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Auditors need robust methods to assess the compliance of web platforms with the law. However, since they hardly ever have access to the algorithm, implementation, or training data used by a platform, the problem is harder than a simple metric estimation. Within the recent framework of manipulation-proof auditing, we study in this paper the feasibility of robust audits in realistic settings, in which models exhibit large capacities. We first prove a constraining result: if a web platform uses models that may fit any data, no audit strategy -- whether active or not -- can outperform random sampling when estimating properties such as demographic parity. To better understand the conditions under which state-of-the-art auditing techniques may remain competitive, we then relate the manipulability of audits to the capacity of the targeted models, using the Rademacher complexity. We empirically validate these results on popular models of increasing capacities, thus confirming experimentally that large-capacity models, which are commonly used in practice, are particularly hard to audit robustly. These results refine the limits of the auditing problem, and open up enticing questions on the connection between model capacity and the ability of platforms to manipulate audit attempts., Comment: To appear in the IEEE Conference on Secure and Trustworthy Machine Learning, 2024

Existing work in fairness auditing assumes that each audit is performed independently. In this paper, we consider multiple agents working together, each auditing the same platform for different tasks. Agents have two levers: their collaboration strategy, with or without coordination beforehand, and their strategy for sampling appropriate data points. We theoretically compare the interplay of these levers. Our main findings are that (i) collaboration is generally beneficial for accurate audits, (ii) basic sampling methods often prove to be effective, and (iii) counter-intuitively, extensive coordination on queries often deteriorates audits accuracy as the number of agents increases. Experiments on three large datasets confirm our theoretical results. Our findings motivate collaboration during fairness audits of platforms that use ML models for decision-making., Comment: 14 pages, 7 figures, ECAI

Recent legislation required AI platforms to provide APIs for regulators to assess their compliance with the law. Research has nevertheless shown that platforms can manipulate their API answers through fairwashing. Facing this threat for reliable auditing, this paper studies the benefits of the joint use of platform scraping and of APIs. In this setup, we elaborate on the use of scraping to detect manipulated answers: since fairwashing only manipulates API answers, exploiting scraps may reveal a manipulation. To abstract the wide range of specific API-scrap situations, we introduce a notion of proxy that captures the consistency an auditor might expect between both data sources. If the regulator has a good proxy of the consistency, then she can easily detect manipulation and even bypass the API to conduct her audit. On the other hand, without a good proxy, relying on the API is necessary, and the auditor cannot defend against fairwashing. We then simulate practical scenarios in which the auditor may mostly rely on the API to conveniently conduct the audit task, while maintaining her chances to detect a potential manipulation. To highlight the tension between the audit task and the API fairwashing detection task, we identify Pareto-optimal strategies in a practical audit scenario. We believe this research sets the stage for reliable audits in practical and manipulation-prone setups., Comment: 18 pages, 7 figures

The concept of explainability is envisioned to satisfy society's demands for transparency on machine learning decisions. The concept is simple: like humans, algorithms should explain the rationale behind their decisions so that their fairness can be assessed. While this approach is promising in a local context (e.g. to explain a model during debugging at training time), we argue that this reasoning cannot simply be transposed in a remote context, where a trained model by a service provider is only accessible through its API. This is problematic as it constitutes precisely the target use-case requiring transparency from a societal perspective. Through an analogy with a club bouncer (which may provide untruthful explanations upon customer reject), we show that providing explanations cannot prevent a remote service from lying about the true reasons leading to its decisions. More precisely, we prove the impossibility of remote explainability for single explanations, by constructing an attack on explanations that hides discriminatory features to the querying user. We provide an example implementation of this attack. We then show that the probability that an observer spots the attack, using several explanations for attempting to find incoherences, is low in practical settings. This undermines the very concept of remote explainability in general.

Neural networks are powering the deployment of embedded devices and Internet of Things. Applications range from personal assistants to critical ones such as self-driving cars. It has been shown recently that models obtained from neural nets can be trojaned ; an attacker can then trigger an arbitrary model behavior facing crafted inputs. This has a critical impact on the security and reliability of those deployed devices. We introduce novel algorithms to detect the tampering with deployed models, classifiers in particular. In the remote interaction setup we consider, the proposed strategy is to identify markers of the model input space that are likely to change class if the model is attacked, allowing a user to detect a possible tampering. This setup makes our proposal compatible with a wide range of scenarios, such as embedded models, or models exposed through prediction APIs. We experiment those tampering detection algorithms on the canonical MNIST dataset, over three different types of neural nets, and facing five different attacks (trojaning, quantization, fine-tuning, compression and watermarking). We then validate over five large models (VGG16, VGG19, ResNet, MobileNet, DenseNet) with a state of the art dataset (VGGFace2), and report results demonstrating the possibility of an efficient detection of model tampering., Comment: In the 30th International Symposium on Software Reliability Engineering (ISSRE 2019)