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We present our hybrid InP to SiN TriPleX integration interface with a novel alignment technique and its application to complex photonic integrated circuits. The integration interface comprises vertical alignment stops, which simplify the alignment process and allow for array integration with the same simplicity as for single dies. Horizontal alignment is carried out by utilizing optical backscatter reflectometry to get an active feedback signal without the need to operate the chip. Thus, typical contacting limitations of active flip-chip alignment are overcome. By using this method, we demonstrate the integration of InP DFB lasers with more than 60 mW of optical power coupled to a SiN waveguide with an averaged coupling loss of -2.1 dB. The hybrid integration process is demonstrated for single dies as well as full arrays. We evaluate the feasibility of the assembly process for complex photonic integrated circuits by integrating an InP gain chip to a SiN TriPleX external cavity. The process proves to be well suited and allows monitoring chip quality during assembly. A fully functional hybrid integrated tunable laser is fabricated, which is capable of full C-band tuning with optical output power of up to 60 mW.

During the past years, incorporating ptical Circuit Switches (OCS) in high-bandwidth optical interconnects has outlined the critical challenges of achieving ultra-low fiber-to-fiber losses (FtF) and constantly decreasing costs for Photonic Integrated Circuits (PICs). This work aims to simultaneously satisfy both the low-loss and low-cost requirements by bringing two of the most successful example-technologies in the history of optics, i.e. EDFAs and ROADMs to a common Si3N4 platform. In particular, the proof-of-concept operation of a lossless four-port Silicon Photonic (SiPho) ROADM is experimentally presented for the first time based on two PIC prototypes on a Si3N4 platform, including a monolithic-integrated 5.9cm-long spiral Al2O3:Er3+ Erbium Doped Waveguide Amplifier (EDWA) with 15 dB signal enhancement capabilities and a lattice MZI-interleaver ROAM layout with 100 GHz channel spacing. Considering an ultra-low 2.55 dB FtF loss of the ROADM along with 0.5 dB loss for each of the two coupling-interfaces between the Si3N4 and Al2O3:Er3+ waveguide layers, a cumulative loss of 3.55 dB is obtained, which can be compensated by the 3.6 dB net gain provided by the EDWA to four incoming WDM signals of -1.7 dBm/channel. Lossless wavelength-routing operation is validated at up to 240 Gb/s WDM (460Gb/s) data traffic, while the cascadability of the proposed device is benchmarked in a realistic two-stage optical bus topology with 10 km single mode fiber that selectively routes 425Gb/s WDM data channels to any of its eight Drop output ports. This work forms the first demonstration of lossless ROADM operation exclusively on SiPho technology, highlighting a promising roadmap for large scale SiPho switching matrices and more complex PICs co-integrated with EDWAs.

We present an interface for hybrid flip-chip integration of InP-based laser sources to silicon-nitride-based photonic platforms. The design enables efficient high optical power coupling over a wide temperature range. The optical modes of laser and SiN chip are expanded using integrated tapers allowing for high alignment tolerance. The chips comprise physical alignment stops for vertical alignment. In the horizontal direction, the integration interface is optimized for active and/or visual alignment with high precision using precise visual alignment marks. The hybrid integrated chip shows a waveguide coupled optical power of more than 40 mW and can operate at elevated temperatures up to 85 °C.

We present an extensive analysis of an optical Blass-matrix architecture as a beamforming network with potential for multibeam operation in wireless systems. Its design relies on the use of phase shifters and Mach–Zehnder Interferometers (MZIs) inside an $M\times N$ matrix, and enables the generation of M beams by N -element antenna arrays. We start our analysis from an optical signal with amplitude modulation by discrete microwave tones, and confirm the possibility to translate its optical phase shifts inside the matrix into equivalent phase shifts in the microwave domain. We show this is possible when the input is an optical single-side band signal and the optical carrier is reinserted before photodetection. We extend the conclusions to the case of an optical signal carrying a microwave with quadrature amplitude modulation (QAM) and the case of simultaneous inputs at the M input ports. Based on this analysis, we propose a Blass-matrix configuration algorithm taking into account the properties of the MZIs. Through simulations, we validate the potential for multibeam operation, and evaluate the beamforming performance at 28.5 GHz with respect to the QAM order, symbol rate, and pulse shaping parameters. In all cases with rate up to 3 Gbaud, the bit-error rate remains lower than 10–3, showing that the beam squinting effect, which is present in our design, can be tolerated. Finally, we study the frequency dependence of the beamforming performance due to inevitable asymmetries of the MZIs and length variations of the waveguides, and evaluate the impact of the imperfections in the couplers inside the MZIs and the phase shifters. We show that in all cases the performance degradation is negligible for realistic fabrication and operation conditions.

An overview of the most recent developments and improvements to the low-loss TriPleX Si3N4 waveguide technology is presented in this paper. The TriPleX platform provides a suite of waveguide geometries (box, double stripe, symmetric single stripe, and asymmetric double stripe) that can be combined to design complex functional circuits, but more important are manufactured in a single monolithic process flow to create a compact photonic integrated circuit. All functionalities of the integrated circuit are constructed using standard basic building blocks, namely straight and bent waveguides, splitters/combiners and couplers, spot size converters, and phase tuning elements. The basic functionalities that have been realized are: ring resonators and Mach–Zehnder interferometer filters, tunable delay elements, and waveguide switches. Combination of these basic functionalities evolves into more complex functions such as higher order filters, beamforming networks, and fully programmable architectures. Introduction of the active InP chip platform in a combination with the TriPleX will introduce light generation, modulation, and detection to the low-loss platform. This hybrid integration strategy enables fabrication of tunable lasers, fully integrated filters, and optical beamforming networks.

Four Wavelength Division Multiplexed 1Gb/s QAM16 streams are transmitted through 10km fiber, an Optical Add/Drop Multiplexer and a V-band beamsteering antenna with 90° steering, demonstrating the first 5G Fiber-Wireless A-RoF architecture with 360o coverage.

Tunable semiconductor lasers with a narrow linewidth have found a wide range of important applications, reaching from coherent communications, remote optical sensing such as Lidar to arising applications such as microwave photonics (MWP). Especially, integrated microwave photonics [1,2] aims to achieve RF-to-RF signal processing in the optical domain with a small footprint while offering wide bandwidths. Recently, we developed a hybrid integrated photonic platform [3] based on active InP components such as gain sections, modulators, and detectors with passive silicon nitride-based TriPleX enabling low loss optical signal processing due to its low propagation losses (< 0.1 dB/cm). The combination of these two platforms enables fully integrated RF-to-RF analog photonic links (APL). The link gain of an APL quadratically depends on the sensitivity of the modulator, responsivity of the photodetector (PD) as well as the optical power at the receiving PD [2]. Therefore, to achieve an efficient APL with a high link gain an optical input power of typically more than 20 dBm is needed. Furthermore, high optical powers can keep the noise figure at a minimum by making the use of additional amplifiers obsolete. However, so far current hybrid as well as heterogeneously integrated lasers lack sufficient optical power to achieve such efficient APLs. Here, we present, to the best of our knowledge, the first hybrid integrated laser consisting of more than one InP gain sections sharing a common laser mirror. The resulting on-chip power of 20.7 dBm using two gain sections at a pump current of twice 300 mA is the highest optical power of a hybrid integrated laser to date. Furthermore, the laser shows a low intrinsic linewidth of 320 Hz as well as a low relative intensity noise ( The scheme and a photograph of the dual-gain section hybrid integrated laser is shown in Fig.1 (a) and (b), respectively. The laser comprises of two InP reflective semiconductor optical amplifier (RSOA) chips and a low-loss TriPleX frequency selective mirror chip. The frequency selective mirror is based on a well-known principle of Vernier mirror with two micro-resonators of slightly different length and, hence, free-spectral ranges of 208 GHz and 215 GHz. To achieve a higher optical output power the mirror chip is coupled to two individual InP RSOAs with a length of 700 μm instead of one [4]. The coupling losses from the InP RSOAs to TriPleX laser cavity are estimated to be about 1 dB. Each of the RSOAs has an individual electrical connection to apply a pump current. On the TriPleX chip, thermo-optic tuners are used to set the frequency selective mirror, to control the phases of the RSOAs within the cavity, two tunable Mach-Zehnder couplers are used to combine both output coupling of the cavity and the power in the output waveguide. The output waveguides are coupled to a fiber array with standard polarization maintaining fibers with a coupling loss of 0.5 dB.

Hybrid integrated semiconductor laser sources offering extremely narrow spectral linewidth as well as compatibility for embedding into integrated photonic circuits are of high importance for a wide range of applications. We present an overview on our recently developed hybrid-integrated diode lasers with feedback from low-loss silicon nitride (Si3N4 in SiO2) circuits, to provide sub-100-Hz-level intrinsic linewidths, up to 120 nm spectral coverage around 1.55 um wavelength, and an output power above 100 mW. We show dual-wavelength operation, dual-gain operation, laser frequency comb generation, and present work towards realizing a visible-light hybrid integrated diode laser., 25 pages, 16 figures

Centralized Radio Access Network (C-RAN) comprises one of the main technologies for high capacity and low latency fronthauling in 5G networks. In this paper, we propose and evaluate an optical fronthaul 5G C-RAN architecture that targets to meet the bandwidth, latency and energy requirements of high traffic hot-spot areas. The proposed architecture employs Intermediate-Frequency-over-Fiber (IFoF) signal generation by Photonic Integrated Circuit (PIC) Wavelength Division Multiplexing (WDM) optical transmitters at the Base-Band Unit (BBU), while a novel design of Reconfigurable Optical Add-Drop Multiplexers (ROADMs) is used at the Remote Radio Head (RRH) site. An aggregate capacity up to 96 Gb/s has been reported by employing two WDM links with 4-band Orthogonal Frequency Division Multiplexing (OFDM) 64-QAM 0.5 Gbaud signals, showing error vector magnitude performance within the acceptable 8% limit. The physical layer evaluation of the proposed fronthaul is also extended with the evaluation of the network throughput and mean packet delay latency, using a Medium Transparent-Medium Access Control (MT-MAC) protocol, which employs gated service indicating latencies below 10ms.

We describe the first demonstration and characterization of an optically integrated InP-Si3 N4 hybrid laser. The laser is formed by integration of an InP-based reflective semiconductor optical amplifier with a InP-Si3 N4 based feedback waveguide circuit. The circuit comprises a frequency selective and tunable Vernier mirror composed of two microring resonators with slightly different radii. A wide tuning range of more than 43 nm is achieved via the thermo-optic effect. The typical side mode suppression ratio is 35 dB. The narrowest linewidth achieved is about 90 kHz, and the relative intensity noise is less than -135 dBc/Hz.

We present a novel photonic beamformer for a fully integrated transmit phased array antenna, together with an automatic procedure for tuning the delays in this system. Such an automatic tuning procedure is required because the large number of actuators makes manual tuning practically impossible. The antenna system is designed for the purpose of broadband aircraft-satellite communication in the Ku-band to provide satellite Internet connections on board the aircraft. The goal of the beamformer is to automatically steer the transmit antenna electronically in the direction of the satellite. This is done using a mix of phase shifters and tunable optical delay lines, which are all integrated on a chip and laid out in a tree structure. The Ku-band has a bandwidth of 0.5 GHz. We show how an optical delay line is automatically configured over this bandwidth, providing a delay of approximately 0.4 ns. The tuning algorithm calculates the best actuator voltages based on past measurements. This is the first time that such an automatic tuning scheme is used on a photonic beamformer for this type of transmit phased array antenna. We show that the proposed method is able to provide accurate beamforming (< 11.25{\deg} phase error over the whole bandwidth) for two different delay settings., Comment: Copyright 2019 IEEE

Detailed characterization of a hybrid integrated tunable laser based on micro-ring resonators shows a tuning range of 50 nm with ~40 kHz linewidth. The device demonstrates performance comparable with commercial external cavity lasers in 16QAM coherent system.

We present a detailed analysis of a semiconductor hybrid laser exploiting spectral control from an external photonic waveguide circuit that provides frequency-selective feedback. Based on a spatially resolved transmission line model (TLM), we have investigated the output power, emission frequency, and the laser spectral linewidth. We find that, if the feedback becomes weaker, the spectral linewidth is larger than predicted by previous models that are based on a modified mean-field approximation, even if these take a strong spatial variation of the gain into account. The observed excess linewidth is caused by additional index fluctuations that are associated with strong spatial gain variations.

Integrated microwave photonics (IMWP) is a novel field in which the fast-paced progress in integrated, on-chip, optics is harnessed to provide breakthrough performances in well-established microwave photonic processing functions, which are traditionally realized using discrete optoelectronic components. A field where IMWP can have a strong impact is the one of Antenna Arrays for 5G networks. Such arrays offer a number of attractive characteristics, including a conformal array profile, electronic beamforming (beam shaping and beam steering), interference nulling and the capability to generate multiple antenna beams simultaneously. In many cases, however, the performance of a phased array is limited by the characteristics of the beamforming network (BFN) used. It is generally desired to realize beamformers with broad instantaneous bandwidth, continuous amplitude, and delay tunability while, at the same time, capable of feeding large arrays. This, however, is very challenging to achieve using only electronics. For this reason, in the last few years, an increasing amount of research has been directed to beamforming in the optical domain using, integrated microwave photonics solutions. Besides antenna array applications, opportunities for cost effective use of IMWP in switched delay lines has become feasible due to the continuous improvement of optical chips, particularly the achieved record-low propagation losses in Si 3 N 4 /SiO 2 -based-chips combined with the high integration density.

Widely tunable, narrow linewidth diode lasers have found a wide range of important applications, from terrestrial ones, such as fiber-optic communications [1] or optical sensing [2], to applications in space, for instance in atomic clocks [3]. Monolithic diode lasers for such tasks, i.e., distributed feedback (DFB) lasers and distributed Bragg reflector (DBR) lasers, approach their limits since they typically show either a small tuning range [4] or large spectral linewidths at the MHz level [5]. In contrast, these limitations are not present in hybrid lasers. In such lasers, the gain from a semiconductor optical amplifier chip is receiving spectrally filtered feedback from a second chip fabricated from dielectric material. The second chip carries an integrated-optical waveguide circuit with which highly selective filtering and a long photon lifetime can be realized.

Analog fronthauling is currently promoted as a bandwidth and energy-efficient solution that can meet the requirements of the Fifth Generation (5G) vision for low latency, high data rates and energy efficiency. In this paper, we propose an analog optical fronthaul 5G architecture, fully aligned with the emerging Centralized-Radio Access Network (C-RAN) concept. The proposed architecture exploits the wavelength division multiplexing (WDM) technique and multicarrier intermediate-frequency-over-fiber (IFoF) signal generation per wavelength in order to satisfy the demanding needs of hotspot areas. Particularly, the fronthaul link employs photonic integrated circuit (PIC)-based WDM optical transmitters (Txs) at the baseband unit (BBU), while novel reconfigurable optical add-drop multiplexers (ROADMs) cascaded in an optical bus are used at the remote radio head (RRH) site, to facilitate reconfigurable wavelength switching functionalities up to 4 wavelengths. An aggregate capacity of 96 Gb/s has been reported by exploiting two WDM links carrying multi-IF band orthogonal frequency division multiplexing (OFDM) signals at a baud rate of 0.5 Gbd with sub-carrier (SC) modulation of 64-QAM. All signals exhibited error vector magnitude (EVM) values within the acceptable 3rd Generation Partnership Project (3GPP) limits of 8%. The longest reach to place the BBU away from the hotspot was also investigated, revealing acceptable EVM performance for fiber lengths up to 4.8 km.

We propose and experimentally demonstrate the working principles of two novel microwave photonic (MWP) beamformer circuits operating with phase modulation (PM) and direct detection (DD). The proposed circuits incorporate two major signal processing functionalities, namely a broadband beamforming network employing ring resonator-based delay lines and an optical sideband manipulator that renders the circuit outputs equivalent to those of intensity-modulated MWP beamformers. These functionalities allow the system to employ low-circuit-complexity modulators and detectors, which brings significant benefits on the system construction cost and operation stability. The functionalities of the proposed MWP beamformer circuits were verified in experimental demonstrations performed on two sample circuits realized in Si(3)N(4)/SiO(2) waveguide technology. The measurements exhibit a 2 × 1 beamforming effect for an instantaneous RF transmission band of 3‒7 GHz, which is, to our best knowledge, the first verification of on-chip MWP beamformer circuits operating with PM and DD.

Towards relieving the bandwidth limitations in 5G mobile fronthaul networks, a Fiber Wireless (FiWi) small cell architecture is presented, relying on spectrally efficient analog transport on intermediate frequency over fiber (IFoF) and a millimeter wave (mmWave) phased array antenna (PAA) interfaced with a low-loss optical add/drop multiplexer (OADM) on Si3N4/SiO2 TriPleX platform with 5 dB fiber-to-fiber losses. Specifically, four 1 Gb/s FiWi links, each carrying a 250 MBd 16-QAM signal on 5.8 GHz IFoF, are wavelength division multiplexed (WDM) and transported across a 10 km Single Mode Fiber (SMF), before being demultiplexed into the constituent channels in the OADM device and subsequently wirelessly transmitted by the PAA over a 1 m-long V-band link with 90° degree beamsteering capability. Featuring 4x 1Gb/s user rate with beamsteering to meet the respective 5G key performance indicator (KPI) for the peak user rate and an EVM within the acceptable 3GPP limit of 12.5%, the current work forms the first centralized FiWi point-to-multipoint small cell architecture with efficient transport scheme on IFoF and ubiquitous 360°-degree coverage for emerging 5G mmWave networks.

A bandwidth-reconfigurable mmWave Fiber Wireless fronthaul bus topology of four 1 Gb/s 16-QAM streams transmitted through two cascaded low-loss Si 3 N 4 -ROADM stages and a 60 GHz Phased Array Antenna with 90° steering is experimentally demonstrated the first time for 5G C-RANs.

Analog optical fronthaul for 5G network architectures is currently being promoted as a bandwidth- and energy-efficient technology that can sustain the data-rate, latency and energy requirements of the emerging 5G era. This paper presents 5G-PHOS project approach, which relies on a new optical fronthaul architecture that can effectively synergize optical transceiver, optical add/drop multiplexer and optical beamforming integrated photonics towards a DSP-assisted analog fronthaul, administered by means of a Medium Transparent Dynamic Bandwidth Allocation (MT-DBA) protocol for seamless and medium-transparent 5G small-cell networks.