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We analyze in-situ observations of imbalanced solar wind turbulence to evaluate MHD turbulence models grounded in "Critical Balance" (CB) and "Scale-Dependent Dynamic Alignment" (SDDA). At energy injection scales, both outgoing and ingoing modes exhibit a weak cascade; a simultaneous tightening of SDDA is noted. Outgoing modes persist in a weak cascade across the inertial range, while ingoing modes shift to a strong cascade at $\lambda \approx 3 \times 10^{4} d_i$, with associated spectral scalings deviating from expected behavior due to "anomalous coherence" effects. The inertial range comprises two distinct sub-inertial segments. Beyond $\lambda \gtrsim 100 d_i$, eddies adopt a field-aligned tube topology, with SDDA signatures mainly evident in high amplitude fluctuations. The scaling exponents $\zeta_{n}$ of the $n$-th order conditional structure functions, orthogonal to both the local mean field and fluctuation direction, align with the analytical models of Chandran et al. 2015 and Mallet et al. 2017, indicating "multifractal" statistics and strong intermittency; however, scaling in parallel and displacement components is more concave than predicted, possibly influenced by expansion effects. Below $\lambda \approx 100 d_i$, eddies become increasingly anisotropic, evolving into thin current sheet-like structures. Concurrently, $\zeta_{n}$ scales linearly with order, marking a shift towards "monofractal" statistics. At $\lambda \approx 8 d_i$, the increase in aspect ratio halts, and the eddies become quasi-isotropic. This change may signal tearing instability, leading to reconnection, or result from energy redirection into the ion-cyclotron wave spectrum, aligning with the "helicity barrier". Our analysis utilizes 5-point structure functions, proving more effective than the traditional 2-point method in capturing steep scaling behaviors at smaller scales.

Linear theory is a well developed framework for characterizing instabilities in weakly collisional plasmas, such as the solar wind. In the previous instalment of this series, we analyzed ~1.5M proton and alpha particle Velocity Distribution Functions (VDFs) observed by Helios I and II to determine the statistical properties of the standard instability parameters such as the growth rate, frequency, the direction of wave propagation, and the power emitted or absorbed by each component, as well as to characterize their behavior with respect to the distance from the Sun and collisional processing. In this work, we use this comprehensive set of instability calculations to train a Machine Learning algorithm consisting of three interlaced components that: 1) predict if an interval is unstable from observed VDF parameters; 2) predict the instability properties for a given unstable VDF; and 3) classify the type of the unstable mode. We use these methods to map the properties in multi-dimensional phase space to find that the parallel-propagating, proton-core-induced Ion Cyclotron mode dominates the young solar wind, while the oblique Fast Magnetosonic mode regulates the proton beam drift in the collisionally old plasma.

Switchbacks are rapid magnetic field reversals that last from seconds to hours. Current Parker Solar Probe (PSP) observations pose many open questions in regard to the nature of switchbacks. For example, are they stable as they propagate through the inner heliosphere, and how are they formed? In this work, we aim to investigate the structure and origin of switchbacks. In order to study the stability of switchbacks, we suppose the small-scale current sheets therein are generated by magnetic braiding, and they should work to stabilize the switchbacks. With more than one thousand switchbacks identified with PSP observations in seven encounters, we find many more current sheets inside than outside switchbacks, indicating that these microstructures should work to stabilize the S-shaped structures of switchbacks. Additionally, we study the helium variations to trace the switchbacks to their origins. We find both helium-rich and helium-poor populations in switchbacks, implying that the switchbacks could originate from both closed and open magnetic field regions in the Sun. Moreover, we observe that the alpha-proton differential speeds also show complex variations as compared to the local Alfv\'en speed. The joint distributions of both parameters show that low helium abundance together with low differential speed is the dominant state in switchbacks. The presence of small-scale current sheets in switchbacks along with the helium features are in line with the hypothesis that switchbacks could originate from the Sun via interchange reconnection process. However, other formation mechanisms are not excluded., Comment: accepted by ApJ

The heating of ions and electrons due to turbulent dissipation plays a crucial role in the thermodynamics of the solar wind and other plasma environments. Using magnetic field and thermal plasma observations from the first two perihelia of the Parker Solar Probe (PSP), we model the relative heating rates as a function of radial distance, magnetic spectra, and plasma conditions, enabling us to better characterize the thermodynamics of the inner heliosphere. We employ the Howes et al. 2008 steady-state cascade model, which considers the behavior of turbulent, low-frequency, wavevector-anisotropic, critically balanced Alfv\'enic fluctuations that dissipate via Landau damping to determine proton-to-electron heating rates $Q_p/Q_e$. We distinguish ion-cyclotron frequency circularly polarized waves from low-frequency turbulence and constrain the cascade model using spectra constructed from the latter. We find that the model accurately describes the observed energy spectrum from over 39.4 percent of the intervals from Encounters 1 and 2, indicating the possibility for Landau damping to heat the young solar wind. The ability of the model to describe the observed turbulent spectra increases with the ratio of thermal-to-magnetic pressure, $\beta_p$, indicating that the model contains the necessary physics at higher $\beta_p$. We estimate high magnitudes for the Kolmogorov constant which is inversely proportional to the non-linear energy cascade rate. We verify the expected strong dependency of $Q_p/Q_e$ on $\beta_p$ and the consistency of the critical balance assumption.

Instabilities described by linear theory characterize an important form of wave-particle interaction in the solar wind. We diagnose unstable behavior of solar wind plasma between 0.3 and 1 au via the Nyquist criterion, applying it to fits of $\sim1.5$M proton and $\alpha$ particle Velocity Distribution Functions (VDFs) observed by \emph{Helios I} and \emph{II}. The variation of the fraction of unstable intervals with radial distance from the Sun is linear, signaling a gradual decline in the activity of unstable modes. When calculated as functions of the solar wind velocity and Coulomb number, we obtain more extreme, exponential trends in the regions where collisions appear to have a notable influence on the VDF. Instability growth rates demonstrate similar behavior, and significantly decrease with Coulomb number. We find that, for a non-negligible fraction of observations, the proton beam or secondary component might not be detected due to instrument resolution limitations, and demonstrate that the impact of this issue does not affect the main conclusions of this work.

A growing body of evidence suggests that the solar wind is powered to a large extent by an Alfv\'en-wave (AW) energy flux. AWs energize the solar wind via two mechanisms: heating and work. We use high-resolution direct numerical simulations of reflection-driven AW turbulence (RDAWT) in a fast-solar-wind stream emanating from a coronal hole to investigate both mechanisms. In particular, we compute the fraction of the AW power at the coronal base ($P_{\rm AWb}$) that is transferred to solar-wind particles via heating between the coronal base and heliocentric distance $r$, which we denote $\chi_{\rm H}(r)$, and the fraction that is transferred via work, which we denote $\chi_{\rm W}(r)$. We find that $\chi_{\rm W}(r_{\rm A})$ ranges from 0.15 to 0.3, where $r_{\rm A}$ is the Alfv\'en critical point. This value is small compared to~one because the Alfv\'en speed $v_{\rm A} $ exceeds the outflow velocity $U$ at $rr_{\rm A}$, where $v_{\rm A} < U$, the AWs are in an approximate sense "stuck to the plasma", which helps them do pressure work as the plasma expands. However, much of the AW power has dissipated by the time the AWs reach $r=r_{\rm A}$, so the total rate at which AWs do work on the plasma at $r>r_{\rm A}$ is a modest fraction of $P_{\rm AWb}$. We find that heating is more effective than work at $r

Parker Solar Probe (PSP) routinely observes magnetic field deflections in the solar wind at distances less than 0.3 au from the Sun. These deflections are related to structures commonly called 'switchbacks' (SBs), whose origins and characteristic properties are currently debated. Here, we use a database of visually selected SB intervals - and regions of solar wind plasma measured just before and after each SB - to examine plasma parameters, turbulent spectra from inertial to dissipation scales, and intermittency effects in these intervals. We find that many features, such as perpendicular stochastic heating rates and turbulence spectral slopes are fairly similar inside and outside of SBs. However, important kinetic properties, such as the characteristic break scale between the inertial to dissipation ranges differ inside and outside these intervals, as does the level of intermittency, which is notably enhanced inside SBs and in their close proximity, most likely due to magnetic field and velocity shears observed at the edges. We conclude that the plasma inside and outside of a SB, in most of the observed cases, belongs to the same stream, and that the evolution of these structures is most likely regulated by kinetic processes, which dominate small scale structures at the SB edges.

Context. The first studies with Parker Solar Probe (PSP) data have made significant progress toward the understanding of the fundamental properties of ion cyclotron waves in the inner heliosphere. The survey mode particle measurements of PSP, however, did not make it possible to measure the coupling between electromagnetic fields and particles on the time scale of the wave periods. Aims. We present a novel approach to study wave-particle energy exchange with PSP. Methods. We use the Flux Angle operation mode of the Solar Probe Cup in conjunction with the electric field measurements and present a case study when the Flux Angle mode measured the direct interaction of the proton velocity distribution with an ion cyclotron wave. Results. Our results suggest that the energy transfer from fields to particles on the timescale of a cyclotron period is equal to approximately 3-6% of the electromagnetic energy flux. This rate is consistent with the hypothesis that the ion cyclotron wave was locally generated in the solar wind., Comment: Accepted in Astronomy and Astrophysics

During Parker Solar Probe's first two orbits there are widespread observations of rapid magnetic field reversals known as switchbacks. These switchbacks are extensively found in the near-Sun solar wind, appear to occur in patches, and have possible links to various phenomena such as magnetic reconnection near the solar surface. As switchbacks are associated with faster plasma flows, we questioned whether they are hotter than the background plasma and whether the microphysics inside a switchback is different to its surroundings. We have studied the reduced distribution functions from the Solar Probe Cup instrument and considered time periods with markedly large angular deflections, to compare parallel temperatures inside and outside switchbacks. We have shown that the reduced distribution functions inside switchbacks are consistent with a rigid phase space rotation of the background plasma. As such, we conclude that the proton core parallel temperature is the same inside and outside of switchbacks, implying that a T-V relationship does not hold for the proton core parallel temperature inside magnetic field switchbacks. We further conclude that switchbacks are consistent with Alfv\'enic pulses travelling along open magnetic field lines. The origin of these pulses, however, remains unknown. We also found that there is no obvious link between radial Poynting flux and kinetic energy enhancements suggesting that the radial Poynting flux is not important for the dynamics of switchbacks., Comment: Submitted to Monthly Notices of the Royal Astronomical Society

The slow solar wind is typically characterized as having low Alfv\'enicity. However, Parker Solar Probe (PSP) observed predominately Alfv\'enic slow solar wind during several of its initial encounters. From its first encounter observations, about 55.3\% of the slow solar wind inside 0.25 au is highly Alfv\'enic ($|\sigma_C| > 0.7$) at current solar minimum, which is much higher than the fraction of quiet-Sun-associated highly Alfv\'enic slow wind observed at solar maximum at 1 au. Intervals of slow solar wind with different Alfv\'enicities seem to show similar plasma characteristics and temperature anisotropy distributions. Some low Alfv\'enicity slow wind intervals even show high temperature anisotropies, because the slow wind may experience perpendicular heating as fast wind does when close to the Sun. This signature is confirmed by Wind spacecraft measurements as we track PSP observations to 1 au. Further, with nearly 15 years of Wind measurements, we find that the distributions of plasma characteristics, temperature anisotropy and helium abundance ratio ($N_\alpha/N_p$) are similar in slow winds with different Alfv\'enicities, but the distributions are different from those in the fast solar wind. Highly Alfv\'enic slow solar wind contains both helium-rich ($N_\alpha/N_p\sim0.045$) and helium-poor ($N_\alpha/N_p\sim0.015$) populations, implying it may originate from multiple source regions. These results suggest that highly Alfv\'enic slow solar wind shares similar temperature anisotropy and helium abundance properties with regular slow solar winds, and they thus should have multiple origins., Comment: submitted to ApJS, welcome comments

Stochastic heating is a non-linear heating mechanism driven by the violation of magnetic moment invariance due to large-amplitude turbulent fluctuations producing diffusion of ions towards higher kinetic energies in the direction perpendicular to the magnetic field. It is frequently invoked as a mechanism responsible for the heating of ions in the solar wind. Here, we quantify for the first time the proton stochastic heating rate $Q_\perp$ at radial distances from the Sun as close as $0.16$ au, using measurements from the first two Parker Solar Probe encounters. Our results for both the amplitude and radial trend of the heating rate, $Q_\perp \propto r^{-2.5}$, agree with previous results based on the Helios data set at heliocentric distances from 0.3 to 0.9 au. Also in agreement with previous results, $Q_\perp$ is significantly larger in the fast solar wind than in the slow solar wind. We identify the tendency in fast solar wind for cuts of the core proton velocity distribution transverse to the magnetic field to exhibit a flat-top shape. The observed distribution agrees with previous theoretical predictions for fast solar wind where stochastic heating is the dominant heating mechanism.

The Solar Probe Cup (SPC) is a Faraday Cup instrument onboard NASA's Parker Solar Probe (PSP) spacecraft designed to make rapid measurements of thermal coronal and solar wind plasma. The spacecraft is in a heliocentric orbit that takes it closer to the Sun than any previous spacecraft, allowing measurements to be made where the coronal and solar wind plasma is being heated and accelerated. The SPC instrument was designed to be pointed directly at the Sun at all times, allowing the solar wind (which is flowing primarily radially away from the Sun) to be measured throughout the orbit. The instrument is capable of measuring solar wind ions with an energy/charge between 100 V and 6000 V (protons with speeds from $139-1072~km~s^{-1})$. It also measures electrons with an energy between 100 V and 1500 V. SPC has been designed to have a wide dynamic range that is capable of measuring protons and alpha particles at the closest perihelion (9.86 solar radii from the center of the Sun) and out to 0.25 AU. Initial observations from the first orbit of PSP indicate that the instrument is functioning well.

We consider the radial evolution of perpendicular ion heating due to the violation of magnetic moment conservation caused by Alfven and kinetic Alfven wave turbulence. This process, referred to as stochastic heating, can be quantified by the ratio between the average velocity fluctuations at the ion gyroradius and the perpendicular ion thermal speed $\epsilon \equiv \delta v / v_{t\perp}$. Using 17 years of Helios observations, we constrain how much energy could be dissipated by this mechanism between 0.29 and 0.98 au. We find that stochastic heating likely operates throughout the entire inner heliosphere, but that its radial dependence is steeper than that of empirically derived dissipation rates, being $r^{-2.5}$ compared with $r^{-2.08}$. This difference is significantly increased in fast solar wind streams to $r^{-3.1}$ compared with $r^{-1.8}$.