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A simultaneous variational principle is introduced that offers a novel avenue to the description of the equilibrium configurations, and at the same time of the elementary excitations, or undulations, of fluid lipid membranes, described by a geometric continuum free energy. The simultaneous free energy depends on the shape functions through the membrane stress tensor, and on an additional deformation spatial vector. Extremization of this free energy produces at once the Euler-Lagrange equations and the Jacobi equations, that describe elementary excitations, for the geometric free energy. As an added benefit, the energy of the elementary excitations, given by the second variation of the geometric free energy, is obtained without second variations. Although applied to the specific case of lipid membranes, this variational principle should be useful in any physical system where bending modes are dominant., Comment: To appear in J. Phys. Commun

Geometric continuum models for fluid lipid membranes are considered using classical field theory, within a covariant variational approach. The approach is cast as a higher-derivative Lagrangian formulation of continuum classical field theory, and it can be seen as a covariant version of the field theoretical variational approach that uses the height representation. This novel Lagrangian formulation is presented first for a generic reparametrization invariant geometric model, deriving its equilibrium condition equation, or shape equation, and its linear and angular stress tensors, using the classical Canham-Helfrich elastic bending energy for illustration. The robustness of the formulation is established by extending it to the presence of external forces, and to the case of heterogenous lipid membranes, breaking reparametrization invariance. In addition, a useful and compact general expression for the second variation of the free energy is obtained within the Lagrangian formulation, as a first step towards the study of the stability of membrane configurations. The simple structure of the expressions derived for the basic entities that appear in the mechanics of a lipid membrane is a direct consequence of the well established power of a Lagrangian variational approach. The paper is self-contained, and it is meant to provide, besides a new framework, also a convenient introduction to the mechanics of lipid membranes.

Consider a homogenous fluid membrane, or vesicle, described by the Helfrich-Canham energy, quadratic in the mean curvature. When the membrane is axially symmetric, this energy can be viewed as an `action' describing the motion of a particle; the contours of equilibrium geometries are identified with particle trajectories. A novel Hamiltonian formulation of the problem is presented which exhibits the following two features: {\it (i)} the second derivatives appearing in the action through the mean curvature are accommodated in a natural phase space; {\it (ii)} the intrinsic freedom associated with the choice of evolution parameter along the contour is preserved. As a result, the phase space involves momenta conjugate not only to the particle position but also to its velocity, and there are constraints on the phase space variables. This formulation provides the groundwork for a field theoretical generalization to arbitrary configurations, with the particle replaced by a loop in space., Comment: 11 pages

Consider a homogenous fluid membrane described by the Helfrich-Canham energy, quadratic in the mean curvature of the membrane surface. The shape equation that determines equilibrium configurations is fourth order in derivatives and cubic in the mean curvature. We introduce a Hamiltonian formulation of this equation which dismantles it into a set of coupled first order equations. This involves interpreting the Helfrich-Canham energy as an action; equilibrium surfaces are generated by the evolution of space curves. Two features complicate the implementation of a Hamiltonian framework: (i) The action involves second derivatives. This requires treating the velocity as a phase space variable and the introduction of its conjugate momentum. The canonical Hamiltonian is constructed on this phase space. (ii) The action possesses a local symmetry -- reparametrization invariance. The two labels we use to parametrize points on the surface are themselves physically irrelevant. This symmetry implies primary constraints, one for each label, that need to be implemented within the Hamiltonian. The two lagrange multipliers associated with these constraints are identified as the components of the acceleration tangential to the surface. The conservation of the primary constraints imply two secondary constraints, fixing the tangential components of the momentum conjugate to the position. Hamilton's equations are derived and the appropriate initial conditions on the phase space variables are identified. Finally, it is shown how the shape equation can be reconstructed from these equations., Comment: 24 pages

The Helfrich-Canham bending energy is identified with a non-linear sigma model for a unit vector. The identification, however, is dependent on one additional constraint: that the unit vector be constrained to lie orthogonal to the surface. The presence of this constraint adds a source to the divergence of the stress tensor for this vector so that it is not conserved. The stress tensor which is conserved is identified and its conservation shown to reproduce the correct shape equation., Comment: 5 pages

A covariant approach towards a theory of deformations is developed to examine both the first and second variation of the Helfrich-Canham Hamiltonian -- quadratic in the extrinsic curvature -- which describes fluid vesicles at mesoscopic scales. Deformations are decomposed into tangential and normal components; At first order, tangential deformations may always be identified with a reparametrization; at second order, they differ. The relationship between tangential deformations and reparametrizations, as well as the coupling between tangential and normal deformations, is examined at this order for both the metric and the extrinsic curvature tensors. Expressions for the expansion to second order in deformations of geometrical invariants constructed with these tensors are obtained; in particular, the expansion of the Hamiltonian to this order about an equilibrium is considered. Our approach applies as well to any geometrical model for membranes., Comment: 20 pages

Consider a closed lipid membrane (vesicle), modeled as a two-dimensional surface, described by a geometrical hamiltonian that depends on its extrinsic curvature. The vanishing of its first variation determines the equilibrium configurations for the system. In this paper, we examine the second variation of the hamiltonian about any given equilibrium, using an explicitly surface covariant geometrical approach. We identify the operator which determines the stability of equilibrium configurations., Comment: 15 pages, no figures

We examine the equilibrium conditions of a curve in space when a local energy penalty is associated with its extrinsic geometrical state characterized by its curvature and torsion. To do this we tailor the theory of deformations to the Frenet-Serret frame of the curve. The Euler-Lagrange equations describing equilibrium are obtained; Noether's theorem is exploited to identify the constants of integration of these equations as the Casimirs of the euclidean group in three dimensions. While this system appears not to be integrable in general, it {\it is} in various limits of interest. Let the energy density be given as some function of the curvature and torsion, $f(\kappa,\tau)$. If $f$ is a linear function of either of its arguments but otherwise arbitrary, we claim that the first integral associated with rotational invariance permits the torsion $\tau$ to be expressed as the solution of an algebraic equation in terms of the bending curvature, $\kappa$. The first integral associated with translational invariance can then be cast as a quadrature for $\kappa$ or for $\tau$., Comment: 17 pages

The adhesion of a lipid membrane vesicle to a fixed substrate is examined from a geometrical point of view. This vesicle is described by the Helfrich hamiltonian quadratic in mean curvature; it interacts by contact with the substrate, with an interaction energy proportional to the area of contact. We identify the constraints on the geometry at the boundary of the shared surface. The result is interpreted in terms of the balance of the force normal to this boundary. No assumptions are made either on the symmetry of the vesicle or on that of the substrate. The strong bonding limit as well as the effect of curvature asymmetry on the boundary are discussed., Comment: 7 pages, some major changes in sections III and IV, version published in Physical Review E

Consider a lipid membrane with a free exposed edge. The energy describing this membrane is quadratic in the extrinsic curvature of its geometry; that describing the edge is proportional to its length. In this note we determine the boundary conditions satisfied by the equilibria of the membrane on this edge, exploiting variational principles. The derivation is free of any assumptions on the symmetry of the membrane geometry. With respect to earlier work for axially symmetric configurations, we discover the existence of an additional boundary condition which is identically satisfied in that limit. By considering the balance of the forces operating at the edge, we provide a physical interpretation for the boundary conditions. We end with a discussion of the effect of the addition of a Gaussian rigidity term for the membrane., Comment: 8 pages

The stresses in a closed lipid membrane described by the Helfrich hamiltonian, quadratic in the extrinsic curvature, are identified using Noether's theorem. Three equations describe the conservation of the stress tensor: the normal projection is identified as the shape equation describing equilibrium configurations; the tangential projections are consistency conditions on the stresses which capture the fluid character of such membranes. The corresponding torque tensor is also identified. The use of the stress tensor as a basis for perturbation theory is discussed. The conservation laws are cast in terms of the forces and torques on closed curves. As an application, the first integral of the shape equation for axially symmetric configurations is derived by examining the forces which are balanced along circles of constant latitude., Comment: 16 pages, introduction rewritten, other minor changes, new references added, version to appear in Journal of Physics A

We determine the equilibria of a rigid loop in the plane, subject to the constraints of fixed length and fixed enclosed area. Rigidity is characterized by an energy functional quadratic in the curvature of the loop. We find that the area constraint gives rise to equilibria with remarkable geometrical properties: not only can the Euler-Lagrange equation be integrated to provide a quadrature for the curvature but, in addition, the embedding itself can be expressed as a local function of the curvature. The configuration space is shown to be essentially one-dimensional, with surprisingly rich structure. Distinct branches of integer-indexed equilibria exhibit self-intersections and bifurcations -- a gallery of plots is provided to highlight these findings. Perturbations connecting equilibria are shown to satisfy a first order ODE which is readily solved. We also obtain analytical expressions for the energy as a function of the area in some limiting regimes., Comment: 23 pages, several figures. Version 2: New title. Changes in the introduction, addition of a new section with conclusions. Figure 14 corrected and one reference added. Version to appear in PRE