techniques for finite-dimensional nonlinear optimal control. The chapter is written as a guide to practitioners who wish to get rapidly acquainted with the main numerical methods used to efficiently solve an optimal control problem. We consider two classical examples, simple but significant enough to be enriched and generalized to other settings: Zermelo and Goddard problems. We provide sample of the codes used to solve them and make these codes available online. We discuss direct and indirect methods, Hamilton-Jacobi approach, ending with optimistic planning. The examples illustrate the pros and cons of each method, and we show how these approaches can be combined into powerful tools for the numerical solution of optimal control problems for ordinary differential equations.

Considering finite particle systems, we elaborate on various ways to pass to the limit as thenumber of agents tends to infinity, either by mean field limit, deriving the Vlasov equation,or by hydrodynamic or graph limit, obtaining the Euler equation. We provide convergenceestimates. We also show how to pass from Liouville to Vlasov or to Euler by taking adequatemoments. Our results encompass and generalize a number of known results of the literature.As a surprising consequence of our analysis, we show that sufficiently regular solutions of anylinear PDE can be approximated by solutions of systems of N particles, to within 1/ log log(N ).

During the Covid-19 pandemic a key role is played by vaccination to combat the virus. There are many possible policies for prioritizing vaccines, and different criteria for optimization: minimize death, time to herd immunity, functioning of the health system. Using an age-structured population compartmental finite-dimensional optimal control model, our results suggest that the eldest to youngest vaccination policy is optimal to minimize deaths. Our model includes the possible infection of vaccinated populations. We apply our model to real-life data from the US Census for New Jersey and Florida, which have a significantly different population structure. We also provide various estimates of the number of lives saved by optimizing the vaccine schedule and compared to no vaccination.

We establish some properties of quantum limits on a product manifold, proving for instance that, under appropriate assumptions, the quantum limits on the product of manifolds are absolutely continuous if the quantum limits on each manifolds are absolutely continuous. On a product of Riemannian manifolds satisfying the minimal multiplicity property, we prove that a periodic geodesic can never be charged by a quantum limit.

We consider finite and infinite-dimensional first-order consensus systems with timeconstant interaction coefficients. For symmetric coefficients, convergence to consensus is classically established by proving, for instance, that the usual variance is an exponentially decreasing Lyapunov function. We investigate here the convergence to consensus in the non-symmetric case: we identify a positive weight which allows to define a weighted mean corresponding to the consensus, and obtain exponential convergence towards consensus. Moreover, we compute the sharp exponential decay rate.

Self-organization and control around flocks and mills is studied for second-order swarming systems involving self-propulsion and potential terms. It is shown that through the action of constrained control, is it possible to control any initial configuration to a flock or a mill. The proof builds on an appropriate combination of several arguments: LaSalle invariance principle and Lyapunov-like decreasing functionals, control linearization techniques, and quasi-static deformations. A stability analysis of the second-order system guides the design of feedback laws for the stabilization to flock and mills, which are also assessed computationally.

We consider a closed three-dimensional contact sub-Riemannian manifold. The objective of this note is to provide a precise description of the sub-Riemannian geodesics with large initial momenta: we prove that they "spiral around the Reeb orbits", not only in the phase space but also in the configuration space. Our analysis is based on a normal form along any Reeb orbit due to Melrose.

It has been proved by Zuazua in the nineties that the internally controlled semilinear 1D wave equation $\partial_{tt}y-\partial_{xx}y + g(y)=f 1_{\omega}$, with Dirichlet boundary conditions, is exactly controllable in $H^1_0(0,1)\cap L^2(0,1)$ with controls $f\in L^2((0,1)\times(0,T))$, for any $T>0$ and any nonempty open subset $\omega$ of $(0,1)$, assuming that $g\in \mathcal{C}^1(\R)$ does not grow faster than $\beta\vert x\vert \ln^{2}\vert x\vert$ at infinity for some $\beta>0$ small enough. The proof, based on the Leray-Schauder fixed point theorem, is however not constructive. In this article, we design a constructive proof and algorithm for the exact controllability of semilinear 1D wave equations. Assuming that $g^\prime$ does not grow faster than $\beta \ln^{2}\vert x\vert$ at infinity for some $\beta>0$ small enough and that $g^\prime$ is uniformly H\"older continuous on $\R$ with exponent $s\in[0,1]$, we design a least-squares algorithm yielding an explicit sequence converging to a controlled solution for the semilinear equation, at least with order $1+s$ after a finite number of iterations., Comment: arXiv admin note: text overlap with arXiv:2010.14067

The turnpike phenomenon stipulates that the solution of an optimal control problem in large time, remains essentially close to a steady-state of the dynamics, itself being the optimal solution of an associated static optimal control problem. Under general assumptions, it is known that not only the optimal state and the optimal control, but also the adjoint state coming from the application of the Pontryagin maximum principle, are exponentially close to a steady-state, except at the beginning and at the end of the time frame. In such results, the turnpike set is a singleton, which is a steady-state. In this paper, we establish a turnpike result for finite-dimensional optimal control problems in which some of the coordinates evolve in a monotone way, and some others are partial steady-states of the dynamics. We prove that the discrepancy between the optimal trajectory and the turnpike set is then linear, but not exponential: we thus speak of a linear turnpike theorem.

The exact distributed controllability of the semilinear wave equation $y_{tt}-y_{xx} + g(y)=f \,1_{\omega}$, assuming that $g$ satisfies the growth condition $\vert g(s)\vert /(\vert s\vert \log^{2}(\vert s\vert))\rightarrow 0$ as $\vert s\vert \rightarrow \infty$ and that $g^\prime\in L^\infty_{loc}(\mathbb{R})$ has been obtained by Zuazua in the nineties. The proof based on a Leray-Schauder fixed point argument makes use of precise estimates of the observability constant for a linearized wave equation. It does not provide however an explicit construction of a null control. Assuming that $g^\prime\in L^\infty_{loc}(\mathbb{R})$, that $\sup_{a,b\in \mathbb{R},a\neq b} \vert g^\prime(a)-g^{\prime}(b)\vert/\vert a-b\vert^r<\infty $ for some $r\in (0,1]$ and that $g^\prime$ satisfies the growth condition $\vert g^\prime(s)\vert/\log^{2}(\vert s\vert)\rightarrow 0$ as $\vert s\vert \rightarrow \infty$, we construct an explicit sequence converging strongly to a null control for the solution of the semilinear equation. The method, based on a least-squares approach guarantees the convergence whatever the initial element of the sequence may be. In particular, after a finite number of iterations, the convergence is super linear with rate $1+r$. This general method provides a constructive proof of the exact controllability for the semilinear wave equation., Comment: arXiv admin note: text overlap with arXiv:2008.12656

Under a regularity assumption we prove that reachability in fixed time for nonlinear control systems is robust under control sampling.

This paper is concerned with the Proportional Integral (PI) regulation control of the left Neu-mann trace of a one-dimensional semilinear wave equation. The control input is selected as the right Neumann trace. The control design goes as follows. First, a preliminary (classical) velocity feedback is applied in order to shift all but a finite number of the eivenvalues of the underlying unbounded operator into the open left half-plane. We then leverage on the projection of the system trajectories into an adequate Riesz basis to obtain a truncated model of the system capturing the remaining unstable modes. Local stability of the resulting closed-loop infinite-dimensional system composed of the semilinear wave equation, the preliminary velocity feedback, and the PI controller, is obtained through the study of an adequate Lyapunov function. Finally, an estimate assessing the set point tracking performance of the left Neumann trace is derived.

Our aim is to present a new model which encompasses pace optimization and motor control effort for a runner on a fixed distance. We see that for long races, the long term behaviour is well approximated by a turnpike problem. We provide numerical simulations quite consistent with this approximation which leads to a simplified problem. We are also able to estimate the effect of slopes and ramps.

We establish small-time asymptotic expansions for heat kernels of hypoelliptic H\"ormander operators in a neighborhood of the diagonal, generalizing former results obtained in particular by M\'etivier and by Ben Arous. The coefficients of our expansions are identified in terms of the nilpotentization of the underlying sub-Riemannian structure. Our approach is purely analytic and relies in particular on local and global subelliptic estimates as well as on the local nature of small-time asymptotics of heat kernels. The fact that our expansions are valid not only along the diagonal but in an asymptotic neighborhood of the diagonal is the main novelty, useful in view of deriving Weyl laws for subelliptic Laplacians. In turn, we establish a number of other results on hypoelliptic heat kernels that are interesting in themselves, such as Kac's principle of not feeling the boundary, asymptotic results for singular perturbations of hypoelliptic operators, global smoothing properties for selfadjoint heat semigroups.

Given a closed product Riemannian manifold N = M x M equipped with the product Riemannian metric g = h + h , we explore the observability properties for the generalized Schr{\"o}dinger equation i$\partial$ t u = F (g)u, where g is the Laplace-Beltrami operator on N and F : [0, +$\infty$) $\rightarrow$ [0, +$\infty$) is an increasing function. In this note, we prove observability in finite time on any open subset $\omega$ satisfying the so-called Vertical Geometric Control Condition, stipulating that any vertical geodesic meets $\omega$, under the additional assumption that the spectrum of F (g) satisfies a gap condition. A first consequence is that observability on $\omega$ for the Schr{\"o}dinger equation is a strictly weaker property than the usual Geometric Control Condition on any product of spheres. A second consequence is that the Dirac measure along any geodesic of N is never a quantum limit.

We revisit and extend the Riccati theory, unifying continuous-time linear-quadratic optimal permanent and sampled-data control problems, in finite and infinite time horizons. In a nutshell, we prove that:-- when the time horizon T tends to $+\infty$, one passes from the Sampled-Data Difference Riccati Equation (SD-DRE) to the Sampled-Data Algebraic Riccati Equation (SD-ARE), and from the Permanent Differential Riccati Equation (P-DRE) to the Permanent Algebraic Riccati Equation (P-ARE);-- when the maximal step of the time partition $\Delta$ tends to $0$, one passes from (SD-DRE) to (P-DRE), and from (SD-ARE) to (P-ARE).Our notations and analysis provide a unified framework in order to settle all corresponding results.

We introduce and study the turnpike property for time-varying shapes, within the viewpoint of optimal control. We focus here on second-order linear parabolic equations where the shape acts as a source term and we seek the optimal time-varying shape that minimizes a quadratic criterion. We first establish existence of optimal solutions under some appropriate sufficient conditions. We then provide necessary conditions for optimality in terms of adjoint equations and, using the concept of strict dissipativity, we prove that state and adjoint satisfy the measure-turnpike property, meaning that the extremal time-varying solution remains essentially close to the optimal solution of an associated static problem. We show that the optimal shape enjoys the exponential turnpike property in term of Hausdorff distance for a Mayer quadratic cost. We illustrate the turnpike phenomenon in optimal shape design with several numerical simulations.

The general context of this work is the feedback control of an infinite-dimensional system so that the closed-loop system satisfies a fading-memory property and achieves the setpoint tracking of a given reference signal. More specifically, this paper is concerned with the Proportional Integral (PI) regulation control of the left Neumann trace of a one-dimensional reaction-diffusion equation with a delayed right Dirichlet boundary control. In this setting, the studied reaction-diffusion equation might be either open-loop stable or unstable. The proposed control strategy goes as follows. First, a finite-dimensional truncated model that captures the unstable dynamics of the original infinite-dimensional system is obtained via spectral decomposition. The truncated model is then augmented by an integral component on the tracking error of the left Neumann trace. After resorting to the Artstein transformation to handle the control input delay, the PI controller is designed by pole shifting. Stability of the resulting closed-loop infinite-dimensional system, consisting of the original reaction-diffusion equation with the PI controller, is then established thanks to an adequate Lyapunov function. In the case of a time-varying reference input and a time-varying distributed disturbance, our stability result takes the form of an exponential Input-to-State Stability (ISS) estimate with fading memory. Finally, another exponential ISS estimate with fading memory is established for the tracking performance of the reference signal by the system output. In particular, these results assess the setpoint regulation of the left Neumann trace in the presence of distributed perturbations that converge to a steady-state value and with a time-derivative that converges to zero. Numerical simulations are carried out to illustrate the efficiency of our control strategy., Comment: Preprint

There exist many ways to stabilize an infinite-dimensional linear autonomous control systems when it is possible. Anyway, finding an exponentially stabilizing feedback control that is as simple as possible may be a challenge. The Riccati theory provides a nice feedback control but may be computationally demanding when considering a discretization scheme. Proper Orthogonal Decomposition (POD) offers a popular way to reduce large-dimensional systems. In the present paper, we establish that, under appropriate spectral assumptions, an exponentially stabilizing feedback Riccati control designed from a POD finite-dimensional approximation of the system stabilizes as well the infinite-dimensional control system.

We provide new geometric and spectral characterizations for a Riemannian manifold to be a Zoll manifold, i.e., all geodesics of which are periodic. We analyze relationships with invariant measures and quantum limits.

Given a linear control system in a Hilbert space with a bounded control operator, we establish a characterization of exponential stabilizability in terms of an observability inequality. Such dual characterizations are well known for exact (null) controllability. Our approach exploits classical Fenchel duality arguments and, in turn, leads to characterizations in terms of observability inequalities of approximately null controllability and of $\alpha$-null controllability. We comment on the relationships between those various concepts, at the light of the observability inequalities that characterize them.

We consider a spectral optimal design problem involving the Neumann traces of the Dirichlet-Laplacian eigenfunctions on a smooth bounded open subset $\Omega$ of $\R^n$. The cost functional measures the amount of energy that Dirichlet eigenfunctions concentrate on the boundary and that can be recovered with a bounded density function. We first prove that, assuming a $L^1$ constraint on densities, the so-called {\it Rellich functions} maximize this functional.Motivated by several issues in shape optimization or observation theory where it is relevant to deal with bounded densities, and noticing that the $L^\infty$-norm of {\it Rellich functions} may be large, depending on the shape of $\Omega$, we analyze the effect of adding pointwise constraints when maximizing the same functional. We investigate the optimality of {\it bang-bang} functions and {\it Rellich densities} for this problem. We also deal with similar issues for a close problem, where the cost functional is replaced by a spectral approximation.Finally, this study is completed by the investigation of particular geometries and is illustrated by several numerical simulations.

Consider a general nonlinear optimal control problem in finite dimension, with constant state and/or control delays. By the Pontryagin Maximum Principle, any optimal trajectory is the projection of a Pontryagin extremal. We establish that, under appropriate assumptions, Pontryagin extremals depend continuously on the parameter delays, for adequate topologies. The proof of the continuity of the trajectory and of the control is quite easy, however, for the adjoint vector, the proof requires a much finer analysis. The continuity property of the adjoint with respect to the parameter delay opens a new perspective for the numerical implementation of indirect methods, such as the shooting method. We also discuss the sharpness of our assumptions., Comment: arXiv admin note: text overlap with arXiv:1709.04383

We consider the problem of controlling parabolic semilinear equations arising in population dynamics, either in finite time or infinite time. These are the monostable and bistable equations on $(0,L)$ for a density of individuals $0 \leq y(t,x) \leq 1$, with Dirichlet controls taking their values in $[0,1]$. We prove that the system can never be steered to extinction (steady state $0$) or invasion (steady state $1$) in finite time, but is asymptotically controllable to $1$ independently of the size $L$, and to $0$ if the length $L$ of the interval domain is less than some threshold value $L^\star$, which can be computed from transcendental integrals. In the bistable case, controlling to the other homogeneous steady state $0 <\theta< 1$ is much more intricate. We rely on a staircase control strategy to prove that $\theta$ can be reached in finite time if and only if $L< L^\star$. The phase plane analysis of those equations is instrumental in the whole process. It allows us to read obstacles to controllability, compute the threshold value for domain size as well as design the path of steady states for the control strategy.

This note is an addendum to [1,2], pointing out the differences between these papers and raising open questions.

This paper elaborates control strategies to prevent clustering effects in opinion formation models. This is the exact opposite of numerous situations encountered in the literature where, on the contrary, one seeks controls promoting consensus. In order to promote declustering, instead of using the classical variance that does not capture well the phenomenon of dispersion, we introduce an entropy-type functional that is adapted to measuring pairwise distances between agents. We then focus on a Hegselmann-Krause-type system and design declustering sparse controls both in finite-dimensional and kinetic models. We provide general conditions characterizing whether clustering can be avoided as function of the initial data. Such results include the description of black holes (where complete collapse to consensus is not avoidable), safety zones (where the control can keep the system far from clustering), basins of attraction (attractive zones around the clustering set) and collapse prevention (when convergence to the clustering set can be avoided).

In this paper we develop a geometric analysis and a numerical algorithm, based on indirect methods, to solve optimal guidance of endo-atmospheric launch vehicle systems under mixed control-state constraints. Two main difficulties are addressed. First, we tackle the presence of Euler singularities by introducing a representation of the configuration manifold in appropriate local charts. In these local coordinates, not only the problem is free from Euler singularities but also it can be recast as an optimal control problem with only pure control constraints. The second issue concerns the initialization of the shooting method. We introduce a strategy which combines indirect methods with homotopies, thus providing high accuracy. We illustrate the efficiency of our approach by numerical simulations on missile interception problems under challenging scenarios.

In this paper we introduce a new procedure to solve nonlinear optimal control problems with delays which exploits indirect methods combined with numerical homotopy procedures. It is known that solving this kind of problems via indirect methods (which arise from the Pontrya-gin Maximum Principle) is complex and computationally demanding because their implementation is faced to two main difficulties: the extremal equations involve forward and backward terms, and besides, the related shooting method has to be carefully initialized. Here, starting from the solution of the non-delayed version of the optimal control problem, delays are introduced by a numerical continuation. This creates a sequence of optimal delayed solutions that converges to the desired solution. We establish a convergence theorem ensuring the continuous dependence w.r.t. the delay of the optimal state, of the optimal control (in a weak sense) and of the corresponding adjoint vector. The convergence of the adjoint vector represents the most challenging step to prove and it is crucial for the well-posedness of the proposed homotopy procedure. Two numerical examples are proposed and analyzed to show the efficiency of this approach.

The goal of this work is to compute a boundary control of reaction-diffusion partial differential equation. The boundary control is subject to a constant delay, whereas the equation may be unstable without any control. For this system equivalent to a parabolic equation coupled with a transport equation, a prediction-based control is explicitly computed. To do that we decompose the infinite-dimensional system into two parts: one finite-dimensional unstable part, and one stable infinite-dimensional part. An finite-dimensional delay controller is computed for the unstable part, and it is shown that this controller succeeds in stabilizing the whole partial differential equation. The proof is based on a an explicit form of the classical Artstein transformation, and an appropriate Lyapunov function. A numerical simulation illustrate the constructive design method., Comment: arXiv admin note: substantial text overlap with arXiv:1511.03030

We consider the celebrated Cucker-Smale model in finite dimension, modelling interacting collective dynamics and their possible evolution to consensus. The objective of this paper is to study the effect of time delays in the general model. By a Lyapunov functional approach, we provide convergence results to consensus for symmetric as well as nonsymmetric communication weights under some structural conditions.

We develop in this paper a method ensuring robustness properties to bang-bang strategies , for general nonlinear control systems. Our main idea is to add bang arcs in the form of needle-like variations of the control. With such bang-bang controls having additional degrees of freedom, steering the control system to some given target amounts to solving an overdeter-mined nonlinear shooting problem, what we do by developing a least-square approach. In turn, we design a criterion to measure the quality of robustness of the bang-bang strategy, based on the singular values of the end-point mapping, and which we optimize. Our approach thus shows that redundancy implies robustness, and we show how to achieve some compromises in practice, by applying it to the attitude control of a 3d rigid body.

We first derive a general integral-turnpike property around a set for infinite-dimensional non-autonomous optimal control problems with any possible terminal state constraints, under some appropriate assumptions. Roughly speaking, the integral-turnpike property means that the time average of the distance from any optimal trajectory to the turnpike set con- verges to zero, as the time horizon tends to infinity. Then, we establish the measure-turnpike property for strictly dissipative optimal control systems, with state and control constraints. The measure-turnpike property, which is slightly stronger than the integral-turnpike property, means that any optimal (state and control) solution remains essentially, along the time frame, close to an optimal solution of an associated static optimal control problem, except along a subset of times that is of small relative Lebesgue measure as the time horizon is large. Next, we prove that strict strong duality, which is a classical notion in optimization, implies strict dissipativity, and measure-turnpike. Finally, we conclude the paper with several comments and open problems.

In this paper, we investigate the asymptotic behavior of optimal designs for the shape optimization of 2D heat equations in long time horizons. The control is the shape of the domain on which heat diffuses. The class of 2D admissible shapes is the one introduced by Sver\'{a}k, of all open subsets of a given bounded open set, whose complementary sets have a uniformly bounded number of connected components. Using a $\Gamma$-convergence approach, we establish that the parabolic optimal designs converge as the length of the time horizon tends to infinity, in the complementary Hausdorff topology, to an optimal design for the corresponding stationary elliptic equation.

In this paper, we propose a strategy to solve endo-atmospheric launch vehicle optimal control problems using indirect methods. More specifically, we combine shooting methods with an adequate continuation algorithm, taking advantage of the knowledge of an analytical solution of a simpler problem. This procedure is resumed in two main steps. We first simplify the physical dynamics to obtain an analytical guidance law which is used as initial guess for a shooting method. Then, a continuation procedure makes the problem converge to the complete dynamics leading to the optimal solution of the original system. Numerical results are presented.

- In this paper we introduce a new method to solve fixed-delay optimal control problems which exploits numerical homotopy procedures. It is known that solving this kind of problems via indirect methods is complex and computationally demanding because their implementation is faced with two difficulties: the extremal equations are of mixed type, and besides, the shooting method has to be carefully initialized. Here, starting from the solution of the non-delayed version of the optimal control problem, the delay is introduced by numerical homotopy methods. Convergence results, which ensure the effectiveness of the whole procedure, are provided. The numerical efficiency is illustrated on an example.

We analyse the asymptotic behaviour of integro-differential equations modelling $N$ populations in interaction, all structured by different traits. Interactions are modelled by non-local terms involving linear combinations of the total number of individuals in each population. These models have already been shown to be suitable for the modelling of drug resistance in cancer, and they generalise the usual Lotka-Volterra ordinary differential equations. Our aim is to give conditions under which there is persistence of all species. Through the analysis of a Lyapunov function, our first main result gives a simple and general condition on the matrix of interactions, together with a convergence rate. The second main result establishes another type of condition in the specific case of mutualistic interactions. When either of these conditions is met, we describe which traits are asymptotically selected.