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23 results on '"Lane, Brian J."'

3. Recent developments in federal securities regulation of corporate finance: as of September 20, 2002.

Author

Olson, John F., Dickey, Jonathan C., Glover, Stephen I., Lane, Brian J., Weirick, Bradford P., Mueller, Ronald O., Calfas, Scott J., Eigenbrodt, Stanton P., Goodman, Amy L., Collins, Paul J., Moloney, James J., McPhee, Gillian, and Wardle, Peter W.

Subjects
Disclosure (Securities law) -- Laws, regulations and rules, Disclosure statements (Accounting) -- Laws, regulations and rules, Corporations -- Finance, Corporations -- Laws, regulations and rules, Government regulation, Sarbanes-Oxley Act of 2002
Published
2004

6. Corporate finance and disclosure.

Author

Lane, Brian J.

Subjects
Disclosure (Securities law) -- Laws, regulations and rules, Disclosure statements (Accounting) -- Laws, regulations and rules
Abstract

Changes have occurred at the SEC as of Sep 1996, including organizational and technological changes. The agency has attempted simplification of regulations for disclosure and processing issues, and initiated a plain English pilot program. Changes in regulations and organization are discussed.

Published
1996

17. New Rules on Website Access to SEC Reports May Require Action by November 15, 2002

Author

Olson, John F., Mueller, Ronald O., Lane, Brian J., Goodman, Amy L., and Partovi, Casper

Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules, Web sites -- Laws, regulations and rules, Web site/Web page development, Company Web site/Web page, Government regulation, Business, international
Abstract

by John F. Olson, Ronald O. Mueller, Brian J. Lane, Amy L. Goodman & Casper Partovi Originally published on November 11, 2002 One little-noticed provision included in recent rules adopted [...]

Published
2002

18. SEC Proposes Rules Implementing Provisions of The Sarbanes-Oxley Act of 2002 Requiring Companies to Reconcile Non-GAAP Financial Information

Author

Olson, John F., Mueller, Ronald O., Lane, Brian J., Goodman, Amy L., Scanlon, Michael J., and Wakefield, Ashley

Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules, Insider trading in securities -- Laws, regulations and rules, Government regulation, Business, international, Sarbanes-Oxley Act of 2002
Abstract

by John F. Olson, Ronald O. Mueller, Brian J. Lane, Amy L. Goodman, Michael J. Scanlon and Ashley Wakefield Originally published on October 31, 2002 Proposed Rules Require Companies to [...]

Published
2002

19. SELECTED RECENT DEVELOPMENTS IN U.S. SECURITIES LAWS AND CORPORATE FINANCE, AS OF AUGUST 24, 2012.

Author

Olson, John F., Dickey, Jonathan C., Glover, Stephen I., Lane, Brian J., Weirick, Bradford P., Mueller, Ronald O., Calfas, Scott J., Goodman, Amy L., Moloney, James J., Collins, Paul J., McPhee, Gillian, Wardle, Peter W., Lanin, Ari B., and Ising, Elizabeth

Abstract

The article discusses the changes implement by the U.S. Securities and Exchange Commission (SEC) regarding the federal securities laws and corporate finance. It mentions the acts which include the Dodd-Frank Wall Street Reform and Consumer Protection Act and the Sarbanes-Oxley Act of 2002. It mentions the areas in which changes have been implemented which include executive compensations, corporate governance and the provisions regarding the disclosure of securities.

Published
2012

20. SELECTED RECENT DEVELOPMENTS IN U.S. SECURITIES LAWS AND CORPORATE FINANCE.

Author

Olson, John F., Dickey, Jonathan C., Glover, Stephen I., Lane, Brian J., Weirick, Bradford P., Mueller, Ronald O., Calfas, Scott J., Goodman, Amy L., Moloney, James J., Collins, Paul J., McPhee, Gillian, Wardle, Peter W., Lanin, Ari B., and Ising, Elizabeth

Abstract

The article discusses recent developments in U.S. securities laws and corporate finance. On July 21, 2010, President Barack Obama signed into law the Dodd-Frank Act, which affects the financial services industry and all public companies. The Dodd-Frank Act imposes requirements related to executive compensation and enhances compensation disclosure obligations. On March 30, 2011, the Securities & Exchange Commission (SEC) voted to propose rules implementing Section 952 of the Dodd-Frank Act.

Published
2011

21. EXCERPT FROM RECENT DEVELOPMENTS IN FEDERAL SECURITIES REGULATION OF CORPORATE FINANCE, AS OF AUGUST 30, 2004.

Author

Olson, John F., Dickey, Jonathan C., Glover, Stephen I., Lane, Brian J., Weirick, Bradford P., Mueller, Ronald O., Calfas, Scott J., Eigenbrodt, Stanton P., Goodman, Amy L., Collins, Paul J., Moloney, James J., McPhee, Gillian, Wardle, Peter W., and Venable Jr., W. Stephen

Abstract

Presents two legal documents submitted by New York University of Law professor Stephen Gillers. Memo on document retention policy in the Enron investigation addressed by Nancy A. Temple to Michael C. Odom and forwarded by the latter to David B. Duncan; Memo from White House counsel Alberto Gonzales giving instructions on the preservation of documents pertaining to former U.S. Ambassador Joseph C. Wilson, his trip to Niger in February 2002, and his wife's purported relationship with the Central Intelligence Agency.

Published
2004

22. RECENT DEVELOPMENTS IN FEDERAL SECURITIES REGULATION OF CORPORATE FINANCE: AS OF SEPTEMBER 20, 2002.

Author

Olson, John F., Dickey, Jonathan C., Glover, Stephen I., Lane, Brian J., Weirick, Bradford P., Mueller, Ronald O., Calfas, Scott J., Eigenbrodt, Stanton P., Goodman, Amy L., Collins, Paul J., Moloney, James J., McPhee, Gillian, and Wardle, Peter W.

Abstract

Focuses on the proposed changes to the federal securities law of corporate finance in the U.S. Deadline of filing for annual and quarterly reports under the Securities Exchange Act of 1934; Benefit plan for employees; Provision of instruction authorizing the financial transactions of companies.

Published
2002

23. The SEC's "Top Five" Governance Issues.

Author

Lane, Brian J. and Lee, David C.

Subjects
CORPORATE governance, STATE laws, PUBLIC companies, STOCKHOLDERS
Abstract

The article reports on the issues on corporate governance in California in 2010. The permission for small shareholder groups to use the company's proxy statement is proposed by the Securities and Exchange Commission (SEC) to nominate rival board candidates. Rules calling for disclosure about how a board oversees the company's risk management and its relationship with compensation policies and practices is adopted. The SEC expects public companies to alert shareholders under SEC disclosure rules.

Published
2010

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