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The excitation and suppression of asymmetric modes in a coaxial relativistic klystron amplifier (RKA) with cascaded single-gap bunching cavities are analyzed in this paper. Through theoretical analysis and simulated verification, we find that the asymmetric modes of cascaded single-gap bunching cavities have low external quality factors, the same resonant frequencies, and negative beam-loading conductance ratios so that they are easily excited by the electron beam. To solve this issue, a feasible method is proposed in this paper to suppress the asymmetric modes of cascaded single-gap bunching cavities, under the conditions of decreasing their coupling coefficients and increasing the frequency separation, choosing an appropriate drift tube length between them. These improved bunching cavities are further examined in an X-band coaxial RKA by 3D particle-in-cell simulation, which shows that high power microwaves with a power of 0.8 GW are generated corresponding to an efficiency of 40%. Furthermore, there is no asymmetric mode competition during 150 ns of simulation time. [ABSTRACT FROM AUTHOR]

A compact coaxial relativistic klystron amplifier (RKA) with three cascaded bunching cavities is investigated to obtain high efficiency output in this paper. When the injection power and drift tube length are both decreased for the compactness of the initial coaxial RKA, the conversion efficiency of this device decreases to only 20%, which is mainly due to the insufficient modulation of intense relativistic electron beam (IREB). To solve this issue, three cascaded bunching cavities are designed to strengthen the modulation of IREB, and each bunching cavity is designed to a non-uniform single-gap cavity with a high external quality factor. Moreover, a specific drift tube length is chosen for minimizing the TEM mode leakage between every two adjacent cavities. With these methods, the self-oscillation between input and three cascaded bunching cavities can be successfully suppressed without loading any reflectors. The proposed three cascaded single-gap bunching cavities are further examined in a Ku-band coaxial RKA, and the output efficiency of this device increases to 44%, which is more than twice that of the initial coaxial RKA. Furthermore, the injection power and axial length of the propagating IREB in the improved coaxial RKA are reduced to only 5 kW and 10 wavelengths, respectively. [ABSTRACT FROM AUTHOR]

Self-oscillation of three cascaded reflectors easily occurs in a triaxial klystron amplifier (TKA) since the TEM mode leakage cannot be cut off by a coaxial waveguide. To solve this issue, we propose a non-uniform reflector to obtain an optimal external quality factor, which indicates its minimum TEM mode leakage. The self-oscillation of three non-uniform reflectors is then suppressed by selecting a specific drift tube length between them. Moreover, different eigenfrequencies are chosen for the three improved reflectors to enhance the tolerance of the drift tube length between them. With these methods, the self-oscillation of three cascaded reflectors can be successfully eliminated, and a TKA with high output efficiency is capable of achieving a long pulse output. [ABSTRACT FROM AUTHOR]

Because of the scaling invariance, the over-mode ratio of the coaxial resonator can be increased to increase the power handling capability. However, as the over-mode ratio increases, the characteristic impedance and external quality factor decrease, which causes the modulation of the electron beam to be weakened. Moreover, when the output microwave power increases, the double-gap output cavity will suffer from severe radio frequency breakdown. Therefore, an X-band high-power and high-efficiency coaxial relativistic klystron oscillator with a four-gap modulation cavity and a three-gap extraction cavity is proposed. First, a four-gap modulation cavity can increase the modulation depth of the electron beam to improve the beam-wave conversion efficiency. The operating mode of the modulation cavity is the 3π/4 mode of the coaxial TM01 mode. Second, a three-gap extraction cavity is adopted to enhance the microwave extraction energy and reduce the RF field strength. The simulation results show that when the diode voltage is 650 kV, the beam current is 15.4 kA, and the guiding magnetic field is 0.48 T, the device outputs a microwave power of 4.2 GW, a frequency of 8.4 GHz, and an efficiency of 42%. [ABSTRACT FROM AUTHOR]

An improved X-band coaxial transit time oscillator is proposed in this paper. First, the device uses a non-uniform three-gap modulation cavity to improve the clustering of electron beams under a low magnetic field and to increase the depth of the fundamental current modulation. The operating mode of the modulation cavity is the 2π/3 mode of TM01. Second, the dual-cavity extraction structure works in π mode, which can continuously and intensively extract the electron beam energy. The physical characteristics of the device are studied through simulation and experiment. The experimental results indicate that the high power microwave with a frequency of 8.38 GHz and a power of 1.78 GW is generated when the diode voltage is 520 kV and the guiding magnetic field is 0.65 T, yielding a pulse width of 27 ns and an efficiency of 32%. [ABSTRACT FROM AUTHOR]

The power conversion efficiency of relativistic klystron amplifiers (RKAs) is severely limited by the strong space-charge repulsion force caused by the intense electron beam. A radial-line RKA (RL-RKA) driven by the disk beam may provide great potentials to alleviate this issue due to its radially propagating characteristic of the electron beam. However, such potential advantage of high efficiency has not been fully exploited in previous research due to the insufficient beam modulation and relatively low beam-wave coupling strength. In this article, an initial RL-RKA is improved significantly by utilizing a three-stage cascaded bunching link, a four-gap output cavity, and a lengthened drift tube. The three-stage cascaded bunching link plays a role in increasing the fundamental harmonic current and decreasing the velocity spread of the electron beam simultaneously. The four-gap output cavity is designed to improve the coupling impedance and strengthen the beam-wave power conversion. Moreover, a drift tube is lengthened suitably to boost the fundamental harmonic current further. Eventually, the power conversion efficiency of the RL-RKA is enhanced up to 67% by these measures, which indicates a significant advance over the initial state of 38%. [ABSTRACT FROM AUTHOR]

The energy consumption of high-power microwave sources has attracted much attention in the research field of high-power microwaves. One way of decreasing the energy consumption is to reduce the guiding magnetic field. In this work, a high-efficiency transit-time oscillator is proposed with a low guiding magnetic field. In order to enhance the modulation depth of electrons and increase the conversion efficiency under a low guiding magnetic field, two bunchers are adopted to modulate the electron beam. 2.5D simulation results show that the proposed device generates microwaves with a power of 3.6 GW and a frequency of 4.31 GHz. The power conversion efficiency is 40% and the modulation depth is 125% when the guiding magnetic field is only 0.5 T. In addition, a 3D simulation verifies the results. [ABSTRACT FROM AUTHOR]

A beam-steerable lens antenna based on the concept of Risley prism is presented in this communication. The antenna is made up of a feed antenna and three transmit-array (T-A) lenses, including a stationary lens and two rotatable lenses. Beam steering is achieved by rotating the two rotatable lenses around the antenna axis independently. An antenna prototype has been successfully designed, simulated, fabricated, and measured in Ku-band. The results show that the beam of the antenna can be steered to any direction within a 91.2° conical region. During beam steering, the measured peak gain of the antenna reaches 38.1 dBi, the maximum aperture efficiency achieves 80.5%, and the gain variation is less than 1.7 dB. Moreover, the simulated results show that the power-handling capacity of this antenna could reach gigawatt level, which indicates application potentials of this antenna in high-power microwave (HPM) field. [ABSTRACT FROM AUTHOR]

An L-band high-power relativistic backward wave oscillator is designed. In the simulation, microwaves centered at 1.6 GHz are generated, with the power of 3.6 GW and the efficiency of 40%. In the preliminary experiment, the pulse duration of the device was only 45 ns, presenting a pulse-shortening phenomenon. Through the 3D particle-in-cell simulation analysis, it was found that the accelerating diode resonances significantly impact the operation of the L-band high power relativistic backward wave oscillator, and the resonance of a TE11 mode in the accelerating diode played the primary role in the pulse shortening. Moreover, we found that choosing the appropriate distance between the cathode baffle and the end of the annular cathode is beneficial to effectively suppress the starting oscillation of the parasitic TE11 mode. In the improved experiment, we changed the distance between the cathode baffle and the end of the annular cathode from previous 5.4 to 4.6 cm. Eventually, when the diode voltage is 650 kV and the diode current is 14 kA, microwaves centered at 1.58 GHz are generated with the power of 3.3 GW, the efficiency of 36%, and the pulse duration above 104 ns. [ABSTRACT FROM AUTHOR]

Compact is a significant research direction of low-frequency high-power microwave devices. In this paper, a compact S-band relativistic backward wave oscillator is presented. The radial dimension of the device is reduced by utilizing the characteristic that the cutoff frequency of the fundamental mode (quasi-TEM mode) of the coaxial Slow-Wave Structure (SWS) is zero. Moreover, a coaxial extraction structure is designed to enhance its resonance characteristics to reduce the number of slow-wave structures. In addition, a reflective structure with the phase difference between inner and outer conductors is used, which replaces the pre-reflection cavity and shortens the axial size of the device. A relativistic backward oscillator with a 2.5-period coaxial slow-wave structure is proposed through theoretical analysis, simulation calculation, and experiment. Its radial dimension is 160 mm (∼1.28λ), and its axial dimension is 320 mm (∼2.56λ). In the experiment, the results show that the output microwave has a center frequency of 2.41 GHz, a power of 1.5 GW, a pulse width of 92 ns, and continuous operation for 20 s at a repetition of 10 Hz. [ABSTRACT FROM AUTHOR]

In recent years, high-power microwave (HPM) generator with a low working magnetic field has caught more attention as this device has the merit of low energy consumption and the potential of using a permanent magnet package in the HPM system. However, the conversion efficiency of this device is generally low because the electron beam will fluctuate transversely and the modulation depth will decline when the guiding magnetic field is low. To obtain concurrently high-power, high-efficiency, and low operating magnetic field, a transit-time oscillator (TTO) with two bunchers is designed and fabricated. Two bunchers are adopted in the TTO to modulate the electron beam twice. By introducing the second buncher, the modulation depth of the electron beam increases by 23%, and the conversion efficiency increases from 25% to 40.5% in simulations. A microwave with a power of 3.65 GW and a frequency of 4.31 GHz is obtained with a 600-kV, 15-kA electron beam under the guidance of a 0.5-T magnetic field in simulations. Furthermore, the corresponding experiments are carried out to verify the two-buncher TTO, and a microwave with a power of 3.3 GW and a frequency of 4.31 GHz is obtained. The experimental efficiency is 32% with an external magnetic field of 0.48 T. [ABSTRACT FROM AUTHOR]

The electromagnetic characteristics of the input cavity with electron beams loaded are measured successfully in an X-band triaxial relativistic klystron amplifier (TKA) with a high frequency electrical probe. To solve the frequency response issue in the X band, a coaxial electrical probe is optimized and inserted obliquely into the input cavity at the designed angle so that the microwaves in the cavity can be sampled and extracted with the required coupling coefficient while the probe does not interfere with the solenoid coil, which is tightly integrated outside the TKA. Besides, the TKA is redesigned as a structure integrally sealed by the solenoid coil, and the secondary sealing induced by probe insertion is implemented on the flange of the solenoid coils rather than on the wall of the TKA, which is conducive to simplifying the coupling structure while maintaining the high vacuum level. The design is examined in a GW level TKA experiment, indicating that microwaves with a power of about 670 MW are generated in the input cavity at a frequency of 8.40 GHz, which is completely consistent with the injected and output microwave frequencies. [ABSTRACT FROM AUTHOR]

Radial transit time oscillator (RTTO) can be relied on to generate effective coherent electromagnetic radiation in the millimeter wave domain. In this paper, the preliminary experimental research on a Ka-band RTTO is reported for the first time. In experiments, the radial electron beam emitted from the knife edge of the disk cathode is guided by the radial magnetic field. The bombardment trace on the nylon target verifies the emission and transportation uniformity of the radial e-beam. When the diode voltage is 410 kV, the beam current is 7.8 kA, and the magnetic field is 0.6 T, the RTTO can output microwaves with the power of 320 MW and the frequency of 31.35 GHz. As the diode voltage increases from 350 kV to 430 kV, the output microwave power will grow accordingly. Taking the ohmic loss into consideration, the experimental results are in agreement with the simulation ones. [ABSTRACT FROM AUTHOR]

The radial transit time oscillator (RTTO) is promising to realize high power output of millimeter-waves. Although the radial structure can enhance the power capacity, less cavities and small radial dimension make it difficult to improve the power capacity in RTTOs, especially in the extraction cavity. A one-gap extraction cavity in the Ka-band RTTO is proposed in this paper to improve the power capacity. Without electrons, taking the TM011 cavity as an example, the radial reversal resonant electric field can intersect with radial electrons. By choosing the sizes of the cavity, the synchronization of the electrons and the electric field can be realized to achieve effective energy exchange. In particle-in-cell simulation, the RTTO with the TM011 extraction cavity can output 1.0 GW high power microwaves (HPMs) at 31.2 GHz, and the beam-wave conversion efficiency is 31.6%. The maximum electric field in the TM011 cavity is only 800 kV/cm, which is less than one third that in the TM010 extraction cavities. In addition, the TM012 extraction cavity is employed to improve the efficiency to 35.4%. At the same time, because of the increase in the output power, the maximum radial electric field in the TM012 cavity increases to 850 kV/cm. Therefore, the one-gap extraction cavity can realize multiple energy exchanges to get high beam-wave conversion efficiency and enhance the power capacity in the extraction cavity significantly. [ABSTRACT FROM AUTHOR]

High efficiency and high frequency are key research topics for the development of high power microwave devices. There are, however, serious issues with mode competition in relativistic Cerenkov devices based on a single electron beam, which can lead to low efficiency in the beam-wave interaction process. In this paper, a high-efficiency relativistic Cerenkov oscillator based on a dual electron beam is proposed. The hollow slow wave structure is embedded in the inner conductor of the coaxial waveguide to obtain a double coaxial electromagnetic structure, which can suppress mode competition and improve the beam-wave interaction efficiency of the dual-band radiation. Moreover, each band of radiation is independent of the other, such that high frequency output radiation is generated. Using the particle-in-cell method, the physical processes involving the beam-wave interaction in the oscillator are studied with the aim of designing a high-efficiency double-electromagnetic structure. Simulation results indicated that the output power levels for the X-band and Ka-band were 1.50 GW and 710 MW, respectively, and the efficiencies were 34.7% and 30.7%, respectively, for a diode voltage of 550 kV and a guiding magnetic field of 0.85 T. [ABSTRACT FROM AUTHOR]

The frequency hopping technology is one of the most significant research directions for high-power microwave (HPM) devices. This paper presented a novel HPM oscillator with frequency hopping across C, X, and Ku bands based on magnetic field tuning. A coaxial transit time oscillator (TTO) is nested onto the outer conductor of the hollow relativistic Cherenkov microwave oscillator, which forms a dual electromagnetic structure with a single-annular cathode. When the electron beam is guided by gradient magnetic fields, it interacts with TTO to produce Ku-band HPMs. If the gradient magnetic field changes into the uniform magnetic field, the electron beam would enter the relativistic Cherenkov microwave oscillator, and the frequency of generated microwaves decreases, which are decided by the strength of the magnetic fields according to the cyclotron resonance absorption theory. In the particle-in-cell simulation, when the diode voltage and gradient magnetic field are 580 kV and 0.5 T, respectively, a Ku-band HPM output with a frequency of 13.9 GHz and a power of 2.09 GW is obtained, corresponding to power efficiency of 42%. When the magnetic field transforms into uniform, the device produces an X-band HPM output with a frequency of 9 GHz and a power of 2.4 GW at a diode voltage of 683 kV and a magnetic field of 0.7 T. When the voltage and magnetic field strength are increased to 699 kV and 1.5 T, respectively, the device generates a C-band HPM output with a frequency of 4.5 GHz and a power of 2.1 GW. The corresponding conversion efficiency of the X-band and C-band Cherenkov microwave oscillators is 35% and 30.7%, respectively. [ABSTRACT FROM AUTHOR]

The mechanism and realization of a cross-band relativistic Cherenkov oscillator based on the cathode adjustment are presented. The device adopts coaxial dual-annular cathode to emit the inner and the outer electron beams, independently. When the inner annular cathode is extended and the outer annular cathode is retracted, the electron beams are emitted from the inner cathode and interact with the internal electromagnetic structure to generate Ka-band microwaves. On the contrary, the outer electron beams interact with the external electromagnetic structure to generate X-band microwaves. Thus, the cross-band microwave generation can be achieved only by adjusting the protrusion and retraction of dual-annular cathode. By the particle-in-cell (PIC) method, the physical process of beam-wave interaction in the device is studied, and the high efficiency internal-external double electromagnetic structures are designed. Simulation results show that the X-band microwave with a power of 1.50 GW and a frequency of 8.55 GHz is generated, corresponding to an efficiency of 32%. Meanwhile, the Ka-band microwave with power of 650 MW and frequency of 31.80 GHz is generated, corresponding to efficiency of 28%. [ABSTRACT FROM AUTHOR]

High power coherent electromagnetic radiation of a millimeter waveband is a tough research topic of plasma physics. In axial millimeter wave electromagnetic radiation devices, low power capacity and mode competition limited the output power. The radial structure is a promising candidate to realize high power millimeter wave radiation. Structural characteristics of a radial Ka-band high power millimeter wave transit time oscillator (TTO) are studied in this paper. Analysis without an electron beam indicates that if the average radius of radial cavities is increased, the mode of the stimulated field will not change, the power capacity will be improved, and the quality factor due to ohmic loss will remain unchanged. Particle-in-cell simulation proves that, for radial millimeter wave TTO, increasing the radius of the cathode and keeping sizes of the other parts unchanged, the output power will be increased, the efficiency will remain the same, and electric field growth will be slower than that in axial devices. Besides, taking ohmic loss into consideration, the efficiency will increase to a stable value. Therefore, by this method, high power coherent electromagnetic radiation in a millimeter wave can be realized. [ABSTRACT FROM AUTHOR]

To realize online measurement of power, frequency, and phase for a modularized relativistic triaxial klystron amplifier in a narrow space, a compact directional coupler with high directivity, high power handling capacity, and large bandwidth has been investigated numerically and experimentally. The method with coupling holes distributed in both the longitudinal and lateral directions is proposed, and the simulation results indicate that when two holes are employed, directivity larger than 20 dB is achieved over a 300 MHz bandwidth in the X-band and the maximal electric field strength is controlled to be 198.5 kV/cm with 1 GW power injection, while the whole coupler longitude is optimized to be as short as 50 mm. High power experiments have been performed with a 10 GHz relativistic triaxial klystron amplifier, and the results show that the measured power, frequency, and phase shift of the directional coupler have good agreement with the results obtained in the far-field. [ABSTRACT FROM AUTHOR]

A novel dual-band nested transit time oscillator (TTO) is proposed in this paper, which consists of an outer X-band coaxial TTO and an inner Ka-band coaxial TTO. It is capable of generating dual-band microwaves simultaneously with three distinctive features. First, the emission processes of inner and outer annular electron beams are independent. Second, the inner and outer high frequency structures are spatially isolated. Third, the inner and outer annular electron beams share the guiding magnetic field. Particle-in-cell simulation is performed where a voltage of 450 kV and a guiding magnetic field of 0.6 T are used. Simulation results demonstrate that microwave output with a frequency of 8.4 GHz and a power of 1.72 GW is obtained for the X-band, corresponding to a conversion efficiency of 42% and a microwave saturation time of 30 ns. Meanwhile, microwave output with a frequency of 31.3 GHz and a power of 1.18 GW is achieved for the Ka-band, corresponding to a conversion efficiency of 40% and a microwave saturation time of 15 ns. [ABSTRACT FROM AUTHOR]

The self-excitation of asymmetric modes is one of the main factors limiting the long-pulse operation of the relativistic triaxial klystron amplifier (TKA). Research studies have revealed that the asymmetric TM modes with negative beam loading conductance (Ge/G0) in the bunching cavities are the main culprits of self-excitation. The existing studies focus on passively destroying the growth of asymmetric TM modes, but we attempt to actively suppress their self-excitation in this paper. Investigation results demonstrate that the employment of single-gap bunching cavities can significantly reduce the risk of self-excitation of asymmetric TM modes, as the Ge/G0 of asymmetric TMn11 modes in single period structures are positive. The current modulation capacity of a single-gap bunching cavity, however, is not sufficient, so a cascade structure consisting of two groups of bunching cavities is employed to compensate for this deficiency. Based on the above conclusions, an X-band TKA device with four single-gap beam–wave interaction cavities is proposed and investigated in this paper. The three-dimensional particle-in-cell simulation results demonstrate that there is no self-excitation of asymmetric modes in the proposed X-band TKA device. [ABSTRACT FROM AUTHOR]

The physical mechanism, simulation results, and main experimental results of an S-band long-pulse relativistic backward-wave oscillator (RBWO) with a coaxial extractor are presented. The central ideas of the device include: 1) dual resonant cavities replacing the cutoff neck are used to enhance the efficiency and to decrease the electric field; 2) nonuniform slow-wave structures (SWSs) are introduced in the device to improve the efficiency; 3) a coaxial extractor is well designed, which is beneficial to the extraction of generated microwaves; and 4) the diode and the collector are reasonably designed to reduce the influence of cathode and collector plasmas. In simulation, microwaves centered at 3.77 GHz are generated, with the power of 3.3 GW and efficiency of 43%. However, the pulse duration of the device does not exceed 70 ns owing to the pulse-shortening phenomenon in the initial experiment. It was found that the plasma caused by an intense radio frequency electric field on the surface of the coaxial extractor played a main role in pulse shortening. To suppress the pulse shortening, we focus on two aspects. One was to optimize the electrodynamic structures to reduce the electric field on the surfaces of the coaxial extractor while maintaining relatively high efficiency. The other was to improve the surface roughness of SWSs thereby increasing the breakdown threshold of the RF field. In the experiment after these measures were taken, microwaves centered at 3.752 GHz are generated, with the power of 2.3 GW, efficiency of 35%, repetition rate of 20 Hz, and pulse duration above 110 ns. [ABSTRACT FROM AUTHOR]

A novel phase shifter used to adjust the output phase of high power microwave (HPM) is investigated. The phase shifter is composed of two different circular polarizers, one of which can convert the coaxial transverse electromagnetic mode (TEM) into circularly polarized (CP) TE11 mode, and the other one can realize the transformation between the CP TE11 mode and the rectangular TE10 mode. The two circular polarizers are connected by a circular waveguide, and the TEM-TE11 circular polarizer can rotate around its axis continuously. In this way, the phase shifter can adjust the output phase of the TE10 mode in the range of 0°–360°. In this paper, the principle of a phase shifter working at 1.57 GHz, as well as the experimental results, is demonstrated. The experimental and simulation results are in good agreement. At the central frequency, the transmission efficiency in this range of phase-shifting process is over 94.6%, and the power-handling capacity is as high as 1.5 GW. This novel phase shifter is of interest to HPM spatial power combination technologies. [ABSTRACT FROM AUTHOR]