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Platoon formation with connected and automated vehicles (CAVs) in a mixed traffic environment poses significant challenges due to the presence of human-driven vehicles (HDVs) with unknown dynamics and control actions. In this paper, we develop a safety-prioritized receding horizon control framework for creating platoons of HDVs preceded by a CAV Our framework ensures indirect control of the following HDVs by directly controlling the leading CAV given the safety constraints. The framework utilizes a data-driven prediction model that is based on the recursive least squares algorithm and the constant time headway relative velocity car-following model to predict future trajectories of human-driven vehicles. To demonstrate the efficacy of the proposed framework, we conduct numerical simulations and provide the associated scalability, robustness, and performance analyses. [ABSTRACT FROM AUTHOR]

Connected and automated vehicles (CAVs) provide the most intriguing opportunity to improve energy efficiency, traffic flow, and safety. In earlier work, we addressed the constrained optimal coordination problem of CAVs at different traffic scenarios using Hamiltonian analysis. In this paper, we investigate the properties of the unconstrained problem and provide conditions under which different combination of the state and control constraints become active. We present a condition-based computational framework that improves on the standard iterative solution procedure of the constrained Hamiltonian analysis. Finally, we derive a closed-form analytical solution of the constrained optimal control problem and validate the proposed framework using numerical simulation. The solution can be derived without any recursive steps, and thus it is appropriate for real-time implementation on-board the CAVs. [ABSTRACT FROM AUTHOR]