Genetically engineered herpesviruses have been successfully used for the development of vaccines against important animal diseases, including Aujesky's disease (pseudorabies virus), infectious bovine rhinotracheitis, and swine fever (hog cholera virus) (21, 56, 57). In addition, attenuated herpesviruses have been used for human vaccination (including the Towne strain of human cytomegalovirus and the Oka strain of varicella-zoster virus) (5, 24, 38, 52). Both herpes simplex virus type 1 (HSV-1) and varicella-zoster virus have been used for the expression of foreign genes, since these viruses can accommodate large segments of exogenous DNA with little effect on virus replication (15, 43). Replication-competent and replication-defective gene replacement vectors based on both viruses are being explored as possible human immunodeficiency virus (HIV) vaccine delivery systems (32, 45). The appeal of this approach lies in part in the ability of herpesviruses to (i) elicit strong cytotoxic-T-lymphocyte (CTL) responses; (ii) infect mucosal surfaces; (iii) infect a broad range of cell types, including dendritic cells (1, 23, 30, 40); and (iv) establish a state of persistence in the infected cell. The latter property may conceivably result in more durable immune responses to herpesvirus-based vaccines compared to many other vector approaches. The HSV-1 amplicon is an alternative HSV-1-based gene transfer vector which differs significantly from standard gene replacement vector systems. Most notably, the HSV-1 amplicon is a highly flexible, replication-defective, high-capacity plasmid-based gene transfer vector that contains only the lytic-phase origin of DNA replication and the cleavage and packaging sequences from HSV-1 (13, 46). This plasmid can be replicated and packaged into HSV-1 virions in the presence of either a suitable helper virus or a helper virus genome (13, 46). In this context, ca. 150 kb of concatemeric, replicated amplicon DNA becomes packaged into each virus particle (Fig. (Fig.1).1). Thus, the amplicon particle can contain as many as 15 to 20 copies of the packaged amplicon plasmid. This results in the delivery of multiple gene copies to each individual cell that becomes infected by the amplicon particle. FIG. 1. HSV-1 amplicon vector system. The amplicon plasmid contains the HSV-1 origin of DNA replication, the viral cleavage and packaging site, and a mammalian expression cassette encoding the protein of interest (in this case, gp120). This plasmid is cotransfected ... The amplicon vector system has recently been improved through the development of defective helper-virus genomes which lack viral cleavage and packaging sites of their own (12, 53). These defective helper-virus genomes allow amplicon plasmids to become packaged into HSV-1 particles while failing to become packaged themselves. As a consequence, helper-free amplicon stocks can be readily derived (9, 12, 39, 53). These helper-free amplicon particles express only the exogenous inserted sequence of interest and do not express any open reading frame from HSV-1. Thus, helper-free amplicon particles can be considered to be highly safe and devoid of the ability to express any of the immunomodulatory gene products of HSV-1 itself (e.g., ICP47, which downregulates major histocompatibility complex class I [17, 59]). This may in part explain why helper-free amplicon vectors can infect dendritic cells without inhibiting dendritic-cell maturation or immunostimulatory function (58), unlike either wild-type HSV-1 or recombinant HSV-1 vectors (23, 30, 40). With the pressing need for an effective HIV-1 vaccine, it seems prudent to explore a wide array of viral delivery systems. In the present study, we constructed an HSV-1 amplicon plasmid that encodes a codon-optimized HIV-1 gp120 insert (4), under the transcriptional control of a strong viral promoter (HSV:gp120). We then packaged this plasmid into HSV-1 particles, which were inoculated into mice to evaluate their ability to elicit immune responses against the encoded gp120. Since CD8+ CTL activity is considered by many to be critical for controlling both HIV infection and infection with the closely related agent simian immunodeficiency virus (SIV) (6-8, 19, 35, 42), we concentrated our analyses on the ability of the HSV-1 amplicon vector to elicit strong CTL responses to gp120. Among the numerous CD8+-CTL epitopes that potentially could be derived from the HIV-1 virion, few are known to be recognized in mice. Among these, an immunodominant H-2Dd-restricted epitope from the V3 loop of HIV-1 gp120 (RGPGRAFVTI) has been described in BALB/c mice (2, 3, 25, 33, 37, 44). Our analyses of Env-specific cellular immune responses to HSV:gp120 amplicon particles therefore focused on this particular epitope. Overall, the findings reported here show that the HSV:gp120 amplicon vector is capable of eliciting strong Env-specific immune responses after a single inoculation of amplicon particles. The intradermal (i.d.) route of immunization appears to result in the generation of maximal cellular immune responses to gp120, and there is a clear dose effect in terms of the strength of response elicited versus the dose of amplicon delivered. However, even the lowest dose of amplicon that was tested (10,000 infectious particles) was able to generate a strong gp120-specific cellular response. The amplicon-induced immune response was highly durable in mice (lasting >5 months), and strong cellular responses occurred even in animals that had been previously infected with wild-type HSV-1. Overall, these data provide support for further evaluation of this novel approach to HIV-1 vaccine development.