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In this letter, we present a validation of the wind speed retrieval from data from the calibration microwave radiometer onboard the Haiyang-2B (HY-2B) satellite against the observations from the stepped-frequency microwave radiometer (SFMR) onboard hurricane aircraft of the National Oceanic and Atmospheric Administration (NOAA) during 50 tropical cyclones (TCs). These data were collected during the cyclone season for the period from 2019 to 2022. The validation yields a root mean square error (RMSE) of 2.99 m s−1, a correlation coefficient (r) of 0.69, and a scatter index (SI) of 0.21 for the wind speed at wind speeds of <25 m s−1, which are worse than those achieved through the comparison with the HY-2B scatterometer, i.e. an RMSE of 1.15 m s−1, an r value of 0.96, and an SI of 0.11. This is probably caused by the fact that the brightness temperature measurement from the calibration microwave radiometer is likely affected by whitecaps caused by wave breaking; however, whitecaps have less influence on the sea surface backscattering signal under a regular sea state. At wind speeds of >25 m s−1, the accuracy is reduced to an RMSE of 2.19 m s−1, an r value of 0.75, and an SI of 0.07. In the presence of rain, significant distortion was observed, i.e. a variation of 3 m s−1 for a rain rate of 15 mm hr−1. This behaviour was also observed in the analysis of the HY-2B scatterometer product at low-to-moderate wind speeds. In this sense, it is believed that correction associated with rain has to be conducted in wind retrieval from HY-2B data. [ABSTRACT FROM AUTHOR]

In this paper, sea surface waves during complex sea state (i.e. tropical cyclones (TCs) and Kuroshio current) are inverted from dual-polarized (vertical – vertical (VV) and vertical – horizontal (VH)) synthetic aperture radar (SAR) images using an existing algorithm, namely, the parameterized first-guess spectrum method (PFSM). In particular, the wind term is included in two modulation transfer functions (MTFs), i.e. tilt modulation and velocity bunching. More than 3000 Sentinel (S-1) images acquired in interferometric wide (IW) mode and extra wide (EW) mode are collected, and the operational CyclObs wind product provided by the French Research Institute for Exploitation of the Oceans (IFREMER) is collected corresponding to the TC images. Note that these images are located within 500 km away from TC eyes. The wave spectra during the TCs are then inverted using the PFSM algorithm and the SAR-derived wind product. Simultaneously, the 0.05° gridded wave spectra collocated with these images are simulated using a third-generation numeric wave model, called WAVEWATCH-III (WW3), in which the reconstructed wind based on the European Centre for Medium-Range Weather Forecasts (ECMWF), the Copernicus Marine Environment Monitoring Service (CMEMS) current, and the CMEMS sea level are treated as the forcing field. Comparison of the SAR wave retrievals and simulations reveals that the root mean square errors (RMSEs) of the significant wave height (SWH) and mean wave period (MWP) are 0.55 m and 0.43 s, their correlation coefficients (COR) are 0.94 and 0.92, and their scatter index (SI) values are 0.17 and 0.07. These results demonstrate the better performance of the PFSM algorithm using theoretical MTFs, i.e. an RMSE of 0.68 m and COR of 0.90 for the SWH and an RMSE of 0.60 s and a COR of 0.87 for the MWP. Although the accuracy of the wave retrieval from the SAR image under complex sea state is improved when implementing the tilt and velocity bunching MTFs with the strong wind term, SWH retrievals by algorithm PFSM suffer saturation problem at SWH > 8 m. [ABSTRACT FROM AUTHOR]

This study introduces a new machine learning-based algorithm for the retrieving significant wave height (SWH) using synthetic aperture radar (SAR) images. This algorithm is based on the azimuthal cut-off wavelength and was developed in quad-polarized stripmap (QPS) mode in coastal waters. The collected images are collocated with a wave simulation from the numeric model, called WAVEWATCH-III (WW3), and the current speed from the HYbrid Coordinate Ocean Model (HYCOM). The sea surface wind is retrieved from the image at the vertical–vertical polarization channel, using the geophysical model function (GMF) CSARMOD-GF. The results of the algorithm were validated against the measurements obtained from the Haiyang-2B (HY-2B) scatterometer, yielding a root mean squared error (RMSE) of 1.99 m/s with a 0.82 correlation (COR) and 0.27 scatter index of wind speed. It was found that the SWH depends on the wind speed and azimuthal cut-off wavelength. However, the current speed has less of an influence on azimuthal cut-off wavelength. Following this rationale, four widely known machine learning methods were employed that take the SAR-derived azimuthal cut-off wavelength, wind speed, and radar incidence angle as inputs and then output the SWH. The validation result shows that the SAR-derived SWH by eXtreme Gradient Boosting (XGBoost) against the HY-2B altimeter products has a 0.34 m RMSE with a 0.97 COR and a 0.07 bias, which is better than the results obtained using an existing algorithm (i.e., a 1.10 m RMSE with a 0.77 COR and a 0.44 bias) and the other three machine learning methods (i.e., a >0.58 m RMSE with a <0.95 COR), i.e., convolutional neural networks (CNNs), Support Vector Regression (SVR) and the ridge regression model (RR). As a result, XGBoost is a highly efficient approach for GF-3 wave retrieval at the regular sea state. [ABSTRACT FROM AUTHOR]

The Chinese-French Oceanography SATellite (CFOSAT) jointly developed by the Chinese National Space Agency (CNSA) and the Centre National d'Etudes Spatiales (CNES) of France carries a wave spectrometer (Surface Waves Investigation and Monitoring, SWIM). SWIM has one nadir and five off-nadir beams to measure ocean surface waves. These near-nadir beams range from 0° to 10° at an interval of 2°. In this work, we investigated the performance of wave parameters derived from wave spectra measured by SWIM at off-nadir beams during the period 2020 to December 2022, e.g., incidence angles of 6°, 8° and 10°, which were collocated with the wave simulated by Simulating Waves Nearshore (SWAN). The validation of SWAN-simulated significant wave heights (SWHs) against National Data Buoy Center (NDBC) buoys of National Oceanic and Atmospheric Administration (NOAA) exhibited a 0.42 m root mean square error (RMSE) in the SWH. Our results revealed a RMSE of 1.02 m for the SWIM-measured SWH in the East Pacific Ocean compared with the SWH simulated by SWAN, as well as a 0.79 correlation coefficient (Cor) and a 1.17 squared error (Err) for the wave spectrum at an incidence angle of 10°, which are better than those (i.e., the RMSEs were > 1.1 m with Cors < 0.76 and Errs > 1.2) achieved at other incidence angles of SWH up to 14 m. This analysis indicates that the SWIM product is a relevant resource for wave monitoring over global seas. The collocated wave retrievals for more than 300 cases from Gaofen-3 (GF-3) synthetic aperture radar (SAR) images in China Seas were also used to verify the accuracy of SWIM-measured wave spectra. The energy of the SWIM-measured wave spectra represented by SWH was found to decrease with an increasing incidence angle in a case study. Moreover, the SWIM-measured wave spectra were most consistent with the SAR-derived wave spectra at an incidence angle of 10°, yielding a 0.77 Cor and 1.98 Err between SAR-derived and SWIM wave spectra under regular sea state conditions (SWH < 2 m). The error analysis indicates that the difference in SWH between SWIM at an incidence angle of 10° and SWAN has an increasing tendency with the growth in sea surface wind and sea state and it stabilizes to be 0.6 m at SWH > 4 m; however, the current and sea level have less influence on the uncertainties of the SWIM product. [ABSTRACT FROM AUTHOR]

The aim of our work is to improve the modulation transfer function (MTF) of velocity bunching by the quad-polarized GF-3 synthetic aperture radar (SAR). In total, more than 10,000 Gaofen-3 (GF-3) images acquired in wave mode (WV) in quad-polarization are collocated with ocean waves simulated from WAVEWATCH-III (WW3) model and ocean currents from the HYbrid Coordinate Ocean Model (HYCOM). The validation of WW3-simulated significant wave height (SWH) against the measurements from National Data Buoy Center (NDBC) of National Oceanic and Atmospheric Administration (NOAA) yields a 0.48 m root-mean-square error (RMSE) of SWH with a 0.88 correlation coefficient (r). The winds are inverted using the geophysical model function (GMF), denoted as CSARMOD-GF, which is specially for the re-calibrated GF-3 SAR in vertical-vertical (VV) polarization. The azimuthal cut-off wavelength λc caused by velocity bunching is theoretically calculated by wave spectrum from WW3 model and practically estimated from SAR intensity image, respectively. It is found that the velocity bunching is independent with polarization; however, the bias (theoretic minus SAR-derived λc) increases with sea state growing and has no obvious relationship with current. Following this rationale, the MTF of velocity bunching is empirically constructed by including the term of wind speed and the analysis shows a 3.76 m RMSE with a 0.92 r through comparing the SAR-derived λc in VV polarization and simulated values. Under this circumstance, the accuracy of wave retrieval is anticipated to be improved when using the proposed MTF of velocity bunching. [ABSTRACT FROM AUTHOR]

The purpose of our work is to investigate the performance of fusion wind from multiple remote-sensed data in forcing numeric wave models, and the experiment is described herein. In this study, 0.125° gridded wind fields at 12 h intervals were fused by using swath products from an advanced scatterometer (ASCAT) (a Haiyang-2B (HY-2B) scatterometer) and a spaceborne polarimetric microwave radiometer (WindSAT) during the period November 2019 to October 2020. The daily average wind speeds were compared with observations from National Data Buoy Center (NDBC) buoys from the National Oceanic and Atmospheric Administration (NOAA), yielding a 1.66 m/s root mean squared error (RMSE) with a 0.81 correlation (COR). This suggests that fusion wind was reliable for our work. The fusion winds were used for hindcasting sea surface waves by using two third-generation numeric wave models, denoted as WAVEWATCH-III (WW3) and Simulation Wave Nearshore (SWAN). The WW3-simulated waves in the North Pacific Ocean and the SWAN-simulated waves in the Gulf of Mexico were validated against the measurements from the NDBC buoys and the European Centre for Medium-Range Weather Forecasts (ECMWF) reanalysis (ERA-5) for the period June−September 2020. The analysis of significant wave heights (SWHs) up to 9 m yielded a < 0.5 m RMSE with a > 0.8 COR for the WW3 and SWAN models. Therefore, it was believed that the accuracy of the simulation using the two numeric models was comparable with that forced by a numeric atmospheric model. An error analysis was systematically conducted by comparing the modeled WW3-simulated SWHs with the monthly average products from the HY-2B and a Jason-3 altimeter over global seas. The seasonal analysis showed that the differences in the SWHs (i.e., altimeter minus the WW3) were within ±1.5 m in March and June; however, the difference was quite significant in December. It was concluded that remote-sensed fusion wind can serve as a driving force for hindcasting waves using numeric wave models. [ABSTRACT FROM AUTHOR]

Several aspects of global climate change, e.g., the rise of sea level and water temperature anomalies, suggest the advantages of studying wave distributions. In this study, WAVEWATCH-III (WW3) (version 6.07), which is a well-known numerical wave model, was employed for simulating waves over global seas from 1993–2020. The European Centre for Medium-Range Weather Forecasts (ECMWF), Copernicus Marine Environment Monitoring Service (CMEMS), current and sea level were used as the forcing fields in the WW3 model. The validation of modelling simulations against the measurements from the National Data Buoy Center (NDBC) buoys and Haiyang-2B (HY-2B) altimeter yielded a root mean square error (RMSE) of 0.49 m and 0.63 m, with a correlation (COR) of 0.89 and 0.90, respectively. The terms calculated by WW3-simulated waves, i.e., breaking waves, nonbreaking waves, radiation stress, and Stokes drift, were included in the water temperature simulation by a numerical circulation model named the Stony Brook Parallel Ocean Model (sbPOM). The water temperature was simulated in 2005–2015 using the high-quality Simple Ocean Data Assimilation (SODA) data. The validation of sbPOM-simulated results against the measurements obtained from the Array for Real-time Geostrophic Oceanography (Argo) buoys yielded a RMSE of 1.12 °C and a COR of 0.99. By the seasonal variation, the interrelation of the currents, sea level anomaly, and significant wave heights (SWHs) were strong in the Indian Ocean. In the strong current areas, the distribution of the sea level was consistent with the SWHs. The monthly variation of SWHs, currents, sea surface elevation, and sea level anomalies revealed that the upward trends of SWHs and sea level anomalies were consistent from 1993–2015 over the global ocean. In the Indian Ocean, the SWHs were obviously influenced by the SST and sea surface wind stress. The rise of wind stress intensity and sea level enlarges the growth of waves, and the wave-induced terms strengthen the heat exchange at the air–sea layer. It was assumed that the SST oscillation had a negative response to the SWHs in the global ocean from 2005–2015. This feedback indicates that the growth of waves could slow down the amplitude of water warming. [ABSTRACT FROM AUTHOR]

Empirical wind-retrieval algorithms for synthetic aperture radar (SAR), such as the geophysical model function (GMF) CMOD5N in the C-Band, are currently well developed. The retrieval accuracy of GMFs, however, is lower in the presence of marine phenomena such as oceanic fronts and mesoscale eddies, making SAR wind retrieval challenging under these conditions. In this study, we proposed a scheme for wind retrieval from Chinese Gaofen-3 (GF-3) SAR images using an analytical approach to obtain the wind speed in the nearshore waters of China's seas. Approximately 300 images were acquired from 2018 to 2021 in the copolarization channels [vertical–vertical (VV) and horizontal–horizontal (HH)]. The images were collocated with the measurements from the Advanced Scatterometer (ASCAT) and the Chinese Haiyang-2B (HY-2B) scatterometer. Our analytical approach was based on the Bragg resonant and non-Bragg (NB) scattering model for the calculation of the normalized radar backscatter cross-section (NRCS), which accounted for the influence of wave-current interactions and breaking waves in nearshore waters. We used the sea surface currents obtained from the HYbrid Coordinate Ocean Model (HYCOM) to simulate the Bragg resonant roughness. We derived the contribution of the NB breaking waves from the SAR-measured NRCS values in both the VV and HH channels. By comparing the retrieval results obtained using the analytical approach with the scatterometer products, we concluded that the root mean square error (RMSE) of the wind speed was 2.01 m s−1 with a 0.91 correlation coefficient (COR), which was less than the 2.93 m s−1 RMSE and 0.72 COR for the GMF CMOD5N. The variation in the bias of the HYCOM currents was approximately 1 m s−1 for current speeds greater than 0.3 m s−1. These findings verified the stability of the analytical approach for SAR wind retrieval in complex sea states. [ABSTRACT FROM AUTHOR]

In this study, the non-Bragg (NB) scattering due to breaking waves as measured by the C-band synthetic aperture radar (SAR) is investigated using more than 300 Gaofen-3 (GF-3) SAR images, which were acquired in quad-polarization stripmap (QPS) mode, that is, co-polarization [vertical–vertical (VV) and horizontal–horizontal (HH)] and cross-polarization [vertical–horizontal (VH) and horizontal–vertical (HV)]. First, the quality of SAR-based wind estimation is checked against the Haiyang-2B (HY-2B) scatterometer and European Center for Medium-Range Weather Forecasts (ECMWF) reanalysis (ERA-5), indicating a wind speed accuracy of 1.62 m s−1 root-mean-square error (RMSE) and a 0.89 correlation. Then, the SAR-derived wind and HYbrid Coordinate Ocean Model (HYCOM) sea surface current are used to simulate Bragg resonant roughness. The non-polarized (NP) wave breaking contribution σwb on co-polarized SAR-measured normalized radar cross section (NRCS) σ0 is studied, which is derived using two methods: an approach of the Bragg theory and empirical function. Numerical simulations are contrasted with actual SAR measurements: they show that the theoretical-based approach provides accurate enough simulations of the NP contribution, especially at the HH-polarization channel. To deeply understand the behavior of sea surface scattering under breaking conditions, the third-generation WAVEWATCH-III (WW3) model is used to simulate wake-breaking parameters, i.e. whitecap coverage (WCC), whitecap foam thickness (WCT) and whitecap breaking height (WCH), which are then collocated with SAR images. The difference between simulated co-polarized NRCS and the measured one versus sea surface dynamics parameters (i.e. SAR-derived wind speed, HYCOM sea surface speed, and WW3-simulated significant wave height) shows that NP enhances HH-polarized backscattering, while it damps the VV-polarized backscattering. In addition, the contribution of σwb could be ignored for WCC and WCT larger than 15 × 10−3 and 40 × 10−3 m, respectively. Moreover, the ratio reduces with the increasing WCH greater than 2.0 m; in particular, the ratio likely remains to be 0.1 as WCH is greater than 2.5 m. Generally, the HH-polarized backscattering is relatively sensitive with the wave-breaking parameters; however, this behavior has to be further studied utilizing buoy-measured wave breaking data. [ABSTRACT FROM AUTHOR]

This work focused on the rain-induced characteristics of synthetic aperture radar (SAR) at the C- and X-bands. Six SAR images were collected in tropical cyclones: four C-band dual-polarized Sentinel-1 (S-1) images during the 2016 hurricane season and two vertical–vertical) polarized TerraSAR-X (TS-X) images of Hurricane Sandy (2012). Wind speeds were retrieved from the S-1 images at the vertical–horizontal polarization channel, and winds from the TS-X images were obtained from the Hurricane Research Division of the National Oceanic and Atmospheric Administration. Simultaneously, Tropical Rainfall Measuring Mission (TRMM) rain rates, current data from the HYbrid Coordinate Ocean Model and wave spectra simulated by the WAVEWATCH-III (WW3) model were collocated. The three-scale backscattering model was employed to simulate the normalized radar cross-section (NRCS)without considering the rain effect, yielding a 2.21-dB root mean square errorand 2.23-dB for S-1 and TS-X, respectively. The difference between model-simulated and observed NRCS was analysed using the TRMM rain rate. The results indicate a linear relationship of the difference at the X-band with the TRMM rain rate, while the difference at the C-band exhibited a 'V' relationship with the TRMM rain rate. It was also discovered that the difference at the X-band decreased with increasing wind speed, while the difference at the C-band increased with increasing wind speed. [ABSTRACT FROM AUTHOR]

The spatial resolution of Chinese Gaofen-3 (GF-3) Synthetic Aperture Radar (SAR) image, a pixel size of 500 m at azimuth/flight direction for Global Observation (GLO) and 100 m for Wide ScanSAR (WSC) modes, is relatively coarse, and waves shorter than 100 m are undetectable. In this study, SAR images collected under typhoon conditions by the GF-3 mission are exploited for wave retrieval purposes. In detail, six imagery collected during 2017 and 2018 over the China Seas captured four typhoons. The GLO and WSC modes images are collocated with simulated wave fields using a numeric wave model, called WAVEWATCH-III (WW3) and are processed using a machine learning method to retrieve sea surface waves. In this work, the criterion for the training completion in the process of machine learning is set as 0.15 m of Root mean Square Error (RMSE) for the Significant Wave Height (SWH). Then, the retrieved SWH is compared with measurements collected by the Jason-2 altimeter, showing a 0.61 m RMSE. The proposed algorithm is shown to outperform empirical approaches developed to retrieve the SWH using GF-3 SAR imagery acquired in the GLO and WSC imaging modes. [ABSTRACT FROM AUTHOR]

Over the past several decades, an increasing number of studies have focused on the global view of swell and wind sea climate. However, our understanding of wind sea and swell is still incomplete as is the lack of an integrated description for all the wave components. In this paper, the European Centre for Medium-Range Weather Forecasts (ECMWF) Era-medium wind data is used to run the WAVEWATCH III model and the global wave fields in 2010 are reproduced. Using the spectra energy partition (SEP) method, two-dimensional wave spectra were separated and detailed information for the components of wind sea and swell was obtained. We found that the highest seasonal mean energy of swell and wind sea are distributed in the respective winter hemispheres. In most seas, swell carries a large part of the wave energy with Ws being higher than 50%. Compared to swell, the global distribution of wind sea energy is highly affected by the seasons. We also established a link between inverse wave age and the ratio of swell energy to total wave energy. This study aims to improve our understanding of surface wave energy composition and thus the parameterization of global-scale wind-wave interaction and air-sea momentum flux. [ABSTRACT FROM AUTHOR]

It is well known that numerical models are powerful methods for wave simulation of typhoons, where the sea surface drag coefficient is sensitive to strong winds. With the development of remote sensing techniques, typhoon data (i.e., wind and waves) have been captured by optical and microwave satellites such as the Chinese-French Oceanography SATellite (CFOSAT). In particular, wind and wave spectra data can be simultaneously measured by the Surface Wave Investigation and Monitoring (SWIM) onboard CFOSAT. In this study, existing parameterizations for the drag coefficient are implemented for typhoon wave simulations using the WAVEWATCH-III (WW3) model. In particular, a parameterization of the drag coefficient derived from sea surface roughness is adopted by considering the terms for wave steepness and wave age from the measurements from SWIM products of CFOSAT from 20 typhoons during 2019–2020 at winds up to 30 m/s. The simulated significant wave height (Hs) from the WW3 model was validated against the observations from several moored buoys active during three typhoons, i.e., Typhoon Fung-wong (2014), Chan-hom (2015), and Lekima (2019). The analysis results indicated that the proposed parameterization of the drag coefficient significantly improved the accuracy of typhoon wave estimation (a 0.49 m root mean square error (RMSE) of Hs and a 0.35 scatter index (SI)), greater than the 0.55 RMSE of Hs and >0.4 SI using other existing parameterizations. In this sense, the adopted parameterization for the drag coefficient is recommended for typhoon wave simulations using the WW3 model, especially for sea states with Hs < 7 m. Moreover, the accuracy of simulated waves was not reduced with growing winds and sea states using the proposed parameterization. However, the applicability of the proposed parameterization in hurricanes necessitates further investigation at high winds (>30 m/s). [ABSTRACT FROM AUTHOR]

This study investigated the performance of two ocean wave models, that is, Simulation Wave Nearshore (SWAN) and WAVEWATCH-III (WW3), and the interannual and seasonal variability of transport induced by Stokes drift during the period from 1989 to 2019. Three types of sea surface wind products were used for wave simulation: the European Centre for Medium-Range Weather Forecasts (ECMWF) Interim, the Cross Calibrated Multi-Platform Version 2.0 (CCMP V2.0) from Remote Sensing Systems (RSS), and the National Centers for Environmental Prediction (NCEP) Global Forecast System (GFS). The modeling was validated against wave measurements from the Jason-2 altimeter in 2015. The analysis found that the root mean square error (RMSE) of significant wave height (SWH) from the WW3 model using CCMP wind data was 0.17 m, which is less than the ~0.6-m RMSE of SWH from the SWAN model using the other types of wind data. The simulations from the WW3 model using CCMP wind data indicated that the Stokes transport is up to 2 m2/s higher in the South China Sea and Japan Sea than that at other ocean regions in January. The interannual variation showed that the Stokes transport generally increased from 0.25 m2/s in 1989 to 0.35 m2/s in 2018. We also found that the accuracy of the sea surface temperature (SST) simulation using the Stony Brook Parallel Ocean Model (sbPOM) is improved by as much as 0.5 °C when Stokes transport is considered to validate the sbPOM-simulated SST against the measurements from Argo in 2012–2015. In particular, the Stokes transport has a negative effect on Summer (March to June) and has a positive effect in Autumn (July to September), which is probably caused by the tropical cyclones. [ABSTRACT FROM AUTHOR]

In this study, Version 5.16 of the WAVEWATCH-III (WW3) model is used to simulate parameters of typhoon-generated wave fields in the Western North Pacific Ocean during the period 1998–2017. From a database of more than 300 typhoons, typhoon tracks are partitioned into six groups by their direction of motion and longitude of recurvature track. For typhoons that recurve east of 140° E, or track toward mainland Asia, regions of high significant wave height (SWH) values are separated by a minimum in SWH near 30° N. Partitioning SWH into wind sea and swell components demonstrates that variations in typhoon tracks produce a much stronger signal in the wind sea component of the wave system. Empirical orthogonal function (EOF) analysis is used to compute the four leading modes of variation in average SWH simulated by the WW3 model. The first EOF mode contributes to 17.3% of the total variance; all other modes contribute less than 10%. The first EOF mode also oscillates on an approximately 1-year cycle during the period 1998–2017. Overall, typhoon-induced wave energy dominates north of 30° N. Temporal analysis of the leading principal component of SWH indicates that (a) the intensity of the wave pattern produced by westward-tracking typhoons decreased during the last 20 years, and (b) typhoons that recurve east of 140° E and those that track westward toward southeast Asia are largely responsible for the decadal variability of typhoon-induced wave distribution. [ABSTRACT FROM AUTHOR]