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Proxy-SU(3) symmetry is an approximation scheme extending the Elliott SU(3) algebra of the sd shell to heavier shells. When introduced in 2017, the approximation had been justified by calculations carried out within the Nilsson model, with nucleon pairs differing by $\Delta K [\Delta N \Delta n_z \Delta \Lambda]=0[110]$ in the Nilsson quantum numbers playing a major role in the approximation. Recently our group managed to map the cartesian basis of the Elliott SU(3) model onto the spherical shell model basis, fully clarifying the approximations used within the proxy-SU(3) scheme and paving the way for using the proxy-SU(3) approximation in shell model calculations for heavy nuclei. As a by-product, the relation of the 0[110] Nilsson pairs used in proxy-SU(3) to the earlier used de Shalit-Goldhaber pairs $|\Delta n \Delta l \Delta j \Delta m_j\rangle = | 0110\rangle$ in spherical shell model notation is clarified, while the Federman-Pittel (FP) pairs known to play a major role at the onset of deformation are identified as $| 0010\rangle$ pairs, and the FP pairs further increasing the deformation after its onset are found to be $| 0110\rangle$ pairs, i.e. identical to the de-Shalit-Goldhaber pairs. The connection between the proxy-SU(3) scheme and the spherical shell model has also been worked out in the original framework of the Nilsson model, with identical results., Comment: 10 pages, to appear in the Proceedings of the workshop on Shapes and Dynamics of Atomic Nuclei: Contemporary Aspects (SDANCA21), Sofia, Bulgaria, 16-18 September 2021, ed. N. Minkov. arXiv admin note: substantial text overlap with arXiv:2107.08993

Proxy-SU(3) symmetry is an approximation scheme extending the Elliott SU(3) algebra of the sd shell to heavier shells. When introduced in 2017, the approximation had been justified by calculations carried out within the Nilsson model. Recently our group managed to map the cartesian basis of the Elliott SU(3) model onto the spherical shell model basis, proving that the proxy-SU(3) approximation corresponds to the replacement of the intruder orbitals by their de Shalit-Goldhaber partners, paving the way for using the proxy-SU(3) approximation in shell model calculations. The connection between the proxy-SU(3) scheme and the spherical shell model has also been worked out in the original framework of the Nilsson model, with identical results., Comment: 6 pages, 1 figure, 5 tables, HINP 6th International Workshop; Perspectives on Nuclear Physics: from Fundamentals to Applications (online, May 14-16, 2021)

A novel dual-shell mechanism for the phenomenon of shape coexistence in nuclei within the Elliott SU(3) and the proxy-SU(3) symmetry is proposed for all mass regions. It is supposed, that shape coexistence is activated by large quadrupole-quadrupole interaction and involves the interchange among the spin-orbit (SO) like shells within nucleon numbers 6-14, 14-28, 28-50, 50-82, 82-126, 126-184, which are being described by the proxy-SU(3) symmetry, and the harmonic oscillator (HO) shells within nucleon numbers 2-8, 8-20, 20-40, 40-70, 70-112, 112-168 of the Elliott SU(3) symmetry. The outcome is, that shape coexistence may occur in certain islands on the nuclear map. The dual-shell mechanism predicts without any free parameters, that nuclei with proton number (Z) or neutron number (N) between 7-8, 17-20, 34-40, 59-70, 96-112, 146-168 are possible candidates for shape coexistence. In the light nuclei the nucleons flip from the HO shell to the neighboring SO-like shell, which means, that particle excitations occur. For this mass region, the predicted islands of shape coexistence, coincide with the islands of inversion. But in medium mass and heavy nuclei, in which the nucleons inhabit the SO-like shells, shape coexistence is accompanied by a merging of the SO-like shell with the open HO shell. The shell merging can be accomplished by the outer product of the SU(3) irreps of the two shells and represents the unification of the HO shell with the SO-like shell., Comment: 31 pages, 25 figures, 4 tables

The consequences of the attractive, short-range nucleon-nucleon (NN) interaction on the wave functions of the Elliott SU(3) and the proxy-SU(3) symmetry are discussed. The NN interaction favors the most symmetric spatial SU(3) irreducible representation, which corresponds to the maximal spatial overlap among the fermions. The percentage of the symmetric components out of the total in an SU(3) wave function is introduced, through which it is found, that no SU(3) irrep is more symmetric than the highest weight irrep for a certain number of valence particles in a three dimensional, isotropic, harmonic oscillator shell. The consideration of the highest weight irreps in nuclei and in alkali metal clusters, leads to the prediction of a prolate to oblate shape transition beyond the mid-shell region., Comment: 16 pages, 1 figure, 10 tables

The proxy-SU(3) symmetry has been proposed for spin-orbit like nuclear shells using the asymptotic deformed oscillator basis for the single particle orbitals, in which the restoration of the symmetry of the harmonic oscillator shells is achieved by a change of the number of quanta in the z-direction by one unit for the intruder parity orbitals. The same definition suffices within the cartesian basis of the Elliott SU(3) model. Through a mapping of the cartesian Elliott basis onto the spherical shell model basis, we translate the proxy-SU(3) approximation into spherical coordinates, proving, that in the spherical shell model basis the proxy-SU(3) approximation corresponds to the replacement of the intruder parity orbitals by their de Shalit--Goldhaber partners. Furthermore it is shown, that the proxy-SU(3) approximation in the cartesian Elliott basis is equivalent to a unitary transformation in the z-coordinate, leaving the x-y plane intact, a result which in the asymptotic deformed oscillator coordinates implies, that the z-projections of angular momenta and spin remain unchanged. The present work offers a microscopic justification of the proxy-SU(3) approximation and in addition paves the way, for taking advantage of the proxy-SU(3) symmetry in shell model calculations., Comment: 15 pages, 7 tables, 1 figure

Symmetries are manifested in nature through degeneracies in the spectra of physical systems. In the case of heavy deformed nuclei, when described in the framework of the Interacting Boson Model, within which correlated proton (neutron) pairs are approximated as bosons, the ground state band has no symmetry partner, while the degeneracy between the first excited beta and gamma bands is broken through the use of three-body and/or four-body terms. In the framework of the proxy-SU(3) model, in which an approximate SU(3) symmetry of fermions is present, the same three-body and/or four-body operators are used for breaking the degeneracy between the ground state band and the first excited gamma band. Experimentally accessible quantities being independent of any free parameters are pointed out in the latter case., Comment: 5 pages, 2 tables, 3 figures. To appear in the electronic proceedings of the the 5th Hellenic Institute of Nuclear Physics Workshop (HINPw5), Thessaloniki, Greece, 12-13 April 2019, edited by Ch. Moustakidis

The consequences of the short range nature of the nucleon-nucleon interaction, which forces the spatial part of the nuclear wave function to be as symmetric as possible, on the pseudo-SU(3) scheme are examined through a study of the collective deformation parameters beta and gamma in the rare earth region. It turns out that beyond the middle of each harmonic oscillator shell possessing an SU(3) subalgebra, the highest weight irreducible representation (the hw irrep) of SU(3) has to be used, instead of the irrep with the highest eigenvalue of the second order Casimir operator of SU(3) (the hC irrep), while in the first half of each shell the two choices are identical. The choice of the hw irrep predicts a transition from prolate to oblate shapes just below the upper end of the rare earth region, between the neutron numbers N=114 and 116 in the W, Os, and Pt series of isotopes, in agreement with available experimental information, while the choice of the hC irrep leads to a prolate to oblate transition in the middle of the shell, which is not seen experimentally. The prolate over oblate dominance in the ground states of even-even nuclei is obtained as a by-product., Comment: 18 pages, 4 tables, 8 figures. arXiv admin note: text overlap with arXiv:1909.01967

In the Elliott SU(3) symmetry scheme the single particle basis is derived from the isotropic harmonic oscillator Hamiltonian in the Cartesian coordinate system. These states are transformed into the solutions of the same Hamiltonian within the spherical coordinate system. Then the spin-orbit coupling can be added in a straightforward way. The outcome is a transformation between the Elliott single particle basis and the spherical shell model space., Comment: 10 pages

The systematics of experimental energy differences between the levels of the ground state band and the gamma-1 band in even-even nuclei are studied as a function of the angular momentum L, demonstrating a decrease of the energy differences with increasing L, in contrast to what is seen in vibrational, gamma-unstable, and triaxial nuclei. After a short review of the relevant predictions of several simple collective models, it is shown that this decrease is caused in the framework of the proxy-SU(3) scheme by the same three-body and/or four body operators which break the degeneracy between the ground state band and the gamma-1 band, predicting in parallel the correct form of odd-even staggering within the gamma-1 bands., Comment: 13 pages, 3 figures, 2 tables

The rapid increase of computational power over the last several years has allowed detailed microscopic investigations of the structure of many nuclei in terms of Relativistic Mean Field theories as well as in the framework of the no-core Shell Model. In heavy deformed nuclei, in which microscopic calculations remain a challenge, algebraic models based on the SU(3) symmetry offer specific predictions, parameter-independent in several cases, directly comparable to experimental data. Two different approximate models for heavy deformed nuclei based on the SU(3) symmetry, the pseudo-SU(3) and the proxy-SU(3) schemes will be discussed and the compatibility between their predictions for the nuclear deformation parameters will be shown. In particular, the dominance of prolate over oblate shapes in the ground states of even-even nuclei and the prolate to oblate shape phase transition occurring in heavy rare earths will be considered., Comment: 11 pages, 1 figure, 4 tables

The increasing deformation in atomic nuclei leads to the change of the classical magic numbers (2,8,20,28,50,82..) which dictate the arrangement of nucleons in complete shells. The magic numbers of the three-dimensional harmonic oscillator (2,8,20,40,70...) emerge at deformations around epsilon=0.6. At lower deformations the two sets of magic numbers antagonize, leading to shape coexistence. A quantitative investigation is performed using the usual Nilsson model wave functions and the recently introduced proxy-SU(3) scheme., Comment: 9 pages, 4 figures, to appear in HNPS: Advances in Nuclear Physics: Proceedings of the 27th Annual Symposium of the Hellenic Nuclear Physics Society (Athens, 2018), ed. T. Mertzimekis, G. Souliotis, and E. Styliaris

The SU(3) irreducible representations (irreps) are characterised by the (lambda, mu) Elliott quantum numbers, which are necessary for the extraction of the nuclear deformation, the energy spectrum and the transition probabilities. These irreps can be calculated through a code which requires high computational power. In the following text a hand-writing method is presented for the calculation of the highest weight (h.w.) irreps, using two different sets of magic numbers, namely proxy-SU(3) and three-dimensional isotropic harmonic oscillator., Comment: 11 pages, 6 figures, to appear in Nuclear Theory '37, Proceedings of the 37th International Workshop on Nuclear Theory (Rila 2018), ed. M. Gaidarov and N. Minkov

The Nilsson model is a simple microscopic model which has been extensively used over the years for the interpretation of a bulk of experimental results. The single particle orbitals in this model are labeled by quantum numbers which are good in the limit of large nuclear deformations. However, it is generally admitted that these quantum numbers remain good even at moderate deformations. We show that this fact is due to the existence of an underlying approximate symmetry, called the proxy-SU(3) symmetry. The implications of proxy-SU(3) on various aspects of nuclear structure will be discussed., Comment: 11 pages, 1 figure, to appear in Nuclear Theory '37, Proceedings of the 37th International Workshop on Nuclear Theory (Rila 2018), ed. M. Gaidarov and N. Minkov

Particle-hole symmetry has been used on several occasions in nuclear structure over the years. We prove that particle-hole symmetry is broken in nuclear shells possessing the proxy-SU(3) symmetry. The breaking of the symmetry is rooted in the Pauli principle and the short range nature of the nucleon-nucleon interaction. The breaking of the symmetry explains the dominance of prolate over oblate shapes in deformed nuclei and determines the regions of prolate to oblate shape transitions in the nuclear chart. Furthermore, it is related to the existence of specific regions of shape coexistence across the nuclear chart, surrounded by regions in which shape coexistence does not occur., Comment: 9 pages, 2 figures, to appear in HNPS: Advances in Nuclear Physics: Proceedings of the 27th Annual Symposium of the Hellenic Nuclear Physics Society (Athens, 2018), ed. T. Mertzimekis, G. Souliotis, and E. Styliaris

We consider two competing sets of nuclear magic numbers, namely the harmonic oscillator (HO) set (2, 8, 20, 40, 70, 112, 168, 240,...) and the set corresponding to the proxy-SU(3) scheme, possessing shells 0-2, 2-4, 6-12, 14-26, 28-48, 50-80, 82-124, 126-182, 184-256... The two sets provide 0+ bands with different deformation and band-head energies. We show that for proton (neutron) numbers starting from the regions where the quadrupole-quadrupole interaction, as derived by the HO, becomes weaker than the one obtained in the proxy-SU(3) scheme, to the regions of HO shell closure, the shape coexistence phenomenon may emerge. Our analysis suggests that the possibility for appearance of shape coexistence has to be investigated in the following regions of proton (neutron) numbers: 8, 18-20, 34-40, 60-70, 96-112, 146-168, 210-240,..., Comment: 8 pages, 1 figure, to appear in HNPS: Advances in Nuclear Physics: Proceedings of the 27th Annual Symposium of the Hellenic Nuclear Physics Society (Athens, 2018), ed. T. Mertzimekis, G. Souliotis, and E. Styliaris

Using a new approximate analytic parameter-free proxy-SU(3) scheme, we make predictions of shape observables for actinides and superheavy elements, namely beta and gamma deformation variables, and compare these with predictions by relativistic and non-relativistic mean-field theories. Furthermore, we make predictions for B(E2) transition rates of deformed nuclei and compare these with existing data and predictions of other theoretical approaches., Comment: 6 pages, 3 figures, to appear in the proceedings of the 26th Annual Symposium of the Hellenic Nuclear Physics Society (HNPS2017), Anavyssos, Greece, 9-10 June 2017, ed. Ch. Tsabaris, R. Vlastou, M. Kokkoris, and D. Patiris. arXiv admin note: text overlap with arXiv:1711.09201, arXiv:1711.08596

The SU(3) symmetry realized by J. P. Elliott in the sd nuclear shell is destroyed in heavier shells by the strong spin-orbit interaction. However, the SU(3) symmetry has been used for the description of heavy nuclei in terms of bosons in the framework of the Interacting Boson Approximation, as well as in terms of fermions using the pseudo-SU(3) approximation. We introduce a new fermionic approximation, called the proxy-SU(3), and we discuss how some of its novel predictions come out as a consequence of the short range of the nucleon-nucleon interaction and the Pauli principle., Comment: 6 pages, 2 tables, to appear in the proceedings of the 26th Annual Symposium of the Hellenic Nuclear Physics Society (HNPS2017), Anavyssos, Greece, 9-10 June 2017, ed. Ch. Tsabaris, R. Vlastou, M. Kokkoris, and D. Patiris

Using a new approximate analytic parameter-free proxy-SU(3) scheme, we make predictions of shape observables for deformed nuclei, namely beta and gamma deformation variables, and compare them with empirical data and with predictions by relativistic and non-relativistic mean-field theories. Furthermore, analytic expressions are derived for B(E2) ratios within the proxy-SU(3) model, free of any free parameters, and/or scaling factors. The predicted B(E2) ratios are in good agreement with the experimental data for deformed rare earth nuclides., Comment: 12 pages, 5 figures, to appear in the proceedings of the Workshop on Shapes and Dynamics of Atomic Nuclei: Contemporary Aspects (SDANCA17, Sofia 2017), ed. N. Minkov

We show that within the proxy-SU(3) scheme the wave functions of the normal parity orbitals in a given nuclear shell are affected very little as a result of the replacement of the abnormal parity orbitals by their 0[110] proxy-SU(3) counterparts., Comment: 9 pages, 5 tables, to appear in the proceedings of the Workshop on Shapes and Dynamics of Atomic Nuclei: Contemporary Aspects (SDANCA17, Sofia 2017), ed. N. Minkov

The SU(3) symmetry realized by J. P. Elliott in the sd nuclear shell is destroyed in heavier shells by the strong spin-orbit interaction. On the other hand, the SU(3) symmetry has been used for the description of heavy nuclei in terms of bosons in the framework of the Interacting Boson Approximation, as well as in terms of fermions using the pseudo-SU(3) approximation. A new fermionic approximation, called the proxy-SU(3), has been recently introduced and applied to the even rare earths. We show that the applicability of proxy-SU(3) can be extended to even nuclei in the 28-50 proton shell, to even superheavy elements, as well as to odd-odd and odd rare earths. Parameter free predictions for the beta and gamma deformation parameters are presented and compared to alternative theoretical predictions and to existing data., Comment: 13 pages, 9 figures, to appear in the proceedings of the Workshop on Shapes and Dynamics of Atomic Nuclei: Contemporary Aspects (SDANCA17, Sofia 2017), ed. N. Minkov

Using a new approximate analytic parameter-free proxy-SU(3) scheme, simple predictions for the global feature of prolate dominance and for the locus of the prolate-oblate shape transition have been made and compared with empirical data. Emphasis is placed on the mechanism leading to the breaking of the particle-hole symmetry, which is instrumental in shaping up these predictions. It turns out that this mechanism is based on the SU(3) symmetry and the Pauli principle alone, without reference to any specific Hamiltonian., Comment: 10 pages, 4 tables, to appear in the proceedings of the Workshop on Shapes and Dynamics of Atomic Nuclei: Contemporary Aspects (SDANCA17, Sofia 2017), ed. N. Minkov

Using a new approximate analytic parameter-free proxy-SU(3) scheme, we make predictions of shape observables for deformed nuclei, namely beta and gamma deformation variables, and compare these with empirical data and with predictions by relativistic and non-relativistic mean-field theories., Comment: 6 pages, 11 figures, Proceedings of the 4th Workshop of the Hellenic Institute of Nuclear Physics on New Aspects and Perspectives in Nuclear Physics (HINPw4),Ioannina, Greece, 5-6 May 2017, ed. A. Pakou

Using a new approximate analytic parameter-free proxy-SU(3) scheme, we make simple predictions for the global feature of prolate dominance in deformed nuclei and the locus of the prolate-oblate shape transition and compare these with empirical data., Comment: 5 pages, 1 figure, 3 tables, Proceedings of the 4th Workshop of the Hellenic Institute of Nuclear Physics on New Aspects and Perspectives in Nuclear Physics (HINPw4), Ioannina, Greece, 5-6 May 2017, ed. A. Pakou

An approximate SU(3) symmetry appears in heavy deformed even-even nuclei, by omitting the intruder Nilsson orbital of highest total angular momentum and replacing the rest of the intruder orbitals by the orbitals which have escaped to the next lower major shell. The approximation is based on the fact that there is a one-to-one correspondence between the orbitals of the two sets, based on pairs of orbitals having identical quantum numbers of orbital angular momentum, spin, and total angular momentum. The accuracy of the approximation is tested through calculations in the framework of the Nilsson model in the asymptotic limit of large deformations, focusing attention on the changes in selection rules and in avoided crossings caused by the opposite parity of the proxies with respect to the substituted orbitals., Comment: 7 pages, 1 figure, 3 tables, Proceedings of the 4th Workshop of the Hellenic Institute of Nuclear Physics on New Aspects and Perspectives in Nuclear Physics (HINPw4),Ioannina, Greece, 5-6 May 2017, ed. A. Pakou

The SU(3) symmetry realized by J. P. Elliott in the sd nuclear shell is destroyed in heavier shells by the strong spin-orbit interaction. However, the SU(3) symmetry has been used for the description of heavy nuclei in terms of bosons in the framework of the Interacting Boson Approximation, as well as in terms of fermions using the pseudo-SU(3) approximation. We introduce a new fermionic approximation, called the proxy-SU(3), and we comment on its similarities and differences with the other approaches., Comment: 4 pages, 1 figure, Proceedings of the 4th Workshop of the Hellenic Institute of Nuclear Physics on New Aspects and Perspectives in Nuclear Physics (HINPw4),Ioannina, Greece, 5-6 May 2017, ed. A. Pakou

Using a new approximate analytic parameter-free proxy-SU(3) scheme, we make simple predictions of shape observables for deformed nuclei, namely gamma and beta deformation variables, the global feature of prolate dominance and the locus of the prolate-oblate shape transition. The predictions are compared with empirical results., Comment: 14 pages, 6 figures, 4 tables

Background: Microscopic calculations of heavy nuclei face considerable difficulties due to the sizes of the matrices that need to be solved. Various approximation schemes have been invoked, for example by truncating the spaces, imposing seniority limits, or appealing to various symmetry schemes such as pseudo-SU(3). This paper proposes a new symmetry scheme also based on SU(3). This proxy-SU(3) can be applied to well-deformed nuclei, is simple to use, and can yield analytic predictions. Purpose: To present the new scheme and its microscopic motivation, and to test it using a Nilsson model calculation with the original shell model orbits and with the new proxy set. Method: We invoke an approximate, analytic, treatment of the Nilsson model, that allows the above vetting and yet is also transparent in understanding the approximations involved in the new proxy-SU(3). Results: It is found that the new scheme yields a Nilsson diagram for well-deformed nuclei that is very close to the original Nilsson diagram. The specific levels of approximation in the new scheme are also shown, for each major shell. Conclusions: The new proxy-SU(3) scheme is a good approximation to the full set of orbits in a major shell. Being able to replace a complex shell model calculation with a symmetry-based description now opens up the possibility to predict many properties of nuclei analytically and often in a parameter-free way. The new scheme works best for heavier nuclei, precisely where full microscopic calculations are most challenged. Some cases in which the new scheme can be used, often analytically, to make specific predictions, are shown in a subsequent paper., Comment: 24 pages, 6 figures, 15 tables

The microscopic justification of the emergence of SU(3) symmetry in heavy nuclei remains an interesting problem. In the past, the pseudo-SU(3) approach has been used, with considerable success. Recent results seem to suggest that the key for understanding the emergence of SU(3) symmetry lies in the properties of the proton-neutron interaction, namely in the formation of (S=1, T=0) p-n pairs in heavy nuclei, especially when the numbers of valence protons and valence neutrons are nearly equal. Although this idea has been around for many years, since the introduction of the Federman-Pittel mechanism, it is only recently that information about the p-n interaction could be obtained from nuclear masses, which become available from modern facilities. Based on this information, a new coupling scheme for heavy deformed nuclei has been suggested and is under development., Comment: 12 pages, 3 tables