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Large language models (LLMs) exhibit remarkable in-context learning (ICL) capabilities. However, the underlying working mechanism of ICL remains poorly understood. Recent research presents two conflicting views on ICL: One attributes it to LLMs' inherent ability of task recognition, deeming label correctness and shot numbers of demonstrations as not crucial; the other emphasizes the impact of similar examples in the demonstrations, stressing the need for label correctness and more shots. In this work, we provide a Two-Dimensional Coordinate System that unifies both views into a systematic framework. The framework explains the behavior of ICL through two orthogonal variables: whether LLMs can recognize the task and whether similar examples are presented in the demonstrations. We propose the peak inverse rank metric to detect the task recognition ability of LLMs and study LLMs' reactions to different definitions of similarity. Based on these, we conduct extensive experiments to elucidate how ICL functions across each quadrant on multiple representative classification tasks. Finally, we extend our analyses to generation tasks, showing that our coordinate system can also be used to interpret ICL for generation tasks effectively.

As Artificial General Intelligence (AGI) becomes increasingly integrated into various facets of human life, ensuring the safety and ethical alignment of such systems is paramount. Previous studies primarily focus on single-modality threats, which may not suffice given the integrated and complex nature of cross-modality interactions. We introduce a novel safety alignment challenge called Safe Inputs but Unsafe Output (SIUO) to evaluate cross-modality safety alignment. Specifically, it considers cases where single modalities are safe independently but could potentially lead to unsafe or unethical outputs when combined. To empirically investigate this problem, we developed the SIUO, a cross-modality benchmark encompassing 9 critical safety domains, such as self-harm, illegal activities, and privacy violations. Our findings reveal substantial safety vulnerabilities in both closed- and open-source LVLMs, such as GPT-4V and LLaVA, underscoring the inadequacy of current models to reliably interpret and respond to complex, real-world scenarios.

The emergence of Vision Language Models (VLMs) has brought unprecedented advances in understanding multimodal information. The combination of textual and visual semantics in VLMs is highly complex and diverse, making the safety alignment of these models challenging. Furthermore, due to the limited study on the safety alignment of VLMs, there is a lack of large-scale, high-quality datasets. To address these limitations, we propose a Safety Preference Alignment dataset for Vision Language Models named SPA-VL. In terms of breadth, SPA-VL covers 6 harmfulness domains, 13 categories, and 53 subcategories, and contains 100,788 samples of the quadruple (question, image, chosen response, rejected response). In terms of depth, the responses are collected from 12 open- (e.g., QwenVL) and closed-source (e.g., Gemini) VLMs to ensure diversity. The experimental results indicate that models trained with alignment techniques on the SPA-VL dataset exhibit substantial improvements in harmlessness and helpfulness while maintaining core capabilities. SPA-VL, as a large-scale, high-quality, and diverse dataset, represents a significant milestone in ensuring that VLMs achieve both harmlessness and helpfulness. We have made our code https://github.com/EchoseChen/SPA-VL-RLHF and SPA-VL dataset url https://huggingface.co/datasets/sqrti/SPA-VL publicly available.

Dialogue state tracking (DST) aims to record user queries and goals during a conversational interaction achieved by maintaining a predefined set of slots and their corresponding values. Current approaches decide slot values opaquely, while humans usually adopt a more deliberate approach by collecting information from relevant dialogue turns and then reasoning the appropriate values. In this work, we focus on the steps needed to figure out slot values by proposing a model named Chain-of-Thought-Explanation (CoTE) for the DST task. CoTE, which is built on the generative DST framework, is designed to create detailed explanations step by step after determining the slot values. This process leads to more accurate and reliable slot values. More-over, to improve the reasoning ability of the CoTE, we further construct more fluent and high-quality explanations with automatic paraphrasing, leading the method CoTE-refined. Experimental results on three widely recognized DST benchmarks-MultiWOZ 2.2, WoZ 2.0, and M2M-demonstrate the remarkable effectiveness of the CoTE. Furthermore, through a meticulous fine-grained analysis, we observe significant benefits of our CoTE on samples characterized by longer dialogue turns, user responses, and reasoning steps.

Knowledge-grounded dialogue systems aim to generate coherent and engaging responses based on the dialogue contexts and selected external knowledge. Previous knowledge selection methods tend to rely too heavily on the dialogue contexts or over-emphasize the new information in the selected knowledge, resulting in the selection of repetitious or incongruous knowledge and further generating repetitive or incoherent responses, as the generation of the response depends on the chosen knowledge. To address these shortcomings, we introduce a Coherent and Engaging Topic Transition (CET2) framework to model topic transitions for selecting knowledge that is coherent to the context of the conversations while providing adequate knowledge diversity for topic development. Our CET2 framework considers multiple factors for knowledge selection, including valid transition logic from dialogue contexts to the following topics and systematic comparisons between available knowledge candidates. Extensive experiments on two public benchmarks demonstrate the superiority and the better generalization ability of CET2 on knowledge selection. This is due to our well-designed transition features and comparative knowledge selection strategy, which are more transferable to conversations about unseen topics. Analysis of fine-grained knowledge selection accuracy also shows that CET2 can better balance topic entailment (contextual coherence) and development (knowledge diversity) in dialogue than existing approaches., Comment: Accepted by TASLP

Large Language Models (LLMs) have recently showcased remarkable generalizability in various domains. Despite their extensive knowledge, LLMs still face challenges in efficiently utilizing encoded knowledge to develop accurate and logical reasoning processes. To mitigate this problem, we introduced Hint-before-Solving Prompting (HSP), which guides the model to generate hints (e.g., specific knowledge or key ideas) for solving the problem and then generate solutions containing intermediate reasoning steps. Since HSP is orthogonal to prompting methods (e.g., Chain-of-Thought (CoT)), we applied HSP to CoT, Least-to-Most, Plan-and-Solve, and Standard promptings. The results of extensive experiments on 6 reasoning benchmarks and 4 open-source LLMs demonstrate that HSP can effectively improve the accuracy of reasoning tasks: (1) By applying high-quality hint-enhanced HSP to CoT prompting, Llama2-70B-Chat shows an improvement of 9.7. (2) Beyond exploring training-free LLM capabilities, we built the HSPMATH dataset based on HSP and fine-tuned Llemma-7B, reaching 64.3 accuracy, surpassing GPT-3.5 and WizardMath-13B. We make our code and dataset publicly available at \url{https://github.com/jinlanfu/HSP}., Comment: 18 pages

In the realm of Large Language Models (LLMs), users commonly employ diverse decoding strategies and adjust hyperparameters to control the generated text. However, a critical question emerges: Are LLMs conscious of the existence of these decoding strategies and capable of regulating themselves? The current decoding generation process often relies on empirical and heuristic manual adjustments to hyperparameters based on types of tasks and demands. However, this process is typically cumbersome, and the decoding hyperparameters may not always be optimal for each sample. To address the aforementioned challenges, we propose a novel text generation paradigm termed Hyperparameter Aware Generation (HAG). By leveraging hyperparameter-aware instruction tuning, the LLM autonomously determines the optimal decoding strategy and configs based on the input samples, enabling self-regulation. Our approach eliminates the need for extensive manual tuning, offering a more autonomous, self-regulate model behavior. Experimental results spanning six datasets across reasoning, creativity, translation, and mathematics tasks demonstrate that hyperparameter-aware instruction tuning empowers the LLMs to self-regulate the decoding strategy and hyperparameter. HAG extends the current paradigm in the text generation process, highlighting the feasibility of endowing the LLMs with self-regulate decoding strategies.

Multi-modal Large Language Models (MLLMs) have shown impressive abilities in generating reasonable responses with respect to multi-modal contents. However, there is still a wide gap between the performance of recent MLLM-based applications and the expectation of the broad public, even though the most powerful OpenAI's GPT-4 and Google's Gemini have been deployed. This paper strives to enhance understanding of the gap through the lens of a qualitative study on the generalizability, trustworthiness, and causal reasoning capabilities of recent proprietary and open-source MLLMs across four modalities: ie, text, code, image, and video, ultimately aiming to improve the transparency of MLLMs. We believe these properties are several representative factors that define the reliability of MLLMs, in supporting various downstream applications. To be specific, we evaluate the closed-source GPT-4 and Gemini and 6 open-source LLMs and MLLMs. Overall we evaluate 230 manually designed cases, where the qualitative results are then summarized into 12 scores (ie, 4 modalities times 3 properties). In total, we uncover 14 empirical findings that are useful to understand the capabilities and limitations of both proprietary and open-source MLLMs, towards more reliable downstream multi-modal applications.

In recent years, AI has demonstrated remarkable capabilities in simulating human behaviors, particularly those implemented with large language models (LLMs). However, due to the lack of systematic evaluation of LLMs' simulated behaviors, the believability of LLMs among humans remains ambiguous, i.e., it is unclear which behaviors of LLMs are convincingly human-like and which need further improvements. In this work, we design SimulateBench to evaluate the believability of LLMs when simulating human behaviors. In specific, we evaluate the believability of LLMs based on two critical dimensions: 1) consistency: the extent to which LLMs can behave consistently with the given information of a human to simulate; and 2) robustness: the ability of LLMs' simulated behaviors to remain robust when faced with perturbations. SimulateBench includes 65 character profiles and a total of 8,400 questions to examine LLMs' simulated behaviors. Based on SimulateBench, we evaluate the performances of 10 widely used LLMs when simulating characters. The experimental results reveal that current LLMs struggle to align their behaviors with assigned characters and are vulnerable to perturbations in certain factors.

Pre-trained conversation models (PCMs) have demonstrated remarkable results in task-oriented dialogue (TOD) systems. Many PCMs focus predominantly on dialogue management tasks like dialogue state tracking, dialogue generation tasks like response generation, or both. However, the existing PCMs seldom consider dialogue comprehension tasks, such as dialogue question answering and summarization tasks. These tasks allow PCMs to glean dialogue context from various angles. This observation naturally raises the question: Can the performance of downstream dialogue tasks be enhanced if a PCM is pre-trained on dialogue management, generation, and comprehension tasks? To investigate this, we proposed an Omnipotent Dialogue pre-training model (OmniDialog). It unifies these three dialogue tasks into a monolithic framework by multi-task learning, fostering inter-task communication. The pre-training corpus of OmniDialog spans $\mathbf{7}$ dialogue-focused tasks, drawing from $\mathbf{15}$ datasets and encompassing over $\mathbf{3.2}$ million dialogue utterances. To our knowledge, OmniDialog is a pioneering PCM pre-trained across dialogue management, generation, and comprehension domains. We evaluated its performance across four tasks: dialogue summarization, end-to-end dialogue modeling, dialogue state tracking, and intent classification. The results underscore its efficacy in domain transfer learning, low-resource, and full-dataset scenarios. Furthermore, to glean a nuanced understanding of OmniDialog's strengths and potential pitfalls, we designed a fine-grained analysis framework for dialogue-centric tasks. Experimental results show that the OmniDialog is good at hard samples, such as long dialogues and lengthy responses., Comment: 9 pages

Generative Artificial Intelligence (AI) has enabled the development of sophisticated models that are capable of producing high-caliber text, images, and other outputs through the utilization of large pre-trained models. Nevertheless, assessing the quality of the generation is an even more arduous task than the generation itself, and this issue has not been given adequate consideration recently. This paper proposes a novel evaluation framework, GPTScore, which utilizes the emergent abilities (e.g., zero-shot instruction) of generative pre-trained models to score generated texts. There are 19 pre-trained models explored in this paper, ranging in size from 80M (e.g., FLAN-T5-small) to 175B (e.g., GPT3). Experimental results on four text generation tasks, 22 evaluation aspects, and corresponding 37 datasets demonstrate that this approach can effectively allow us to achieve what one desires to evaluate for texts simply by natural language instructions. This nature helps us overcome several long-standing challenges in text evaluation--how to achieve customized, multi-faceted evaluation without the need for annotated samples. We make our code publicly available at https://github.com/jinlanfu/GPTScore.

Knowledge-grounded dialog systems need to incorporate smooth transitions among knowledge selected for generating responses, to ensure that dialog flows naturally. For document-grounded dialog systems, the inter- and intra-document knowledge relations can be used to model such conversational flows. We develop a novel Multi-Document Co-Referential Graph (Coref-MDG) to effectively capture the inter-document relationships based on commonsense and similarity and the intra-document co-referential structures of knowledge segments within the grounding documents. We propose CorefDiffs, a Co-referential and Differential flow management method, to linearize the static Coref-MDG into conversational sequence logic. CorefDiffs performs knowledge selection by accounting for contextual graph structures and the knowledge difference sequences. CorefDiffs significantly outperforms the state-of-the-art by 9.5\%, 7.4\%, and 8.2\% on three public benchmarks. This demonstrates that the effective modeling of co-reference and knowledge difference for dialog flows are critical for transitions in document-grounded conversation

In this paper, we ask the research question of whether all the datasets in the benchmark are necessary. We approach this by first characterizing the distinguishability of datasets when comparing different systems. Experiments on 9 datasets and 36 systems show that several existing benchmark datasets contribute little to discriminating top-scoring systems, while those less used datasets exhibit impressive discriminative power. We further, taking the text classification task as a case study, investigate the possibility of predicting dataset discrimination based on its properties (e.g., average sentence length). Our preliminary experiments promisingly show that given a sufficient number of training experimental records, a meaningful predictor can be learned to estimate dataset discrimination over unseen datasets. We released all datasets with features explored in this work on DataLab: \url{https://datalab.nlpedia.ai}., Comment: 9 pages, 9 figures

This paper aims for a potential architectural improvement for multilingual learning and asks: Can different tasks from different languages be modeled in a monolithic framework, i.e. without any task/language-specific module? The benefit of achieving this could open new doors for future multilingual research, including allowing systems trained on low resources to be further assisted by other languages as well as other tasks. We approach this goal by developing a learning framework named Polyglot Prompting to exploit prompting methods for learning a unified semantic space for different languages and tasks with multilingual prompt engineering. We performed a comprehensive evaluation of 6 tasks, namely topic classification, sentiment classification, named entity recognition, question answering, natural language inference, and summarization, covering 24 datasets and 49 languages. The experimental results demonstrated the efficacy of multilingual multitask prompt-based learning and led to inspiring observations. We also present an interpretable multilingual evaluation methodology and show how the proposed framework, multilingual multitask prompt training, works. We release all datasets prompted in the best setting and code., Comment: EMNLP 2022 (Main Conference)

Despite data's crucial role in machine learning, most existing tools and research tend to focus on systems on top of existing data rather than how to interpret and manipulate data. In this paper, we propose DataLab, a unified data-oriented platform that not only allows users to interactively analyze the characteristics of data, but also provides a standardized interface for different data processing operations. Additionally, in view of the ongoing proliferation of datasets, \toolname has features for dataset recommendation and global vision analysis that help researchers form a better view of the data ecosystem. So far, DataLab covers 1,715 datasets and 3,583 of its transformed version (e.g., hyponyms replacement), where 728 datasets support various analyses (e.g., with respect to gender bias) with the help of 140M samples annotated by 318 feature functions. DataLab is under active development and will be supported going forward. We have released a web platform, web API, Python SDK, PyPI published package and online documentation, which hopefully, can meet the diverse needs of researchers., Comment: DataLab Web Platform: http://datalab.nlpedia.ai/

In joint entity and relation extraction, existing work either sequentially encode task-specific features, leading to an imbalance in inter-task feature interaction where features extracted later have no direct contact with those that come first. Or they encode entity features and relation features in a parallel manner, meaning that feature representation learning for each task is largely independent of each other except for input sharing. We propose a partition filter network to model two-way interaction between tasks properly, where feature encoding is decomposed into two steps: partition and filter. In our encoder, we leverage two gates: entity and relation gate, to segment neurons into two task partitions and one shared partition. The shared partition represents inter-task information valuable to both tasks and is evenly shared across two tasks to ensure proper two-way interaction. The task partitions represent intra-task information and are formed through concerted efforts of both gates, making sure that encoding of task-specific features is dependent upon each other. Experiment results on six public datasets show that our model performs significantly better than previous approaches. In addition, contrary to what previous work has claimed, our auxiliary experiments suggest that relation prediction is contributory to named entity prediction in a non-negligible way. The source code can be found at https://github.com/Coopercoppers/PFN., Comment: EMNLP 2021 main conference

This paper surveys and organizes research works in a new paradigm in natural language processing, which we dub "prompt-based learning". Unlike traditional supervised learning, which trains a model to take in an input x and predict an output y as P(y|x), prompt-based learning is based on language models that model the probability of text directly. To use these models to perform prediction tasks, the original input x is modified using a template into a textual string prompt x' that has some unfilled slots, and then the language model is used to probabilistically fill the unfilled information to obtain a final string x, from which the final output y can be derived. This framework is powerful and attractive for a number of reasons: it allows the language model to be pre-trained on massive amounts of raw text, and by defining a new prompting function the model is able to perform few-shot or even zero-shot learning, adapting to new scenarios with few or no labeled data. In this paper we introduce the basics of this promising paradigm, describe a unified set of mathematical notations that can cover a wide variety of existing work, and organize existing work along several dimensions, e.g.the choice of pre-trained models, prompts, and tuning strategies. To make the field more accessible to interested beginners, we not only make a systematic review of existing works and a highly structured typology of prompt-based concepts, but also release other resources, e.g., a website http://pretrain.nlpedia.ai/ including constantly-updated survey, and paperlist., Comment: Website: http://pretrain.nlpedia.ai/

Recent years have seen the paradigm shift of Named Entity Recognition (NER) systems from sequence labeling to span prediction. Despite its preliminary effectiveness, the span prediction model's architectural bias has not been fully understood. In this paper, we first investigate the strengths and weaknesses when the span prediction model is used for named entity recognition compared with the sequence labeling framework and how to further improve it, which motivates us to make complementary advantages of systems based on different paradigms. We then reveal that span prediction, simultaneously, can serve as a system combiner to re-recognize named entities from different systems' outputs. We experimentally implement 154 systems on 11 datasets, covering three languages, comprehensive results show the effectiveness of span prediction models that both serve as base NER systems and system combiners. We make all code and datasets available: \url{https://github.com/neulab/spanner}, as well as an online system demo: \url{http://spanner.sh}. Our model also has been deployed into the ExplainaBoard platform, which allows users to flexibly perform a system combination of top-scoring systems in an interactive way: \url{http://explainaboard.nlpedia.ai/leaderboard/task-ner/}., Comment: Accepted by ACL 2021 (Main track)

Machine learning has brought striking advances in multilingual natural language processing capabilities over the past year. For example, the latest techniques have improved the state-of-the-art performance on the XTREME multilingual benchmark by more than 13 points. While a sizeable gap to human-level performance remains, improvements have been easier to achieve in some tasks than in others. This paper analyzes the current state of cross-lingual transfer learning and summarizes some lessons learned. In order to catalyze meaningful progress, we extend XTREME to XTREME-R, which consists of an improved set of ten natural language understanding tasks, including challenging language-agnostic retrieval tasks, and covers 50 typologically diverse languages. In addition, we provide a massively multilingual diagnostic suite (MultiCheckList) and fine-grained multi-dataset evaluation capabilities through an interactive public leaderboard to gain a better understanding of such models. The leaderboard and code for XTREME-R will be made available at https://sites.research.google/xtreme and https://github.com/google-research/xtreme respectively., Comment: EMNLP 2021 camera-ready

With the rapid development of NLP research, leaderboards have emerged as one tool to track the performance of various systems on various NLP tasks. They are effective in this goal to some extent, but generally present a rather simplistic one-dimensional view of the submitted systems, communicated only through holistic accuracy numbers. In this paper, we present a new conceptualization and implementation of NLP evaluation: the ExplainaBoard, which in addition to inheriting the functionality of the standard leaderboard, also allows researchers to (i) diagnose strengths and weaknesses of a single system (e.g.~what is the best-performing system bad at?) (ii) interpret relationships between multiple systems. (e.g.~where does system A outperform system B? What if we combine systems A, B, and C?) and (iii) examine prediction results closely (e.g.~what are common errors made by multiple systems, or in what contexts do particular errors occur?). So far, ExplainaBoard covers more than 400 systems, 50 datasets, 40 languages, and 12 tasks. ExplainaBoard keeps updated and is recently upgraded by supporting (1) multilingual multi-task benchmark, (2) meta-evaluation, and (3) more complicated task: machine translation, which reviewers also suggested.} We not only released an online platform on the website \url{http://explainaboard.nlpedia.ai/} but also make our evaluation tool an API with MIT Licence at Github \url{https://github.com/neulab/explainaBoard} and PyPi \url{https://pypi.org/project/interpret-eval/} that allows users to conveniently assess their models offline. We additionally release all output files from systems that we have run or collected to motivate "output-driven" research in the future., Comment: ACL2021 Demo Track

The development of neural networks and pretraining techniques has spawned many sentence-level tagging systems that achieved superior performance on typical benchmarks. However, a relatively less discussed topic is what if more context information is introduced into current top-scoring tagging systems. Although several existing works have attempted to shift tagging systems from sentence-level to document-level, there is still no consensus conclusion about when and why it works, which limits the applicability of the larger-context approach in tagging tasks. In this paper, instead of pursuing a state-of-the-art tagging system by architectural exploration, we focus on investigating when and why the larger-context training, as a general strategy, can work. To this end, we conduct a thorough comparative study on four proposed aggregators for context information collecting and present an attribute-aided evaluation method to interpret the improvement brought by larger-context training. Experimentally, we set up a testbed based on four tagging tasks and thirteen datasets. Hopefully, our preliminary observations can deepen the understanding of larger-context training and enlighten more follow-up works on the use of contextual information., Comment: Accepted by NAACL 2021

Various robustness evaluation methodologies from different perspectives have been proposed for different natural language processing (NLP) tasks. These methods have often focused on either universal or task-specific generalization capabilities. In this work, we propose a multilingual robustness evaluation platform for NLP tasks (TextFlint) that incorporates universal text transformation, task-specific transformation, adversarial attack, subpopulation, and their combinations to provide comprehensive robustness analysis. TextFlint enables practitioners to automatically evaluate their models from all aspects or to customize their evaluations as desired with just a few lines of code. To guarantee user acceptability, all the text transformations are linguistically based, and we provide a human evaluation for each one. TextFlint generates complete analytical reports as well as targeted augmented data to address the shortcomings of the model's robustness. To validate TextFlint's utility, we performed large-scale empirical evaluations (over 67,000 evaluations) on state-of-the-art deep learning models, classic supervised methods, and real-world systems. Almost all models showed significant performance degradation, including a decline of more than 50% of BERT's prediction accuracy on tasks such as aspect-level sentiment classification, named entity recognition, and natural language inference. Therefore, we call for the robustness to be included in the model evaluation, so as to promote the healthy development of NLP technology.

Performance prediction, the task of estimating a system's performance without performing experiments, allows us to reduce the experimental burden caused by the combinatorial explosion of different datasets, languages, tasks, and models. In this paper, we make two contributions to improving performance prediction for NLP tasks. First, we examine performance predictors not only for holistic measures of accuracy like F1 or BLEU but also fine-grained performance measures such as accuracy over individual classes of examples. Second, we propose methods to understand the reliability of a performance prediction model from two angles: confidence intervals and calibration. We perform an analysis of four types of NLP tasks, and both demonstrate the feasibility of fine-grained performance prediction and the necessity to perform reliability analysis for performance prediction methods in the future. We make our code publicly available: \url{https://github.com/neulab/Reliable-NLPPP}, Comment: Accepted by EACL 2021

The performance of the Chinese Word Segmentation (CWS) systems has gradually reached a plateau with the rapid development of deep neural networks, especially the successful use of large pre-trained models. In this paper, we take stock of what we have achieved and rethink what's left in the CWS task. Methodologically, we propose a fine-grained evaluation for existing CWS systems, which not only allows us to diagnose the strengths and weaknesses of existing models (under the in-dataset setting), but enables us to quantify the discrepancy between different criterion and alleviate the negative transfer problem when doing multi-criteria learning. Strategically, despite not aiming to propose a novel model in this paper, our comprehensive experiments on eight models and seven datasets, as well as thorough analysis, could search for some promising direction for future research. We make all codes publicly available and release an interface that can quickly evaluate and diagnose user's models: https://github.com/neulab/InterpretEval., Comment: Accepted by EMNLP 2020

With the proliferation of models for natural language processing tasks, it is even harder to understand the differences between models and their relative merits. Simply looking at differences between holistic metrics such as accuracy, BLEU, or F1 does not tell us why or how particular methods perform differently and how diverse datasets influence the model design choices. In this paper, we present a general methodology for interpretable evaluation for the named entity recognition (NER) task. The proposed evaluation method enables us to interpret the differences in models and datasets, as well as the interplay between them, identifying the strengths and weaknesses of current systems. By making our analysis tool available, we make it easy for future researchers to run similar analyses and drive progress in this area: https://github.com/neulab/InterpretEval., Comment: Accepted by EMNLP 2020

While neural network-based models have achieved impressive performance on a large body of NLP tasks, the generalization behavior of different models remains poorly understood: Does this excellent performance imply a perfect generalization model, or are there still some limitations? In this paper, we take the NER task as a testbed to analyze the generalization behavior of existing models from different perspectives and characterize the differences of their generalization abilities through the lens of our proposed measures, which guides us to better design models and training methods. Experiments with in-depth analyses diagnose the bottleneck of existing neural NER models in terms of breakdown performance analysis, annotation errors, dataset bias, and category relationships, which suggest directions for improvement. We have released the datasets: (ReCoNLL, PLONER) for the future research at our project page: http://pfliu.com/InterpretNER/. As a by-product of this paper, we have open-sourced a project that involves a comprehensive summary of recent NER papers and classifies them into different research topics: https://github.com/pfliu-nlp/Named-Entity-Recognition-NER-Papers., Comment: Accepted by AAAI 2020

In this work, we explore the way to perform named entity recognition (NER) using only unlabeled data and named entity dictionaries. To this end, we formulate the task as a positive-unlabeled (PU) learning problem and accordingly propose a novel PU learning algorithm to perform the task. We prove that the proposed algorithm can unbiasedly and consistently estimate the task loss as if there is fully labeled data. A key feature of the proposed method is that it does not require the dictionaries to label every entity within a sentence, and it even does not require the dictionaries to label all of the words constituting an entity. This greatly reduces the requirement on the quality of the dictionaries and makes our method generalize well with quite simple dictionaries. Empirical studies on four public NER datasets demonstrate the effectiveness of our proposed method. We have published the source code at \url{https://github.com/v-mipeng/LexiconNER}., Comment: to appear at ACL 2019 (revise expression of equation (4))

Word representation is a key component in neural-network-based sequence labeling systems. However, representations of unseen or rare words trained on the end task are usually poor for appreciable performance. This is commonly referred to as the out-of-vocabulary (OOV) problem. In this work, we address the OOV problem in sequence labeling using only training data of the task. To this end, we propose a novel method to predict representations for OOV words from their surface-forms (e.g., character sequence) and contexts. The method is specifically designed to avoid the error propagation problem suffered by existing approaches in the same paradigm. To evaluate its effectiveness, we performed extensive empirical studies on four part-of-speech tagging (POS) tasks and four named entity recognition (NER) tasks. Experimental results show that the proposed method can achieve better or competitive performance on the OOV problem compared with existing state-of-the-art methods., Comment: This work has been accepted by IJCAI 2019