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1. First constraints on general neutrino interactions based on KATRIN data

Author

Aker, M., Batzler, D., Beglarian, A., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gagliardi, G., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gutknecht, N., Hannen, V., Hasselmann, L., Helbing, K., Henke, H., Heyns, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Khosonthongkee, K., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., La Cascio, L., Lasserre, T., Lauer, J., Le, T. L., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., McMichael, K., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Onillon, A., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schürmann, J., Schütz, A. K., Schwemmer, A., Schwenck, A., Seeyangnok, J., Šefčík, M., Siegmann, D., Simon, F., Songwadhana, J., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.

Subjects
Nuclear Experiment, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract

The precision measurement of the tritium $\beta$-decay spectrum performed by the KATRIN experiment provides a unique way to search for general neutrino interactions (GNI). All theoretical allowed GNI terms involving neutrinos are incorporated into a low-energy effective field theory, and can be identified by specific signatures in the measured tritium $\beta$-spectrum. In this paper an effective description of the impact of GNI on the $\beta$-spectrum is formulated and the first constraints on the effective GNI parameters are derived based on the 4 million electrons collected in the second measurement campaign of KATRIN in 2019. In addition, constraints on selected types of interactions are investigated, thereby exploring the potential of KATRIN to search for more specific new physics cases, including a right-handed W boson, a charged Higgs or leptoquarks.

Published
2024

2. Direct neutrino-mass measurement based on 259 days of KATRIN data

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bobien, S., Böttcher, M., Bornschein, B., Bornschein, L., Caldwell, T. S., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Gutknecht, N., Hannen, V., Hasselmann, L., Haußmann, N., Helbing, K., Henke, H., Heyns, S., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Khosonthongkee, K., Kleifges, M., Klein, M., Kohpeiß, J., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., Kovalík, A., Krause, H., La Cascio, L., Lasserre, T., Lauer, J., Le, T., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Onillon, A., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. Lopez, Pozzi, S., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schnurr, U., Schrank, M., Schürmann, J., Schütz, A., Schwemmer, A., Schwenck, A., Šefčík, M., Siegmann, D., Simon, F., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Tirolf, S., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.

Subjects
Nuclear Experiment, High Energy Physics - Experiment
Abstract

The fact that neutrinos carry a non-vanishing rest mass is evidence of physics beyond the Standard Model of elementary particles. Their absolute mass bears important relevance from particle physics to cosmology. In this work, we report on the search for the effective electron antineutrino mass with the KATRIN experiment. KATRIN performs precision spectroscopy of the tritium $\beta$-decay close to the kinematic endpoint. Based on the first five neutrino-mass measurement campaigns, we derive a best-fit value of $m_\nu^{2} = {-0.14^{+0.13}_{-0.15}}~\mathrm{eV^2}$, resulting in an upper limit of $m_\nu < {0.45}~\mathrm{eV}$ at 90 % confidence level. With six times the statistics of previous data sets, amounting to 36 million electrons collected in 259 measurement days, a substantial reduction of the background level and improved systematic uncertainties, this result tightens KATRIN's previous bound by a factor of almost two., Comment: 61 pages, 20 figures, 2 tables

Published
2024

3. Search for keV-scale Sterile Neutrinos with first KATRIN Data

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment
Abstract

In this work we present a keV-scale sterile-neutrino search with the first tritium data of the KATRIN experiment, acquired in the commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium $\beta$-decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the search for sterile neutrinos with a mass of up to $1.6\, \mathrm{keV}$. We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of down to $\sin^2\theta < 5\cdot10^{-4}$ ($95\,\%$ C.L.), improving current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and $1.0\, \mathrm{keV}$.

Published
2022

4. Search for Lorentz-Invariance Violation with the first KATRIN data

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wickles, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract

Some extensions of the Standard Model of Particle Physics allow for Lorentz invariance and Charge-Parity-Time (CPT)-invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters $(a_{\text{of}}^{(3)})_{00}$, $(a_{\text{of}}^{(3)})_{10}$ and $(a_{\text{of}}^{(3)})_{11}$ which would manifest themselves in a non-isotropic beta-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first limit on $\left|(a_{\text{of}}^{(3)})_{11}\right|$ of $< 3.7\cdot10^{-6}$ GeV at 90\% confidence level. Moreover, we derive new constraints on $(a_{\text{of}}^{(3)})_{00}$ and $(a_{\text{of}}^{(3)})_{10}$.

Published
2022
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5. KATRIN: Status and Prospects for the Neutrino Mass and Beyond

Author

Aker, M., Balzer, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Biassoni, M., Bieringer, B., Block, F., Bobien, S., Bombelli, L., Bormann, D., Bornschein, B., Bornschein, L., Böttcher, M., Brofferio, C., Bruch, C., Brunst, T., Caldwell, T. S., Carminati, M., Carney, R. M. D., Chilingaryan, S., Choi, W., Cremonesi, O., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fink, D., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grande, A., Grössle, R., Gugiatti, M., Gumbsheimer, R., Hannen, V., Hartmann, J., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., King, P., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., La Cascio, L., Lebeda, O., Lechner, P., Lehnert, B., Le, T. L., Lokhov, A., Machatschek, M., Malcherek, E., Manfrin, D., Mark, M., Marsteller, A., Martin, E. L., Mazzola, E., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Oelpmann, P., Onillon, A., Parno, D. S., Pavan, M., Pigliafreddo, A., Poon, A. W. P., Poyato, J. M. L., Pozzi, S., Priester, F., Puritscher, M., Radford, D. C., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R. W. J., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schütz, A. K., Schwemmer, A., Sedlak, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Spreng, D., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trigilio, P., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Voigt, P., Weinheimer, C., Weiss, E., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wunderl, L., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Physics - Instrumentation and Detectors
Abstract

The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T2 beta decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN's design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity., Comment: Contribution to Snowmass 2021. 70 pages excluding references; 35 figures. Author list updated June 2023

Published
2022
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6. New Constraint on the Local Relic Neutrino Background Overdensity with the First KATRIN Data Runs

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment
Abstract

We report on the direct cosmic relic neutrino background search from the first two science runs of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity molecular tritium gas source are analyzed by a high-resolution MAC-E filter around the kinematic endpoint at 18.57 keV. The analysis is sensitive to a local relic neutrino overdensity of 9.7e10 (1.1e11) at a 90% (95%) confidence level. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint accounting for relic neutrino captures in the Tritium source reveals no significant overdensity. This work improves the results obtained by the previous kinematic neutrino mass experiments at Los Alamos and Troitsk. We furthermore update the projected final sensitivity of the KATRIN experiment to <1e10 at 90% confidence level, by relying on updated operational conditions., Comment: 7 pages, 7 figures

Published
2022
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7. First direct neutrino-mass measurement with sub-eV sensitivity

Author

Aker, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., La Cascio, L., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Gupta, V., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Mostafa, J., Müller, K., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Röllig, M., Röttele, C., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schulz, B., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.

Subjects
High Energy Physics - Experiment, Nuclear Experiment
Abstract

We report the results of the second measurement campaign of the Karlsruhe Tritium Neutrino (KATRIN) experiment. KATRIN probes the effective electron anti-neutrino mass, $m_{\nu}$, via a high-precision measurement of the tritium $\beta$-decay spectrum close to its endpoint at $18.6\,\mathrm{keV}$. In the second physics run presented here, the source activity was increased by a factor of 3.8 and the background was reduced by $25\,\%$ with respect to the first campaign. A sensitivity on $m_{\nu}$ of $0.7\,\mathrm{eV/c^2}$ at $90\,\%$ confidence level (CL) was reached. This is the first sub-eV sensitivity from a direct neutrino-mass experiment. The best fit to the spectral data yields $m_{\nu}^2 = (0.26\pm0.34)\,\mathrm{eV^4/c^4}$, resulting in an upper limit of $m_{\nu}<0.9\,\mathrm{eV/c^2}$ ($90\,\%$ CL). By combining this result with the first neutrino mass campaign, we find an upper limit of $m_{\nu}<0.8\,\mathrm{eV/c^2}$ ($90\,\%$ CL)., Comment: 19 pages, 10 figures, 5 tables

Published
2021

8. Analysis methods for the first KATRIN neutrino-mass measurement

Author

Aker, M., Altenmüller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Díaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Köllenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Müller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Röllig, M., Röttele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schaller, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Šefčík, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Vénos, D., Valerius, K., Hernández, A. P. Vizcaya, Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.

Subjects
High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract

We report on the data set, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the $\beta$-decay kinematics of molecular tritium. The source is highly pure, cryogenic T$_2$ gas. The $\beta$ electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts $\beta$ electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90\% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology., Comment: 36 pages with 26 figures. Accepted to Phys. Rev. D

Published
2021
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9. Bound on 3+1 active-sterile neutrino mixing from the first four-week science run of KATRIN

Author

Aker, M., Altenmueller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Boettcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Diaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, M. Fedkevych A., Formaggio, J. A., Fraenkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glueck, F., Groessle, R., Gumbsheimer, R., Hoehn, T., Hannen, V., Haussmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Koellenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalik, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Guennic, N. Le, Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Mueller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Roellig, M., Roettele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Rysavy, M., Sack, R., Saenz, A., Schaller, A., Schaefer, P., Schimpf, L., Schloesser, M., Schloesser, K., Schlueter, L., Schrank, M., Schulz, B., Sefcik, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezak, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thuemmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Venos, D., Valerius, K., Hernandez, A. P. Vizcaya, Wuestling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.

Subjects
High Energy Physics - Experiment, Nuclear Experiment
Abstract

We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in~2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino of mass $m_{4}$. The analysis is sensitive to a fourth mass state $m^2_{4} \lesssim$ 1000 eV$^2$ and to active-to-sterile neutrino mixing down to $|U_{e4}|^2 \gtrsim 2\cdot10^{-2}$. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results and improve the Troitsk bound for $m^2_{4} <$ 30 eV$^2$. The reactor and gallium anomalies are constrained for $ 100 < \Delta{m}^2_{41} < 1000$ eV$^2$., Comment: 8 pages, 4 figures

Published
2020
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10. An improved upper limit on the neutrino mass from a direct kinematic method by KATRIN

Author

Aker, M., Altenmüller, K., Arenz, M., Babutzka, M., Barrett, J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blaum, K., Block, F., Bobien, S., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Corona, T. J., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eisenblätter, L., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Flatt, B., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Furse, D., Gauda, K., Gemmeke, H., Gil, W., Glück, F., Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Minh, M. Ha, Hackenjos, M., Hannen, V., Harms, F., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillen, B., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., Jansen, A., Kaboth, A., Karl, C., Kazachenko, O., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalí, A., Krasch, B., Kraus, M., Krause, H., Kuckert, L., Kuffner, B., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Leber, M., Lehnert, B., Letnev, J., Leven, F., Lichter, S., Lobashev, V. M., Lokhov, A., Machatschek, M., Malcherek, E., Müller, K., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Mirz, S., Monreal, B., Guzman, P. I. Morales, Naumann, U., Ndeke, W., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Otten, E., Parno, D. S., Phillips II, D. G., Plischke, P., Pollithy, A., Poon, A. W. P., Pouryamout, J., Prall, M., Priester, F., Röllig, M., Röttele, C., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Roll, Ch., Rupp, S., Rysavy, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Skasyrskaya, A., Slezak, M., Spalek, A., Spanier, F., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Urban, K., Venos, D., Valerius, K., VanDevender, B. A., Vianden, R., Hernandez, A. P. Vizcaya, Wall, B. L., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zacher, M., Zadorozhny, S., Zboril, M., and Zeller, G.

Subjects
High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract

We report on the neutrino mass measurement result from the first four-week science run of the Karlsruhe Tritium Neutrino experiment KATRIN in spring 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are energy analyzed by a high-resolution MAC-E filter. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint at 18.57 keV gives an effective neutrino mass square value of $(-1.0^{+0.9}_{-1.1})$ eV$^2$. From this we derive an upper limit of 1.1 eV (90$\%$ confidence level) on the absolute mass scale of neutrinos. This value coincides with the KATRIN sensitivity. It improves upon previous mass limits from kinematic measurements by almost a factor of two and provides model-independent input to cosmological studies of structure formation.

Published
2019
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11. First operation of the KATRIN experiment with tritium

Author

Aker, M., Altenmüller, K., Arenz, M., Baek, W. -J., Barrett, J., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Gauda, K., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Hartmann, J., Haußmann, N., Minh, M. Ha, Heizmann, F., Heizmann, J., Helbing, K., Hickford, S., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kuffner, B., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Lebert, M., Lehnert, B., Letnev, J., Leven, F., Le, T. L., Lichter, S., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Megas, F., Melzer, C., Menshikov, A., Mertens, S., Meier, M., Mirz, S., Monreal, B., Guzmán, P. I. Morales, Müller, K., Naumann, U., Neumann, H., Niemes, S., Noe, M., Off, A., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Steven, M., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Urban, K., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadorozhny, S., and Zeller, G.

Subjects
Physics - Instrumentation and Detectors, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Nuclear Experiment
Abstract

The determination of the neutrino mass is one of the major challenges in astroparticle physics today. Direct neutrino mass experiments, based solely on the kinematics of beta-decay, provide a largely model-independent probe to the neutrino mass scale. The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to directly measure the effective electron antineutrino mass with a sensitivity of 0.2 eV 90% CL. In this work we report on the first operation of KATRIN with tritium which took place in 2018. During this commissioning phase of the tritium circulation system, excellent agreement of the theoretical prediction with the recorded spectra was found and stable conditions over a time period of 13 days could be established. These results are an essential prerequisite for the subsequent neutrino mass measurements with KATRIN in 2019.

Published
2019
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12. High-resolution spectroscopy of gaseous $^\mathrm{83m}$Kr conversion electrons with the KATRIN experiment

Author

Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillesheimer, D., Hinz, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Plischke, P., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.

Subjects
Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract

In this work, we present the first spectroscopic measurements of conversion electrons originating from the decay of metastable gaseous $^\mathrm{83m}$Kr with the Karlsruhe Tritium Neutrino (KATRIN) experiment. The results obtained in this calibration measurement represent a major commissioning milestone for the upcoming direct neutrino mass measurement with KATRIN. The successful campaign demonstrates the functionalities of the full KATRIN beamline. The KATRIN main spectrometer's excellent energy resolution of ~ 1 eV made it possible to determine the narrow K-32 and L$_3$-32 conversion electron line widths with an unprecedented precision of ~ 1 %., Comment: Fixed affiliation of the corresponding author

Published
2019
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13. Muon-induced background in the KATRIN main spectrometer

Author

Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Leiber, B., Letnev, J., Linek, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rink, R., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Rovedo, P., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Wandkowsky, N., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.

Subjects
Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract

The KArlsruhe TRItium Neutrino (KATRIN) experiment aims to make a model-independent determination of the effective electron antineutrino mass with a sensitivity of 0.2 eV/c$^{2}$. It investigates the kinematics of $\beta$-particles from tritium $\beta$-decay close to the endpoint of the energy spectrum. Because the KATRIN main spectrometer (MS) is located above ground, muon-induced backgrounds are of particular concern. Coincidence measurements with the MS and a scintillator-based muon detector system confirmed the model of secondary electron production by cosmic-ray muons inside the MS. Correlation measurements with the same setup showed that about $12\%$ of secondary electrons emitted from the inner surface are induced by cosmic-ray muons, with approximately one secondary electron produced for every 17 muon crossings. However, the magnetic and electrostatic shielding of the MS is able to efficiently suppress these electrons, and we find that muons are responsible for less than $17\%$ ($90\%$ confidence level) of the overall MS background.

Published
2018
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14. First transmission of electrons and ions through the KATRIN beamline

Author

Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Fischer, S., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Naumann, U., Neumann, H., Niemes, S., Off, A., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., and Zadoroghny, S.

Subjects
Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract

The Karlsruhe Tritium Neutrino (KATRIN) experiment is a large-scale effort to probe the absolute neutrino mass scale with a sensitivity of 0.2 eV (90% confidence level), via a precise measurement of the endpoint spectrum of tritium beta decay. This work documents several KATRIN commissioning milestones: the complete assembly of the experimental beamline, the successful transmission of electrons from three sources through the beamline to the primary detector, and tests of ion transport and retention. In the First Light commissioning campaign of Autumn 2016, photoelectrons were generated at the rear wall and ions were created by a dedicated ion source attached to the rear section; in July 2017, gaseous Kr-83m was injected into the KATRIN source section, and a condensed Kr-83m source was deployed in the transport section. In this paper we describe the technical details of the apparatus and the configuration for each measurement, and give first results on source and system performance. We have successfully achieved transmission from all four sources, established system stability, and characterized many aspects of the apparatus., Comment: Minor updates; as published in JINST

Published
2018
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15. Analysis methods for the first KATRIN neutrino-mass measurement

Author

KATRIN Collaboration, Aker, M., Altenmüller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Díaz Barrero, D., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Köllenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Lopez Poyato, J. M., Müller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Röllig, M., Röttele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schaller (née Pollithy), A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Šefčík, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Vénos, D., Valerius, K., Vizcaya Hernández, A. P., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y.-R., Zadoroghny, S., Zeller, G., AstroParticule et Cosmologie (APC (UMR_7164)), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Observatoire de Paris, Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université de Paris (UP), Institut de Recherches sur les lois Fondamentales de l'Univers (IRFU), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Université Paris-Saclay, KATRIN, UAM. Departamento de Química Física Aplicada, and Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université Paris Cité (UPCité)

Subjects
electron: energy, cosmological model, Physics - Instrumentation and Detectors, Physics::Instrumentation and Detectors, magnetic field, Electron, KATRIN, 01 natural sciences, 7. Clean energy, High Energy Physics - Experiment, High Energy Physics - Experiment (hep-ex), energy: threshold, [PHYS.HEXP]Physics [physics]/High Energy Physics - Experiment [hep-ex], neutrino: mass, Nuclear Experiment (nucl-ex), Nuclear Experiment, Analysis method, Physics, Química, Instrumentation and Detectors (physics.ins-det), inelastic scattering, ddc, semiconductor detector: drift chamber, kinematics, cryogenics, Präzisionsexperimente - Abteilung Blaum, Neutrino, numerical calculations: Monte Carlo, Astrophysics - Cosmology and Nongalactic Astrophysics, data analysis method, Cosmology and Nongalactic Astrophysics (astro-ph.CO), Block (permutation group theory), FOS: Physical sciences, Inelastic scattering, [PHYS.NEXP]Physics [physics]/Nuclear Experiment [nucl-ex], Tritium, tritium: particle source, Nuclear physics, tritium: semileptonic decay, electromagnetic field, gas, 0103 physical sciences, Electron Capture, ddc:530, [PHYS.PHYS.PHYS-INS-DET]Physics [physics]/Physics [physics]/Instrumentation and Detectors [physics.ins-det], 010306 general physics, Spectrometer, 010308 nuclear & particles physics, Mass measurement, spectral, spectrometer, Neutrino Mass, [PHYS.ASTR]Physics [physics]/Astrophysics [astro-ph], statistical, experimental results
Abstract

We report on the data set, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the $\beta$-decay kinematics of molecular tritium. The source is highly pure, cryogenic T$_2$ gas. The $\beta$ electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts $\beta$ electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90\% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology., Comment: 36 pages with 26 figures. Accepted to Phys. Rev. D

Published
2021
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16. Improved Upper Limit on the Neutrino Mass from a Direct Kinematic Method by KATRIN

Author

KATRIN Collaboration, Aker, M., Altenmüller, K., Arenz, M., Babutzka, M., Barrett, J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blaum, K., Block, F., Bobien, S., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Corona, T. J., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eisenblätter, L., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Flatt, B., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Furse, D., Gauda, K., Gemmeke, H., Gil, W., Glück, F., Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Ha Minh, M., Hackenjos, M., Hannen, V., Harms, F., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillen, B., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., James, T. M., Jansen, A., Kaboth, A., Karl, C., Kazachenko, O., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalík, A., Krasch, B., Kraus, M., Krause, H., Kuckert, L., Kuffner, B., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Leber, M., Lehnert, B., Letnev, J., Leven, F., Lichter, S., Lobashev, V. M., Lokhov, A., Machatschek, M., Malcherek, E., Müller, K., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Mirz, S., Monreal, B., Morales Guzmán, P. I., Naumann, U., Ndeke, W., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Ortjohann, H.-W., Osipowicz, A., Ostrick, B., Otten, E., Parno, D. S., Phillips, D. G., Plischke, P., Pollithy, A., Poon, A. W. P., Pouryamout, J., Prall, M., Priester, F., Röllig, M., Röttele, C., Ranitzsch, P. C.-O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Roll, Ch., Rupp, S., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Skasyrskaya, A., Slezák, M., Špalek, A., Spanier, F., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Urban, K., Vénos, D., Valerius, K., VanDevender, B. A., Vianden, R., Vizcaya Hernández, A. P., Wall, B. L., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y.-R., Zacher, M., Zadorozhny, S., Zbořil, M., Zeller, G., AstroParticule et Cosmologie (APC (UMR_7164)), Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Centre National de la Recherche Scientifique (CNRS)-Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Observatoire de Paris, PSL Research University (PSL)-PSL Research University (PSL)-Université Paris Diderot - Paris 7 (UPD7), Institut de Recherches sur les lois Fondamentales de l'Univers (IRFU), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Université Paris-Saclay, KATRIN, Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Observatoire de Paris, Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université de Paris (UP), Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université Paris Cité (UPCité), Observatoire de Paris, PSL Research University (PSL)-PSL Research University (PSL)-Université Paris Diderot - Paris 7 (UPD7)-Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Centre National de la Recherche Scientifique (CNRS), and KATRIN Collaboration

Subjects
Semileptonic decay, Physics - Instrumentation and Detectors, Cosmology and Nongalactic Astrophysics (astro-ph.CO), Physics::Instrumentation and Detectors, FOS: Physical sciences, General Physics and Astronomy, Kinematics, Electron, [PHYS.NEXP]Physics [physics]/Nuclear Experiment [nucl-ex], KATRIN, 01 natural sciences, 7. Clean energy, High Energy Physics - Experiment, Nuclear physics, High Energy Physics - Experiment (hep-ex), mass: scale, neutrino: mass: measured, 0103 physical sciences, [PHYS.HEXP]Physics [physics]/High Energy Physics - Experiment [hep-ex], ddc:530, S066MAE, Sensitivity (control systems), Limit (mathematics), structure, [PHYS.PHYS.PHYS-INS-DET]Physics [physics]/Physics [physics]/Instrumentation and Detectors [physics.ins-det], Nuclear Experiment (nucl-ex), 010306 general physics, Nuclear Experiment, Physics, tritium, formation, S066M2E, Instrumentation and Detectors (physics.ins-det), semileptonic decay, sensitivity, ddc, kinematics, Elementary Particles and Fields, electron: energy spectrum, High Energy Physics::Experiment, Präzisionsexperimente - Abteilung Blaum, Neutrino, [PHYS.ASTR]Physics [physics]/Astrophysics [astro-ph], Energy (signal processing), Astrophysics - Cosmology and Nongalactic Astrophysics, experimental results
Abstract

We report on the neutrino mass measurement result from the first four-week science run of the Karlsruhe Tritium Neutrino experiment KATRIN in spring 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are energy analyzed by a high-resolution MAC-E filter. A fit of the integrated electron spectrum over a narrow interval around the kinematic end point at 18.57 keV gives an effective neutrino mass square value of (−1.0−1.1+0.9) eV2. From this, we derive an upper limit of 1.1 eV (90% confidence level) on the absolute mass scale of neutrinos. This value coincides with the KATRIN sensitivity. It improves upon previous mass limits from kinematic measurements by almost a factor of 2 and provides model-independent input to cosmological studies of structure formation.

Published
2019
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