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We consider the spectral Neumann problem for the Laplace operator in an acoustic waveguide $\Pi_{l}^{\varepsilon}$ obtained from a straight unit strip by a low box-shaped perturbation of size $2l\times\varepsilon,$ where $\varepsilon>0$ is a small parameter. We prove the existence of the length parameter $l_{k}^{\varepsilon}=\pi k+O\left( \varepsilon\right) $ with any $k=1,2,3,...$ such that the waveguide $\Pi_{l_{k}^{\varepsilon}}^{\varepsilon }$ supports a trapped mode with an eigenvalue $\lambda_{k}^{\varepsilon}% =\pi^{2}-4\pi^{4}l^{2}\varepsilon^{2}+O\left( \varepsilon^{3}\right) $ embedded into the continuous spectrum. This eigenvalue is unique in the segment $\left[ 0,\pi^{2}\right] $ and is absent in the case $l\neq l_{k}^{\varepsilon}.$ The detection of this embedded eigenvalue is based on a criterion for trapped modes involving an artificial object, the augmented scattering matrix. The main technical difficulty is caused by corner points of the perturbed wall $\partial\Pi_{l}^{\varepsilon}$ and we discuss available generalizations for other piecewise smooth boundaries., Comment: 36 pages, 6 figures

We consider the spectral Dirichlet problem for the Laplace operator in the plane $\Omega^{\circ}$ with double-periodic perforation but also in the domain $\Omega^{\bullet}$ with a semi-infinite foreign inclusion so that the Floquet-Bloch technique and the Gelfand transform do not apply directly. We describe waves which are localized near the inclusion and propagate along it. We give a formulation of the problem with radiation conditions that provides a Fredholm operator of index zero. The main conclusion concerns the spectra $\sigma^{\circ}$ and $\sigma^{\bullet}$ of the problems in $\Omega^{\circ}$ and $\Omega^{\bullet},$ namely we present a concrete geometry which supports the relation $\sigma^{\circ}\varsubsetneqq\sigma^{\bullet}$ due to a new non-empty spectral band caused by the semi-infinite inclusion called an open waveguide in the double-periodic medium., Comment: 25 pages, 5 figures

We consider a family $\{\Omega^\varepsilon\}_{\varepsilon>0}$ of periodic domains in $\mathbb{R}^2$ with waveguide geometry and analyse spectral properties of the Neumann Laplacian $-\Delta_{\Omega^\varepsilon}$ on $\Omega^\varepsilon$. The waveguide $\Omega^\varepsilon$ is a union of a thin straight strip of the width $\varepsilon$ and a family of small protuberances with the so-called "room-and-passage" geometry. The protuberances are attached periodically, with a period $\varepsilon$, along the strip upper boundary. For $\varepsilon\to 0$ we prove a (kind of) resolvent convergence of $-\Delta_{\Omega^\varepsilon}$ to a certain ordinary differential operator. Also we demonstrate Hausdorff convergence of the spectrum. In particular, we conclude that if the sizes of "passages" are appropriately scaled the first spectral gap of $-\Delta_{\Omega^\varepsilon}$ is determined exclusively by geometric properties of the protuberances. The proofs are carried out using methods of homogenization theory., Comment: 24 Pages, 1 Figure

We give an example of a scalar second order differential operator in the plane with double periodic coefficients and describe its modification, which causes an additional spectral band in the essential spectrum. The modified operator is obtained by applying to the coefficients a mirror reflection with respect to a vertical or horizontal line. This change gives rise to Rayleigh type waves localized near the line. The results are proven using asymptotic analysis, and they are based on high contrast of the coefficient functions., Comment: 14 pages, 3 figures

We study the essential spectra of formally self-adjoint elliptic systems on doubly periodic planar domains perturbed by a semi-infinite periodic row of foreign inclusions. We show that the essential spectrum of the problem consists of the essential spectrum of the purely periodic problem and another component, which is the union of the discrete spectra of model problems in the infinite perturbation strip; these model problems arise by an application of the partial Floquet-Bloch-Gelfand transform., Comment: 33 pages, 7 figures

Let $\Omega\subset\mathbb{R}^n$ be a bounded domain. We perturb it to a domain $\Omega^\varepsilon$ attaching a family of small protuberances with "room-and-passage"-like geometry ($\varepsilon>0$ is a small parameter). Peculiar spectral properties of Neumann problems in so perturbed domains were observed for the first time by R. Courant and D. Hilbert. We study the case, when the number of protuberances tends to infinity as $\varepsilon\to 0$ and they are $\varepsilon$-periodically distributed along a part of $\partial\Omega$. Our goal is to describe the behaviour of the spectrum of the operator $\mathcal{A}^\varepsilon=-(\rho^\varepsilon)^{-1}\Delta_{\Omega^\varepsilon}$, where $\Delta_{\Omega^\varepsilon}$ is the Neumann Laplacian in $\Omega^\varepsilon$, and the positive function $\rho^\varepsilon$ is equal to $1$ in $\Omega$. We prove that the spectrum of $\mathcal{A}^\varepsilon$ converges as $\varepsilon\to 0$ to the "spectrum" of a certain boundary value problem for the Neumann Laplacian in $\Omega$ with boundary conditions containing the spectral parameter in a nonlinear manner. Its eigenvalues may accumulate to a finite point., Comment: 29 pages, 3 figures

We consider an infinite planar straight strip perforated by small holes along a curve. In such a domain, we consider a general second-order elliptic operator subject to classical boundary conditions on the holes. Assuming that the perforation is non-periodic and satisfies rather weak assumptions, we describe all possible homogenized problems. Our main result is the norm-resolvent convergence of the perturbed operator to a homogenized one in various operator norms and the estimates for the rate of convergence. On the basis of the norm-resolvent convergence, we prove the convergence of the spectrum.

International audience; We consider a magnetic Schrödinger operator in a planar infinite strip with frequently and non-periodically alternating Dirichlet and Robin boundary conditions. Assuming that the homogenized boundary condition is the Dirichlet or the Robin one, we establish the uniform resolvent convergence in various operator norms and we prove the estimates for the rates of convergence. It is shown that these estimates can be improved by using special boundary correctors. In the case of periodic alternation, pure Laplacian, and the homogenized Robin boundary condition, we construct two-terms asymptotics for the first band functions, as well as the complete asymptotics expansion (up to an exponentially small term) for the bottom of the band spectrum. Mathematics Subject Classification(2010). 35B27 · 35J15 · 35P05.

We consider a planar waveguide with "twisted" boundary conditions. By twisting we mean a special combination of Dirichlet and Neumann boundary conditions. Assuming that the width of the waveguide goes to zero, we identify the effective (limiting) operator as the width of the waveguide tends to zero, establishes the uniform resolvent convergence in various possible operator norms, and gives the estimates for the rates of convergence. We show that studying the resolvent convergence can be treated as a certain threshold effect and we present an elegant technique which justifies such point of view. (C) 2012 American Institute of Physics. [doi:10.1063/1.3681895]

In a planar infinite strip with a fast oscillating boundary we consider an elliptic operator assuming that both the period and the amplitude of the oscillations are small. On the oscillating boundary we impose Dirichlet, Neumann or Robin boundary condition. In all cases we describe the homogenized operator, establish the uniform resolvent convergence of the perturbed resolvent to the homogenized one, and prove the estimates for the rate of convergence. These results are obtained as the order of the amplitude of the oscillations is less, equal or greater than that of the period. It is shown that under the homogenization the type of the boundary condition can change. (C) 2013 Elsevier Inc. All rights reserved.

International audience; We consider a waveguide modeled by the Laplacian in a straight planar strip. The Dirichlet boundary condition is taken on the upper boundary, while on the lower boundary we impose periodically alternating Dirichlet and Neumann condition assuming the period of alternation to be small. We study the case when the homogenization gives the Neumann condition instead of the alternating ones. We establish the uniform resol-vent convergence and the estimates for the rate of convergence. It is shown that the rate of the convergence can be improved by employing a special boundary corrector. Other results are the uniform resolvent convergence for the operator on the cell of periodicity obtained by the Floquet–Bloch decomposition, the two terms asymptotics for the band functions, and the complete asymptotic expansion for the bottom of the spectrum with an exponentially small error term.

A simple sufficient condition on curved end of a straight cylinder is found that provides a localization of the principal eigenfunction of the mixed boundary value for the Laplace operator with the Dirichlet conditions on the lateral side. Namely, the eigenfunction concentrates in the vicinity of the ends and decays exponentially in the interior. Similar effects are observed in the Dirichlet and Neumann problems, too., Comment: 25 pages, 10 figures

It is proved that small periodic singular perturbation of a cylindrical waveguide surface may open a gap in the continuous spectrum of the Dirichlet problem for the Laplace operator. If the perturbation period is long and the caverns in the cylinder are small, the gap certainly opens., 24 pages, 9 figures

We consider the Dirichlet Laplacian in a thin curved three-dimensional rod. The rod is finite. Its cross-section is constant and small, and rotates along the reference curve in an arbitrary way. We find a two-parametric set of the eigenvalues of such operator and construct their complete asymptotic expansions. We show that this two-parametric set contains any prescribed number of the first eigenvalues of the considered operator. We obtain the complete asymptotic expansions for the eigenfunctions associated with these first eigenvalues.

We consider a planar waveguide with combined Dirichlet and Neumann conditions imposed in a "twisted" way. We study the discrete spectrum and describe it dependence on the configuration of the boundary conditions. In particular, we show that in certain cases the model can have discrete eigenvalues emerging from the threshold of the essential spectrum. We give a criterium for their existence and construct them as convergent holomorphic series. (C) 2011 American Institute of Physics. [doi: 10.1063/1.3670875]