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Analysis of model fit results of 15,210 electron velocity distribution functions (VDFs), observed within $\pm$2 hours of 52 interplanetary (IP) shocks by the Wind spacecraft near 1 AU, is presented as the third and final part on electron VDFs near IP shocks. The core electrons and protons dominate in the magnitude and change in the partial-to-total thermal pressure ratio, with the core electrons often gaining as much or more than the protons. Only a moderate positive correlation is observed between the electron temperature and the kinetic energy change across the shock, while weaker, if any, correlations were found with any other macroscopic shock parameter. No VDF parameter correlated with the shock normal angle. The electron VDF evolves from a narrowly peaked core with flaring suprathermal tails in the upstream to either a slightly hotter core with steeper tails or much hotter flattop core with even steeper tails downstream of the weaker and strongest shocks, respectively. Both quasi-static and fluctuating fields are examined as possible mechanisms modifying the VDF but neither is sufficient alone. For instance, flattop VDFs can be generated by nonlinear ion acoustic wave stochastic acceleration (i.e., inelastic collisions) while other work suggested they result from the combination of quasi-static and fluctuating fields. This three-part study shows that not only are these systems not thermodynamic in nature, even kinetic models may require modification to include things like inelastic collision operators to properly model electron VDF evolution across shocks or in the solar wind., Comment: 30 pages, 10 figures, 3 tables, to be submitted to Astrophys. J

Magnetic field fluctuations in the solar wind are commonly observed to follow a power law spectrum. Near proton-kinetic scales, a spectral break occurs which is commonly interpreted as a transition to kinetic turbulence. However, this transition is not yet entirely understood. By studying the scaling of the break with various plasma properties, it may be possible to constrain the processes leading to the onset of kinetic turbulence. Using data from Parker Solar Probe (\textit{PSP}), we measure the proton scale break over a range of heliocentric distances, enabling a measurement of the transition from inertial to kinetic scale turbulence under various plasma conditions. We find that the break frequency $f_b$ increases as the heliocentric distance $r$ decreases in the slow solar wind following a power law $f_b\sim r^{-1.11}$. We also compare this to the characteristic plasma ion scales to relate the break to the possible physical mechanisms occurring at this scale. The ratio between $f_b$ and $f_c$, the Doppler shifted ion cyclotron resonance scale, is approximately unity for all plasma $\beta_p$. At high $\beta_p$ the ratio between $f_b$ and $f_\rho$, the Doppler shifted gyroscale, is approximately unity; while at low $\beta_p$ the ratio between $f_b$ and $f_d$, the Doppler shifted proton-inertial length is unity. Due to the large comparable Alfv\'en and solar wind speeds, we analyze these results using both the standard and modified Taylor hypothesis, demonstrating robust statistical results., Comment: Accepted by ApJS, Dec 14, 2019

We perform a statistical study of the turbulent power spectrum at inertial and kinetic scales observed during the first perihelion encounter of Parker Solar Probe. We find that often there is an extremely steep scaling range of the power spectrum just above the ion-kinetic scales, similar to prior observations at 1 AU, with a power-law index of around $-4$. Based on our measurements, we demonstrate that either a significant ($>50\%$) fraction of the total turbulent energy flux is dissipated in this range of scales, or the characteristic nonlinear interaction time of the turbulence decreases dramatically from the expectation based solely on the dispersive nature of nonlinearly interacting kinetic Alfv\'en waves.

NASA's Parker Solar Probe (PSP) mission is currently investigating the local plasma environment of the inner-heliosphere ($< $0.25$R_\odot$) using both {\em{in-situ}} and remote sensing instrumentation. Connecting signatures of microphysical particle heating and acceleration processes to macro-scale heliospheric structure requires sensitive measurements of electromagnetic fields over a large range of physical scales. The FIELDS instrument, which provides PSP with {\em{in-situ}} measurements of electromagnetic fields of the inner heliosphere and corona, includes a set of three vector magnetometers: two fluxgate magnetometers (MAGs), and a single inductively coupled search-coil magnetometer (SCM). Together, the three FIELDS magnetometers enable measurements of the local magnetic field with a bandwidth ranging from DC to 1 MHz. This manuscript reports on the development of a merged data set combining SCM and MAG (SCaM) measurements, enabling the highest fidelity data product with an optimal signal to noise ratio. On-ground characterization tests of complex instrumental responses and noise floors are discussed as well as application to the in-flight calibration of FIELDS data. The algorithm used on PSP/FIELDS to merge waveform observations from multiple sensors with optimal signal to noise characteristics is presented. In-flight analysis of calibrations and merging algorithm performance demonstrates a timing accuracy to well within the survey rate sample period of $\sim340 \mu s$.

Radio waves are strongly scattered in the solar wind, so that their apparent sources seem to be considerably larger and shifted than the actual ones. Since the scattering depends on the spectrum of density turbulence, better understanding of the radio wave propagation provides indirect information on the relative density fluctuations $\epsilon=\langle\delta n\rangle/\langle n\rangle$ at the effective turbulence scale length. Here, we have analyzed 30 type III bursts detected by Parker Solar Probe (PSP). For the first time, we have retrieved type III burst decay times $\tau_{\rm{d}}$ between 1 MHz and 10 MHz thanks to an unparalleled temporal resolution of PSP. We observed a significant deviation in a power-law slope for frequencies above 1 MHz when compared to previous measurements below 1 MHz by the twin-spacecraft Solar TErrestrial RElations Observatory (STEREO) mission. We note that altitudes of radio bursts generated at 1 MHz roughly coincide with an expected location of the Alfv\'{e}n point, where the solar wind becomes super-Alfv\'{e}nic. By comparing PSP observations and Monte Carlo simulations, we predict relative density fluctuations $\epsilon$ at the effective turbulence scale length at radial distances between 2.5$R_\odot$ and 14$R_\odot$ to range from $0.22$ and $0.09$. Finally, we calculated relative density fluctuations $\epsilon$ measured in situ by PSP at a radial distance from the Sun of $35.7$~$R_\odot$ during the perihelion \#1, and the perihelion \#2 to be $0.07$ and $0.06$, respectively. It is in a very good agreement with previous STEREO predictions ($\epsilon=0.06-0.07$) obtained by remote measurements of radio sources generated at this radial distance., Comment: 12 pages, 10 figures, accepted for publication in ApJS

The physical mechanisms that produce the slow solar wind are still highly debated. Parker Solar Probe's (PSP's) second solar encounter provided a new opportunity to relate in situ measurements of the nascent slow solar wind with white-light images of streamer flows. We exploit data taken by the Solar and Heliospheric Observatory (SOHO), the Solar TErrestrial RElations Observatory (STEREO) and the Wide Imager on Solar Probe to reveal for the first time a close link between imaged streamer flows and the high-density plasma measured by the Solar Wind Electrons Alphas and Protons (SWEAP) experiment. We identify different types of slow winds measured by PSP that we relate to the spacecraft's magnetic connectivity (or not) to streamer flows. SWEAP measured high-density and highly variable plasma when PSP was well connected to streamers but more tenuous wind with much weaker density variations when it exited streamer flows. STEREO imaging of the release and propagation of small transients from the Sun to PSP reveals that the spacecraft was continually impacted by the southern edge of streamer transients. The impact of specific density structures is marked by a higher occurrence of magnetic field reversals measured by the FIELDS magnetometers. Magnetic reversals originating from the streamers are associated with larger density variations compared with reversals originating outside streamers. We tentatively interpret these findings in terms of magnetic reconnection between open magnetic fields and coronal loops with different properties, providing support for the formation of a subset of the slow wind by magnetic reconnection., Comment: 15 pages, 8 figures, to appear in the Parker Solar Probe ApJ Special Issue

We consider 2D joint distributions of normalised residual energy $\sigma_r(s,t)$ and cross helicity $\sigma_c(s,t)$ during one day of Parker Solar Probe's (PSP's) first encounter as a function of wavelet scale $s$. The broad features of the distributions are similar to previous observations made by HELIOS in slow solar wind, namely well correlated and fairly Alfv\'enic, except for a population with negative cross helicity which is seen at shorter wavelet scales. We show that this population is due to the presence of magnetic switchbacks, brief periods where the magnetic field polarity reverses. Such switchbacks have been observed before, both in HELIOS data and in Ulysses data in the polar solar wind. Their abundance and short timescales as seen by PSP in its first encounter is a new observation, and their precise origin is still unknown. By analysing these MHD invariants as a function of wavelet scale we show that MHD waves do indeed follow the local mean magnetic field through switchbacks, with net Elsasser flux propagating inward during the field reversal, and that they therefore must be local kinks in the magnetic field and not due to small regions of opposite polarity on the surface of the Sun. Such observations are important to keep in mind as computing cross helicity without taking into account the effect of switchbacks may result in spurious underestimation of $\sigma_c$ as PSP gets closer to the Sun in later orbits.

In this Paper, we present the first results from the Flux Angle operation mode of the Faraday Cup instrument onboard Parker Solar Probe. The Flux Angle mode allows rapid measurements of phase space density fluctuations close to the peak of the proton velocity distribution function with a cadence of 293 Hz. This approach provides an invaluable tool for understanding kinetic scale turbulence in the solar wind and solar corona. We describe a technique to convert the phase space density fluctuations into vector velocity components and compute several turbulence parameters such as spectral index, residual energy and cross helicity during two intervals the Flux Angle mode was used in Parker Solar Probe's first encounter at 0.174 AU distance from the Sun., Comment: Accepted for publication in ApJS

Data from the first two orbits of the Sun by Parker Solar Probe reveal that the solar wind sunward of 50 solar radii is replete with plasma waves and instabilities. One of the most prominent plasma wave power enhancements in this region appears near the electron cyclotron frequency (f_ce). Most of this wave power is concentrated in electric field fluctuations near 0.7 f_ce and f_ce, with strong harmonics of both frequencies extending above f_ce. At least two distinct, often concurrent, wave modes are observed, preliminarily identified as electrostatic whistler-mode waves and electron Bernstein waves. Wave intervals range in duration from a few seconds to hours. Both the amplitudes and number of detections of these near-f_ce waves increase significantly with decreasing distance to the Sun, suggesting that they play an important role in the evolution of electron populations in the near-Sun solar wind. Correlations are found between the detection of these waves and properties of solar wind electron populations, including electron core drift, implying that these waves play a role in regulating the heat flux carried by solar wind electrons. Observation of these near-f_ce waves is found to be strongly correlated with near-radial solar wind magnetic field configurations with low levels of magnetic turbulence. A scenario for the growth of these waves is presented which implies that regions of low-turbulence near-radial magnetic field are a prominent feature of solar wind structure near the Sun.

We report proton temperature anisotropy variations in the inner heliosphere with Parker Solar Probe (PSP) observations. Using a linear fitting method, we derive proton temperature anisotropy with temperatures measured by the Solar Probe Cup (SPC) from the SWEAP instrument suite and magnetic field observations from the FIELDS instrument suite. The observed radial dependence of temperature variations in the fast solar wind implies stronger perpendicular heating and parallel cooling than previous results from Helios measurements made at larger radial distances. The anti-correlation between proton temperature anisotropy and parallel plasma beta is retained in fast solar wind. However, the temperature anisotropies of the slow solar wind seem to be well constrained by the mirror and parallel firehose instabilities. The perpendicular heating of the slow solar wind inside 0.24 AU may contribute to its same trend up against mirror instability thresholds as fast solar wind. These results suggest that we may see stronger anisotropy heating than expected in inner heliosphere., Comment: Submit to ApJ special issue for Parker Solar Probe first results

During Parker Solar Probe's first orbit, the solar wind plasma has been observed in situ closer than ever before, the perihelion on November 6th 2018 revealing a flow that is constantly permeated by large amplitude Alfv\'enic fluctuations. These include radial magnetic field reversals, or switchbacks, that seem to be a persistent feature of the young solar wind. The measurements also reveal a very strong, unexpected, azimuthal velocity component. In this work, we numerically model the solar corona during this first encounter, solving the MHD equations and accounting for Alfv\'en wave transport and dissipation. We find that the large scale plasma parameters are well reproduced, allowing the computation of the solar wind sources at Probe with confidence. We try to understand the dynamical nature of the solar wind to explain both the amplitude of the observed radial magnetic field and of the azimuthal velocities., Comment: Accepted Erratum includeded as an appendix. Updated references. 17 pages, 9 figures total

We present initial results from the Radio Frequency Spectrometer (RFS), the high frequency component of the FIELDS experiment on the Parker Solar Probe (PSP). During the first PSP solar encounter (2018 November), only a few small radio bursts were observed. During the second encounter (2019 April), copious Type III radio bursts occurred, including intervals of radio storms where bursts occurred continuously. In this paper, we present initial observations of the characteristics of Type III radio bursts in the inner heliosphere, calculating occurrence rates, amplitude distributions, and spectral properties of the observed bursts. We also report observations of several bursts during the second encounter which display circular polarization in the right hand polarized sense, with a degree of polarization of 0.15-0.38 in the range from 8-12 MHz. The degree of polarization can be explained either by depolarization of initially 100% polarized $o$-mode emission, or by direct generation of emission in the $o$ and $x$-mode simultaneously. Direct in situ observations in future PSP encounters could provide data which can distinguish these mechanisms., Comment: 12 pages, 7 figures, to be published in ApJS

Observations at 1 au have confirmed that enhancements in measured energetic particle fluxes are statistically associated with "rough" magnetic fields, i.e., fields having atypically large spatial derivatives or increments, as measured by the Partial Variance of Increments (PVI) method. One way to interpret this observation is as an association of the energetic particles with trapping or channeling within magnetic flux tubes, possibly near their boundaries. However, it remains unclear whether this association is a transport or local effect; i.e., the particles might have been energized at a distant location, perhaps by shocks or reconnection, or they might experience local energization or re-acceleration. The Parker Solar Probe (PSP), even in its first two orbits, offers a unique opportunity to study this statistical correlation closer to the corona. As a first step, we analyze the separate correlation properties of the energetic particles measured by the \isois instruments during the first solar encounter. The distribution of time intervals between a specific type of event, i.e., the waiting time, can indicate the nature of the underlying process. We find that the \isois observations show a power-law distribution of waiting times, indicating a correlated (non-Poisson) distribution. Analysis of low-energy \isois data suggests that the results are consistent with the 1 au studies, although we find hints of some unexpected behavior. A more complete understanding of these statistical distributions will provide valuable insights into the origin and propagation of solar energetic particles, a picture that should become clear with future PSP orbits., Comment: Accepted for publication in The Astrophysical Journal Supplement, PSP special issue

Parker Solar Probe (PSP) observations during its first encounter at 35.7 $R_\odot$ have shown the presence of magnetic field lines which are strongly perturbed to the point that they produce local inversions of the radial magnetic field, known as switchbacks. Their counterparts in the solar wind velocity field are local enhancements in the radial speed, or jets, displaying (in all components) the velocity-magnetic field correlation typical of large amplitude Alfv\'en waves propagating away from the Sun. Switchbacks and radial jets have previously been observed over a wide range of heliocentric distances by Helios, WIND and Ulysses, although they were prevalent in significantly faster streams than seen at PSP. Here we study via numerical MHD simulations the evolution of such large amplitude Alfv\'enic fluctuations by including, in agreement with observations, both a radial magnetic field inversion and an initially constant total magnetic pressure. Despite the extremely large excursion of magnetic and velocity fields, switchbacks are seen to persist for up to hundreds of Alfv\'en crossing times before eventually decaying due to the parametric decay instability. Our results suggest that such switchback/jet configurations might indeed originate in the lower corona and survive out to PSP distances, provided the background solar wind is sufficiently calm, in the sense of not being pervaded by strong density fluctuations or other gradients, such as stream or magnetic field shears, that might destabilize or destroy them over shorter timescales., Comment: Accepted for publication on APJ PSP special issue

One of the most striking observations made by Parker Solar Probe during its first solar encounter is the omnipresence of rapid polarity reversals in a magnetic field that is otherwise mostly radial. These so-called switchbacks strongly affect the dynamics of the magnetic field. We concentrate here on their macroscopic properties. First, we find that these structures are self-similar, and have neither a characteristic magnitude, nor a characteristic duration. Their waiting time statistics shows evidence for aggregation. The associated long memory resides in their occurrence rate, and is not inherent to the background fluctuations. Interestingly, the spectral properties of inertial range turbulence differ inside and outside of switchback structures; in the latter the $1/f$ range extends to higher frequencies. These results suggest that outside of these structures we are in the presence of lower amplitude fluctuations with a shorter turbulent inertial range. We conjecture that these correspond to a pristine solar wind., Comment: 10 figures, to appear in The Astrophysical Journal Supplement Series (2020)

Direct evidence of an inertial-range turbulent energy cascade has been provided by spacecraft observations in heliospheric plasmas. In the solar wind, the average value of the derived heating rate near 1 au is $\sim 10^{3}\, \mathrm{J\,kg^{-1}\,s^{-1}}$, an amount sufficient to account for observed departures from adiabatic expansion. Parker Solar Probe (PSP), even during its first solar encounter, offers the first opportunity to compute, in a similar fashion, a fluid-scale energy decay rate, much closer to the solar corona than any prior in-situ observations. Using the Politano-Pouquet third-order law and the von K\'arm\'an decay law, we estimate the fluid-range energy transfer rate in the inner heliosphere, at heliocentric distance $R$ ranging from $54\,R_{\odot}$ (0.25 au) to $36\,R_{\odot}$ (0.17 au). The energy transfer rate obtained near the first perihelion is about 100 times higher than the average value at 1 au. This dramatic increase in the heating rate is unprecedented in previous solar wind observations, including those from Helios, and the values are close to those obtained in the shocked plasma inside the terrestrial magnetosheath., Comment: Accepted for publication in The Astrophysical Journal Supplement, PSP special issue

Heat transport in the solar corona and wind is still a major unsolved astrophysical problem. Because of the key role played by electrons, the electron density and temperature(s) are important prerequisites for understanding these plasmas. We present such in situ measurements along the two first solar encounters of Parker Solar Probe (PSP), between 0.5 and 0.17 AU from the Sun, revealing different states of the emerging solar wind near solar activity minimum. These preliminary results are obtained from a simplified analysis of the plasma quasi-thermal noise (QTN) spectrum measured by the Radio Frequency Spectrometer (RFS/FIELDS). The local electron density is deduced from the tracking of the plasma line, which enables accurate measurements, independent of calibrations and spacecraft perturbations, whereas the temperatures of the thermal and supra-thermal components of the velocity distribution, as well as the average kinetic temperature are deduced from the shape of the plasma line. The temperature of the weakly collisional thermal population, similar for both encounters, decreases with distance as $R^{-0.74}$, much slower than adiabatic. In contrast, the temperature of the nearly collisionless suprathermal population exhibits a virtually flat radial variation. The 7-second resolution of the density measurements enables us to deduce the low-frequency spectrum of compressive fluctuations around perihelion, varying as $f^{-1.4}$. This is the first time that QTN spectroscopy is implemented with an electric antenna length not exceeding the plasma Debye length. As PSP will approach the Sun, the decrease in Debye length is expected to considerably improve the accuracy of the temperature measurements., Comment: 17 pages, 7 figures, accepted in ApJS (Parker Solar Probe special issue)

Stochastic heating is a non-linear heating mechanism driven by the violation of magnetic moment invariance due to large-amplitude turbulent fluctuations producing diffusion of ions towards higher kinetic energies in the direction perpendicular to the magnetic field. It is frequently invoked as a mechanism responsible for the heating of ions in the solar wind. Here, we quantify for the first time the proton stochastic heating rate $Q_\perp$ at radial distances from the Sun as close as $0.16$ au, using measurements from the first two Parker Solar Probe encounters. Our results for both the amplitude and radial trend of the heating rate, $Q_\perp \propto r^{-2.5}$, agree with previous results based on the Helios data set at heliocentric distances from 0.3 to 0.9 au. Also in agreement with previous results, $Q_\perp$ is significantly larger in the fast solar wind than in the slow solar wind. We identify the tendency in fast solar wind for cuts of the core proton velocity distribution transverse to the magnetic field to exhibit a flat-top shape. The observed distribution agrees with previous theoretical predictions for fast solar wind where stochastic heating is the dominant heating mechanism.

We compare magnetic field measurements taken by the FIELDS instrument on Parker Solar Probe (PSP) during its first solar encounter to predictions obtained by Potential Field Source Surface (PFSS) modeling. Ballistic propagation is used to connect the spacecraft to the source surface. Despite the simplicity of the model, our results show striking agreement with PSPs first observations of the heliospheric magnetic field from 0.5 AU (107.5 Rs) down to 0.16 AU (35.7 Rs). Further, we show the robustness of the agreement is improved both by allowing the photospheric input to the model to vary in time, and by advecting the field from PSP down to the PFSS model domain using in situ PSP/SWEAP measurements of the solar wind speed instead of assuming it to be constant with longitude and latitude. We also explore the source surface height parameter (RSS) to the PFSS model finding that an extraordinarily low source surface height (1.3-1.5Rs) predicts observed small scale polarity inversions which are otherwise washed out with regular modeling parameters. Finally, we extract field line traces from these models. By overlaying these on EUV images we observe magnetic connectivity to various equatorial and mid-latitude coronal holes indicating plausible magnetic footpoints and offering context for future discussions of sources of the solar wind measured by PSP., Comment: 19 Pages, 8 Main Figures, 3 Appendix Figures

Understanding the physical processes in the solar wind and corona which actively contribute to heating, acceleration, and dissipation is a primary objective of NASA's Parker Solar Probe (PSP) mission. Observations of coherent electromagnetic waves at ion scales suggests that linear cyclotron resonance and non-linear processes are dynamically relevant in the inner heliosphere. A wavelet-based statistical study of coherent waves in the first perihelion encounter of PSP demonstrates the presence of transverse electromagnetic waves at ion resonant scales which are observed in 30-50\% of radial field intervals. Average wave amplitudes of approximately 4 nT are measured, while the mean duration of wave events is of order 20 seconds; however long duration wave events can exist without interruption on hour-long timescales. Though ion scale waves are preferentially observed during intervals with a radial mean magnetic field, we show that measurement constraints, associated with single spacecraft sampling of quasi-parallel waves superposed with anisotropic turbulence, render the measured quasi-parallel ion-wave spectrum unobservable when the mean magnetic field is oblique to the solar wind flow; these results imply that the occurrence of coherent ion-scale waves is not limited to a radial field configuration. The lack of strong radial scaling of characteristic wave amplitudes and duration suggests that the waves are generated {\em{in-situ}} through plasma instabilities. Additionally, observations of proton distribution functions indicate that temperature anisotropy may drive the observed ion-scale waves.

We report and examine the observation of an unusual and rare in-situ electron observation associated with a solar type III radio burst on 24 December 1996. This radio event was accompanied by high energy electrons, measured by the Solid State Telescope (SST) on-board WIND spacecraft. The type III radio emission started at $\approx$ 13:10~UT and was associated to a C2.1 GOES-class flare whose maximum was at 13:11 UT and hosted by the active region NOAA 8007/8004, located on the west limb at N05$^\circ$ W74$^\circ$/N06$^\circ$ W85$^\circ$. During this event, the observation of an electron energy distribution likely to be associated with the radio emission was registered. The electrons arrive at the spacecraft predominantly from the anti-solar direction, suggesting that their general motion is Sunward along a closed magnetic field line. Leblanc et al. (1999) propose a model in which energetic electrons are injected into a coronal flux tube at one of its footpoints, releasing standard type-III emission. As the magnetic field then directs them back toward the magnetic-conjugate footpoint of the first, the electrons release subsequent emission whose radio profile is a quasi-time reversal of the standard. We have constructed a cylindrical flux-rope facsimile of this scenario that reproduces the U-burst profiles. We also report observational features indicating a secondary electron energy distribution and propose a scenario that explains this feature., Comment: 8 pages,6 figures, 2 tables. Accepted to ApJ

A statistical analysis of 15,210 electron velocity distribution function (VDF) fits, observed within $\pm$2 hours of 52 interplanetary (IP) shocks by the $Wind$ spacecraft near 1 AU, is presented. This is the second in a three-part series on electron VDFs near IP shocks. The electron velocity moment statistics for the dense, low energy core, tenuous, hot halo, and field-aligned beam/strahl are a statistically significant list of values illustrated with both histograms and tabular lists for reference and baselines in future work. The beam/strahl fit results in the upstream are currently the closest thing to a proper parameterization of the beam/strahl electron velocity moments in the ambient solar wind. This work will also serve as a 1 AU baseline and reference for missions like $Parker \ Solar \ Probe$ and $Solar \ Orbiter$. The median density, temperature, beta, and temperature anisotropy values for the core(halo)[beam/strahl] components, with subscripts $ec$($eh$)[$eb$], of all fit results respectively are $n{\scriptstyle_{ec(h)[b]}}$ $\sim$ 11.3(0.36)[0.17] $cm^{-3}$, $T{\scriptstyle_{ec(h)[b], tot}}$ $\sim$ 14.6(48.4)[40.2] $eV$, $\beta{\scriptstyle_{ec(h)[b], tot}}$ $\sim$ 0.93(0.11)[0.05], and $\mathcal{A}{\scriptstyle_{ec(h)[b]}}$ $\sim$ 0.98(1.03)[0.93]. The nuanced details of the fitting method and data product description were published in Paper I and the detailed analysis of the results will be shown in Paper III., Comment: 40 pages, 11 figures, 18 tables, to be submitted to Astrophys. J. Suppl

We use the one-dimensional TRISTAN-MP particle-in-cell code to model the nonlinear evolution of the whistler heat flux instability that was proposed by Gary et al. (1999, 2000) to regulate the electron heat flux in the solar wind and astrophysical plasmas. The simulations are initialized with electron velocity distribution functions typical for the solar wind. We perform a set of simulations at various initial values of the electron heat flux and $\beta_{e}$. The simulations show that parallel whistler waves produced by the whistler heat flux instability saturate at amplitudes consistent with the spacecraft measurements. The simulations also reproduce the correlations of the saturated whistler wave amplitude with the electron heat flux and $\beta_{e}$ revealed in the spacecraft measurements. The major result is that parallel whistler waves produced by the whistler heat flux instability do not significantly suppress the electron heat flux. The presented simulations indicate that coherent parallel whistler waves observed in the solar wind are unlikely to regulate the heat flux of solar wind electrons.

We investigate the scattering of strahl electrons by microinstabilities as a mechanism for creating the electron halo in the solar wind. We develop a mathematical framework for the description of electron-driven microinstabilities and discuss the associated physical mechanisms. We find that an instability of the oblique fast-magnetosonic/whistler (FM/W) mode is the best candidate for a microinstability that scatters strahl electrons into the halo. We derive approximate analytic expressions for the FM/W instability threshold in two different $\beta_{\mathrm c}$ regimes, where $\beta_{\mathrm c}$ is the ratio of the core electrons' thermal pressure to the magnetic pressure, and confirm the accuracy of these thresholds through comparison with numerical solutions to the hot-plasma dispersion relation. We find that the strahl-driven oblique FM/W instability creates copious FM/W waves under low-$\beta_{\mathrm c}$ conditions when $U_{0\mathrm s}\gtrsim 3w_{\mathrm c}$, where $U_{0\mathrm s}$ is the strahl speed and $w_{\mathrm c}$ is the thermal speed of the core electrons. These waves have a frequency of about half the local electron gyrofrequency. We also derive an analytic expression for the oblique FM/W instability for $\beta_{\mathrm c}\sim 1$. The comparison of our theoretical results with data from the \emph{Wind} spacecraft confirms the relevance of the oblique FM/W instability for the solar wind. The whistler heat-flux, ion-acoustic heat-flux, kinetic-Alfv\'en-wave heat-flux, and electrostatic electron-beam instabilities cannot fulfill the requirements for self-induced scattering of strahl electrons into the halo. We make predictions for the electron strahl close to the Sun, which will be tested by measurements from \emph{Parker Solar Probe} and \emph{Solar Orbiter}., Comment: 11 pages, 11 figures

We present an analysis of simultaneous particle and field measurements from the ARTEMIS spacecraft which demonstrate that quasi-parallel whistler waves in the solar wind can be generated locally by a bulk flow of halo electrons (whistler heat flux instability). ARTEMIS observes quasi-parallel whistler waves in the frequency range $\sim 0.05 - 0.2 f_{ce}$ simultaneously with electron velocity distribution functions that are a combination of counter-streaming core and halo populations. A linear stability analysis shows that the plasma is stable when there are no whistler waves, and unstable in the presence of whistler waves. In the latter case, the stability analysis shows that the whistler wave growth time is from a few to ten seconds at frequencies and wavenumbers that match the observations. The observations clearly demonstrate that the temperature anisotropy of halo electrons crucially affects the heat flux instability onset: a slight anisotropy $T_{\parallel}/T_{\perp}>1$ may quench the instability, while a slight anisotropy $T_{\parallel} / T_{\perp}<1$ may significantly increase the growth rate. These results demonstrate that heat flux inhibition is strongly dependent on the microscopic plasma properties.

Whistler waves are intermittently present in the solar wind, while their origin and effects are not entirely understood. We present a statistical analysis of magnetic field fluctuations in the whistler frequency range (above 16 Hz) based on about 801,500 magnetic field spectra measured over three years aboard ARTEMIS spacecraft in the pristine solar wind. About 13,700 spectra (30 hours in total) with intense magnetic field fluctuations satisfy the interpretation in terms of quasi-parallel whistler waves. We provide estimates of the whistler wave occurrence probability, amplitudes, frequencies and bandwidths. The occurrence probability of whistler waves is shown to strongly depend on the electron temperature anisotropy. The whistler waves amplitudes are in the range from about 0.01 to 0.1 nT and typically below 0.02 of the background magnetic field. The frequencies of the whistler waves are shown to be below an upper bound that is dependent on $\beta_{e}$. The correlations established between the whistler wave properties and local macroscopic plasma parameters suggest that the observed whistler waves can be generated in local plasmas by the whistler heat flux instability. The whistler wave amplitudes are typically small, which questions the hypothesis that quasi-parallel whistler waves are capable to regulate the electron heat flux in the solar wind. We show that the observed whistler waves have sufficiently wide bandwidths and small amplitudes, so that effects of the whistler waves on electrons can be addressed in the frame of the quasi-linear theory.

Analysis of 15314 electron velocity distribution functions (VDFs) within $\pm$2 hours of 52 interplanetary (IP) shocks observed by the \emph{Wind} spacecraft near 1 AU are introduced. The electron VDFs are fit to the sum of three model functions for the cold dense core, hot tenuous halo, and field-aligned beam/strahl component. The best results were found by modeling the core as either a bi-kappa or a symmetric (or asymmetric) bi-self-similar velocity distribution function, while both the halo and beam/strahl components were best fit to bi-kappa velocity distribution function. This is the first statistical study to show that the core electron distribution is better fit to a self-similar velocity distribution function than a bi-Maxwellian under all conditions. The self-similar distribution deviation from a Maxwellian is a measure of inelasticity in particle scattering from waves and/or turbulence. The range of values defined by the lower and upper quartiles for the kappa exponents are $\kappa{\scriptstyle_{ec}}$ $\sim$ 5.40--10.2 for the core, $\kappa{\scriptstyle_{eh}}$ $\sim$ 3.58--5.34 for the halo, and $\kappa{\scriptstyle_{eb}}$ $\sim$ 3.40--5.16 for the beam/strahl. The lower-to-upper quartile range of symmetric bi-self-similar core exponents are $s{\scriptstyle_{ec}}$ $\sim$ 2.00--2.04, and asymmetric bi-self-similar core exponents are $p{\scriptstyle_{ec}}$ $\sim$ 2.20--4.00 for the parallel exponent, and $q{\scriptstyle_{ec}}$ $\sim$ 2.00--2.46 for the perpendicular exponent. The nuanced details of the fit procedure and description of resulting data product are also presented. The statistics and detailed analysis of the results are presented in Paper II and Paper III of this three-part study., Comment: 35 pages, 10 figures, 3 tables, under review in Astrophys. J. Suppl [updated in response to 2nd round of referee comments]

We study the damping of collisionless Alfv\'enic turbulence by two mechanisms: stochastic heating (whose efficiency depends on the local turbulence amplitude $\delta z_\lambda$) and linear Landau damping (whose efficiency is independent of $\delta z_\lambda$), describing in detail how they affect and are affected by intermittency. The overall efficiency of linear Landau damping is not affected by intermittency in critically balanced turbulence, while stochastic heating is much more efficient in the presence of intermittent turbulence. Moreover, stochastic heating leads to a drop in the scale-dependent kurtosis over a narrow range of scales around the ion gyroscale., Comment: 15 pages, 3 figures, accepted to JPP

It is widely reported that the power spectra of magnetic field and velocity fluctuations in the solar wind have power law scalings with inertial-range spectral indices of -5/3 and -3/2 respectively. Studies of solar wind turbulence have repeatedly demonstrated the impact of discontinuities and coherent structures on the measured spectral index. Whether or not such discontinuities are self-generated by the turbulence or simply observations of advected structures from the inner heliosphere has been a matter of considerable debate. This work presents a statistical study of magnetic field and velocity spectral indices over 10 years of solar-wind observations; we find that anomalously steep magnetic spectra occur in magnetically dominated intervals with negative residual energy. However, this increase in negative residual energy has no noticeable impact on the spectral index of the velocity fluctuations, suggesting that these intervals with negative residual energy correspond to intermittent magnetic structures. We show statistically that the difference between magnetic and velocity spectral indices is a monotonic function of residual energy, consistent with previous work which suggests that intermittency in fluctuations causes spectral steepening. Additionally, a statistical analysis of cross helicity demonstrates that when the turbulence is balanced (low cross-helicity), the magnetic and velocity spectral indices are not equal, which suggests that our observations of negative residual energy and intermittent structures are related to non-linear turbulent interactions rather than the presence of advected pre-existing flux-tube structures.

The Arbitrary Linear Plasma Solver (ALPS) is a parallelised numerical code that solves the dispersion relation in a hot (even relativistic) magnetised plasma with an arbitrary number of particle species with arbitrary gyrotropic equilibrium distribution functions for any direction of wave propagation with respect to the background field. ALPS reads the background momentum distributions as tables of values on a $(p_{\perp},p_{\parallel})$ grid, where $p_{\perp}$ and $p_{\parallel }$ are the momentum coordinates in the directions perpendicular and parallel to the background magnetic field, respectively. We present the mathematical and numerical approach used by ALPS and introduce our algorithms for the handling of poles and the analytic continuation for the Landau contour integral. We then show test calculations of dispersion relations for a selection of stable and unstable configurations in Maxwellian, bi-Maxwellian, $\kappa$-distributed, and J\"uttner-distributed plasmas. These tests demonstrate that ALPS derives reliable plasma dispersion relations. ALPS will make it possible to determine the properties of waves and instabilities in the non-equilibrium plasmas that are frequently found in space, laboratory experiments, and numerical simulations., Comment: 26 pages, 13 figures, submitted

We present a long-duration ($\sim$10 years) statistical analysis of the temperatures, plasma betas, and temperature ratios for the electron, proton, and alpha-particle populations observed by the \emph{Wind} spacecraft near 1 AU. The mean(median) scalar temperatures are $T{\scriptstyle_{e, tot}}$ $=$ 12.2(11.9) eV, $T{\scriptstyle_{p, tot}}$ $=$ 12.7(8.6) eV, and $T{\scriptstyle_{\alpha, tot}}$ $=$ 23.9(10.8) eV. The mean(median) total plasma betas are $\beta{\scriptstyle_{e, tot}}$ $=$ 2.31(1.09), $\beta{\scriptstyle_{p, tot}}$ $=$ 1.79(1.05), and $\beta{\scriptstyle_{\alpha, tot}}$ $=$ 0.17(0.05). The mean(median) temperature ratios are $\left(T{\scriptstyle_{e}}/T{\scriptstyle_{p}}\right){\scriptstyle_{tot}}$ $=$ 1.64(1.27), $\left(T{\scriptstyle_{e}}/T{\scriptstyle_{\alpha}}\right){\scriptstyle_{tot}}$ $=$ 1.24(0.82), and $\left(T{\scriptstyle_{\alpha}}/T{\scriptstyle_{p}}\right){\scriptstyle_{tot}}$ $=$ 2.50(1.94). We also examined these parameters during time intervals that exclude interplanetary (IP) shocks, times within the magnetic obstacles (MOs) of interplanetary coronal mass ejections (ICMEs), and times that exclude MOs. The only times that show significant alterations to any of the parameters examined are those during MOs. In fact, the only parameter that does not show a significant change during MOs is the electron temperature. Although each parameter shows a broad range of values, the vast majority are near the median. We also compute particle-particle collision rates and compare to effective wave-particle collision rates. We find that, for reasonable assumptions of wave amplitude and occurrence rates, the effect of wave-particle interactions on the plasma is equal to or greater than the effect of Coulomb collisions. Thus, wave-particle interactions should not be neglected when modeling the solar wind., Comment: 23 pages, 3 figures, 6 tables, submitted to Astrophys. J. Suppl. on Jan. 30, 2018

We present for the first time the joint distribution of electron heat flux and electron plasma beta, and the joint distribution of core electron drift velocity and electron plasma beta using a statistically large dataset of solar wind electrons at 1AU. We calculate the growth rates of linear instabilities and show compelling experimental evidence that the heat-flux-driven Alfv{\'e}n instabilities constrain the electron core drift, and therefore the electron heat flux, in low-beta plasmas. This result is relevant to understanding energy transport in low-beta solar/stellar coronae and winds.

Measurements and simulations of inertial compressive turbulence in the solar wind are characterized by anti-correlated magnetic fluctuations parallel to the mean field and density structures. This signature has been interpreted as observational evidence for non-propagating pressure balanced structures (PBS), kinetic ion acoustic waves, as well as the MHD slow-mode. Given the high damping rates of parallel propagating compressive fluctuations, their ubiquity in satellite observations is surprising, and suggestive of a local driving process. One possible candidate for the generation of compressive fluctuations in the solar wind is Alfv\'en wave parametric instability. Here we test the parametric decay process as a source of compressive waves in the solar wind by comparing the collisionless damping rates of compressive fluctuations with the growth rates of the parametric decay instability daughter waves. Our results suggest that generation of compressive waves through parametric decay is overdamped at 1 AU, but that the presence of slow-mode like density fluctuations is correlated with the parametric decay of Alfv\'en waves.

The extreme temperatures and non-thermal nature of the solar corona and solar wind arise from an unidentified physical mechanism that preferentially heats certain ion species relative to others. Spectroscopic indicators of unequal temperatures commence within a fraction of a solar radius above the surface of the Sun, but the outer reach of this mechanism has yet to be determined. Here we present an empirical procedure for combining interplanetary solar wind measurements and a modeled energy equation including Coulomb relaxation to solve for the typical outer boundary of this zone of preferential heating. Applied to two decades of observations by the Wind spacecraft, our results are consistent with preferential heating being active in a zone extending from the transition region in the lower corona to an outer boundary 20-40 solar radii from the Sun, producing a steady state super-mass-proportional $\alpha$-to-proton temperature ratio of $5.2-5.3$. Preferential ion heating continues far beyond the transition region and is important for the evolution of both the outer corona and the solar wind. The outer boundary of this zone is well below the orbits of spacecraft at 1 AU and even closer missions such as Helios and MESSENGER, meaning it is likely that no existing mission has directly observed intense preferential heating, just residual signatures. We predict that {Parker Solar Probe} will be the first spacecraft with a perihelia sufficiently close to the Sun to pass through the outer boundary, enter the zone of preferential heating, and directly observe the physical mechanism in action., Comment: 11 pages, 7 figures, accepted for publication in the Astrophysical Journal on 1 August 2017

Coronal mass ejections (CMEs) are large-scale eruptions of magnetized plasma that may cause severe geomagnetic storms if Earth-directed. Here we report a rare instance with comprehensive in situ and remote sensing observa- tions of a CME combining white-light, radio, and plasma measurements from four different vantage points. For the first time, we have successfully applied a radio direction-finding technique to an interplanetary type II burst detected by two identical widely separated radio receivers. The derived locations of the type II and type III bursts are in general agreement with the white light CME recon- struction. We find that the radio emission arises from the flanks of the CME, and are most likely associated with the CME-driven shock. Our work demon- strates the complementarity between radio triangulation and 3D reconstruction techniques for space weather applications.

Magnetohydronamic turbulence is believed to play a crucial role in heating the laboratorial, space, and astrophysical plasmas. However, the precise connection between the turbulent fluctuations and the particle kinetics has not yet been established. Here we present clear evidence of plasma turbulence heating based on diagnosed wave features and proton velocity distributions from solar wind measurements by the Wind spacecraft. For the first time, we can report the simultaneous observation of counter-propagating magnetohydrodynamic waves in the solar wind turbulence. Different from the traditional paradigm with counter-propagating Alfv\'en waves, anti-sunward Alfv\'en waves (AWs) are encountered by sunward slow magnetosonic waves (SMWs) in this new type of solar wind compressible turbulence. The counter-propagating AWs and SWs correspond respectively to the dominant and sub-dominant populations of the imbalanced Els\"asser variables. Nonlinear interactions between the AWs and SMWs are inferred from the non-orthogonality between the possible oscillation direction of one wave and the possible propagation direction of the other. The associated protons are revealed to exhibit bi-directional asymmetric beams in their velocity distributions: sunward beams appearing in short and narrow patterns and anti-sunward broad extended tails. It is suggested that multiple types of wave-particle interactions, i.e., cyclotron and Landau resonances with AWs and SMWs at kinetic scales, are taking place to jointly heat the protons perpendicularly and parallel.

The collisionless dissipation of anisotropic Alfv\'enic turbulence is a promising candidate to solve the solar wind heating problem. Extensive studies examined the kinetic properties of Alfv\'en waves in simple Maxwellian or bi-Maxwellian plasmas. However, the observed electron velocity distribution functions in the solar wind are more complex. In this study, we analyze the properties of kinetic Alfv\'en waves in a plasma with two drifting electron populations. We numerically solve the linearized Maxwell-Vlasov equations and find that the damping rate and the proton-electron energy partition for kinetic Alfv\'en waves are significantly modified in such plasmas, compared to plasmas without electron drifts. We suggest that electron drift is an important factor to take into account when considering the dissipation of Alfv\'enic turbulence in the solar wind or other $\beta \sim 1$ astrophysical plasmas.

Space weather refers to dynamic conditions on the Sun and in the space environment of the Earth, which are often driven by solar eruptions and their subsequent interplanetary disturbances. It has been unclear how an extreme space weather storm forms and how severe it can be. Here we report and investigate an extreme event with multi-point remote-sensing and in-situ observations. The formation of the extreme storm showed striking novel features. We suggest that the in-transit interaction between two closely launched coronal mass ejections resulted in the extreme enhancement of the ejecta magnetic field observed near 1 AU at STEREO A. The fast transit to STEREO A (in only 18.6 hours), or the unusually weak deceleration of the event, was caused by the preconditioning of the upstream solar wind by an earlier solar eruption. These results provide a new view crucial to solar physics and space weather as to how an extreme space weather event can arise from a combination of solar eruptions., Comment: 23 pages, 7 figures