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This report describes Athena, a dialogue system for spoken conversation on popular topics and current events. We develop a flexible topic-agnostic approach to dialogue management that dynamically configures dialogue based on general principles of entity and topic coherence. Athena's dialogue manager uses a contract-based method where discourse constraints are dispatched to clusters of response generators. This allows Athena to procure responses from dynamic sources, such as knowledge graph traversals and feature-based on-the-fly response retrieval methods. After describing the dialogue system architecture, we perform an analysis of conversations that Athena participated in during the 2019 Alexa Prize Competition. We conclude with a report on several user studies we carried out to better understand how individual user characteristics affect system ratings., Comment: 3rd Proceedings of Alexa Prize (Alexa Prize 2019)

Conversational systems typically focus on functional tasks such as scheduling appointments or creating todo lists. Instead we design and evaluate SlugBot (SB), one of 8 semifinalists in the 2018 AlexaPrize, whose goal is to support casual open-domain social inter-action. This novel application requires both broad topic coverage and engaging interactive skills. We developed a new technical approach to meet this demanding situation by crowd-sourcing novel content and introducing playful conversational strategies based on storytelling and games. We collected over 10,000 conversations during August 2018 as part of the Alexa Prize competition. We also conducted an in-lab follow-up qualitative evaluation. Over-all users found SB moderately engaging; conversations averaged 3.6 minutes and involved 26 user turns. However, users reacted very differently to different conversation subtypes. Storytelling and games were evaluated positively; these were seen as entertaining with predictable interactive structure. They also led users to impute personality and intelligence to SB. In contrast, search and general Chit-Chat induced coverage problems; here users found it hard to infer what topics SB could understand, with these conversations seen as being too system-driven. Theoretical and design implications suggest a move away from conversational systems that simply provide factual information. Future systems should be designed to have their own opinions with personal stories to share, and SB provides an example of how we might achieve this., Comment: To appear in 1st International Conference on Conversational User Interfaces (CUI 2019)

One of the most interesting aspects of the Amazon Alexa Prize competition is that the framing of the competition requires the development of new computational models of dialogue and its structure. Traditional computational models of dialogue are of two types: (1) task-oriented dialogue, supported by AI planning models,or simplified planning models consisting of frames with slots to be filled; or (2)search-oriented dialogue where every user turn is treated as a search query that may elaborate and extend current search results. Alexa Prize dialogue systems such as SlugBot must support conversational capabilities that go beyond what these traditional models can do. Moreover, while traditional dialogue systems rely on theoretical computational models, there are no existing computational theories that circumscribe the expected system and user behaviors in the intended conversational genre of the Alexa Prize Bots. This paper describes how UCSC's SlugBot team has combined the development of a novel computational theoretical model, Discourse Relation Dialogue Model, with its implementation in a modular system in order to test and refine it. We highlight how our novel dialogue model has led us to create a novel ontological resource, UniSlug, and how the structure of UniSlug determine show we curate and structure content so that our dialogue manager implements and tests our novel computational dialogue model., Comment: arXiv admin note: text overlap with arXiv:1801.01531

Discourse relation identification has been an active area of research for many years, and the challenge of identifying implicit relations remains largely an unsolved task, especially in the context of an open-domain dialogue system. Previous work primarily relies on a corpora of formal text which is inherently non-dialogic, i.e., news and journals. This data however is not suitable to handle the nuances of informal dialogue nor is it capable of navigating the plethora of valid topics present in open-domain dialogue. In this paper, we designed a novel discourse relation identification pipeline specifically tuned for open-domain dialogue systems. We firstly propose a method to automatically extract the implicit discourse relation argument pairs and labels from a dataset of dialogic turns, resulting in a novel corpus of discourse relation pairs; the first of its kind to attempt to identify the discourse relations connecting the dialogic turns in open-domain discourse. Moreover, we have taken the first steps to leverage the dialogue features unique to our task to further improve the identification of such relations by performing feature ablation and incorporating dialogue features to enhance the state-of-the-art model., Comment: To appear in Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics (ACL2019)

We present our system, CruzAffect, for the CL-Aff Shared Task 2019. CruzAffect consists of several types of robust and efficient models for affective classification tasks. We utilize both traditional classifiers, such as XGBoosted Forest, as well as a deep learning Convolutional Neural Networks (CNN) classifier. We explore rich feature sets such as syntactic features, emotional features, and profile features, and utilize several sentiment lexicons, to discover essential indicators of social involvement and control that a subject might exercise in their happy moments, as described in textual snippets from the HappyDB database. The data comes with a labeled set (10K), and a larger unlabeled set (70K). We therefore use supervised methods on the 10K dataset, and a bootstrapped semi-supervised approach for the 70K. We evaluate these models for binary classification of agency and social labels (Task 1), as well as multi-class prediction for concepts labels (Task 2). We obtain promising results on the held-out data, suggesting that the proposed feature sets effectively represent the data for affective classification tasks. We also build concepts models that discover general themes recurring in happy moments. Our results indicate that generic characteristics are shared between the classes of agency, social and concepts, suggesting it should be possible to build general models for affective classification tasks., Comment: Workshop on Affective Content Analysis (AffCon) 2019, Workshop of Association for the Advancement of Artificial Intelligence (AAAI) 2019, Hawaii, USA January 2019

In dialogue systems, the tasks of named entity recognition (NER) and named entity linking (NEL) are vital preprocessing steps for understanding user intent, especially in open domain interaction where we cannot rely on domain-specific inference. UCSC's effort as one of the funded teams in the 2017 Amazon Alexa Prize Contest has yielded Slugbot, an open domain social bot, aimed at casual conversation. We discovered several challenges specifically associated with both NER and NEL when building Slugbot, such as that the NE labels are too coarse-grained or the entity types are not linked to a useful ontology. Moreover, we have discovered that traditional approaches do not perform well in our context: even systems designed to operate on tweets or other social media data do not work well in dialogue systems. In this paper, we introduce Slugbot's Named Entity Recognition for dialogue Systems (SlugNERDS), a NER and NEL tool which is optimized to address these issues. We describe two new resources that we are building as part of this work: SlugEntityDB and SchemaActuator. We believe these resources will be useful for the research community., Comment: Resources can be found: https://nlds.soe.ucsc.edu/node/56

In this paper we introduce a novel, open domain socialbot for the Amazon Alexa Prize competition, aimed at carrying on friendly conversations with users on a variety of topics. We present our modular system, highlighting our different data sources and how we use the human mind as a model for data management. Additionally we build and employ natural language understanding and information retrieval tools and APIs to expand our knowledge bases. We describe our semistructured, scalable framework for crafting topic-specific dialogue flows, and give details on our dialogue management schemes and scoring mechanisms. Finally we briefly evaluate the performance of our system and observe the challenges that an open domain socialbot faces.

The greatest challenges in building sophisticated open-domain conversational agents arise directly from the potential for ongoing mixed-initiative multi-turn dialogues, which do not follow a particular plan or pursue a particular fixed information need. In order to make coherent conversational contributions in this context, a conversational agent must be able to track the types and attributes of the entities under discussion in the conversation and know how they are related. In some cases, the agent can rely on structured information sources to help identify the relevant semantic relations and produce a turn, but in other cases, the only content available comes from search, and it may be unclear which semantic relations hold between the search results and the discourse context. A further constraint is that the system must produce its contribution to the ongoing conversation in real-time. This paper describes our experience building SlugBot for the 2017 Alexa Prize, and discusses how we leveraged search and structured data from different sources to help SlugBot produce dialogic turns and carry on conversations whose length over the semi-finals user evaluation period averaged 8:17 minutes., Comment: SCAI 2017

In order to build dialogue systems to tackle the ambitious task of holding social conversations, we argue that we need a data driven approach that includes insight into human conversational chit chat, and which incorporates different natural language processing modules. Our strategy is to analyze and index large corpora of social media data, including Twitter conversations, online debates, dialogues between friends, and blog posts, and then to couple this data retrieval with modules that perform tasks such as sentiment and style analysis, topic modeling, and summarization. We aim for personal assistants that can learn more nuanced human language, and to grow from task-oriented agents to more personable social bots., Comment: IWSDS 2017

Informal first-person narratives are a unique resource for computational models of everyday events and people's affective reactions to them. People blogging about their day tend not to explicitly say I am happy. Instead they describe situations from which other humans can readily infer their affective reactions. However current sentiment dictionaries are missing much of the information needed to make similar inferences. We build on recent work that models affect in terms of lexical predicate functions and affect on the predicate's arguments. We present a method to learn proxies for these functions from first-person narratives. We construct a novel fine-grained test set, and show that the patterns we learn improve our ability to predict first-person affective reactions to everyday events, from a Stanford sentiment baseline of .67F to .75F., Comment: 7 pages, Association for Computational Linguistics (ACL) 2017

Different theories posit different sources for feelings of well-being and happiness. Appraisal theory grounds our emotional responses in our goals and desires and their fulfillment, or lack of fulfillment. Self Determination theory posits that the basis for well-being rests on our assessment of our competence, autonomy, and social connection. And surveys that measure happiness empirically note that people require their basic needs to be met for food and shelter, but beyond that tend to be happiest when socializing, eating or having sex. We analyze a corpus of private microblogs from a well-being application called ECHO, where users label each written post about daily events with a happiness score between 1 and 9. Our goal is to ground the linguistic descriptions of events that users experience in theories of well-being and happiness, and then examine the extent to which different theoretical accounts can explain the variance in the happiness scores. We show that recurrent event types, such as OBLIGATION and INCOMPETENCE, which affect people's feelings of well-being are not captured in current lexical or semantic resources., Comment: 11 pages, 8th Workshop on Computational Approaches to Subjectivity, Sentiment and Social Media Analysis (WASSA 2017)

Many genres of natural language text are narratively structured, a testament to our predilection for organizing our experiences as narratives. There is broad consensus that understanding a narrative requires identifying and tracking the goals and desires of the characters and their narrative outcomes. However, to date, there has been limited work on computational models for this problem. We introduce a new dataset, DesireDB, which includes gold-standard labels for identifying statements of desire, textual evidence for desire fulfillment, and annotations for whether the stated desire is fulfilled given the evidence in the narrative context. We report experiments on tracking desire fulfillment using different methods, and show that LSTM Skip-Thought model achieves F-measure of 0.7 on our corpus., Comment: 10 pages, 18th Annual SIGdial Meeting on Discourse and Dialogue (SIGDIAL 2017)