Search

Violating the slow-roll regime during the final stages of inflation can significantly enhance curvature perturbations, a scenario often invoked in models producing primordial black holes and small-scale scalar induced gravitational waves. When perturbations are enhanced, one approaches the regime in which tree-level computations are insufficient, and nonlinear corrections may become relevant. In this work, we conduct lattice simulations of ultra-slow-roll (USR) dynamics to investigate the significance of nonlinear effects, both in terms of backreaction on the background and in the evolution of perturbations. Our systematic study of various USR potentials reveals that nonlinear corrections are significant when the tree-level curvature power spectrum peaks at $\mathcal{P}^{\rm max}_{\zeta} = {\cal O}(10^{-3})-{\cal O}(10^{-2})$, with 5%$-$10% corrections. Larger enhancements yield even greater differences. We establish a universal relation between simulation and tree-level quantities $\dot\phi = \dot\phi_{\rm tree}\left(1+\sqrt{\mathcal{P}^{\rm max}_{\zeta,\rm tree}}\right)$ at the end of the USR phase, which is valid in all cases we consider. Additionally, we explore how nonlinear interactions during the USR phase affect the clustering and non-Gaussianity of scalar fluctuations, crucial for understanding the phenomenological consequences of USR, such as scalar-induced gravitational waves and primordial black holes. Our findings demonstrate the necessity of going beyond leading order perturbation theory results, through higher-order or non-perturbative computations, to make robust predictions for inflation models exhibiting a USR phase., Comment: 17 pages, 11 figures; animations are available at https://github.com/caravangelo/USR-on-the-lattice

Detecting a compact subsolar object would have profound implications in physics, the reach of which depends on the nature of the object. Here we explore such consequences for a putative subsolar-mass gravitational wave event detected by the LIGO-Virgo-KAGRA Collaboration. We forecast that the nature of a subsolar binary (made of light neutron stars, primordial black holes, or more exotic compact objects) can be inferred with a great statistical confidence level already during the ongoing fourth observing run, based on the large tidal deformability effects on the signal. The detection of a primordial black hole would have implications for cosmology and dark matter scenarios, while the measurement of the tidal deformability of a subsolar neutron star could rule out or confirm the existence of strange stars made of quarks., Comment: 5+4 pages, 3 figures

Detecting subsolar objects in black hole binary mergers is considered a smoking gun signature of primordial black holes. Their supposedly vanishing tidal Love number is generically thought to help distinguish them from other subsolar and more deformable compact objects, such as neutron stars. We show that a large and detectable Love number of primordial black holes can be generated in the presence of even small disturbances of the system, thus potentially jeopardizing their discovery. However, such small perturbations are not tightly bound and are therefore disrupted before the mergers. We show that they leave a characteristic signature in the gravitational waveform that could be observed with current and future gravitational wave detectors. Thus, they may still hint towards the primordial nature of the black holes in the merger. Finally, we demonstrate that disregarding possible environmental effects in the matched-filter search for subsolar gravitational wave events can lead to a decreased sensitivity in the detectors., Comment: 9 pages, 3 figures. v2: matching version published in PRD

Pulsar Timing Array (PTA) observations have recently gathered substantial evidence for the existence of a gravitational wave background in the nHz frequency band. Searching for anisotropies in this signal is key to determining its origin, and in particular to distinguish possible astrophysical from cosmological sources. In this work, we assess the sensitivity of current and future pulsar timing arrays to such anisotropies using the full covariance matrix of pulsar timing delays. While current day pulsar timing arrays can only set mildly informative constraints on the dipole and quadrupole, we show that percent level accuracy for several low multipoles can be achieved in the near future. Moreover, we demonstrate that anisotropies in the gravitational wave background and the Hellings-Downs angular correlation, indicating the presence of GWs, are approximately uncorrelated, and can hence be reconstructed independently. These results can be reproduced with \href{https://github.com/Mauropieroni/fastPTA}{\texttt{fastPTA}}, a publicly available Python code to forecast the constraining power of PTA configurations., Comment: 20 pages, 10 figures, 3 appendices

Various scenarios of cosmic inflation enhance the amplitude of the stochastic gravitational wave background (SGWB) at frequencies detectable by the LISA detector. We develop tools for a template-based analysis of the SGWB and introduce a template databank to describe well-motivated signals from inflation, prototype their template-based searches, and forecast their reconstruction with LISA. Specifically, we classify seven templates based on their signal frequency shape, and we identify representative fundamental physics models leading to them. By running a template-based analysis, we forecast the accuracy with which LISA can reconstruct the template parameters of representative benchmark signals, with and without galactic and extragalactic foregrounds. We identify the parameter regions that can be probed by LISA within each template. Finally, we investigate how our signal reconstructions shed light on fundamental physics models of inflation: we discuss their impact for measurements of \emph{e.g.,} ~the couplings of inflationary axions to gauge fields; the graviton mass during inflation; the fluctuation seeds of primordial black holes; the consequences of excited states during inflation, and the presence of small-scale spectral features., Comment: 82 pages, 29 figures

Pulsar Timing Array (PTA) observations hinted towards the existence of a stochastic gravitational wave background (SGWB) in the nHz frequency band. Still, the nature of the SGWB signal cannot be confidently inferred from current data, and the leading explanation invokes mergers of supermassive black holes. If confirmed, such discovery would not only represent a turning point in our understanding of astrophysics, but it may severely limit the capability of searching for additional cosmological sources in the nHz frequency range. In this work, we build a simple framework to forecast the sensitivity of future PTA configurations and assess the parameter estimation of SGWB, which could consist of several contributions. We release the python code fastPTA implementing this framework and ready to use., Comment: 16 pages, 9 figures

It has been recently proposed that Hawking evaporation might slow down after a black hole has lost about half of its mass. Such an effect, called "memory burden", is parameterized as a suppression in the mass loss rate by negative powers $n$ of the black hole entropy and could considerably extend the lifetime of a black hole. We study the impact of memory burden on the Primordial Black Hole (PBH) reheating scenario. Modified PBH evaporation leads to a significantly longer PBH dominated stage. Requiring that PBHs evaporate prior enough to Big Bang Nucleosynthesis shrinks the allowed PBH mass range. Indeed, we find that for $n>2.5$ the PBH reheating scenario is not viable. The frequency of the Gravitational Waves (GWs) induced by PBH number density fluctuations is bound to be larger than about a Hz, while the amplitude of the GW spectrum is enhanced due to the longer PBH dominated phase. Interestingly, we show that, in some models, the slope of the induced GW spectrum might be sensitive to the modifications to Hawking evaporation, proving it may be possible to test the "memory burden" effect via induced GWs. Lastly, we argue that our results could also apply to general modifications of Hawking evaporation., Comment: 18 pages+appendices, 7 figures

Stellar evolution predicts the existence of a mass gap for black hole remnants produced by pair-instability supernova dynamics, whose lower and upper edges are very uncertain. We study the possibility of constraining the location of the upper end of the pair-instability mass gap, which is believed to appear around ${m_\text{min}} \sim130M_\odot$, using gravitational wave observations of compact binary mergers with next-generation ground-based detectors. While high metallicity may not allow for the formation of first-generation black holes on the "far side" beyond the gap, metal-poor environments containing Population III stars could lead to such heavy black hole mergers. We show that, even in the presence of contamination from other merger channels, next-generation detectors will measure the location of the upper end of the mass gap with a relative precision close to $\Delta {m_\text{min}}/{m_\text{min}} \simeq 4\% (N_\text{det}/100 )^{-1/2}$ at 90% C.L., where $N_\text{det} $ is the number of detected mergers with both members beyond the gap. These future observations could reduce current uncertainties in nuclear and astrophysical processes controlling the location of the gap., Comment: 12 pages, 6 figures

The formation of primordial black holes in the early universe may happen through the collapse of large curvature perturbations generated during a non-attractor phase of inflation or through a curvaton-like dynamics after inflation. The fact that such small-scale curvature perturbation is typically non-Gaussian leads to the renormalization of composite operators built up from the smoothed density contrast and entering in the calculation of the primordial black abundance. Such renormalization causes the phenomenon of operator mixing and the appearance of an infinite tower of local, non-local and higher-derivative operators as well as to a sizable shift in the threshold for primordial black hole formation. This hints that the calculation of the primordial black hole abundance is more involved than what generally assumed., Comment: 23 pages, 2 figures

In the recent years, primordial black holes (PBHs) have emerged as one of the most interesting and hotly debated topics in cosmology. Among other possibilities, PBHs could explain both some of the signals from binary black hole mergers observed in gravitational wave detectors and an important component of the dark matter in the Universe. Significant progress has been achieved both on the theory side and from the point of view of observations, including new models and more accurate calculations of PBH formation, evolution, clustering, merger rates, as well as new astrophysical and cosmological probes. In this work, we review, analyse and combine the latest developments in order to perform end-to-end calculations of the various gravitational wave signatures of PBHs. Different ways to distinguish PBHs from stellar black holes are emphasized. Finally, we discuss their detectability with LISA, the first planned gravitational-wave observatory in space., Comment: 161 pages, 47 figures, comments welcome

The most conservative interpretation of the nHz stochastic gravitational wave background (SGWB) discovered by NANOGrav and other Pulsar Timing Array (PTA) Collaborations is astrophysical, namely that it originates from supermassive black hole (SMBH) binaries. However, alternative cosmological models have been proposed, including cosmic strings, phase transitions, domain walls, primordial fluctuations and "audible" axions. We perform a multi-model analysis (MMA) to compare how well these different hypotheses fit the NANOGrav data, both in isolation and in combination with SMBH binaries, and address the questions: Which interpretations fit the data best, and which are disfavoured? We also discuss experimental signatures that can help discriminate between different sources of the PTA GW signal, including fluctuations in the signal strength between frequency bins, individual sources and how the PTA signal extends to higher frequencies., Comment: 15 pages, 17 figures, 1 table

Gravity theories that modify General Relativity in the slow-motion regime can introduce nonperturbative corrections to the stochastic gravitational-wave background~(SGWB) from supermassive black-hole binaries in the nano-Hertz band, while remaining perturbative in the highly-relativistic regime and satisfying current post-Newtonian~(PN) constraints. We present a model-agnostic formalism to map such theories into a modified tilt for the SGWB spectrum, showing that negative PN corrections (in particular -2PN) can alleviate the tension in the recent pulsar-timing-array data if the detected SGWB is interpreted as arising from supermassive binaries. Despite being preliminary, current data have already strong constraining power, for example they set a novel (conservative) upper bound on theories with time-varying Newton's constant at least at the level of $\dot{G}/G \lesssim 10^{-5} \text{yr}^{-1}$ for redshift $z=[0.1\div1]$. We also show that NANOGrav data are best fitted by a broken power-law interpolating between a dominant -2PN or -3PN modification at low frequency, and the standard general-relativity scaling at high frequency. Nonetheless, a modified gravity explanation should be confronted with binary eccentricity, environmental effects, nonastrophysical origins of the signal, and scrutinized against statistical uncertainties. These novel tests of gravity will soon become more stringent when combining all pulsar-timing-array facilities and when collecting more data., Comment: 7 pages, 4 figures. Matches the published version

Pulsar timing arrays gathered evidence of the presence of a gravitational wave background around nHz frequencies. If the gravitational wave background was induced by large and Gaussian primordial fluctuations, they would then produce too many sub-solar mass primordial black holes. We show that if at the time of gravitational wave generation the universe was dominated by a canonical scalar field, with the same equation of state as standard radiation but a higher propagation speed of fluctuations, one can explain the gravitational wave background with a primordial black hole counterpart consistent with observations. Lastly, we discuss possible ways to test this model with future gravitational wave detectors., Comment: 19 pages, 15 figures

We study whether the signal seen by pulsar timing arrays (PTAs) may originate from gravitational waves (GWs) induced by large primordial perturbations. Such perturbations may be accompanied by a sizeable primordial black hole (PBH) abundance. We improve existing analyses and show that PBH overproduction disfavors Gaussian scenarios for scalar-induced GWs at 2{\sigma} and single-field inflationary scenarios, accounting for non-Gaussianity, at 3{\sigma} as the explanation of the most constraining NANOGrav 15-year data. This tension can be relaxed in models where non-Gaussianites suppress the PBH abundance. On the flip side, the PTA data does not constrain the abundance of PBHs., Comment: V3: Version published on PRL. 15 pages and 8 figures. Full article + supplementary materials. V1 appeared on Thu, 29 Jun 2023

Pulsar Timing Arrays (PTAs) have reported evidence for a stochastic gravitational wave (GW) background at nHz frequencies, possibly originating in the early Universe. We show that the spectral shape of the low-frequency (causality) tail of GW signals sourced at temperatures around $T\gtrsim 1$ GeV is distinctively affected by confinement of strong interactions (QCD), due to the corresponding sharp decrease in the number of relativistic species. Bayesian analyses in the NANOGrav 15 years and the previous International PTA datasets reveal a significant improvement in the fit with respect to cubic power-law spectra, previously employed for the causality tail. This suggests that the inclusion of Standard Model effects on GWs can have a potentially decisive impact on model selection., Comment: 5+11 pages, 7 figures. v2: Analysis with NANOGrav 15 yrs added, minor corresponding changes in abstract and text, references added. v3: fixed numerical calculation of the causality tail, updated Table II and figures, improved discussion in Sec. II

We revise primordial black holes (PBHs) production in the axion-curvaton model, in light of recent developments in the computation of their abundance accounting for non-gaussianities (NGs) in the curvature perturbation up to all orders. We find that NGs intrinsically generated in such scenarios have a relevant impact on the phenomenology associated to PBHs and, in particular, on the relation between the abundance and the signal of second-order gravitational waves. We show that this model could explain both the totality of dark matter in the asteroid mass range and the tentative signal reported by the NANOGrav and IPTA collaborations in the nano-Hz frequency range. En route, we provide a new, explicit computation of the power spectrum of curvature perturbations going beyond the sudden-decay approximation., Comment: 25 pages, 11 figures, V2: additional references, matches version to appear in JCAP

We discuss the issue of perturbativity in single-field inflationary models with a phase of ultra slow-roll (USR) tailor suited to generate an order-one abundance of primordial black holes (PBHs). More in detail, we impose the condition that loop corrections made up of short-wavelength modes enhanced by the USR dynamics do not alter the tree-level power spectrum of curvature perturbations. In our analysis, the USR phase is preceded and followed by two stages of ordinary slow-roll (SR), and we model the resulting SR/USR/SR dynamics using both instantaneous and smooth transitions. Focusing on scales relevant for CMB observations, we find that it is not possible, with these arguments, to rule out the scenario of PBH formation via USR, not even in the limit of instantaneous transition. However, we also find that loop corrections of short modes on the power spectrum of long modes, even though not large enough to violate perturbativity requirements, remain appreciable and, most importantly, are not tamed in realistic realisations of smooth SR/USR/SR transitions. This makes perturbativity a powerful theoretical tool to constrain USR dynamics. We extend the analysis at any scale beyond those relevant for CMB observations. We find that loop corrections of short modes remain within the few percent if compared to the tree-level power spectrum. However, we also find one notable exception of phenomenological relevance: we show that the so-called dip in the power spectrum of curvature perturbation is an artifact of the tree-level computation., Comment: 31 pages, 12 figures. V2 published version on PRD. minor changes respect V1

The Einstein Telescope (ET), the European project for a third-generation gravitational-wave detector, has a reference configuration based on a triangular shape consisting of three nested detectors with 10 km arms, where in each arm there is a `xylophone' configuration made of an interferometer tuned toward high frequencies, and an interferometer tuned toward low frequencies and working at cryogenic temperature. Here, we examine the scientific perspectives under possible variations of this reference design. We perform a detailed evaluation of the science case for a single triangular geometry observatory, and we compare it with the results obtained for a network of two L-shaped detectors (either parallel or misaligned) located in Europe, considering different choices of arm-length for both the triangle and the 2L geometries. We also study how the science output changes in the absence of the low-frequency instrument, both for the triangle and the 2L configurations. We examine a broad class of simple `metrics' that quantify the science output, related to compact binary coalescences, multi-messenger astronomy and stochastic backgrounds, and we then examine the impact of different detector designs on a more specific set of scientific objectives., Comment: 197 pages, 73 figures. v2: corrections in the part on the sensitivity to stochastic backgrounds. Accepted in JCAP

We develop an exact formalism for the computation of the abundance of primordial black holes (PBHs) in the presence of local non-gaussianity (NG) in the curvature perturbation field. For the first time, we include NG going beyond the widely used quadratic and cubic approximations, and consider a completely generic functional form. Adopting threshold statistics of the compaction function, we address the computation of the abundance both for narrow and broad power spectra. While our formulas are generic, we discuss explicit examples of phenomenological relevance considering the physics case of the curvaton field. We carefully assess under which conditions the conventional perturbative approach can be trusted. In the case of a narrow power spectrum, this happens only if the perturbative expansion is pushed beyond the quadratic order (with the optimal order of truncation that depends on the width of the spectrum). Most importantly, we demonstrate that the perturbative approach is intrinsically flawed when considering broad spectra, in which case only the non-perturbative computation captures the correct result. Finally, we describe the phenomenological relevance of our results for the connection between the abundance of PBHs and the stochastic gravitational wave (GW) background related to their formation. As NGs modify the amplitude of perturbations necessary to produce a given PBHs abundance and boost PBHs production at large scales for broad spectra, modelling these effects is crucial to connect the PBH scenario to its signatures at current and future GWs experiments., Comment: 29 pages + 12 figures, v2: references added, version published in PRD

We show that heavy primordial black holes may originate from much lighter ones if the latter are strongly clustered at the time of their formation. While this population is subject to the usual constraints from late-time universe observations, its relation to the initial conditions is different from the standard scenario and provides a new mechanism to generate massive primordial black holes even in the absence of efficient accretion, opening new scenarios, e.g. for the generation of supermassive black holes., Comment: 6 pages, 2 figures. v2: matching version published in PRL

Primordial black holes (PBHs) may form from the collapse of matter overdensities shortly after the Big Bang. One may identify their existence by observing gravitational wave (GW) emissions from merging PBH binaries at high redshifts $z\gtrsim 30$, where astrophysical binary black holes (BBHs) are unlikely to merge. The next-generation ground-based GW detectors, Cosmic Explorer and Einstein Telescope, will be able to observe BBHs with total masses of $\mathcal{O}(10-100)~M_{\odot}$ at such redshifts. This paper serves as a companion paper of arXiv:2108.07276, focusing on the effect of higher-order modes (HoMs) in the waveform modeling, which may be detectable for these high redshift BBHs, on the estimation of source parameters. We perform Bayesian parameter estimation to obtain the measurement uncertainties with and without HoM modeling in the waveform for sources with different total masses, mass ratios, orbital inclinations and redshifts observed by a network of next-generation GW detectors. We show that including HoMs in the waveform model reduces the uncertainties of redshifts and masses by up to a factor of two, depending on the exact source parameters. We then discuss the implications for identifying PBHs with the improved single-event measurements, and expand the investigation of the model dependence of the relative abundance between the BBH mergers originating from the first stars and the primordial BBH mergers as shown in arXiv:2108.07276., Comment: 11 pages, 11 figures

Constraining the inflationary epoch is one of the aims of modern cosmology. In order to fully exploit current and future small-scale observations, it is necessary to devise tools to directly relate them to the early universes dynamics. We present here a novel reverse engineer approach able to connect fundamental late-time observables to consistent inflationary dynamics and, eventually, to the inflaton potential. Employing this procedure, we are able to describe which conditions can give rise to a raised plateau in the power spectrum of curvature perturbations at small scales, which are not constrained by CMB observations. Within this new phenomenologically-driven approach, we find that inflation can generate a raised plateau in the spectrum of curvature perturbations that potentially connects three fundamental observables: a dominant component of the dark matter in the form of asteroid-mass/atomic-size primordial black holes; detectable signals in stochastic gravitational waves and a subdominant fraction of stellar-mass primordial black holes mergers., Comment: 29 pages. v3: matching published version

Current gravitational-wave observations set the most stringent bounds on the abundance of primordial black holes (PBHs) in the solar mass range. This constraint, however, inherently relies on the merger rate predicted by PBH models. Previous analyses have focused mainly on two binary formation mechanisms: early Universe assembly out of decoupling from the Hubble expansion and dynamical capture in present-day dark matter structures. Using reaction rates of three-body processes studied in the astrophysical context, we show that, under conservative assumptions, three-body interactions in PBH halos efficiently produce binaries. Those binaries form at high redshift in Poisson-induced PBH small-scale structures and a fraction is predicted to coalesce and merge within the current age of the Universe, at odds with the dynamical capture scenario where they merge promptly. In general, we find that this channel predicts rates comparable to the dynamical capture scenario. However, binaries formed from three-body interactions do not significantly contribute to the overall PBH merger rate unless PBHs made up a dominant fraction of the dark matter above the solar mass range, a scenario that is ruled out by current constraints. Our results support strong bounds on the PBH abundance in the stellar mass range derived from Laser Interferometer Gravitational-Wave Observatory/Virgo/KAGRA observations. Finally, we show that both dynamical channels are always subdominant compared to early Universe assembly for PBH mergers in the asteroid mass range, while we expect it to become relevant in scenarios where PBHs are initially strongly clustered., Comment: 13 pages, 3 figures

Light primordial black holes may comprise a dominant fraction of the dark matter in our Universe. This paper critically assesses whether planned and future gravitational wave detectors in the ultra-high-frequency band could constrain the fraction of dark matter composed of sub-solar primordial black holes. Adopting the state-of-the-art description of primordial black hole merger rates, we compare various signals with currently operating and planned detectors. As already noted in the literature, our findings confirm that detecting individual primordial black hole mergers with currently existing and operating proposals remains difficult. Current proposals involving gravitational wave to electromagnetic wave conversion in a static magnetic field and microwave cavities feature a technology gap with respect to the loudest gravitational wave signals from primordial black holes of various orders of magnitude. However, we point out that one recent proposal involving resonant LC circuits represents the best option in terms of individual merger detection prospects in the range $(1\div 100) \, \text{MHz}$. In the same frequency range, we note that alternative setups involving resonant cavities, whose concept is currently under development, might represent a promising technology to detect individual merger events. We also show that a detection of the stochastic gravitational wave background produced by unresolved binaries is possible only if the theoretical sensitivity of the proposed Gaussian beam detector is achieved. Such a detector, whose feasibility is subject to various caveats, may be able to rule-out some scenarios for asteroidal mass primordial black hole dark matter. We conclude that pursuing dedicated studies and developments of gravitational wave detectors in the ultra-high-frequency band remains motivated and may lead to novel probes on the existence of light primordial black holes., Comment: 50 pages, 8 figures. v2: matching published version

The Laser Interferometer Space Antenna (LISA) has the potential to reveal wonders about the fundamental theory of nature at play in the extreme gravity regime, where the gravitational interaction is both strong and dynamical. In this white paper, the Fundamental Physics Working Group of the LISA Consortium summarizes the current topics in fundamental physics where LISA observations of GWs can be expected to provide key input. We provide the briefest of reviews to then delineate avenues for future research directions and to discuss connections between this working group, other working groups and the consortium work package teams. These connections must be developed for LISA to live up to its science potential in these areas., Comment: Accepted in: Living Reviews in Relativity

The possible existence of primordial black holes in the stellar mass window has received considerable attention because their mergers may contribute to current and future gravitational-wave detections. Primordial black hole mergers, together with mergers of black holes originating from Population~III stars, are expected to dominate at high redshifts ($z\gtrsim 10$). However the primordial black hole merger rate density is expected to rise monotonically with redshift, while Population~III mergers can only occur after the birth of the first stars. Next-generation gravitational-wave detectors such as Cosmic Explorer~(CE) and Einstein Telescope~(ET) can access this distinctive feature in the merger rates as functions of redshift, allowing for a direct measurement of the abundance of the two populations, and hence for robust constraints on the abundance of primordial black holes. We simulate four-months worth of data observed by a CE-ET detector network and perform hierarchical Bayesian analysis to recover the merger rate densities. We find that if the Universe has no primordial black holes with masses of $\mathcal{O}(10M_{\odot})$, the projected upper limit on their abundance $f_{\rm PBH}$ as a fraction of dark matter energy density may be as low as $f_{\rm PBH}\sim \mathcal{O}({10^{-5}})$, about two orders of magnitude lower than current upper limits in this mass range. If instead $f_{\rm PBH}\gtrsim 10^{-4}$, future gravitational wave observations would exclude $f_{\rm PBH}=0$ at the 95\% credible interval., Comment: 8 pages (2 pages of appendices), 5 figures

The Laser Interferometer Space Antenna (LISA) has two scientific objectives of cosmological focus: to probe the expansion rate of the universe, and to understand stochastic gravitational-wave backgrounds and their implications for early universe and particle physics, from the MeV to the Planck scale. However, the range of potential cosmological applications of gravitational wave observations extends well beyond these two objectives. This publication presents a summary of the state of the art in LISA cosmology, theory and methods, and identifies new opportunities to use gravitational wave observations by LISA to probe the universe.

We investigate the sensitivity of the Laser Interferometer Space Antenna (LISA) to the anisotropies of the Stochastic Gravitational Wave Background (SGWB). We first discuss the main astrophysical and cosmological sources of SGWB which are characterized by anisotropies in the GW energy density, and we build a Signal-to-Noise estimator to quantify the sensitivity of LISA to different multipoles. We then perform a Fisher matrix analysis of the prospects of detectability of anisotropic features with LISA for individual multipoles, focusing on a SGWB with a power-law frequency profile. We compute the noise angular spectrum taking into account the specific scan strategy of the LISA detector. We analyze the case of the kinematic dipole and quadrupole generated by Doppler boosting an isotropic SGWB. We find that $\beta\, \Omega_{\rm GW}\sim 2\times 10^{-11}$ is required to observe a dipolar signal with LISA. The detector response to the quadrupole has a factor $\sim 10^3 \,\beta$ relative to that of the dipole. The characterization of the anisotropies, both from a theoretical perspective and from a map-making point of view, allows us to extract information that can be used to understand the origin of the SGWB, and to discriminate among distinct superimposed SGWB sources., Comment: 48 page + appendices, 13 figures

A population of primordial black holes formed in the early Universe could contribute to at least a fraction of the black-hole merger events detectable by current and future gravitational-wave interferometers. With the ever-increasing number of detections, an important open problem is how to discriminate whether a given event is of primordial or astrophysical origin. We systematically present a comprehensive and interconnected list of discriminators that would allow us to rule out, or potentially claim, the primordial origin of a binary by measuring different parameters, including redshift, masses, spins, eccentricity, and tidal deformability. We estimate how accurately future detectors (such as the Einstein Telescope and LISA) could measure these quantities, and we quantify the constraining power of each discriminator for current interferometers. We apply this strategy to the GWTC-3 catalog of compact binary mergers. We show that current measurement uncertainties do not allow us to draw solid conclusions on the primordial origin of individual events, but this may become possible with next-generation ground-based detectors., Comment: 24 pages, 14 figures. v2: matching published version

The formation of merging binary black holes can occur through multiple astrophysical channels such as, e.g., isolated binary evolution and dynamical formation or, alternatively, have a primordial origin. Increasingly large gravitational-wave catalogs of binary black-hole mergers have allowed for the first model selection studies between different theoretical predictions to constrain some of their model uncertainties and branching ratios. In this work, we show how one could add an additional and independent constraint to model selection by using the stochastic gravitational-wave background. In contrast to model selection analyses that have discriminating power only up to the gravitational-wave detector horizons (currently at redshifts $z\lesssim 1$ for LIGO-Virgo), the stochastic gravitational-wave background accounts for the redshift integration of all gravitational-wave signals in the Universe. As a working example, we consider the branching ratio results from a model selection study that includes potential contribution from astrophysical and primordial channels. We renormalize the relative contribution of each channel to the detected event rate to compute the total stochastic gravitational-wave background energy density. The predicted amplitude lies below the current observational upper limits of GWTC-2 by LIGO-Virgo, indicating that the results of the model selection analysis are not ruled out by current background limits. Furthermore, given the set of population models and inferred branching ratios, we find that, even though the predicted background will not be detectable by current generation gravitational-wave detectors, it will be accessible by third-generation detectors such as the Einstein Telescope and space-based detectors such as LISA., Comment: 12 pages, 4 figures, accepted in A&A

We calculate the exact formation probability of primordial black holes generated during the collapse at horizon re-entry of large fluctuations produced during inflation, such as those ascribed to a period of ultra-slow-roll. We show that it interpolates between a Gaussian at small values of the average density contrast and a Cauchy probability distribution at large values. The corresponding abundance of primordial black holes may be larger than the Gaussian one by several orders of magnitude. The mass function is also shifted towards larger masses., Comment: 4 pages, 3 figures, minor additions, references added, matches published version

With several dozen binary black hole events detected by LIGO/Virgo to date and many more expected in the next few years, gravitational-wave astronomy is shifting from individual-event analyses to population studies. Using the GWTC-2 catalog, we perform a hierarchical Bayesian analysis that for the first time combines several state-of-the-art astrophysical formation models with a population of primordial black holes (PBHs) and constrains the fraction of a putative subpopulation of PBHs in the data. We find that this fraction depends significantly on the set of assumed astrophysical models. While a primordial population is statistically favored against certain competitive astrophysical channels, such as globular clusters and nuclear stellar clusters, a dominant contribution from the stable-mass-transfer isolated formation channel drastically reduces the need for PBHs, except for explaining the rate of mass-gap events like GW190521. The tantalizing possibility that black holes formed after inflation are contributing to LIGO/Virgo observations could only be verified by further reducing uncertainties in astrophysical and primordial formation models, and it may ultimately be confirmed by third-generation interferometers., Comment: 13 pages, 7 figures. v3: matching published version

Primordial black holes could have been formed in the early universe from non linear cosmological perturbations re-entering the cosmological horizon when the Universe was still radiation dominated. Starting from the shape of the power spectrum on superhorizon scales, we provide a simple prescription, based on the results of numerical simulations, to compute the threshold $\delta_c$ for primordial black hole formation. Our procedure takes into account both the non linearities between the Gaussian curvature perturbation and the density contrast and, for the first time in the literature, the non linear effects arising at horizon crossing, which increase the value of the threshold by about a factor two with respect to the one computed on superhorizon scales., Comment: 15 pages, 9 Figures. The second version contains minor changes

Primordial black holes (PBHs) might be formed in the early Universe and could comprise at least a fraction of the dark matter. Using the recently released GWTC-2 dataset from the third observing run of the LIGO-Virgo Collaboration, we investigate whether current observations are compatible with the hypothesis that all black hole mergers detected so far are of primordial origin. We constrain PBH formation models within a hierarchical Bayesian inference framework based on deep learning techniques, finding best-fit values for distinctive features of these models, including the PBH initial mass function, the fraction of PBHs in dark matter, and the accretion efficiency. The presence of several spinning binaries in the GWTC-2 dataset favors a scenario in which PBHs accrete and spin up. Our results indicate that PBHs may comprise only a fraction smaller than $0.3 \%$ of the total dark matter, and that the predicted PBH abundance is still compatible with other constraints., Comment: 14 pages, 5 figures. v2: matching published version

Tensor non-Gaussianities are a key ingredient to test the symmetries and the presence of higher spin fields during the inflationary epoch. Indeed, the shape of the three point correlator of the graviton is totally fixed by the symmetries of the de Sitter stage and, in the case of parity conservation, gets contributions only from the ordinary gravity action plus a higher derivative term called the (Weyl)$^3$ action. We discuss current and future bounds on the three point tensor contribution from the (Weyl)$^3$ term using cosmic microwave background (CMB) bispectra. Our results indicate that forthcoming experiments, such as LiteBIRD, CMB-S4 and CORE, will detect the presence of the (Weyl)$^3$ term if $M_p^4 L^4 \sim 10^{17} r^{-4}$, where $L$ parametrizes the strength of the (Weyl)$^3$ term and $r$ is the tensor-to-scalar ratio, which corresponds to $L\gtrsim 3.2 \times 10^5 M_p^{-1}$, while the current upper limit is $M_p^4 L^4 = (1.1 \pm 4.0) \times 10^{19} r^{-4}$ (68%CL)., Comment: 8 pages, 2 figures; version matching publication in PRD

We reconsider the issue of whether scalar-tensor theories can admit stable wormhole configurations supported by a non-trivial radial profile for the scalar field. Using a recently proposed effective theory for perturbations around static, spherically symmetric backgrounds, we show that scalar-tensor theories of "beyond Horndeski" type can have wormhole solutions that are free of ghost and gradient instabilities. Such solutions are instead forbidden within the more restrictive "Horndeski" class of theories., Comment: Added references

The final ringdown phase in a coalescence process is a valuable laboratory to test General Relativity and potentially constrain additional degrees of freedom in the gravitational sector. We introduce here an effective description for perturbations around spherically symmetric spacetimes in the context of scalar-tensor theories, which we apply to study quasi-normal modes for black holes with scalar hair. We derive the equations of motion governing the dynamics of both the polar and the axial modes in terms of the coefficients of the effective theory. Assuming the deviation of the background from Schwarzschild is small, we use the WKB method to introduce the notion of "light ring expansion". This approximation is analogous to the slow-roll expansion used for inflation, and it allows us to express the quasinormal mode spectrum in terms of a small number of parameters. This work is a first step in describing, in a model independent way, how the scalar hair can affect the ringdown stage and leave signatures on the emitted gravitational wave signal. Potential signatures include the shifting of the quasi-normal spectrum, the breaking of isospectrality between polar and axial modes, and the existence of scalar radiation., Comment: 52 pages, 2 figures, 8 appendices; matches published version

The presence of massive particles with spin during inflation induces distinct signatures on correlation functions of primordial curvature fluctuations. In particular, the bispectrum of primordial perturbations obtains an angular dependence determined by the spin of the particle, which can be used to set constraints on the presence of such particles. If these particles are long-lived on super-Hubble scales, as is the case for example for partially massless particles, their imprint on correlation functions of curvature perturbations would be unsuppressed. In this paper, we make a forecast for how well such angular dependence can be constrained by the upcoming EUCLID spectroscopic survey via the measurement of galaxy bispectrum., Comment: v2 is equivalent to the version accepted by the Phys.Rev. D. A new plot and some additional discussions added

Primordial black holes as dark matter may be generated in single-field models of inflation thanks to the enhancement at small scales of the comoving curvature perturbation. This mechanism requires leaving the slow-roll phase to enter a non-attractor phase during which the inflaton travels across a plateau and its velocity drops down exponentially. We argue that quantum diffusion has a significant impact on the primordial black hole mass fraction making the classical standard prediction not trustable., Comment: 25+12 pages, 12 figures. v3: Appendix added with comments in response to arXiv:1807.09057

Inflation may provide a suitable collider to probe physics at very high energies. In this paper we investigate the impact on the CMB bispectrum of higher spin fields which are long-lived on super-Hubble scales, e.g. partially massless higher spin fields. We show that distinctive statistical anisotropic signals on the CMB three-point correlator are induced and we investigate their detectability., Comment: 11 pages, 5 figures

If there exist higher-spin particles during inflation which are light compared to the Hubble rate, they may leave distinct statistical anisotropic imprints on the correlators involving scalar and graviton fluctuations. We characterise such signatures using the dS/CFT$_3$ correspondence and the operator product expansion techniques. In particular, we obtain generic results for the case of partially massless higher-spin states., Comment: 21 pages, 2 figures, v2: matching published version