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As an essential mechanical device in many industrial applications, reciprocating compressors have a high demand for operating efficiency and availability. Because the temperature of each part of a reciprocating compressor depends considerably on operating conditions, faults in any parts will cause the variation of the temperature distribution, which provides the possibility to distinguish the fault type of reciprocating compressors by differentiating the distribution using infrared thermal imaging. In this paper, three types of common fault are laboratory experimented in an uncontrolled temperature environment. The temperature distribution signals of a reciprocating compressor are captured by a non-contact infrared camera remotely in the form of heat maps during the experimental process. Based on the temperature distribution under baseline condition, temperature fields of six main components were selected via Hue-Saturation-Value (HSV) image as diagnostic features. During the experiment, the average grayscale values of each component were calculated to form 6-dimension vectors to represent the variation of the temperature distribution. A computational efficient multiclass support vector machine (SVM) model is then used for classifying the differences of the distributions, and the classification results demonstrate that the average temperatures of six main components aided by SVM is a promising technique to diagnose the faults of reciprocating compressors under various operating conditions with a classification accuracy of more than 99%. [ABSTRACT FROM AUTHOR]

• A new IAS estimation method with encoder error suppression is proposed. • Factors that influence estimation accuracy are numerically studied. • Only the false IAS signals acquired by dual detectors have a phase shift. • Planetary gearbox test results show the false IAS can be effectively suppressed. Instantaneous angular speed (IAS), or 'true IAS', is an inherent signature directly related to the mechanical dynamics of rotor systems and has been employed extensively in different rotating machines. Due to various uncertainties, such as manufacturing error or the inaccurate installation of encoders, the acquired IAS signals often contains significant contents of 'false IAS' which can mask the small variations of IAS, lead to low accuracy and consequently affect the understanding of the dynamic behaviour of a rotor system. This study proposes a dual detector method to minimize the influence of encoder errors and hence obtain more accurate IAS estimation. Through theoretical study, it is proved that the false IAS induced by encoder errors from the two detectors have the same amplitudes but with a phase difference, whereas the true IAS components from the two detectors are identical. On this basis, an algorithm is developed firstly to acquire the encoder errors through a phase alignment operation and then estimate the true IAS after removing the estimated encoder errors. The proposed method is evaluated by both numerical simulations and experimental studies. The results show that the proposed method can more significantly suppress the encoder errors associated with encoder eccentricities in comparison with conventional reference methods, thereby yielding an accurate true IAS from the measurement. The proposed method can be particularly effective when the encoder has very low accuracy, allowing a more cost-effective IAS monitoring system to be achieved. [ABSTRACT FROM AUTHOR]

In this paper, the non-probabilistic steady-state dynamics of a dual-rotor system with parametric uncertainties under two-frequency excitations are investigated using the non-intrusive simplex form mathematical metamodel. The Lagrangian formulation is employed to derive the equations of motion (EOM) of the system. The simplex form metamodel without the distribution functions of the interval uncertainties is formulated in a non-intrusive way. In the multi-uncertain cases, strategies aimed at reducing the computational cost are incorporated. In numerical simulations for different interval parametric uncertainties, the special propagation mechanism is observed, which cannot be found in single rotor systems. Validations of the metamodel in terms of efficiency and accuracy are also carried out by comparisons with the scanning method. The results will be helpful to understand the dynamic behaviors of dual-rotor systems subject to uncertainties and provide guidance for robust design and analysis. [ABSTRACT FROM AUTHOR]

The vibration of a planetary gearbox (PG) is complex and mutually modulated, which makes the weak features of incipient fault difficult to detect. To target this problem, a novel method, based on an adaptive order bispectrum slice (AOBS) and the fault characteristics energy ratio (FCER), is proposed. The order bispectrum (OB) method has shown its effectiveness in the feature extraction of bearings and fixed-shaft gearboxes. However, the effectiveness of the PG still needs to be explored. The FCER is developed to sum up the fault information, which is scattered by mutual modulation. In this method, the raw vibration signal is firstly converted to that in the angle domain. Secondly, the characteristic slice of AOBS is extracted. Different from the conventional OB method, the AOBS is extracted by searching for a characteristic carrier frequency adaptively in the sensitive range of signal coupling. Finally, the FCER is summed up and calculated from the fault features that were dispersed in the characteristic slice. Experimental data was processed, using both the AOBS-FCER method, and the method that combines order spectrum analysis with sideband energy ratio (OSA-SER), respectively. Results indicated that the new method is effective in incipient fault feature extraction, compared with the methods of OB and OSA-SER. [ABSTRACT FROM AUTHOR]

This paper investigates the accelerating up transient vibrations of a rotor system under both the random and uncertain-but-bounded parameters. The Polynomial Chaos Expansion (PCE) coupled with the Chebyshev Surrogate Method (CSM) is used to analyses the propagations of the two categorizes of uncertainties. The output responses will possess the characteristics of both bounded quantities and statistical moments. As a hybrid non-intrusive uncertainty quantification (UQ) procedure, the deterministic rotor model is taken as a black box and will only be executed at some parameter points. A number of uncertain physical parameters are studied and the corresponding transient responses are presented. The accuracy and efficiency are verified by the Monte Carlo simulations (MCS) in combination with the scanning scheme and also other hybrid analysis framework. It will provide guidance for the accurate transient dynamic analysis of engineering problems with hybrid uncertainties. • Treatment of both random and interval uncertainties in speed-varying rotor system. • Statistical response moments are obtained by the PCE considering random uncertainty. • Bounds of the stochastic response are derived by the surrogate with interval uncertainty. • Verification of the hybrid analysis procedure and numerical investigations are performed. [ABSTRACT FROM AUTHOR]

• An enhanced MSB based non-Gaussian noise reduction method is proposed. • An AR model is developed as a pre-filter process unit to reduce the non-Gaussian noise. • The performance of fault feature extraction of the proposed AR-MSB is tested with various data types and bearing fault cases. • AR-MSB has high accuracy in fault feature extraction compared with the conventional MSB and FK. Many methods have been developed for machinery fault diagnosis addressing only Gaussian noise reduction, the major weaknesses of these methods are their performance for non-Gaussian noise suppression. Modulation signal bispectrum (MSB) is a useful signal processing method with significant advantages over traditional spectral analysis as it has the unique properties of Gaussian noise elimination and demodulation. However, it is susceptible to non-Gaussian noise that normally occurs in the practical applications. In view of the deficiency of MSB, in this paper, an autoregressive (AR) modeling filter was developed based on non-Gaussian noise suppression to improve the performance of MSB for machinery fault detection. The AR model was considered as a pre-filter process unit to reduce the non-Gaussian noise. And the order of the AR model, which can affect the performance of the AR filter, was determined adaptively using a kurtosis-based indicator. However, the existing nonlinear modulation components remain in the AR filtered signal. The MSB was then applied to decompose the modulated components and eliminate the Gaussian noise from the filtered signal using AR model for the fault feature extraction accurately. The advantage of the AR model can effectively manage non-Gaussian noise, whereas the MSB can suppress Gaussian noise and is illustrated in the simulation signal. Furthermore, the proposed AR-MSB method was applied to analyze the vibration signals of defective bearings with outer race and inner race faults. By comparison, the proposed approach had a superior performance over conventional MSB and fast kurtogram in extracting fault features and was precise and effective for rolling element bearing fault diagnosis. [ABSTRACT FROM AUTHOR]

Internal combustion (IC) engine based powertrains are one of the most commonly used transmission systems in various industries such as train, ship and power generation industries. The powertrains, acting as the cores of machinery, dominate the performance of the systems; however, the powertrain systems are inevitably degraded in service. Consequently, it is essential to monitor the health of the powertrains, which can secure the high efficiency and pronounced reliability of the machines. Conventional vibration based monitoring approaches often require a considerable number of transducers due to large layout of the systems, which results in a cost-intensive, difficultly-deployed and not-robust monitoring scheme. This study aims to develop an efficient and cost-effective approach for monitoring large engine powertrains. Our model based investigation showed that a single measurement at the position of coupling is optimal for monitoring deployment. By using the instantaneous angular speed (IAS) obtained at the coupling, a novel fault indicator and polar representation showed the effective and efficient fault diagnosis for the misfire faults in different cylinders under wide working conditions of engines; we also verified that by experimental studies. Based on the simulation and experimental investigation, it can be seen that single IAS channel is effective and efficient at monitoring the misfire faults in large powertrain systems. [ABSTRACT FROM AUTHOR]

Accurate diagnosis of incipient faults in wind turbine (WT) assets will provide sufficient lead time to apply an optimal maintenance for the expensive WT assets which often are located in a remote and harsh environment and their maintenance usually needs heavy equipment and highly skilled engineers. This paper presents an online bearing clearance monitoring approach to diagnose the change of bearing clearance, providing an early and interpretable indication of bearing health conditions. A novel dynamic load distribution method is developed to efficiently gain the general characteristics of vibration response of bearings without local defects but with small geometric errors. It shows that the ball pass frequency of outer race (BPFO) is the primary exciting source due to biased load distribution relating to bearing clearance. The geometric errors, including various orders of runouts on different bearing parts, can be the secondary excitation source. Both sources lead to compound modulation responses with very low amplitudes, being more than 20 dB lower than that of a small local defect on raceways and often buried by background noise. Then, Modulation Signal Bispectrum (MSB) is identified to purify the noisy signal and Gini index is introduced to represent the peakness of MSB results, thereby an interpretable indicator bounded between 0 and 1 is established to show bearing clearance status. Datasets from both a dedicated bearing test and a run-to-failure gearbox test are employed to verify the performance and reliability of the proposed approach. Results show that the proposed method is capable to indicate a change of about 20 µm in bearing clearance online, which provides a significantly long lead time compared to the diagnosis method that focuses only on local defects. Therefore, this method provides a big opportunity to implement more cost-effective maintenance works or carry out timely remedial actions to prolong the lifespan of bearings. Obviously, it is applicable to not only WT assets, but also most rotating machines. [ABSTRACT FROM AUTHOR]

Gears are important components of the transmission system. Tooth wear and bearing clearance are significant factors affecting the dynamics of the gear system. In order to reveal the effects of gradual wears and bearing clearance on the gear system dynamics, a six-degrees-of-freedom bending-torsion coupled model of gear-rotor-bearing which considers surface wear, bearing clearance and backlash is established. The Rung-Kutta method is used to solve the nonlinear dynamic system, and the dynamic responses of the system are obtained. The results show that the time-varying mesh stiffness decreases with the tooth surface from the unworn phase to severe wear phase. At the same time, the change of the mesh stiffness in the double-tooth mesh area and single-tooth area are different. Moreover, the amplitude of the X-displacement, Y-displacement and relative gear mesh displacement will be enlarged slightly with the increase of wear depth or bearing clearance. By analyzing variation tendency in the frequency domain, the different order harmonics show the different change characteristic with the variation of the wear phases or bearing clearances. This study provides a theoretical basis for improving the transmission performance and the selection of the bearing clearances in the gear system. [ABSTRACT FROM AUTHOR]

Fretting wear has a considerable effect on the fatigue properties of clinched joints and is the most important cause of fatigue failure in them. Foam metal is a new type of structural material that can be sandwiched into a clinched joint to improve its mechanical properties with respect to fretting wear. In the work reported here, clinched single-lap and cross-lap joints with and without foam copper layers were prepared and subjected to static load testing. Fatigue tests were conducted on the single-lap joints to analyse the fatigue properties and failure modes of the aluminium-alloy clinched and foam metal sandwich clinched joints. The damage caused in single-lap joints by fretting wear was assessed by examining joint cross-sections before completely fatigue broken. Scanning electron microscopy and energy spectrometry were used to examine the failure fractures of the two kinds of joints and to investigate the fretting wear failure mechanism. The incorporation of the foam copper layer increased the shear strength of the clinched joint by 5% but had little effect on the peeling strength. It also increased the energy absorption capacity of the joint under a shear force by 33%, but reduced it under a peeling load by 27%. The fretting wear of the clinched joint occurred mainly at the contact surface of the two sheets in the lap area and at the clinched neck. Fretting wear generated oxide wear debris and caused micro-cracks on the sheet surface and these micro-cracks then continuously expanded until sheet fracture failure occurred. The foam copper layer effectively reduced the fretting wear between the upper and lower sheets and greatly enhanced the fatigue life of the aluminium-alloy clinched joint. [ABSTRACT FROM AUTHOR]

Broken rotor bar (BRB) faults are one of the most common faults in induction motors (IM). One or more broken bars can reduce the performance and efficiency of the IM and hence waste the electrical power and decrease the reliability of the whole mechanical system. This paper proposes an effective fault diagnosis method using the Teager–Kaiser energy operator (TKEO) for BRB faults detection based on the motor current signal analysis (MCSA). The TKEO is investigated and applied to remove the main supply component of the motor current for accurate fault feature extraction, especially for an IM operating at low load with low slip. Through sensing the estimation of the instantaneous amplitude (IA) and instantaneous frequency (IF) of the motor current signal using TKEO, the fault characteristic frequencies can be enhanced and extracted for the accurate detection of BRB fault severities under different operating conditions. The proposed method has been validated by simulation and experimental studies that tested the IMs with different BRB fault severities to consider the effectiveness of the proposed method. The obtained results are compared with those obtained using the conventional envelope analysis methods and showed that the proposed method provides more accurate fault diagnosis results and can distinguish the BRB fault types and severities effectively, especially for operating conditions with low loads. [ABSTRACT FROM AUTHOR]

This paper investigated the nonlinear vibrations of an uncertain overhung rotor system with rub-impact fault. As the clearance of the rotor and stator is getting smaller, contact between them often occurs at high rotation speeds. Meanwhile, inherent uncertainties in the rubbing can be introduced for a variety of reasons, and they are typically restricted to small-sample variables. It is important to gain a robust understanding of the dynamics of such a system under non-probabilistic uncertainties. A non-intrusive uncertainty quantification scheme, coupled with the Runge-Kutta method, was used to study the effects of the rub-impact related interval uncertainties on the dynamical response individually and simultaneously, including the uncertainties in the contact stiffness, clearance, and friction coefficient. Moreover, the numerical validation of the developed analysis method was verified through comparisons with the scanning approach. The results obtained provide some guidance for investigating the uncertain dynamics of rubbing rotors and diagnosing the rub-impact fault under non-random uncertainty. [ABSTRACT FROM AUTHOR]

To realize the accurate fault detection of rolling element bearings, a novel fault detection method based on non-stationary vibration signal analysis using weighted average ensemble empirical mode decomposition (WAEEMD) and modulation signal bispectrum (MSB) is proposed in this paper. Bispectrum is a third-order statistic, which can not only effectively suppress Gaussian noise, but also help identify phase coupling. However, it cannot effectively decompose the modulation components which are inherent in vibration signals. To alleviate this issue, MSB based on the modulation characteristics of the signals is developed for demodulation and noise reduction. Still, the direct application of MSB has some interfering frequency components when extracting fault features from non-stationary signals. Ensemble empirical mode decomposition (EEMD) is an advanced nonlinear and non-stationary signal processing approach that can decompose the signal into a list of stationary intrinsic mode functions (IMFs). The proposed method takes advantage of WAEEMD and MSB for bearing fault diagnosis based on vibration signature analysis. Firstly, the vibration signal is decomposed into IMFs with a different frequency band using EEMD. Then, the IMFs are reconstructed into a new signal by the weighted average method, called WAEEMD, based on Teager energy kurtosis (TEK). Finally, MSB is applied to decompose the modulated components in the reconstructed signal and extract the fault characteristic frequencies for fault detection. Furthermore, the efficiency and performance of the proposed WAEEMD-MSB approach is demonstrated on the fault diagnosis for a motor bearing outer race fault and a gearbox bearing inner race fault. The experimental results verify that the WAEEMD-MSB has superior performance over conventional MSB and EEMD-MSB in extracting fault features and has precise and effective advantages for rolling element bearing fault detection. [ABSTRACT FROM AUTHOR]

Induction motors (IMs) play an essential role in the field of various industrial applications. Long-time service and tough working situations make IMs become prone to a broken rotor bar (BRB) that is one of the major causes of IMs faults. Hence, the continuous condition monitoring of BRB faults demands a computationally efficient and accurate signal diagnosis technique. The advantage of high reliability and wide applicability in condition monitoring and fault diagnosis based on vibration signature analysis results in an improved cyclic modulation spectrum (CMS), which is one of the cyclic spectral analysis algorithms. CMS is proposed in this paper for the detection and identification of BRB faults in IMs at a steady-state operation based on a vibration signature analysis. The application of CMS is based on the short-time Fourier transform (STFT) and the improved CMS approach is attributed to the optimization of STFT. The optimal window is selected to improve the accuracy for identifying the BRB fault types and severities. The appropriate window length and step size are optimized based on the selected window function to receive a better calculation benefit through simulation and experimental analysis. Compared to other estimators, the improved CMS method provides better fault detectability results by analyzing vertical vibration signatures of a healthy motor, and damaged motors with 1 BRB and 2 BRBs under 0%, 20%, 40%, 60%, and 80% load conditions. Both synthetic and experimental investigations demonstrate the proposed methodology can significantly reduce computational costs and identify the BRB fault types and severities effectively. [ABSTRACT FROM AUTHOR]

A novel bistable electromagnetic vibration energy harvester (BEMH) is constructed and optimized in this study, based on a nonlinear system consisting mainly of a flexible membrane and a magnetic spring. A large-amplitude transverse vibration equation of the system is established with the general nonlinear geometry and magnetic force. Firstly, the mathematical model, considering the higher-order nonlinearities given by nonlinear Galerkin method, is applied to a membrane with a co-axial magnet mass and magnetic spring. Secondly, the steady vibration response of the membrane subjected to a harmonic base motion is obtained, and then the output power considering electromagnetic effect is analytically derived. On this basis, a parametric study in a broad frequency domain has been achieved for the BEMH with different radius ratios and membrane thicknesses. It is demonstrated that model predictions are both in close agreement with results from the finite element simulation and experiment data. Finally, the proposed efficient solution method is used to obtain an optimizing strategy for the design of multi-stable energy harvesters with the similar flexible structure. [ABSTRACT FROM AUTHOR]

Fault identification for closed-loop control systems is a future trend in the field of fault diagnosis. Due to the inherent feedback adjustment mechanism, a closed-loop control system is generally very robust to external disturbances and internal noises. Closed-loop control systems often encourage faults to propagate inside the systems, which may lead to the consequence that faults amplitude becomes smaller and fault characteristics difference becomes more inapparent. Hence, it has been challenging to achieve fault identification for such systems. Traditional fault identification methods are not particularly designed for closed-loop control systems and thus cannot be applied directly. In this work, a new fault identification method is proposed, which is based on the deep neural network for closed-loop control systems. Firstly, the fault propagation mechanism in closed-loop control systems is theoretically derived, and the influence of fault propagation on system variables is analyzed. Then deep neural network is applied to find fault characteristics difference between different data modes, and a sliding window is used to amplify the fault-to-noise ratio and characteristics difference, with an aim to increase the identification performance. To verify this method, the simulations that are based on a numerical simulation model, the Tennessee industrial system and the satellite attitude control system are conducted. The results show that the proposed method is more feasible and more effective in fault identification for closed-loop control systems compared with traditional data-driven identification methods, including distance-based and angle-based identification methods. [ABSTRACT FROM AUTHOR]

This paper investigates the performance of the conventional bispectrum (CB) method and its new variant, the modulation signal bispectrum (MSB) method, in analysing the electrical current signals of induction machines for the condition monitoring of rotor systems driven by electrical motors. Current signal models which include the phases of the various electrical and magnetic quantities are explained first to show the theoretical relationships of spectral sidebands and their associated phases due to rotor faults. It then discusses the inefficiency of CB and the proficiency of MSB in characterising the sidebands based on simulated signals. Finally, these two methods are applied to analyse current signals measured from different rotor faults, including broken rotor bar (BRB), downstream gearbox wear progressions and various compressor faults, and the diagnostic results show that the MSB outperforms the CB method significantly in that it provides more accurate and sparse diagnostics, thanks to its unique capability of nonlinear modulation detection and random noise suppression. [ABSTRACT FROM AUTHOR]

To ensure reliable and efficient operation of gas turbines, multiple model (MM) approaches have been extensively studied for online fault detection and isolation (FDI). However, current MM-FDI approaches are difficult to directly apply to gas path FDI, which is one of the common faults in gas turbines and is understood to mainly be due to the high complexity and computation in updating hypothetical gas path faults for online applications. In this paper, a fault contribution matrix (FCM) based MM-FDI approach is proposed to implement gas path FDI over a wide operating range. As the FCM is realized via an additive term of the healthy model set, the hypothetical models for various gas path faults can be easily established and updated online. In addition, a gap metric analysis method for operating points selection is also proposed, which yields the healthy model set from the equal intervals linearized models to approximate the nonlinearity of the gas turbine over a wide range of operating conditions with specified accuracy and computational efficiency. Simulation case studies conducted on a two-shaft marine gas turbine demonstrated the proposed approach is capable of adaptively updating hypothetical model sets to accurately differentiate both single and multiple faults of various gas path faults. [ABSTRACT FROM AUTHOR]

Condition monitoring can reduce machine breakdown losses, increase productivity and operation safety, and therefore deliver significant benefits to many industries. The emergence of wireless sensor networks (WSNs) with smart processing ability play an ever-growing role in online condition monitoring of machines. WSNs are cost-effective networking systems for machine condition monitoring. It avoids cable usage and eases system deployment in industry, which leads to significant savings. Powering the nodes is one of the major challenges for a true WSN system, especially when positioned at inaccessible or dangerous locations and in harsh environments. Promising energy harvesting technologies have attracted the attention of engineers because they convert microwatt or milliwatt level power from the environment to implement maintenance-free machine condition monitoring systems with WSNs. The motivation of this review is to investigate the energy sources, stimulate the application of energy harvesting based WSNs, and evaluate the improvement of energy harvesting systems for mechanical condition monitoring. This paper overviews the principles of a number of energy harvesting technologies applicable to industrial machines by investigating the power consumption of WSNs and the potential energy sources in mechanical systems. Many models or prototypes with different features are reviewed, especially in the mechanical field. Energy harvesting technologies are evaluated for further development according to the comparison of their advantages and disadvantages. Finally, a discussion of the challenges and potential future research of energy harvesting systems powering WSNs for machine condition monitoring is made. [ABSTRACT FROM AUTHOR]