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In this paper, an OOK-assisted symbol timing recovery and adaptive equalization mechanism is proposed to facilitate the four-level pulse amplitude modulation (PAM4) signal demodulation. Efficient symbol timing recovery and tap adaption is realized using a short OOK-header preceding the PAM4 signal packet. Experimental results show that compared with the PAM4 format, the OOK-header can realize accurate tap training with a faster convergence rate and low-jitter symbol timing recovery with much less symbols required for calculation. In this case, the demand for a lengthy overhead is relaxed and the bandwidth efficiency is further increased.

A bidirectional free-space optical (FSO) communication through a 600-m free-space transmission is built, employing a phase modulation (PM) scheme and a remotely injection-locked distributed feedback laser diode (DFB LD) for presentation. With optimum injection locking, a DFB LD is excellent for duplex transceiver operations. An injection-locked DFB LD not only operates as a PM-to-intensity modulation converter with an optical detector, but also functions as an upstream optical carrier. To be the first one of employing a remotely injection-locked DFB LD to detect a phase-modulated 25-Gb/s/25-GHz four-level pulse amplitude modulation (PAM4) passband signal, the DFB LD with remote injection locking is successfully intensity-modulated with an upstream 25-Gb/s non-return-to-zero (NRZ) signal. Good bit error rate performance and clear PAM4/NRZ eye diagrams show that this FSO communication can use a remotely injection-locked DFB LD to detect the downstream phase-modulated PAM4 signal and concurrently deliver an upstream intensity-modulated NRZ signal. This bidirectional 25-Gb/s/25-GHz (downstream)/25-Gb/s (upstream) FSO communication is prominent due to its enhancement in two-way high-speed optical wireless communications. [ABSTRACT FROM AUTHOR]

Insufficient system bandwidth and chromatic dispersion (CD) of fiber are major limitations for high-speed four-level pulse amplitude modulation (PAM4) direct detection systems. In this article, we investigate C-band 112-Gb/s PAM4 optical transport systems over 10-km and 20-km standard single-mode fiber (SSMF) transmission, which suffers from both bandwidth limitation and CD-induced power fading. Advanced digital signal processing techniques are proposed to handle those channel distortions. At the transmitter, a low-complexity $1+\alpha Z^{-1}$ finite impulse response (FIR) filter coarsely pre-compensates system bandwidth without a preliminary channel estimation. At the receiver, a modified feed-forward equalizer and decision feedback equalizer (FFE-DFE) is employed to compensate residual insufficient bandwidth and CD-induced power fading. Moreover, a novel multi-symbols joint decision is proposed for receiver-side FFE-DFE to mitigate symbol error propagation and correct possible previous error symbols. Experimental results show that the proposed pre-equalization technique exhibits a better transmission performance, which reduces bit error ratio (BER) from $3.3\times 10^{-3}$ to $5.5\times 10^{-4}$ for optical back to back transmission. As for 10-km transmission case, FFE-DFE with 5-symbols joint decision achieves a BER of $7.3\times 10^{-5}$ , which is better than the BER of $1.6\times 10^{-4}$ with ideal error-propagation-free FFE-DFE (EPF-FFE-DFE). Furthermore, for 20-km transmission scenario, FFE-DFE with 8-symbols joint decision achieves a BER of $6.0\times 10^{-4}$ , which is also a superior result than the BER of $9.1\times 10^{-4}$ with EPF-FFE-DFE. [ABSTRACT FROM AUTHOR]

A wavelength-division-multiplexing (WDM) four-level pulse amplitude modulation (PAM4) free-space optical (FSO)–underwater wireless optical communication (UWOC) integrated system with a channel capacity of 100 Gb/s is proposed and attainably demonstrated. Analytic results reveal that 1.8-GHz 405-nm blue-violet-light and 1.7-GHz 450-nm blue-light laser diodes (LDs) with two-stage light injection and optoelectronic feedback techniques are competently adopted for 100 Gb/s PAM4 signal transmission through a 500-m free-space transmission with 5-m clear ocean underwater link. Combining dual-wavelength WDM scenario with PAM4 modulation, the channel capacity of FSO–UWOC integrated systems is significantly enhanced with an aggregate transmission rate of 100 Gb/s (25 Gbaud PAM4/wavelength × 2 wavelengths). With doublet lenses in FSO, laser beam reducer and transmissive spatial light modulator in UWOC, a sufficiently low bit error rate of 10−9 and acceptable PAM4 eye diagrams are acquired. This demonstrated 100 Gb/s PAM4 FSO–UWOC integrated system with a WDM scenario is advantageous for the enhancement of a high-speed optical wireless link with long-reach transmission. [ABSTRACT FROM AUTHOR]

A 103.12-Gb/s wavelength-division-multiplexing (WDM) four-level pulse amplitude modulation (PAM4) transmission based on 850-nm and 880-nm vertical-cavity surface-emitting lasers (VCSELs) with light injection and optoelectronic feedback techniques is proposed and experimentally demonstrated. Results show that two such 7.5-GHz VCSELs with light injection and optoelectronic feedback techniques are potent for 103.12-Gb/s WDM PAM4 transmissions. To the authors' knowledge, it is the first one to successfully adopt two VCSEL transmitters with light injection and optoelectronic feedback techniques in a WDM PAM4 transmission. A total transmission rate of 103.12 Gb/s (51.56 Gb/s/λ × 2 λs) is achieved in the proposed WDM PAM4 transmissions. The link performances of the proposed WDM PAM4 transmissions have been evaluated in real time. Good real-time bit error rate performance and three independent clear eye diagrams are obtained at a 180-m OM4 multimode fiber operation. Such a proposed 103.12-Gb/s WDM PAM4 VCSEL-based transmission has great potential for providing efficient bandwidth in short-reach optical communications.

This paper presents a four-level pulse amplitude modulation (PAM4) quarter-rate receiver that efficiently compensates for moderate channel loss in a robust manner through background adaptation of the receiver thresholds and equalization taps. The front-end utilizes an input single-stage continuous-time linear equalizer (CTLE) to boost the main cursor and relax the pre-cursor cancellation requirement, requiring only a 2-tap pre-cursor feed-forward equalizer (FFE) on the transmitter side. A 2-tap decision feedback equalizer (DFE) follows that includes one finite impulse response (FIR) tap and one infinite impulse response (IIR) tap to cancel first post-cursor and long-tail inter-symbol interference (ISI), respectively. In addition to the per-slice main three data samplers, a single error sampler is utilized for background threshold control and an edge-based sampler performs both phase-locked loop (PLL)-based clock and data recovery (CDR) phase detection and generates information for background DFE tap adaptation. Fabricated in general purpose (GP) 65-nm CMOS, the 56-Gb/s receiver achieves 4.63 mW/Gb/s and compensates for up to 20.8-dB loss at a bit error rate (BER) < 10−12 when operated with a 2-tap FFE transmitter. [ABSTRACT FROM AUTHOR]

In this paper, we demonstrate 40-Gb/s four-level pulse amplitude modulation (PAM4) transmission with 10 GHz devices and low-complexity equalizers for next-generation passive optical network (PON) systems. Simple feed-forward equalizer (FFE) and decision feedback equalizer (DFE) enable 20 km fiber transmission while high-complexity Volterra algorithm in combination with FFE and DFE can extend the transmission distance to 40 km. A simplified Volterra algorithm is proposed for reducing computational complexity. Simulation results show that the simplified Volterra algorithm reduces up to ∼75% computational complexity at a relatively low cost of only 0.4 dB power budget. At a forward error correction (FEC) threshold of 10 - 3 , we achieve 31.2 dB and 30.8 dB power budget over 40 km fiber transmission using traditional FFE-DFE-Volterra and our simplified FFE-DFE-Volterra, respectively. [ABSTRACT FROM AUTHOR]

A 103.12-Gb/s wavelength-division-multiplexing (WDM) four-level pulse amplitude modulation (PAM4) transmission based on 850-nm and 880-nm vertical-cavity surface-emitting lasers (VCSELs) with light injection and optoelectronic feedback techniques is proposed and experimentally demonstrated. Results show that two such 7.5-GHz VCSELs with light injection and optoelectronic feedback techniques are potent for 103.12-Gb/s WDM PAM4 transmissions. To the authors’ knowledge, it is the first one to successfully adopt two VCSEL transmitters with light injection and optoelectronic feedback techniques in a WDM PAM4 transmission. A total transmission rate of 103.12 Gb/s (51.56 Gb/s/λ × 2 λs) is achieved in the proposed WDM PAM4 transmissions. The link performances of the proposed WDM PAM4 transmissions have been evaluated in real time. Good real-time bit error rate performance and three independent clear eye diagrams are obtained at a 180-m OM4 multimode fiber operation. Such a proposed 103.12-Gb/s WDM PAM4 VCSEL-based transmission has great potential for providing efficient bandwidth in short-reach optical communications. [ABSTRACT FROM PUBLISHER]

In this paper, a novel scheme to employ one external polarization division multiplexing Mach–Zehnder Modulator (PDM-MZM) and one polarizer to generate millimeter-wave four-level pulse amplitude modulation (PAM4) signal is proposed without the usage of expensive and power hungry digital-to-analog converter (DAC). Firstly, we theoretically derive the generation conditions for the mm-wave PAM4 signal scheme. Based on this cost-effective scheme, 6 Gbaud PAM4 signal carried by 84 GHz millimeter-wave transmission over 15 km single-mode fiber (SMF-28) with only 0.5 dB power penalty without any CD compensation is experimentally demonstrated. Furthermore, VPI simulation software is employed to numerically simulate the mm-wave PAM4 signal generation and explore the influences of polarization rotation of the polarizer and direct current (DC)-Bias on the performance of generated W-band signals. In a word, it would be a promising scheme for future 5G short-reach intensity modulation and direct detection (IM/DD) system. [ABSTRACT FROM AUTHOR]

We experimentally demonstrate tunable modulation format conversion of quadrature phase shift keying (QPSK) to four-level pulse amplitude modulation (PAM4) using nonlinear wave mixing in periodically-poled Lithium-Niobate (PPLN) waveguides. The conversion operation is accomplished by: (a) rotating the data constellation by applying a phase offset, and (b) offsetting the data constellation in the radial direction by adding a constant bias optical power. In this manner, the constellation data points can be tailored to have different amplitude levels, thus realizing the PAM4 format. In a tunable fashion, we convert 20- and 30-Gbit/s QPSK channels to PAM4, and open eye diagrams and low bit-error-rates (BER) are obtained at the receiver. We investigate the impact of phase rotation on the eye diagram of the received signal, and we determine that a phase rotation of ∼ 71°provides substantially good performance. Wavelength tunability of the output PAM4 is demonstrated by tuning the wavelength of the pump. In addition, open eye is also obtained when a high phase noise laser is used for modulating QPSK signal. [ABSTRACT FROM AUTHOR]