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Millimeter wave systems suffer from high power consumption and are constrained to use low resolution quantizers --digital to analog and analog to digital converters (DACs and ADCs). However, low resolution quantization leads to reduced data rate and increased out-of-band emission noise. In this paper, a multiple-input multiple-output (MIMO) system with linear transceivers using low resolution DACs and ADCs is considered. An information-theoretic analysis of the system to model the effect of quantization on spectrospatial power distribution and capacity of the system is provided. More precisely, it is shown that the impact of quantization can be accurately described via a linear model with additive independent Gaussian noise. This model in turn leads to simple and intuitive expressions for spectrospatial power distribution of the transmitter and a lower bound on the achievable rate of the system. Furthermore, the derived model is validated through simulations and numerical evaluations, where it is shown to accurately predict both spectral and spatial power distributions., Comment: arXiv admin note: text overlap with arXiv:2001.03870

Communication in Millimeter wave (mmWave) band relies on narrow beams due to directionality, high path loss, and shadowing. One can use beam alignment (BA) techniques to find and adjust the direction of these narrow beams. In this paper, BA at the base station (BS) is considered, where the BS sends a set of BA packets to scan different angular regions while the user listens to the channel and sends feedback to the BS for each received packet. It is assumed that the packets and feedback received at the user and BS, respectively, can be correctly decoded. Motivated by practical constraints such as propagation delay, a feedback delay for each BA packet is considered. At the end of the BA, the BS allocates a narrow beam to the user including its angle of departure for data transmission and the objective is to maximize the resulting expected beamforming gain. A general framework for studying this problem is proposed based on which a lower bound on the optimal performance as well as an optimality achieving scheme are obtained. Simulation results reveal significant performance improvements over the state-of-the-art BA methods in the presence of feedback delay.

Power consumption is a key challenge in millimeter wave (mmWave) receiver front-ends, due to the need to support high dimensional antenna arrays at wide bandwidths. Recently, there has been considerable work in developing low-power front-ends, often based on low-resolution ADCs and low-power mixers. A critical but less studied consequence of such designs is the relatively low-dynamic range which in turn exposes the receiver to adjacent carrier interference and blockers. This paper provides a general mathematical framework for analyzing the performance of mmWave front-ends in the presence of out-of-band interference. The goal is to elucidate the fundamental trade-off of power consumption, interference tolerance and in-band performance. The analysis is combined with detailed network simulations in cellular systems with multiple carriers, as well as detailed circuit simulations of key components at 140 GHz. The analysis reveals critical bottlenecks for low-power interference robustness and suggests designs enhancements for use in practical systems., Comment: Appeared at the Asilomar Conference on Signals, Systems, and Computers 2021

High resolution analog to digital converters (ADCs) are conventionally used at the receiver terminals to store an accurate digital representation of the received signal, thereby allowing for reliable decoding of transmitted messages. However, in a wide range of applications, such as communication over millimeter wave and massive multiple-input multiple-output (MIMO) systems, the use of high resolution ADCs is not feasible due to power budget limitations. In the conventional fully digital receiver design, where each receiver antenna is connected to a distinct ADC, reducing the ADC resolution leads to performance loss in terms of achievable rates. One proposed method to mitigate the rate-loss is to use analog linear combiners leading to design of hybrid receivers. Here, the hybrid framework is augmented by the addition of delay elements to allow for temporal analog processing. Two new classes of receivers consisting of delay elements, analog linear combiners, and one-bit ADCs are proposed. The fundamental limits of communication in single and multi-user (uplink and downlink) MIMO systems employing the proposed receivers are investigated. In the high signal to noise ratio regime, it is shown that the proposed receivers achieve the maximum achievable rates among all receivers with the same number of one-bit ADCs., Comment: Accepted to IEEE Transactions on Communications

High-frequency bands such as millimeter-wave and terahertz require narrow beams due to path loss and shadowing. Beam alignment (BA) methods allow the transceivers to adjust the directions of these beams efficiently by exploiting the channel sparsity at high frequencies. This paper investigates BA for an uplink scenario, where the channel between the user equipment (UE) and base station (BS) consists of multiple paths. The BS wishes to localize the angle of arrival of each of these paths with a given resolution using the least number of time slots. At each time slot of the BA, the UE transmits a BA packet and the BS uses hybrid beamforming to scan its angular region. To minimize the expected BA duration, a group testing framework is devised, and the associated novel analog and hybrid BA strategies are described. Simulation studies show the performance improvement both in noiseless and realistic 5G mmWave BA settings.

Cell-Free Massive Multiple-input Multiple-output (mMIMO) consists of many access points (APs) in a coverage area that jointly serve the users. These systems can significantly reduce the interference among the users compared to conventional MIMO networks and so enable higher data rates and a larger coverage area. However, Cell-Free mMIMO systems face multiple practical challenges such as the high complexity and power consumption of the APs' analog front-ends. Motivated by prior works, we address these issues by considering a low complexity hybrid beamforming framework at the APs in which each AP has a limited number of RF-chains to reduce power consumption, and the analog combiner is designed only using the large-scale statistics of the channel to reduce the system's complexity. We provide closed-form expressions for the signal to interference and noise ratio (SINR) of both uplink and downlink data transmission with accurate random matrix approximations. Also, based on the existing literature, we provide a power optimization algorithm that maximizes the minimum SINR of the users for uplink scenario. Through several simulations, we investigate the accuracy of the derived random matrix approximations, trade-off between the 95% outage data rate and the number of RF-chains, and the impact of power optimization. We observe that the derived approximations accurately follow the exact simulations and that in uplink scenario while using MMSE combiner, power optimization does not improve the performance much.

In binary classification, imbalance refers to situations in which one class is heavily under-represented. This issue is due to either a data collection process or because one class is indeed rare in a population. Imbalanced classification frequently arises in applications such as biology, medicine, engineering, and social sciences. In this paper, for the first time, we theoretically study the impact of imbalance class sizes on the linear discriminant analysis (LDA) in high dimensions. We show that due to data scarcity in one class, referred to as the minority class, and high-dimensionality of the feature space, the LDA ignores the minority class yielding a maximum misclassification rate. We then propose a new construction of hard-thresholding rules based on a data splitting technique that reduces the large difference between the misclassification rates. We show that the proposed method is asymptotically optimal. We further study two well-known sparse versions of the LDA in imbalanced cases. We evaluate the finite-sample performance of different methods using simulations and by analyzing two real data sets. The results show that our method either outperforms its competitors or has comparable performance based on a much smaller subset of selected features, while being computationally more efficient., Comment: 61 pages, 4 figures, 8 Tables, 3 appendices A-C, 7 Sections

Communication in high frequencies such as millimeter wave and terahertz suffer from high path-loss and intense shadowing which necessitates beamforming for reliable data transmission. On the other hand, at high frequencies the channels are sparse and consist of few spatial clusters. Therefore, beam alignment (BA) strategies are used to find the direction of these channel clusters and adjust the width of the beam used for data transmission. In this work, a single-user uplink scenario where the channel has one dominant cluster is considered. It is assumed that the user transmits a set of BA packets over a fixed duration. Meanwhile, the base-station (BS) uses different probing beams to scan different angular regions. Since the BS measurements are noisy, it is not possible to find a narrow beam that includes the angle of arrival (AoA) of the user with probability one. Therefore, the BS allocates a narrow beam to the user which includes the AoA of the user with a predetermined error probability while minimizing the expected beamwidth of the allocated beam. Due to intractability of this noisy BA problem, here this problem is posed as an end-to-end optimization of a deep neural network (DNN) and effects of different loss functions are discussed and investigated. It is observed that the proposed DNN based BA, at high SNRs, achieves a performance close to that of the optimal BA when there is no-noise and for all SNRs, outperforms state-of-the-art.

Narrow beams are key to wireless communications in millimeter wave frequency bands. Beam alignment (BA) allows the base station (BS) to adjust the direction and width of the beam used for communication. During BA, the BS transmits a number of scanning beams covering different angular regions. The goal is to minimize the expected width of the uncertainty region (UR) that includes the angle of departure of the user. Conventionally, in interactive BA, it is assumed that the feedback corresponding to each scanning packet is received prior to transmission of the next one. However, in practice, the feedback delay could be larger because of propagation or system constraints. This paper investigates BA strategies that operate under arbitrary fixed feedback delays. This problem is analyzed through a source coding prospective where the feedback sequences are viewed as source codewords. It is shown that these codewords form a codebook with a particular characteristic which is used to define a new class of codes called d-unimodal codes. By analyzing the properties of these codes, a lower bound on the minimum achievable expected beamwidth is provided. The results reveal potential performance improvements in terms of the BA duration it takes to achieve a fixed expected width of the UR over the state-of-the-art BA methods which do not consider the effect of delay.

Estimation of the number of components (or order) of a finite mixture model is a long standing and challenging problem in statistics. We propose the Group-Sort-Fuse (GSF) procedure -- a new penalized likelihood approach for simultaneous estimation of the order and mixing measure in multidimensional finite mixture models. Unlike methods which fit and compare mixtures with varying orders using criteria involving model complexity, our approach directly penalizes a continuous function of the model parameters. More specifically, given a conservative upper bound on the order, the GSF groups and sorts mixture component parameters to fuse those which are redundant. For a wide range of finite mixture models, we show that the GSF is consistent in estimating the true mixture order and achieves the $n^{-1/2}$ convergence rate for parameter estimation up to polylogarithmic factors. The GSF is implemented for several univariate and multivariate mixture models in the R package GroupSortFuse. Its finite sample performance is supported by a thorough simulation study, and its application is illustrated on two real data examples.

Use of low resolution analog to digital converters (ADCs) is an effective way to reduce the high power consumption of millimeter wave (mmWave) receivers. In this paper, a receiver with low resolution ADCs based on adaptive thresholds is considered in downlink mmWave communications in which the channel state information is not known a-priori and acquired through channel estimation. A performance comparison of low-complexity algorithms for power and ADC allocation among transmit and receive terminals, respectively, is provided. Through simulation of practical mmWave cellular networks, it is shown that the use of low resolution ADCs does not significantly degrade the system throughput (as compared to a conventional fully digital high resolution receiver) when using the adaptive threshold receiver in conjunction with simple power and ADC allocation strategies.

Directional transmission patterns (a.k.a. narrow beams) are the key to wireless communications in millimeter wave (mmWave) frequency bands which suffer from high path loss and severe shadowing. In addition, the propagation channel in mmWave frequencies incorporates only a few number of spatial clusters requiring a procedure to align the corresponding narrow beams with the angle of departure (AoD) of the channel clusters. The objective of this procedure, called beam alignment (BA) is to increase the beamforming gain for subsequent data communication. Several prior studies consider optimizing BA procedure to achieve various objectives such as reducing the BA overhead, increasing throughput, and reducing power consumption. While these studies mostly provide optimized BA schemes for scenarios with a single active user, there are often multiple active users in practical networks. Consequently, it is more efficient in terms of BA overhead and delay to design multi-user BA schemes which can perform beam management for multiple users collectively. This paper considers a class of multi-user BA schemes where the base station performs a one shot scan of the angular domain to simultaneously localize multiple users. The objective is to minimize the average of expected width of remaining uncertainty regions (UR) on the AoDs after receiving users' feedbacks. Fundamental bounds on the optimal performance are analyzed using information theoretic tools. Furthermore, a beam design optimization problem is formulated and a practical BA scheme, which provides significant gains compared to the beam sweeping used in 5G standard is proposed.

Low-resolution digital-to-analog and analog-to-digital converters (DACs and ADCs) have attracted considerable attention in efforts to reduce power consumption in millimeter wave (mmWave) and massive MIMO systems. This paper presents an information-theoretic analysis with capacity bounds for classes of linear transceivers with quantization. The transmitter modulates symbols via a unitary transform followed by a DAC and the receiver employs an ADC followed by the inverse unitary transform. If the unitary transform is set to an FFT matrix, the model naturally captures filtering and spectral constraints which are essential to model in any practical transceiver. In particular, this model allows studying the impact of quantization on out-of-band emission constraints. In the limit of a large random unitary transform, it is shown that the effect of quantization can be precisely described via an additive Gaussian noise model. This model in turn leads to simple and intuitive expressions for the power spectrum of the transmitted signal and a lower bound to the capacity with quantization. Comparison with non-quantized capacity and a capacity upper bound that does not make linearity assumptions suggests that while low resolution quantization has minimal impact on the achievable rate at typical parameters in 5G systems today, satisfying out-of-band emissions are potentially much more of a challenge., Comment: Appears in the Proceedings of IEEE International Symposium on Information Theory (ISIT) 2020

Graphical modelling techniques based on sparse selection have been applied to infer complex networks in many fields, including biology and medicine, engineering, finance, and social sciences. One structural feature of some of the networks in such applications that poses a challenge for statistical inference is the presence of a small number of strongly interconnected nodes in a network which are called hubs. For example, in microbiome research hubs or microbial taxa play a significant role in maintaining stability of the microbial community structure. In this paper, we investigate the problem of estimating sparse networks in which there are a few highly connected hub nodes. Methods based on L1-regularization have been widely used for performing sparse selection in the graphical modelling context. However, while these methods encourage sparsity, they do not take into account structural information of the network. We introduce a new method for estimating networks with hubs that exploits the ability of (inverse) covariance selection methods to include structural information about the underlying network. Our proposed method is a weighted lasso approach with novel row/column sum weights, which we refer to as the hubs weighted graphical lasso. We establish large sample properties of the method when the number of parameters diverges with the sample size, and evaluate its finite sample performance via extensive simulations. We illustrate the method with an application to microbiome data.

The fundamental limits of communication over multiple-input multiple-output (MIMO) networks are considered when a limited number of one-bit analog to digital converters (ADC) are used at the receiver terminals. Prior works have mainly focused on point-to-point communications, where receiver architectures consisting of a concatenation of an analog processing module, a limited number of one-bit ADCs with non-adaptive thresholds, and a digital processing module are considered. In this work, a new receiver architecture is proposed which utilizes adaptive threshold one-bit ADCs - where the ADC thresholds at each channel-use are dependent on the channel outputs in the previous channel-uses - to mitigate the quantization rate-loss. Coding schemes are proposed for communication over the point-to-point and broadcast channels, and achievable rate regions are derived. In the high SNR regime, it is shown that using the proposed architectures and coding schemes leads to the largest achievable rate regions among all receiver architectures with the same number of one-bit ADCs.

Analog-to-digital converters (ADCs) are a major contributor to the power consumption of multiple-input multiple-output (MIMO) communication systems with large number of antennas. Use of low resolution ADCs has been proposed as a means to decrease power consumption in MIMO receivers. However, reducing the ADC resolution leads to performance loss in terms of achievable transmission rates. In order to mitigate the rate-loss, the receiver can perform analog processing of the received signals before quantization. Prior works consider one-shot analog processing where at each channel-use, analog linear combinations of the received signals are fed to a set of one-bit threshold ADCs. In this paper, a receiver architecture is proposed which uses a sequence of delay elements to allow for blockwise linear combining of the received analog signals. In the high signal to noise ratio regime, it is shown that the proposed architecture achieves the maximum achievable transmission rate given a fixed number of one-bit ADCs. Furthermore, a tradeoff between transmission rate and the number of delay elements is identified which quantifies the increase in maximum achievable rate as the number of delay elements is increased.

The capacity of a Multiple-Input Multiple-Output (MIMO) channel in which the antenna outputs are processed by an analog linear combining network and quantized by a set of threshold quantizers is studied. The linear combining weights and quantization thresholds are selected from a set of possible configurations as a function of the channel matrix. The possible configurations of the combining network model specific analog receiver architectures, such as single antenna selection, sign quantization of the antenna outputs or linear processing of the outputs. An interesting connection between the capacity of this channel and a constrained sphere packing problem in which unit spheres are packed in a hyperplane arrangement is shown. From a high-level perspective, this follows from the fact that each threshold quantizer can be viewed as a hyperplane partitioning the transmitter signal space. Accordingly, the output of the set of quantizers corresponds to the possible regions induced by the hyperplane arrangement corresponding to the channel realization and receiver configuration. This connection provides a number of important insights into the design of quantization architectures for MIMO receivers; for instance, it shows that for a given number of quantizers, choosing configurations which induce a larger number of partitions can lead to higher rates., Comment: 5 pages, 3 figures, ISIT 2018