Search

Climate change impacts are already happening through the world, and it is now clear that there is the need for an adaptive response from global institutions down to the local level. Reducing vulnerability to cope with climate variability might be more challenging in tropical countries than in North America or Europe. The ten papers of this special issue were presented during the Adaptclim conference that was held by the Sinergia Project, the CLARIS LPB project, and the GeoData Institute in Asunción, Paraguay, in 2010. All papers, except one regarding the Brahmaputra Basin in South Asia, present studies from South America. These studies are first contextualized geographically and then are related one to another by a simplified vulnerability concept linking climate stress to sensitivity and adaptive capacity of natural and human systems. One half of the papers focus on actual or future climate change and the present-day causes of the vulnerability of natural and agrosystems. Droughts are and will be the main source of stress for agriculture in South America. Increasing fragmentation of forest of the center of this continent is aggravating their vulnerability to dry spells. Another half of the studies of this special issue deal with the adaptive capacity human populations to system perturbations produced or enhanced by climate change. The studies point out inclusion of traditional knowledge and involvement of local actors in their own vulnerability assessment to increase adaptive capacity. These elements of climate justice, giving voice to those less responsible for carbon emissions but bearing their most severe consequences, allow the particular needs of a community to be considered and can direct adaptation policy toward preserving or rebuilding their specific capabilities under threat from climate change. The special issue also made clear that a basin analysis of the climate change problem could provide information, results, and methods more readily of use for the local population and decision makers. [ABSTRACT FROM AUTHOR]

The present paper describes the quality-control component of an automatic procedure (APACH: A Procedure for Automated Quality Control and Homogenization of Weather Station Data) developed to control quality and homogenize the historical daily temperature and precipitation data from meteorological stations. The quality-control method is based on a set of decision-tree algorithms analyzing separately precipitation and minimum and maximum temperature. All our tests are non-parametric and therefore are potentially useful in regions or countries presenting different climates as those observed in Argentina. The method is applied to the 1959–2005 historical daily database of the Argentine National Weather Service. Our results are coherent with the history of the Weather Service and more specifically with the history of implementation of systematized quality control processes. In temperature, our method detects a larger number of suspect values before 1967 (when there was no quality control) and after 1997 (when only real-time quality control had been applied). In precipitation, the detection of error in extreme precipitations is complex, but our method clearly detected a strong decrease in the number of potential outliers after 1976 when the National Weather Service was militarized, and the network was strongly reduced, focusing more on airport weather stations. Also in precipitation, we analyze in detail the long dry sequences and are able to identify potential long erroneous sequences. This is important for the use of the data for hydrological or agricultural impact studies. Finally, all the data are flagged with codes representing the path followed by the record in our decision-tree algorithms. While each code is associated to one of the categories (“Useful”, “Need-Check”, “Doubtful” or “Suspect”), the final user is free to redefine such category-assignment. [ABSTRACT FROM AUTHOR]

The present article is a contribution to the CLARIS WorkPackage “Climate and Agriculture”, and aims at testing whether it is possible to predict yields and optimal sowing dates using seasonal climate information at three sites (Pergamino, Marcos Juarez and Anguil) which are representative of different climate and soil conditions in Argentina. Considering that we focus on the use of climate information only, and that official long time yield series are not always reliable and often influenced by both climate and technology changes, we decided to build a dataset with yields simulated by the DSSAT (Decision Support System for Agrotechnology Transfer) crop model, already calibrated in the selected three sites and for the two crops of interest (maize and soybean). We simulated yields for three different sowing dates for each crop in each of the three sites. Also considering that seasonal forecasts have a higher skill when using the 3-month average precipitation and temperature forecasts, and that regional climate change scenarios present less uncertainty at similar temporal scales, we decided to focus our analysis on the use of quarterly precipitation and temperature averages, measured at the three sites during the crop cycle. This type of information is used as input (predictand) for non-linear statistical methods (Multivariate Adaptive Regression Splines, MARS; and classification trees) in order to predict yields and their dependency to the chosen sowing date. MARS models show that the most valuable information to predict yield amplitude is the 3-month average precipitation around flowering. Classification trees are used to estimate whether climate information can be used to infer an optimal sowing date in order to optimize yields. In order to simplify the problem, we set a default sowing date (the most representative for the crop and the site) and compare the yield amplitudes between such a default date and possible alternative dates sometimes used by farmers. Above normal average temperatures at the beginning and the end of the crop cycle lead to respectively later and earlier optimal sowing. Using this classification, yields can be potentially improved by changing sowing date for maize but it is more limited for soybean. More generally, the sites and crops which have more variable yields are also the ones for which the proposed methodology is the most efficient. However, a full evaluation of the accuracy of seasonal forecasts should be the next step before confirming the reliability of this methodology under real conditions. [ABSTRACT FROM AUTHOR]

The goal of the CLARIS project was to build an integrated European–South American network dedicated to promote common research strategies to observe and predict climate changes and their consequent socio-economic impacts taking into account the climate and societal peculiarities of South America. Reaching that goal placed the present network as a privileged advisor to contribute to the design of adaptation strategies in a region strongly affected by and dependent on climate variability (e.g. agriculture, health, hydro-electricity). Building the CLARIS network required fulfilling the following three objectives: (1) The first objective of CLARIS was to set up and favour the technical transfer and expertise in earth system and regional climate modelling between Europe and South America together with the providing of a list of climate data (observed and simulated) required for model validations; (2) The second objective of CLARIS was to facilitate the exchange of observed and simulated climate data between the climate research groups and to create a South American high-quality climate database for studies in extreme events and long-term climate trends; (3) Finally, the third objective of CLARIS was to strengthen the communication between climate researchers and stakeholders, and to demonstrate the feasibility of using climate information in the decision-making process. [ABSTRACT FROM AUTHOR]

The present investigation aims at identifying the needs of the Argentinean agro-business sector for climate research and information. Our approach is focused on any type of climate information from past observations to seasonal prediction and climate change projections. We tried, in particular, to evaluate the possible existence of specific research themes that would be of major interest for these agriculture end-users. We interviewed representatives of seventeen companies from three major agrobusiness sectors: (1) regional/national entities such as agricultural associations, cooperatives and commercial trade boards; (2) insurance companies in the Argentinean agro-insurance market; and (3) large national and international companies representing cereal producers, agro-chemistry and agro-seeds. While all the interviewees recognized the strong influence of climate on their activities, they all pointed out that, at the time of making decision, they considered the political and economic risks rather than the climate one. In many aspects, climate is often considered as a fatality against which it is difficult to be protected. An interesting result is the confidence of the private sectors in the climate information provided by public sources (INTA, SMN, Universities) although they contract private consultants for frequent reports and tendencies. Finally, we explain how such sectors could make a better use of climate information (seasonal prediction, climate change scenarios) that could be integrated in their business projections. In particular, the development of new financial contracts (climate derivatives) open in countries with a relatively poor insurance history new ways to protect the different agricultural sectors, from the producer to large companies. [ABSTRACT FROM AUTHOR]

Daily weather generators are used in many applications and risk analyses. The present paper explores the potential of neural network architectures to design daily weather generator models. Focusing this first paper on precipitation, we design a collection of neural networks (multi-layer perceptrons in the present case), which are trained so as to approximate the empirical cumulative distribution (CDF) function for the occurrence of wet and dry spells and for the precipitation amounts. This approach contributes to correct some of the biases of the usual two-step weather generator models. As compared to a rainfall occurrence Markov model, NNGEN-P represents fairly well the mean and standard deviation of the number of wet days per month, and it significantly improves the simulation of the longest dry and wet periods. Then, we compared NNGEN-P to three parametric distribution functions usually applied to fit rainfall cumulative distribution functions (Gamma, Weibull and double-exponential). A data set of 19 Argentine stations was used. Also, data corresponding to stations in the United States, in Europe and in the Tropics were included to confirm the results. One of the advantages of NNGEN-P is that it is non-parametric. Unlike other parametric function, which adapt to certain types of climate regimes, NNGEN-P is fully adaptive to the observed cumulative distribution functions, which, on some occasions, may present complex shapes. On-going works will soon produce an extended version of NNGEN to temperature and radiation. [ABSTRACT FROM AUTHOR]

Evaluating the response of climate to greenhouse gas forcing is a major objective of the climate community, and the use of large ensemble of simulations is considered as a significant step toward that goal. The present paper thus discusses a new methodology based on neural network to mix ensemble of climate model simulations. Our analysis consists of one simulation of seven Atmosphere–Ocean Global Climate Models, which participated in the IPCC Project and provided at least one simulation for the twentieth century (20c3m) and one simulation for each of three SRES scenarios: A2, A1B and B1. Our statistical method based on neural networks and Bayesian statistics computes a transfer function between models and observations. Such a transfer function was then used to project future conditions and to derive what we would call the optimal ensemble combination for twenty-first century climate change projections. Our approach is therefore based on one statement and one hypothesis. The statement is that an optimal ensemble projection should be built by giving larger weights to models, which have more skill in representing present climate conditions. The hypothesis is that our method based on neural network is actually weighting the models that way. While the statement is actually an open question, which answer may vary according to the region or climate signal under study, our results demonstrate that the neural network approach indeed allows to weighting models according to their skills. As such, our method is an improvement of existing Bayesian methods developed to mix ensembles of simulations. However, the general low skill of climate models in simulating precipitation mean climatology implies that the final projection maps (whatever the method used to compute them) may significantly change in the future as models improve. Therefore, the projection results for late twenty-first century conditions are presented as possible projections based on the “state-of-the-art” of present climate modeling. First, various criteria were computed making it possible to evaluate the models’ skills in simulating late twentieth century precipitation over continental areas as well as their divergence in projecting climate change conditions. Despite the relatively poor skill of most of the climate models in simulating present-day large scale precipitation patterns, we identified two types of models: the climate models with moderate-to-normal (i.e., close to observations) precipitation amplitudes over the Amazonian basin; and the climate models with a low precipitation in that region and too high a precipitation on the equatorial Pacific coast. Under SRES A2 greenhouse gas forcing, the neural network simulates an increase in precipitation over the La Plata basin coherent with the mean model ensemble projection. Over the Amazonian basin, a decrease in precipitation is projected. However, the models strongly diverge, and the neural network was found to give more weight to models, which better simulate present-day climate conditions. In the southern tip of the continent, the models poorly simulate present-day climate. However, they display a fairly good convergence when simulating climate change response with a weak increase south of 45°S and a decrease in Chile between 30 and 45°S. Other scenarios (A1B and B1) strongly resemble the SRES A2 trends but with weaker amplitudes. [ABSTRACT FROM AUTHOR]

Projections for South America of future climate change conditions in mean state and seasonal cycle for temperature during the twenty-first century are discussed. Our analysis includes one simulation of seven Atmospheric-Ocean Global Circulation Models, which participated in the Intergovernmental Panel on Climate Change Project and provided at least one simulation for the twentieth century (20c3m) and one simulation for each of three Special Report on Emissions Scenarios (SRES) A2, A1B, and B1. We developed a statistical method based on neural networks and Bayesian statistics to evaluate the models’ skills in simulating late twentieth century temperature over continental areas. Some criteria [model weight indices (MWIs)] are computed allowing comparing over such large regions how each model captures the temperature large scale structures and contributes to the multi-model combination. As the study demonstrates, the use of neural networks, optimized by Bayesian statistics, leads to two major results. First, the MWIs can be interpreted as optimal weights for a linear combination of the climate models. Second, the comparison between the neural network projection of twenty-first century conditions and a linear combination of such conditions allows the identification of the regions, which will most probably change, according to model biases and model ensemble variance. Model simulations in the southern tip of South America and along the Chilean and Peruvian coasts or in the northern coasts of South America (Venezuela, Guiana) are particularly poor. Overall, our results present an upper bound of potential temperature warming for each scenario. Spatially, in SRES A2, our major findings are that Tropical South America could warm up by about 4°C, while southern South America (SSA) would also undergo a near 2–3°C average warming. Interestingly, this annual mean temperature trend is modulated by the seasonal cycle in a contrasted way according to the regions. In SSA, the amplitude of the seasonal cycle tends to increase, while in northern South America, the amplitude of the seasonal cycle would be reduced leading to much milder winters. We show that all the scenarios have similar patterns and only differ in amplitude. SRES A1B differ from SRES A2 mainly for the late twenty-first century, reaching more or less an 80–90% amplitude compared to SRES A2. SRES B1, however, diverges from the other scenarios as soon as 2025. For the late twenty-first century, SRES B1 displays amplitudes, which are about half those of SRES A2. [ABSTRACT FROM AUTHOR]

In this study, the mechanisms leading to the El Niño peak and demise are explored through a coupled general circulation model ensemble approach evaluated against observations. The results here suggest that the timing of the peak and demise for intense El Niño events is highly predictable as the evolution of the coupled system is strongly driven by a southward shift of the intense equatorial Pacific westerly anomalies during boreal winter. In fact, this systematic late-year shift drives an intense eastern Pacific thermocline shallowing, constraining a rapid El Niño demise in the following months. This wind shift results from a southward displacement in winter of the central Pacific warmest SSTs in response to the seasonal evolution of solar insolation. In contrast, the intensity of this seasonal feedback mechanism and its impact on the coupled system are significantly weaker in moderate El Niño events, resulting in a less pronounced thermocline shallowing. This shallowing transfers the coupled system into an unstable state in spring but is not sufficient to systematically constrain the equatorial Pacific evolution toward a rapid El Niño termination. However, for some moderate events, the occurrence of intense easterly wind anomalies in the eastern Pacific during that period initiate a rapid surge of cold SSTs leading to La Niña conditions. In other cases, weaker trade winds combined with a slightly deeper thermocline allow the coupled system to maintain a broad warm phase evolving through the entire spring and summer and a delayed El Niño demise, an evolution that is similar to the prolonged 1986/87 El Niño event. La Niña events also show a similar tendency to peak in boreal winter, with characteristics and mechanisms mainly symmetric to those described for moderate El Niño cases. [ABSTRACT FROM AUTHOR]

The Paraná-Plata basin is the second largest hydrological basin in South America and is of great importance for the countries of the region (Argentina, Bolivia, Brazil, Paraguay and Uruguay). The present study focuses on the long-term trends in basin-scale precipitation with special emphasis on the role of distribution changes in extreme large-scale precipitation events and on the characteristics and evolution of ENSO teleconnections over the last 50 years. First, we defined a Paraná-Plata basin total precipitation index (PTPI) as the precipitations spatially averaged over the hydrological basin. On interannual time scales, such an index is mainly representative of anomalous monsoon precipitations in the northern part of the basin and large convective precipitation anomalies in the center of the basin (Paraguay-southern Brazil-Uruguay-northern Argentina) typical of the canonical ENSO teleconnection pattern. Our major findings clearly highlight a positive trend in yearly averaged PTPI mainly from the late 1960s to the early 1980s with a strong dependence from month-to-month. The largest precipitation increase is observed from November to May in southern Brazil and Argentina. A close examination of PTPI distributions during the two halves of the period 1950-2001 shows that the changes in the mean state from 1950-1975 to 1976-2001 result from significant changes in each calendar month mean state and in the tails of the PTPI anomaly distributions in May with lesser and weaker large-scale dry events and stronger large-scale wet events. Further studies will be needed to assess whether the observed trend in large-scale extreme precipitation conditions can be related to natural climate variability or anthropogenic activities and whether it is associated to changes in local/regional extreme events. The stronger wet conditions in different months seem to be associated to changes in ENSO characteristics (amplitude, propagation, spatial structure, ...) since the 1982-1983 El Niño. Indeed, spatial ENSO teleconnections (stronger in November and April-May) have greatly evolved from 1950-1975 to 1976-2001. Moreover, we demonstrate that there is a strong modulation and displacement of the teleconnection patterns from one event to another, impeding the definition of robust statistical relationship between ENSO and precipitation in the Paraná-Plata basin (except maybe over a very limited area near the common border between Paraguay, Argentina and Brazil). Finally, the non-antisymmetrical patterns of precipitation between El Niño and La Niña conditions and the non-linear relationship between precipitation and either Niño3.4 or Niño1+2 sea surface temperature indices show that linear statistical forecast systems are actually of very limited use for impact predictions on society on a local or regional scale. [ABSTRACT FROM AUTHOR]

In a previous study, the effect of the March 1997 Westerly Wind Event (WWE) on the evolution of the tropical Pacific Ocean was studied using an ocean general circulation model (GCM). The response was characterized by (i) a cooling of the far western Pacific (∼0.8°C), (ii) a rapid eastward displacement of the warm pool (2000 km in a month), and (iii) a weak warming of the central eastern Pacific along the path of the oceanic Kelvin wave, excited by the WWE (∼0.5°C). In this study, the atmospheric response to these aspects of the sea surface temperature (SST) response are investigated using an atmospheric GCM forced with the SST anomalies from the ocean-only experiments. The results have demonstrated that the three aspects of the SST anomaly field, generated by the WWE, themselves initiate two types of atmospheric response, both of which favor a rapid growth toward El Niño conditions. First, the eastward displacement of the warm pool, together with the reduction of the east–west SST gradient along the forced oceanic Kelvin wave path, results in a weakening of the trade winds in the central eastern Pacific. Second, the eastward displacement of the warmest water from the western to the central Pacific, giving rise to a cooling in the far western Pacific, induces an eastward shift of convection that consequently promotes the occurrence of further frequent and intense WWEs in the following months. The characteristics of these later WWEs are controlled both by the eastward extension of the warm pool and by the SST gradients established in the far western Pacific. The implications of these results for the onset of the 1997/98 El Niño have been considered, with the conclusion that the intense March WWE strongly contributed to the early onset and rapid growth rate of the 1997/98 El Niño, not only by its direct impact on the ocean, but also by the atmospheric variability induced by the oceanic changes that developed following this event. [ABSTRACT FROM AUTHOR]

In this paper, we assess and compare to observations the spatial characteristics of the twentieth Century ENSO SST variability simulated by 23 models of the IPCC-AR4/CMIP3 database. The analysis is confined to the SST anomalies along the equatorial Pacific and is based on the use of a non-linear neural classification algorithm, the Self-Organizing Maps. Systematic biases include a larger than observed proportion for modelled ENSO maximum variability occurring in the Western Pacific. No clear relationship is found between this bias and the characteristics of the modelled mean state bias in the equatorial Pacific. This bias is mainly related to a misrepresentation of both El Niño and La Niña termination phases for most of the models. In contrast, the onset phase is quite well simulated. Modelled El Niño and La Niña peak phases display an asymmetric bias. Whereas the main bias of the modelled El Niño peak is to exhibit a maximum in the western Pacific, the simulated La Niña bias mainly occurs in the central Pacific. In addition, some models are able to capture the observed El Niño peak characteristics while none of them realistically simulate La Niña peaks. It also arises that the models closest to the observations score unevenly in reproducing the different phases, preventing an accurate classification of the models quality to reproduce the overall ENSO-like variability. [ABSTRACT FROM AUTHOR]

The present manuscript analyzes monthly equatorial Pacific indices by using a specific neural algorithm, the so-called “Self-Organizing Maps” (SOMs). The main result is a change found in the nature of the transitions between cold to warm and warm to cold extreme events from 1950 to present, around the late 1970s. SOM is an unsupervised clustering technique which allows one to reduce high-dimensional data space (in this case, three indices over 636 months) in terms of a smaller set of three-dimensional reference vectors (100) characterizing pertinent situations. These reference vectors, which are displayed on a two-dimension map, are closely related by a topological relationship leading us to discriminate La Niña conditions from the opposite El Niño conditions. In a second step, a Hierarchical Agglomerative Clustering (HAC) method is used to further group the reference vectors into a small number of clusters (12) whose spatial and temporal characteristics can be analyzed and interpreted in terms of physical parameters. Schematically, these 12 clusters can be divided into two “warm” clusters, six “neutral” or “transition” clusters and four “cold” clusters. In each particular group (warm, neutral, cold), the clusters mainly differ from each other by the amplitude of the anomalies, their spatial patterns and their temporal variability. Some clusters are found to be strongly linked to the boreal spring period, while others have barely any records during that season. Other clusters are associated with records mainly observed either prior to or after 1980. This suggests that the method is able to identify changes in the variability of the tropical Pacific basin observed on decadal time scales (1976 climate shift in our case). Each monthly record can be summarized by the cluster to which it belongs. The temporal evolution of this value during extreme ENSO events shows similar patterns (persistence in specific clusters and transition between groups of clusters) associated with comparable El Niño or La Niña events. The methodology described in the present study (SOM plus HAC) is suggested to be useful both for seasonal ENSO predictability and for the detection of decadal changes in ENSO behavior. [ABSTRACT FROM AUTHOR]

Two ten-members ensemble experiments using a coupled ocean-atmosphere general circulation model are performed to study the dynamical response to a strong westerly wind event (WWE) when the tropical Pacific has initial conditions favourable to the development of a warm event. In the reference ensemble (CREF), no wind perturbation is introduced, whereas a strong westerly wind event anomaly is introduced in boreal winter over the western Pacific in the perturbed ensemble (CWWE). Our results demonstrate that an intense WWE is capable of establishing the conditions under which a strong El Niño event can occur. First, it generates a strong downwelling Kelvin wave that generates a positive sea surface temperature (SST) anomaly in the central-eastern Pacific amplified through a coupled ocean-atmosphere interaction. This anomaly can be as large as 2.5°C 60 days after the WWE. Secondly, this WWE also initiates an eastward displacement of the warm-pool that promotes the occurrence of subsequent WWEs in the following months. These events reinforce the initial warming through the generation of additional Kelvin waves and generate intense surface jets at the eastern edge of the warm-pool that act to further shift warm waters eastward. The use of a ten-members ensemble however reveals substantial differences in the coupled response to a WWE. Whereas four members of CWWE ensemble develop into intense El Niño warming as described above, four others display a moderate warming and two remains in neutral conditions. This diversity between the members appears to be due to the internal atmospheric variability during and following the inserted WWE. In the four moderate warm cases, the warm-pool is initially shifted eastward following the inserted WWE, but the subsequent weak WWE activity (when compared to the strong warming cases) prevents to further shift the warm-pool eastwards. The seasonal strengthening of trade winds in June-July can therefore act to shift warm waters back into the western Pacific, reducing the central-eastern Pacific warming. This strong sensitivity of the coupled response to WWEs may therefore limit the predictability of El Niño events, as the high frequency wind variability over the warm pool region remains largely unpredictable even at short time lead. [ABSTRACT FROM AUTHOR]

In this study, the processes affecting sea surface temperature variability over the 1992–98 period, encompassing the very strong 1997–98 El Niño event, are analyzed. A tropical Pacific Ocean general circulation model, forced by a combination of weekly ERS1–2 and TAO wind stresses, and climatological heat and freshwater fluxes, is first validated against observations. The model reproduces the main features of the tropical Pacific mean state, despite a weaker than observed thermal stratification, a 0.1 m s[sup -1] too strong (weak) South Equatorial Current (North Equatorial Countercurrent), and a slight underestimate of the Equatorial Undercurrent. Good agreement is found between the model dynamic height and TOPEX/Poseidon sea level variability, with correlation/rms differences of 0.80/4.7 cm on average in the 10°N–10°S band. The model sea surface temperature variability is a bit weak, but reproduces the main features of interannual variability during the 1992–98 period. The model compares well with the TAO current variability at the equator, with correlation/rms differences of 0.81/0.23 m s[sup -1] for surface currents. The model therefore reproduces well the observed interannual variability, with wind stress as the only interannually varying forcing. This good agreement with observations provides confidence in the comprehensive three-dimensional circulation and thermal structure of the model. A close examination of mixed layer heat balance is thus undertaken, contrasting the mean seasonal cycle of the 1993–96 period and the 1997–98 El Niño. In the eastern Pacific, cooling by exchanges with the subsurface (vertical advection, mixing, and entrainment), the atmospheric forcing, and the eddies (mainly the tropical instability waves) are the three main contributors to the heat budget. In the central–western Pacific, the zonal advection by low-frequency currents becomes the main contribu... [ABSTRACT FROM AUTHOR]

Dengue fever is the most prevalent mosquito-borne viral disease of humans in tropical lands. As an efficient vaccine is not yet available, the only means to prevent epidemics is to control mosquito populations. These are influenced by human behavior and climatic conditions and thus, need constant effort and are very expansive. Examples of succeeded prevention are rare because of the continuous reintroduction of virus or vector from outside, or growing resistance of mosquito populations to insecticides. Climate variability and global warming are other factors which may favour epidemics of dengue. During a pilot study in Claris EC project, a model for the transmission of dengue was built, to serve as a tool for estimating the risk of epidemic transmission and eventually forecasting the risk under climatic change scenarios. An ultimate objective would be to use the model as an early warning system with meteorological forecasts as input, thus allowing better decision making and prevention. [ABSTRACT FROM AUTHOR]

A numerical simulation is used to investigate the mixed layer heat balance of the tropical Pacific Ocean including the equatorial cold tongue and the region of vortices associated with tropical instability waves (TIWs). The study is motivated by a need to quantify the effects that TIWs have on the climatological heat budget of the cold tongue mixed layer; there has been some discrepancy between observations indicating very large equatorward heat transport by TIWs and models that disagree on the full three-dimensional budget. Validation of the model reveals that the TIW-induced circulation patterns are realistic but may have amplitudes about 15% weaker than those in the observations. The SST budget within tropical instabilities is first examined in a frame of reference moving with the associated tropical instability vortices (TIVs). Zonal advection of temperature anomalies and meridional advection of temperature by current anomalies dominate horizontal advection. These effects strongly heat the cold cusps and slightly cool the downwelling areas located at the leading edge of the vortices. Cooling by vertical mixing is structured at the vortex scale and almost compensates for horizontal advective heating in the cold cusps. In contrast to some previous studies, TIW-induced vertical advection is found to be negligible in the SST budget. Cooling by this term is only significant below the mixed layer. The effect of TIWs on the climatological heat budget is then investigated for the region bounded by 2°S–6°N, 160°–90°W, where instabilities are most active. TIW-induced horizontal advection leads to a warming of 0.84°C month-1, which is of the same order as the 0.77°C month-1 warming effect of atmospheric fluxes, while the mean currents and vertical mixing cool the upper ocean by -0.59°C month-1 and -1.06°C month-1, respectively. The cooling effect of TIW-induced vertical advection is also negligible in the long-term surface layer heat budget and only becomes significant below the mixed layer. The results above, and in particular the absence of cancellation between horizontal and vertical TIW-induced eddy advection, are robust in three other sensitivity experiments involving different mixing parameterizations and increased vertical resolution. [ABSTRACT FROM AUTHOR]