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LLM-based Automatic Prompt Optimization, which typically utilizes LLMs as Prompt Optimizers to self-reflect and refine prompts, has shown promising performance in recent studies. Despite the success, the underlying mechanism of this approach remains unexplored, and the true effectiveness of LLMs as Prompt Optimizers requires further validation. In this work, we conducted a comprehensive study to uncover the actual mechanism of LLM-based Prompt Optimization. Our findings reveal that the LLM optimizers struggle to identify the true causes of errors during reflection, tending to be biased by their own prior knowledge rather than genuinely reflecting on the errors. Furthermore, even when the reflection is semantically valid, the LLM optimizers often fail to generate appropriate prompts for the target models with a single prompt refinement step, partly due to the unpredictable behaviors of the target models. Based on the observations, we introduce a new "Automatic Behavior Optimization" paradigm, which directly optimizes the target model's behavior in a more controllable manner. We hope our study can inspire new directions for automatic prompt optimization development.

Large language models (LLMs) have shown great potential as general-purpose AI assistants in various domains. To meet the requirements of different applications, LLMs are often customized by further fine-tuning. However, the powerful learning ability of LLMs not only enables them to acquire new tasks but also makes them susceptible to learning undesired behaviors. For example, even safety-aligned LLMs can be easily fine-tuned into harmful assistants as the fine-tuning data often contains implicit or explicit harmful content. Can we train LLMs on harmful data without learning harmful behaviors? This paper proposes a controllable training framework that makes harmful behaviors unlearnable during the fine-tuning process. Specifically, we introduce ``security vectors'', a few new parameters that can be separated from the LLM, to ensure LLM's responses are consistent with the harmful behavior. Security vectors are activated during fine-tuning, the consistent behavior makes LLM believe that such behavior has already been learned, there is no need to further optimize for harmful data. During inference, we can deactivate security vectors to restore the LLM's normal behavior. The experimental results show that the security vectors generated by 100 harmful samples are enough to prevent LLM from learning 1000 harmful samples, while preserving the ability to learn other useful information., Comment: work in process

Multilingual BERT (mBERT) has demonstrated considerable cross-lingual syntactic ability, whereby it enables effective zero-shot cross-lingual transfer of syntactic knowledge. The transfer is more successful between some languages, but it is not well understood what leads to this variation and whether it fairly reflects difference between languages. In this work, we investigate the distributions of grammatical relations induced from mBERT in the context of 24 typologically different languages. We demonstrate that the distance between the distributions of different languages is highly consistent with the syntactic difference in terms of linguistic formalisms. Such difference learnt via self-supervision plays a crucial role in the zero-shot transfer performance and can be predicted by variation in morphosyntactic properties between languages. These results suggest that mBERT properly encodes languages in a way consistent with linguistic diversity and provide insights into the mechanism of cross-lingual transfer., Comment: EMNLP 2022

As the categories of named entities rapidly increase, the deployed NER models are required to keep updating toward recognizing more entity types, creating a demand for class-incremental learning for NER. Considering the privacy concerns and storage constraints, the standard paradigm for class-incremental NER updates the models with training data only annotated with the new classes, yet the entities from other entity classes are unlabeled, regarded as "Non-entity" (or "O"). In this work, we conduct an empirical study on the "Unlabeled Entity Problem" and find that it leads to severe confusion between "O" and entities, decreasing class discrimination of old classes and declining the model's ability to learn new classes. To solve the Unlabeled Entity Problem, we propose a novel representation learning method to learn discriminative representations for the entity classes and "O". Specifically, we propose an entity-aware contrastive learning method that adaptively detects entity clusters in "O". Furthermore, we propose two effective distance-based relabeling strategies for better learning the old classes. We introduce a more realistic and challenging benchmark for class-incremental NER, and the proposed method achieves up to 10.62\% improvement over the baseline methods., Comment: Accepted by ACL 2023

Input distribution shift is one of the vital problems in unsupervised domain adaptation (UDA). The most popular UDA approaches focus on domain-invariant representation learning, trying to align the features from different domains into similar feature distributions. However, these approaches ignore the direct alignment of input word distributions between domains, which is a vital factor in word-level classification tasks such as cross-domain NER. In this work, we shed new light on cross-domain NER by introducing a subword-level solution, X-Piece, for input word-level distribution shift in NER. Specifically, we re-tokenize the input words of the source domain to approach the target subword distribution, which is formulated and solved as an optimal transport problem. As this approach focuses on the input level, it can also be combined with previous DIRL methods for further improvement. Experimental results show the effectiveness of the proposed method based on BERT-tagger on four benchmark NER datasets. Also, the proposed method is proved to benefit DIRL methods such as DANN., Comment: IJCAI 2022

Plug-and-play functionality allows deep learning models to adapt well to different tasks without requiring any parameters modified. Recently, prefix-tuning was shown to be a plug-and-play method on various text generation tasks by simply inserting corresponding continuous vectors into the inputs. However, sequence labeling tasks invalidate existing plug-and-play methods since different label sets demand changes to the architecture of the model classifier. In this work, we propose the use of label word prediction instead of classification to totally reuse the architecture of pre-trained models for sequence labeling tasks. Specifically, for each task, a label word set is first constructed by selecting a high-frequency word for each class respectively, and then, task-specific vectors are inserted into the inputs and optimized to manipulate the model predictions towards the corresponding label words. As a result, by simply switching the plugin vectors on the input, a frozen pre-trained language model is allowed to perform different tasks. Experimental results on three sequence labeling tasks show that the performance of the proposed method can achieve comparable performance with standard fine-tuning with only 0.1\% task-specific parameters. In addition, our method is up to 70 times faster than non-plug-and-play methods while switching different tasks under the resource-constrained scenario., Comment: Work in Progress

Pre-trained models are widely used in fine-tuning downstream tasks with linear classifiers optimized by the cross-entropy loss, which might face robustness and stability problems. These problems can be improved by learning representations that focus on similarities in the same class and contradictions in different classes when making predictions. In this paper, we utilize the K-Nearest Neighbors Classifier in pre-trained model fine-tuning. For this KNN classifier, we introduce a supervised momentum contrastive learning framework to learn the clustered representations of the supervised downstream tasks. Extensive experiments on text classification tasks and robustness tests show that by incorporating KNNs with the traditional fine-tuning process, we can obtain significant improvements on the clean accuracy in both rich-source and few-shot settings and can improve the robustness against adversarial attacks. \footnote{all codes is available at https://github.com/LinyangLee/KNN-BERT}, Comment: preprint

Prompt-based methods have been successfully applied in sentence-level few-shot learning tasks, mostly owing to the sophisticated design of templates and label words. However, when applied to token-level labeling tasks such as NER, it would be time-consuming to enumerate the template queries over all potential entity spans. In this work, we propose a more elegant method to reformulate NER tasks as LM problems without any templates. Specifically, we discard the template construction process while maintaining the word prediction paradigm of pre-training models to predict a class-related pivot word (or label word) at the entity position. Meanwhile, we also explore principled ways to automatically search for appropriate label words that the pre-trained models can easily adapt to. While avoiding complicated template-based process, the proposed LM objective also reduces the gap between different objectives used in pre-training and fine-tuning, thus it can better benefit the few-shot performance. Experimental results demonstrate the effectiveness of the proposed method over bert-tagger and template-based method under few-shot setting. Moreover, the decoding speed of the proposed method is up to 1930.12 times faster than the template-based method., Comment: Accepted by NAACL 2022 (Oral)

\textbf{P}re-\textbf{T}rained \textbf{M}odel\textbf{s} have been widely applied and recently proved vulnerable under backdoor attacks: the released pre-trained weights can be maliciously poisoned with certain triggers. When the triggers are activated, even the fine-tuned model will predict pre-defined labels, causing a security threat. These backdoors generated by the poisoning methods can be erased by changing hyper-parameters during fine-tuning or detected by finding the triggers. In this paper, we propose a stronger weight-poisoning attack method that introduces a layerwise weight poisoning strategy to plant deeper backdoors; we also introduce a combinatorial trigger that cannot be easily detected. The experiments on text classification tasks show that previous defense methods cannot resist our weight-poisoning method, which indicates that our method can be widely applied and may provide hints for future model robustness studies., Comment: Accepted by EMNLP2021 main conference

Distant supervision for relation extraction provides uniform bag labels for each sentence inside the bag, while accurate sentence labels are important for downstream applications that need the exact relation type. Directly using bag labels for sentence-level training will introduce much noise, thus severely degrading performance. In this work, we propose the use of negative training (NT), in which a model is trained using complementary labels regarding that ``the instance does not belong to these complementary labels". Since the probability of selecting a true label as a complementary label is low, NT provides less noisy information. Furthermore, the model trained with NT is able to separate the noisy data from the training data. Based on NT, we propose a sentence-level framework, SENT, for distant relation extraction. SENT not only filters the noisy data to construct a cleaner dataset, but also performs a re-labeling process to transform the noisy data into useful training data, thus further benefiting the model's performance. Experimental results show the significant improvement of the proposed method over previous methods on sentence-level evaluation and de-noise effect., Comment: Accepted by ACL 2021

Various robustness evaluation methodologies from different perspectives have been proposed for different natural language processing (NLP) tasks. These methods have often focused on either universal or task-specific generalization capabilities. In this work, we propose a multilingual robustness evaluation platform for NLP tasks (TextFlint) that incorporates universal text transformation, task-specific transformation, adversarial attack, subpopulation, and their combinations to provide comprehensive robustness analysis. TextFlint enables practitioners to automatically evaluate their models from all aspects or to customize their evaluations as desired with just a few lines of code. To guarantee user acceptability, all the text transformations are linguistically based, and we provide a human evaluation for each one. TextFlint generates complete analytical reports as well as targeted augmented data to address the shortcomings of the model's robustness. To validate TextFlint's utility, we performed large-scale empirical evaluations (over 67,000 evaluations) on state-of-the-art deep learning models, classic supervised methods, and real-world systems. Almost all models showed significant performance degradation, including a decline of more than 50% of BERT's prediction accuracy on tasks such as aspect-level sentiment classification, named entity recognition, and natural language inference. Therefore, we call for the robustness to be included in the model evaluation, so as to promote the healthy development of NLP technology.

Adversarial attacks for discrete data (such as texts) have been proved significantly more challenging than continuous data (such as images) since it is difficult to generate adversarial samples with gradient-based methods. Current successful attack methods for texts usually adopt heuristic replacement strategies on the character or word level, which remains challenging to find the optimal solution in the massive space of possible combinations of replacements while preserving semantic consistency and language fluency. In this paper, we propose \textbf{BERT-Attack}, a high-quality and effective method to generate adversarial samples using pre-trained masked language models exemplified by BERT. We turn BERT against its fine-tuned models and other deep neural models in downstream tasks so that we can successfully mislead the target models to predict incorrectly. Our method outperforms state-of-the-art attack strategies in both success rate and perturb percentage, while the generated adversarial samples are fluent and semantically preserved. Also, the cost of calculation is low, thus possible for large-scale generations. The code is available at https://github.com/LinyangLee/BERT-Attack., Comment: Accepted by EMNLP2020

Recently, many works have tried to augment the performance of Chinese named entity recognition (NER) using word lexicons. As a representative, Lattice-LSTM (Zhang and Yang, 2018) has achieved new benchmark results on several public Chinese NER datasets. However, Lattice-LSTM has a complex model architecture. This limits its application in many industrial areas where real-time NER responses are needed. In this work, we propose a simple but effective method for incorporating the word lexicon into the character representations. This method avoids designing a complicated sequence modeling architecture, and for any neural NER model, it requires only subtle adjustment of the character representation layer to introduce the lexicon information. Experimental studies on four benchmark Chinese NER datasets show that our method achieves an inference speed up to 6.15 times faster than those of state-ofthe-art methods, along with a better performance. The experimental results also show that the proposed method can be easily incorporated with pre-trained models like BERT., Comment: ACL 2020