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1. Search for keV-scale sterile neutrinos with the first KATRIN data

Author

M. Aker, D. Batzler, A. Beglarian, J. Behrens, A. Berlev, U. Besserer, B. Bieringer, F. Block, S. Bobien, B. Bornschein, L. Bornschein, M. Böttcher, T. Brunst, T. S. Caldwell, S. Chilingaryan, W. Choi, K. Debowski, M. Descher, D. Díaz Barrero, P. J. Doe, O. Dragoun, G. Drexlin, F. Edzards, K. Eitel, E. Ellinger, R. Engel, S. Enomoto, A. Felden, J. A. Formaggio, F. M. Fränkle, G. B. Franklin, F. Friedel, A. Fulst, K. Gauda, A. S. Gavin, W. Gil, F. Glück, R. Grössle, R. Gumbsheimer, V. Hannen, N. Haußmann, K. Helbing, S. Hickford, R. Hiller, D. Hillesheimer, D. Hinz, T. Höhn, T. Houdy, A. Huber, A. Jansen, C. Karl, J. Kellerer, M. Kleifges, M. Klein, C. Köhler, L. Köllenberger, A. Kopmann, M. Korzeczek, A. Kovalík, B. Krasch, H. Krause, L. La Cascio, T. Lasserre, T. L. Le, O. Lebeda, B. Lehnert, A. Lokhov, M. Machatschek, E. Malcherek, M. Mark, A. Marsteller, E. L. Martin, C. Melzer, S. Mertens, J. Mostafa, K. Müller, H. Neumann, S. Niemes, P. Oelpmann, D. S. Parno, A. W. P. Poon, J. M. L. Poyato, F. Priester, J. Ráliš, S. Ramachandran, R. G. H. Robertson, W. Rodejohann, C. Rodenbeck, M. Röllig, C. Röttele, M. Ryšavý, R. Sack, A. Saenz, R. Salomon, P. Schäfer, L. Schimpf, M. Schlösser, K. Schlösser, L. Schlüter, S. Schneidewind, M. Schrank, A. Schwemmer, M. Šefǧík, V. Sibille, D. Siegmann, M. Slezák, F. Spanier, M. Steidl, M. Sturm, H. H. Telle, L. A. Thorne, T. Thümmler, N. Titov, I. Tkachev, K. Urban, K. Valerius, D. Vénos, A. P. Vizcaya Hernández, C. Weinheimer, S. Welte, J. Wendel, M. Wetter, C. Wiesinger, J. F. Wilkerson, J. Wolf, S. Wüstling, J. Wydra, W. Xu, S. Zadoroghny, and G. Zeller

Subjects
Astrophysics, QB460-466, Nuclear and particle physics. Atomic energy. Radioactivity, QC770-798
Abstract

Abstract In this work we present a keV-scale sterile-neutrino search with a low-tritium-activity data set of the KATRIN experiment, acquired in a commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium $$\upbeta $$ β -decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the measurement of a wider part of the tritium spectrum and thus the search for sterile neutrinos with a mass of up to $$1.6\, \textrm{keV}$$ 1.6 keV . We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of $$\sin ^2\theta < 5\times 10^{-4}$$ sin 2 θ < 5 × 10 - 4 ( $$95\%$$ 95 % C.L.) at a mass of 0.3 keV. This result improves current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and 1.0 keV.

Published
2023
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2. An active transverse energy filter to differentiate low energy particles with large pitch angles in a strong magnetic field

Author

K. Gauda, S. Schneidewind, G. Drexlin, A. Fulst, V. Hannen, T. König, A. Lokhov, P. Oelpmann, H.-W. Ortjohann, W. Pernice, R. G. H. Robertson, R. W. J. Salomon, M. Stappers, and C. Weinheimer

Subjects
Astrophysics, QB460-466, Nuclear and particle physics. Atomic energy. Radioactivity, QC770-798
Abstract

Abstract We present the idea and proof of principle measurements for an angular-selective active filter for charged particles. The motivation for the setup arises from the need to distinguish background electrons from signal electrons in a spectrometer of MAC-E filter type. While a large fraction of the background electrons exhibit predominantly small angles relative to the magnetic guiding field (corresponding to a low amount of kinetic energy in the motion component transverse to the field lines, in the following referred to as transverse energy) and pass the filter mostly unhindered, signal electrons from an isotropically emitting source interact with the active filter and are detected. The concept is demonstrated using a microchannel plate (MCP) as an active filter element. When correctly aligned with the magnetic field, electrons with a small transverse energy pass the channels of the MCP without interaction while electrons with large transverse energies hit the channel walls and trigger an avalanche of secondary electrons that is subsequently detected. Due to several drawbacks of MCPs for an actual transverse energy filter, an alternative detection technique using microstructured Si-PIN diodes is proposed.

Published
2022
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3. Precision measurement of the electron energy-loss function in tritium and deuterium gas for the KATRIN experiment

Author

M. Aker, A. Beglarian, J. Behrens, A. Berlev, U. Besserer, B. Bieringer, F. Block, B. Bornschein, L. Bornschein, M. Böttcher, T. Brunst, T. S. Caldwell, R. M. D. Carney, S. Chilingaryan, W. Choi, K. Debowski, M. Deffert, M. Descher, D. Díaz Barrero, P. J. Doe, O. Dragoun, G. Drexlin, F. Edzards, K. Eitel, E. Ellinger, A. El Miniawy, R. Engel, S. Enomoto, A. Felden, J. A. Formaggio, F. M. Fränkle, G. B. Franklin, F. Friedel, A. Fulst, K. Gauda, W. Gil, F. Glück, S. Groh, R. Grössle, R. Gumbsheimer, V. Hannen, N. Haußmann, F. Heizmann, K. Helbing, S. Hickford, R. Hiller, D. Hillesheimer, D. Hinz, T. Höhn, T. Houdy, A. Huber, A. Jansen, C. Karl, J. Kellerer, M. Kleesiek, M. Klein, C. Köhler, L. Köllenberger, A. Kopmann, M. Korzeczek, A. Kovalík, B. Krasch, H. Krause, N. Kunka, T. Lasserre, L. La Cascio, O. Lebeda, B. Lehnert, T. L. Le, A. Lokhov, M. Machatschek, E. Malcherek, M. Mark, A. Marsteller, E. L. Martin, M. Meier, C. Melzer, A. Menshikov, S. Mertens, J. Mostafa, K. Müller, S. Niemes, P. Oelpmann, D. S. Parno, A. W. P. Poon, J. M. L. Poyato, F. Priester, P. C.-O. Ranitzsch, R. G. H. Robertson, W. Rodejohann, C. Rodenbeck, M. Röllig, C. Röttele, M. Ryšavý, R. Sack, A. Saenz, P. Schäfer, A. Schaller (née Pollithy), L. Schimpf, K. Schlösser, M. Schlösser, L. Schlüter, S. Schneidewind, M. Schrank, B. Schulz, C. Schwachtgen, M. Šefčík, H. Seitz-Moskaliuk, V. Sibille, D. Siegmann, M. Slezák, M. Steidl, M. Sturm, M. Sun, D. Tcherniakhovski, H. H. Telle, L. A. Thorne, T. Thümmler, N. Titov, I. Tkachev, N. Trost, K. Urban, K. Valerius, D. Vénos, A. P. Vizcaya Hernández, C. Weinheimer, S. Welte, J. Wendel, J. F. Wilkerson, J. Wolf, S. Wüstling, W. Xu, Y.-R. Yen, S. Zadoroghny, and G. Zeller

Subjects
Astrophysics, QB460-466, Nuclear and particle physics. Atomic energy. Radioactivity, QC770-798
Abstract

Abstract The KATRIN experiment is designed for a direct and model-independent determination of the effective electron anti-neutrino mass via a high-precision measurement of the tritium $$\upbeta $$ β -decay endpoint region with a sensitivity on $$m_\nu $$ m ν of 0.2 $$\hbox {eV}/\hbox {c}^2$$ eV / c 2 (90% CL). For this purpose, the $$\upbeta $$ β -electrons from a high-luminosity windowless gaseous tritium source traversing an electrostatic retarding spectrometer are counted to obtain an integral spectrum around the endpoint energy of 18.6 keV. A dominant systematic effect of the response of the experimental setup is the energy loss of $$\upbeta $$ β -electrons from elastic and inelastic scattering off tritium molecules within the source. We determined the energy-loss function in-situ with a pulsed angular-selective and monoenergetic photoelectron source at various tritium-source densities. The data was recorded in integral and differential modes; the latter was achieved by using a novel time-of-flight technique. We developed a semi-empirical parametrization for the energy-loss function for the scattering of 18.6-keV electrons from hydrogen isotopologs. This model was fit to measurement data with a 95% $$\hbox {T}_2$$ T 2 gas mixture at 30 K, as used in the first KATRIN neutrino-mass analyses, as well as a $$\hbox {D}_2$$ D 2 gas mixture of 96% purity used in KATRIN commissioning runs. The achieved precision on the energy-loss function has abated the corresponding uncertainty of $$\sigma (m_\nu ^2)< {{10}^{-2}}{\hbox {eV}^{2}}$$ σ ( m ν 2 ) < 10 - 2 eV 2 [1] in the KATRIN neutrino-mass measurement to a subdominant level.

Published
2021
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4. Search for Lorentz-invariance violation with the first KATRIN data

Author

Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, and Schlüter, L

Subjects
Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences
Abstract

Some extensions of the Standard Model of particle physics allow for Lorentz invariance and charge-parity-time invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters (aof(3))00, (aof(3))10, and (aof(3))11 which would manifest themselves in a nonisotropic β-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first 90% confidence-level limit on |(aof(3))11| of

Published
2023

5. Search for keV-scale Sterile Neutrinos with first KATRIN Data

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment
Abstract

In this work we present a keV-scale sterile-neutrino search with the first tritium data of the KATRIN experiment, acquired in the commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium $\beta$-decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the search for sterile neutrinos with a mass of up to $1.6\, \mathrm{keV}$. We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of down to $\sin^2\theta < 5\cdot10^{-4}$ ($95\,\%$ C.L.), improving current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and $1.0\, \mathrm{keV}$.

Published
2022

6. Search for Lorentz-Invariance Violation with the first KATRIN data

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wickles, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract

Some extensions of the Standard Model of Particle Physics allow for Lorentz invariance and Charge-Parity-Time (CPT)-invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters $(a_{\text{of}}^{(3)})_{00}$, $(a_{\text{of}}^{(3)})_{10}$ and $(a_{\text{of}}^{(3)})_{11}$ which would manifest themselves in a non-isotropic beta-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first limit on $\left|(a_{\text{of}}^{(3)})_{11}\right|$ of $< 3.7\cdot10^{-6}$ GeV at 90\% confidence level. Moreover, we derive new constraints on $(a_{\text{of}}^{(3)})_{00}$ and $(a_{\text{of}}^{(3)})_{10}$.

Published
2022
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7. Search for keV-scale sterile neutrinos with the first KATRIN data

Author

Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, Schlüter, L, and Schneidewind, S

Subjects
Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics, Nuclear & Particles Physics, Astronomical sciences, Atomic, molecular and optical physics, Particle and high energy physics
Abstract

In this work we present a keV-scale sterile-neutrino search with a low-tritium-activity data set of the KATRIN experiment, acquired in a commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium β -decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the measurement of a wider part of the tritium spectrum and thus the search for sterile neutrinos with a mass of up to 1.6keV . We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of sin 2θ< 5 × 10 - 4 (95 % C.L.) at a mass of 0.3 keV. This result improves current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and 1.0 keV.

Published
2023

8. KATRIN: Status and Prospects for the Neutrino Mass and Beyond

Author

Aker, M., Balzer, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Biassoni, M., Bieringer, B., Block, F., Bobien, S., Bombelli, L., Bormann, D., Bornschein, B., Bornschein, L., Böttcher, M., Brofferio, C., Bruch, C., Brunst, T., Caldwell, T. S., Carminati, M., Carney, R. M. D., Chilingaryan, S., Choi, W., Cremonesi, O., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fink, D., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grande, A., Grössle, R., Gugiatti, M., Gumbsheimer, R., Hannen, V., Hartmann, J., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., King, P., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., La Cascio, L., Lebeda, O., Lechner, P., Lehnert, B., Le, T. L., Lokhov, A., Machatschek, M., Malcherek, E., Manfrin, D., Mark, M., Marsteller, A., Martin, E. L., Mazzola, E., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Oelpmann, P., Onillon, A., Parno, D. S., Pavan, M., Pigliafreddo, A., Poon, A. W. P., Poyato, J. M. L., Pozzi, S., Priester, F., Puritscher, M., Radford, D. C., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R. W. J., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schütz, A. K., Schwemmer, A., Sedlak, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Spreng, D., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trigilio, P., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Voigt, P., Weinheimer, C., Weiss, E., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wunderl, L., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Physics - Instrumentation and Detectors
Abstract

The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T2 beta decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN's design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity., Comment: Contribution to Snowmass 2021. 70 pages excluding references; 35 figures. Author list updated June 2023

Published
2022
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9. New Constraint on the Local Relic Neutrino Background Overdensity with the First KATRIN Data Runs

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment
Abstract

We report on the direct cosmic relic neutrino background search from the first two science runs of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity molecular tritium gas source are analyzed by a high-resolution MAC-E filter around the kinematic endpoint at 18.57 keV. The analysis is sensitive to a local relic neutrino overdensity of 9.7e10 (1.1e11) at a 90% (95%) confidence level. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint accounting for relic neutrino captures in the Tritium source reveals no significant overdensity. This work improves the results obtained by the previous kinematic neutrino mass experiments at Los Alamos and Troitsk. We furthermore update the projected final sensitivity of the KATRIN experiment to <1e10 at 90% confidence level, by relying on updated operational conditions., Comment: 7 pages, 7 figures

Published
2022
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10. KATRIN: status and prospects for the neutrino mass and beyond

Author

Aker, M, Balzer, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Biassoni, M, Bieringer, B, Block, F, Bobien, S, Bombelli, L, Bormann, D, Bornschein, B, Bornschein, L, Böttcher, M, Brofferio, C, Bruch, C, Brunst, T, Caldwell, TS, Carminati, M, Carney, RMD, Chilingaryan, S, Choi, W, Cremonesi, O, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Fink, D, Fiorini, C, Formaggio, JA, Forstner, C, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grande, A, Grössle, R, Gugiatti, M, Gumbsheimer, R, Hannen, V, Hartmann, J, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, King, P, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Lasserre, T, La Cascio, L, Lebeda, O, Lechner, P, Lehnert, B, Le, TL, Lokhov, A, Machatschek, M, Malcherek, E, Manfrin, D, Mark, M, Marsteller, A, Martin, EL, Mazzola, E, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Nava, A, Neumann, H, Niemes, S, Oelpmann, P, and Onillon, A

Subjects
Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, neutrino, neutrino mass, sterile neutrino, tritium beta decay, krypton, beyond standard model, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Nuclear & Particles Physics, Nuclear and plasma physics, Particle and high energy physics
Abstract

The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T2 β decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN’s design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity.

Published
2022

11. Improved eV-scale Sterile-Neutrino Constraints from the Second KATRIN Measurement Campaign

Author

Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.

Subjects
High Energy Physics - Experiment
Abstract

We present the results of the light sterile neutrino search from the second KATRIN measurement campaign in 2019. Approaching nominal activity, $3.76 \times 10^6$ tritium $\beta$-electrons are analyzed in an energy window extending down to $40\,$eV below the tritium endpoint at $E_0 = 18.57\,$keV. We consider the $3\nu+1$ framework with three active and one sterile neutrino flavor. The analysis is sensitive to a fourth mass eigenstate $m_4^2\lesssim1600\,$eV$^2$ and active-to-sterile mixing $|U_{e4}|^2 \gtrsim 6 \times 10^{-3}$. As no sterile-neutrino signal was observed, we provide improved exclusion contours on $m_4^2$ and $|U_{e4}|^2$ at $95\,$% C.L. Our results supersede the limits from the Mainz and Troitsk experiments. Furthermore, we are able to exclude the large $\Delta m_{41}^2$ solutions of the reactor antineutrino and gallium anomalies to a great extent. The latter has recently been reaffirmed by the BEST collaboration and could be explained by a sterile neutrino with large mixing. While the remaining solutions at small $\Delta m_{41}^2$ are mostly excluded by short-baseline reactor experiments, KATRIN is the only ongoing laboratory experiment to be sensitive to relevant solutions at large $\Delta m_{41}^2$ through a robust spectral shape analysis., Comment: 14 pages, 8 figures, 2 tables

Published
2022
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12. New Constraint on the Local Relic Neutrino Background Overdensity with the First KATRIN Data Runs

Author

Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, F, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, and Schlösser, K

Subjects
Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, KATRIN Collaboration, Mathematical Sciences, Engineering, General Physics, Mathematical sciences, Physical sciences
Abstract

We report on the direct search for cosmic relic neutrinos using data acquired during the first two science campaigns of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity molecular tritium gas source are analyzed by a high-resolution MAC-E filter around the end point at 18.57 keV. The analysis is sensitive to a local relic neutrino overdensity ratio of η

Published
2022

13. Improved eV-scale sterile-neutrino constraints from the second KATRIN measurement campaign

Author

Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, and Schlüter, L

Subjects
Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, Astronomical and Space Sciences, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics, Nuclear & Particles Physics, Mathematical physics, Astronomical sciences, Particle and high energy physics
Abstract

We present the results of the light sterile neutrino search from the second Karlsruhe Tritium Neutrino (KATRIN) measurement campaign in 2019. Approaching nominal activity, 3.76×106 tritium β-electrons are analyzed in an energy window extending down to 40 eV below the tritium end point at E0=18.57 keV. We consider the 3ν+1 framework with three active and one sterile neutrino flavors. The analysis is sensitive to a fourth mass eigenstate m42≲1600 eV2 and active-to-sterile mixing |Ue4|2≳6×10-3. As no sterile-neutrino signal was observed, we provide improved exclusion contours on m42 and |Ue4|2 at 95% C.L. Our results supersede the limits from the Mainz and Troitsk experiments. Furthermore, we are able to exclude the large Δm412 solutions of the reactor antineutrino and gallium anomalies to a great extent. The latter has recently been reaffirmed by the BEST Collaboration and could be explained by a sterile neutrino with large mixing. While the remaining solutions at small Δm412 are mostly excluded by short-baseline reactor experiments, KATRIN is the only ongoing laboratory experiment to be sensitive to relevant solutions at large Δm412 through a robust spectral shape analysis.

Published
2022

14. Direct neutrino-mass measurement with sub-electronvolt sensitivity

Author

Aker, M, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Böttcher, M, Bornschein, B, Bornschein, L, Brunst, T, Caldwell, TS, Carney, RMD, La Cascio, L, Chilingaryan, S, Choi, W, Debowski, K, Deffert, M, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Gupta, V, Höhn, T, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, F, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Kunka, N, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Menshikov, A, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ramachandran, S, Robertson, RGH, Rodejohann, W, Röllig, M, Röttele, C, Rodenbeck, C, Ryšavý, M, Sack, R, Saenz, A, Schäfer, P, Pollithy, A Schaller née, Schimpf, L, Schlösser, K, and Schlösser, M

Subjects
Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, Mathematical Sciences, Fluids & Plasmas, Mathematical sciences, Physical sciences
Abstract

Since the discovery of neutrino oscillations, we know that neutrinos have non-zero mass. However, the absolute neutrino-mass scale remains unknown. Here we report the upper limits on effective electron anti-neutrino mass, mν, from the second physics run of the Karlsruhe Tritium Neutrino experiment. In this experiment, mν is probed via a high-precision measurement of the tritium β-decay spectrum close to its endpoint. This method is independent of any cosmological model and does not rely on assumptions whether the neutrino is a Dirac or Majorana particle. By increasing the source activity and reducing the background with respect to the first physics campaign, we reached a sensitivity on mν of 0.7 eV c–2 at a 90% confidence level (CL). The best fit to the spectral data yields mν2 = (0.26 ± 0.34) eV2 c–4, resulting in an upper limit of mν < 0.9 eV c–2 at 90% CL. By combining this result with the first neutrino-mass campaign, we find an upper limit of mν < 0.8 eV c–2 at 90% CL.

Published
2022

15. First direct neutrino-mass measurement with sub-eV sensitivity

Author

Aker, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., La Cascio, L., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Gupta, V., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Mostafa, J., Müller, K., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Röllig, M., Röttele, C., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schulz, B., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.

Subjects
High Energy Physics - Experiment, Nuclear Experiment
Abstract

We report the results of the second measurement campaign of the Karlsruhe Tritium Neutrino (KATRIN) experiment. KATRIN probes the effective electron anti-neutrino mass, $m_{\nu}$, via a high-precision measurement of the tritium $\beta$-decay spectrum close to its endpoint at $18.6\,\mathrm{keV}$. In the second physics run presented here, the source activity was increased by a factor of 3.8 and the background was reduced by $25\,\%$ with respect to the first campaign. A sensitivity on $m_{\nu}$ of $0.7\,\mathrm{eV/c^2}$ at $90\,\%$ confidence level (CL) was reached. This is the first sub-eV sensitivity from a direct neutrino-mass experiment. The best fit to the spectral data yields $m_{\nu}^2 = (0.26\pm0.34)\,\mathrm{eV^4/c^4}$, resulting in an upper limit of $m_{\nu}<0.9\,\mathrm{eV/c^2}$ ($90\,\%$ CL). By combining this result with the first neutrino mass campaign, we find an upper limit of $m_{\nu}<0.8\,\mathrm{eV/c^2}$ ($90\,\%$ CL)., Comment: 19 pages, 10 figures, 5 tables

Published
2021

16. The Design, Construction, and Commissioning of the KATRIN Experiment

Author

Aker, M., Altenmüller, K., Amsbaugh, J. F., Arenz, M., Babutzka, M., Bast, J., Bauer, S., Bechtler, H., Beck, M., Beglarian, A., Behrens, J., Bender, B., Berendes, R., Berlev, A., Besserer, U., Bettin, C., Bieringer, B., Blaum, K., Block, F., Bobien, S., Bohn, J., Bokeloh, K., Bolz, H., Bornschein, B., Bornschein, L., Böttcher, M., Bouquet, H., Boyd, N. M., Brunst, T., Burritt, T. H., Caldwell, T. S., Chaoui, Z., Chilingaryan, S., Choi, W., Corona, T. J., Cox, G. A., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eichelhardt, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frenzel, H., Friedel, F., Fulst, A., Gauda, K., Gehring, R., Gil, W., Glück, F., Görhardt, S., Grimm, J., Grohmann, S., Groh, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Häßler, D., Hannen, V., Harms, F., Harper, G. C., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Held, M., Hickford, S., Hilk, D., Hillen, B., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Holzmann, S., Horn, S., Hötzel, M., Houdy, T., Howe, M. A., Huber, A., James, T., Jansen, A., Kaiser, M., Karl, C., Kazachenko, O., Kellerer, J., Kippenbrock, L., Kleesiek, M., Kleifges, M., Kleinfeller, J., Klein, M., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalík, A., Krasch, B., Krause, H., Kraus, M., Kuckert, L., Kumb, A., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Leber, M. L., Lehnert, B., Leiber, B., Letnev, J., Lewis, R. J., Le, T. L., Lichter, S., Lokhov, A., Poyato, J. M. Lopez, Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Mehret, K., Meloni, M., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Monreal, B., Mostafa, J., Müller, K., Myers, A. W., Naumann, U., Neumann, H., Niemes, S., Oelpmann, P., Off, A., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Parno, D. S., Peterson, D. A., Plischke, P., Poon, A. W. P., Prall, M., Priester, F., Ranitzsch, P. C. -O., Reich, J., Renschler, P., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Rupp, S., Ryšavý, M., Sack, R., Saenz, A., Sagawe, M., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Šefčík, M., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., VanDevender, B. A., Van Wechel, T. D., Vénos, D., Verbeek, A., Vianden, R., Hernández, A. P. Vizcaya, Vogt, K., Wall, B. L., Wandkowsky, N., Weber, M., Weingardt, H., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zacher, M., Zadoroghny, S., Zboril, M., and Zeller, G.

Subjects
Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract

The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [https://publikationen.bibliothek.kit.edu/270060419] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [arXiv:1909.06048]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns., Comment: Added missing acknowledgement, corrected performance statement in chapter 4.2.5, updated author list and references

Published
2021
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17. Analysis methods for the first KATRIN neutrino-mass measurement

Author

Aker, M., Altenmüller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Díaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Köllenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Müller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Röllig, M., Röttele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schaller, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Šefčík, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Vénos, D., Valerius, K., Hernández, A. P. Vizcaya, Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.

Subjects
High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract

We report on the data set, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the $\beta$-decay kinematics of molecular tritium. The source is highly pure, cryogenic T$_2$ gas. The $\beta$ electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts $\beta$ electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90\% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology., Comment: 36 pages with 26 figures. Accepted to Phys. Rev. D

Published
2021
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18. Bound on 3+1 active-sterile neutrino mixing from the first four-week science run of KATRIN

Author

Aker, M., Altenmueller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Boettcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Diaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, M. Fedkevych A., Formaggio, J. A., Fraenkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glueck, F., Groessle, R., Gumbsheimer, R., Hoehn, T., Hannen, V., Haussmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Koellenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalik, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Guennic, N. Le, Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Mueller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Roellig, M., Roettele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Rysavy, M., Sack, R., Saenz, A., Schaller, A., Schaefer, P., Schimpf, L., Schloesser, M., Schloesser, K., Schlueter, L., Schrank, M., Schulz, B., Sefcik, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezak, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thuemmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Venos, D., Valerius, K., Hernandez, A. P. Vizcaya, Wuestling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.

Subjects
High Energy Physics - Experiment, Nuclear Experiment
Abstract

We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in~2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino of mass $m_{4}$. The analysis is sensitive to a fourth mass state $m^2_{4} \lesssim$ 1000 eV$^2$ and to active-to-sterile neutrino mixing down to $|U_{e4}|^2 \gtrsim 2\cdot10^{-2}$. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results and improve the Troitsk bound for $m^2_{4} <$ 30 eV$^2$. The reactor and gallium anomalies are constrained for $ 100 < \Delta{m}^2_{41} < 1000$ eV$^2$., Comment: 8 pages, 4 figures

Published
2020
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19. Analysis methods for the first KATRIN neutrino-mass measurement

Author

Aker, M, Altenmüller, K, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Blaum, K, Block, F, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, La Cascio, L, Chilingaryan, S, Choi, W, Díaz Barrero, D, Debowski, K, Deffert, M, Descher, M, Doe, PJ, Dragoun, O, Drexlin, G, Dyba, S, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Fedkevych, M, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Höhn, T, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Houdy, T, Huber, A, Jansen, A, Köllenberger, L, Karl, C, Kellerer, J, Kippenbrock, L, Klein, M, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Lopez Poyato, JM, Müller, K, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Niemes, S, Oelpmann, P, Osipowicz, A, Parno, DS, Poon, AWP, Priester, F, Röllig, M, Röttele, C, Rest, O, Robertson, RGH, Rodenbeck, C, Ryšavý, M, Sack, R, Saenz, A, Schaller, A, Schäfer, P, Schimpf, L, Schlösser, K, Schlösser, M, Schlüter, L, Schrank, M, Schulz, B, and Šefčík, M

Abstract

We report on the dataset, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the β-decay kinematics of molecular tritium. The source is highly pure, cryogenic T2 gas. The β electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts β electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology.

Published
2021

20. Precision measurement of the electron energy-loss function in tritium and deuterium gas for the KATRIN experiment

Author

Aker, M, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Deffert, M, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Miniawy, A El, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Groh, S, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Heizmann, F, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleesiek, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Kunka, N, Lasserre, T, La Cascio, L, Lebeda, O, Lehnert, B, Le, TL, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Meier, M, Melzer, C, Menshikov, A, Mertens, S, Mostafa, J, Müller, K, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ranitzsch, PC-O, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Schäfer, P, Schaller, A, Schimpf, L, and Schlösser, K

Subjects
Nuclear & Particles Physics, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics
Abstract

AbstractThe KATRIN experiment is designed for a direct and model-independent determination of the effective electron anti-neutrino mass via a high-precision measurement of the tritium $$\upbeta $$ β -decay endpoint region with a sensitivity on $$m_\nu $$ m ν of 0.2 $$\hbox {eV}/\hbox {c}^2$$ eV / c 2 (90% CL). For this purpose, the $$\upbeta $$ β -electrons from a high-luminosity windowless gaseous tritium source traversing an electrostatic retarding spectrometer are counted to obtain an integral spectrum around the endpoint energy of 18.6 keV. A dominant systematic effect of the response of the experimental setup is the energy loss of $$\upbeta $$ β -electrons from elastic and inelastic scattering off tritium molecules within the source. We determined the energy-loss function in-situ with a pulsed angular-selective and monoenergetic photoelectron source at various tritium-source densities. The data was recorded in integral and differential modes; the latter was achieved by using a novel time-of-flight technique. We developed a semi-empirical parametrization for the energy-loss function for the scattering of 18.6-keV electrons from hydrogen isotopologs. This model was fit to measurement data with a 95% $$\hbox {T}_2$$ T 2 gas mixture at 30 K, as used in the first KATRIN neutrino-mass analyses, as well as a $$\hbox {D}_2$$ D 2 gas mixture of 96% purity used in KATRIN commissioning runs. The achieved precision on the energy-loss function has abated the corresponding uncertainty of $$\sigma (m_\nu ^2)< {{10}^{-2}}{\hbox {eV}^{2}}$$ σ ( m ν 2 ) < 10 - 2 eV 2 [1] in the KATRIN neutrino-mass measurement to a subdominant level.

Published
2021

21. Bound on 3+1 Active-Sterile Neutrino Mixing from the First Four-Week Science Run of KATRIN

Author

Aker, M, Altenmüller, K, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Blaum, K, Block, F, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, La Cascio, L, Chilingaryan, S, Choi, W, Barrero, D Díaz, Debowski, K, Deffert, M, Descher, M, Doe, PJ, Dragoun, O, Drexlin, G, Dyba, S, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Fedkevych, M, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Höhn, T, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Houdy, T, Huber, A, Jansen, A, Köllenberger, L, Karl, C, Kellerer, J, Kippenbrock, L, Klein, M, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Lasserre, T, Le, TL, Lebeda, O, Le Guennic, N, Lehnert, B, Lokhov, A, Poyato, JM Lopez, Müller, K, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Niemes, S, Oelpmann, P, Osipowicz, A, Parno, DS, Poon, AWP, Priester, F, Röllig, M, Röttele, C, Rest, O, Robertson, RGH, Rodenbeck, C, Ryšavý, M, Sack, R, Saenz, A, Schaller, A, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, Schlüter, L, Schrank, M, and Schulz, B

Subjects
Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, KATRIN Collaboration, Mathematical Sciences, Engineering, General Physics, Mathematical sciences, Physical sciences
Abstract

We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino. The analysis is sensitive to the mass, m_{4}, of the fourth mass state for m_{4}^{2}≲1000  eV^{2} and to active-to-sterile neutrino mixing down to |U_{e4}|^{2}≳2×10^{-2}. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results for m_{4}^{2}≲1000  eV^{2} and improve the Troitsk bound for m_{4}^{2}

Published
2021

22. Quantitative Long-Term Monitoring of the Circulating Gases in the KATRIN Experiment Using Raman Spectroscopy.

Author

Aker, Max, Altenmüller, Konrad, Beglarian, Armen, Behrens, Jan, Berlev, Anatoly, Besserer, Uwe, Bieringer, Benedikt, Blaum, Klaus, Block, Fabian, Bornschein, Beate, Bornschein, Lutz, Böttcher, Matthias, Brunst, Tim, Caldwell, Thomas C, Chilingaryan, Suren, Choi, Wonqook, Díaz Barrero, Deseada D, Debowski, Karol, Deffert, Marco, Descher, Martin, Doe, Peter J, Dragoun, Otokar, Drexlin, Guido, Dyba, Stephan, Edzards, Frank, Eitel, Klaus, Ellinger, Enrico, Engel, Ralph, Enomoto, Sanshiro, Fedkevych, Mariia, Felden, Arne, Formaggio, Joseph F, Fränkle, Florian, Franklin, Gregg B, Friedel, Fabian, Fulst, Alexander, Gauda, Kevin, Gil, Woosik, Glück, Ferenc, Größle, Robin, Gumbsheimer, Rainer, Hannen, Volker, Haußmann, Norman, Helbing, Klaus, Hickford, Stephanie, Hiller, Roman, Hillesheimer, David, Hinz, Dominic, Höhn, Thomas, Houdy, Thibaut, Huber, Anton, Jansen, Alexander, Karl, Christian, Kellerer, Jonas, Kippenbrock, Luke, Klein, Manuel, Köhler, Christoph, Köllenberger, Leonard, Kopmann, Andreas, Korzeczek, Marc, Kovalík, Alojz, Krasch, Bennet, Krause, Holger, La Cascio, Luisa, Lasserre, Thierry, Le, Thanh-Long, Lebeda, Ondřej, Lehnert, Bjoern, Lokhov, Alexey, Machatschek, Moritz, Malcherek, Emma, Marsteller, Alexander, Martin, Eric L, Meier, Matthias, Melzer, Christin, Mertens, Susanne, Müller, Klaus, Niemes, Simon, Oelpmann, Patrick, Osipowicz, Alexander, Parno, Diana S, Poon, Alan WP, Lopez Poyato, Jose M, Priester, Florian, Rest, Oliver, Röllig, Marco, Röttele, Carsten, Robertson, RG Hamish, Rodenbeck, Caroline, Ryšavỳ, Milos, Sack, Rudolf, Saenz, Alejandro, Schäfer, Peter, Schaller Née Pollithy, Anna, Schimpf, Lutz, Schlösser, Klaus, Schlösser, Magnus, Schlüter, Lisa, Schrank, Michael, and Schulz, Bruno

Subjects
KATRIN, Raman spectroscopy, gas composition monitoring, tritium, Analytical Chemistry, Distributed Computing, Electrical and Electronic Engineering, Environmental Science and Management, Ecology
Abstract

The Karlsruhe Tritium Neutrino (KATRIN) experiment aims at measuring the effective electron neutrino mass with a sensitivity of 0.2 eV/c2, i.e., improving on previous measurements by an order of magnitude. Neutrino mass data taking with KATRIN commenced in early 2019, and after only a few weeks of data recording, analysis of these data showed the success of KATRIN, improving on the known neutrino mass limit by a factor of about two. This success very much could be ascribed to the fact that most of the system components met, or even surpassed, the required specifications during long-term operation. Here, we report on the performance of the laser Raman (LARA) monitoring system which provides continuous high-precision information on the gas composition injected into the experiment's windowless gaseous tritium source (WGTS), specifically on its isotopic purity of tritium-one of the key parameters required in the derivation of the electron neutrino mass. The concentrations cx for all six hydrogen isotopologues were monitored simultaneously, with a measurement precision for individual components of the order 10-3 or better throughout the complete KATRIN data taking campaigns to date. From these, the tritium purity, εT, is derived with precision of

Published
2020

23. First direct neutrino-mass measurement with sub-eV sensitivity

Author

M. Aker, M. Bottcher, A. Beglarian, J. Behrens, A. Berlev, U. Besserer, B. Bieringer, F. Block, B. Bornschein, L. Bornschein, T. Brunst, T. S. Caldwell, R. M. D. Carney, L. La Cascio, S. Chilingaryan, W. Choi, K. Debowski, M. Deffert, M. Descher, D. D´ıaz Barrero, P. J. Doe, O. Dragouns, G. Drexlin, K. Eitel, E. Ellinger, R. Engel, S. Enomoto, A. Felden, J. A. Formaggio, F. M. Frankle, G. B. Franklin, F. Friedel, A. Fulst, K. Gauda, W. Gil, F. Gluck, R. Grossle, R. Gumbsheimer, V. Gupta, T. Hohn, V. Hannen, N. Haußmann, K. Helbing, S. Hickford, R. Hiller, D. Hillsheimer, D. Hinz, T. Houdy, A. Huber, A. Jansen, C. Karl, F. Kellerer, J. Kellerer, M. Klein, C. Kohler, L. Kollenberger, A. Kopmann, M. Korzeczek, A. Kovalik, B. Krasch, H. Krause, N. Kunka, T. Lasserre, T. L. Le, O. Lebeda, B. Lehnert, A. Lokhov, M. Machatschek, E. Malcherek, M. Mark, A. Marsteller, E. L. Martin, C. Melzer, A. Menshikov, Susanne Mertens, S. Mertens, J. Mostafa, K. Muller, S. Niemes, P. Oelpmann, D. S. Parno, A. W. P. Poon, J. M. L. Poyato, F. Priester, M. Rollig, C. Rottele, R. G. H. Robertson, W. Rodejohann, C. Rodenbeck, M. Rysavy, R. Sack, A. Saenz, P. Schafer, A. Schaller (nee Pollithy), L. Schimpf, K. Scholosser, Magnus Schlösser, L. Schluter, S. Schneidewind, M. Schrank, B. Schulz, A. Schwemmer, M. Sefcık, V. Sibille, D. Siegmann, M. Slezak, M. Steidl, M. Sturm, M. Sun, D. Tcherniakhovski, H. H. Telle, L. A. Thorne, T. Thummler, N. Titov, I. Tkachev, K. Urban, K. Valerius, D. Venos, A. P. Vizcaya Hernandez, C. Weinheimer, S. Welte, J. Wendel, J. F. Wilkerson, J. Wolf, S. Wustling, W. Xu, Y.-R. Yen, S. Zadoroghny, and G. Zeller

Subjects
Physics, Particle physics, Electron, Sensitivity (control systems), Mass campaign, Neutrino, Spectral data, Mass measurement, KATRIN
Abstract

We report the results of the second measurement campaign of the Karlsruhe Tritium Neutrino (KATRIN) experiment. KATRIN probes the effective electron anti-neutrino mass, mν, via a high-precision measurement of the tritium β-decay spectrum close to its endpoint at 18.6 keV. In the second physics run presented here, the source activity was increased by a factor of 3.8 and the background was reduced by 25% with respect to the first campaign. A sensitivity on mν of 0.7 eV/c2 at 90% confidence level (CL) was reached. This is the first sub-eV sensitivity from a direct neutrino-mass experiment. The best fit to the spectral data yields mν2=(0.26±0.34) eV2/c4, resulting in an upper limit of mν2 (90% CL). By combining this result with the first neutrino mass campaign, we find an upper limit of mν2 (90% CL).

Published
2021
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24. The design, construction, and commissioning of the KATRIN experiment

Author

Stefan Welte, N. Titov, N. Trost, Suren Chilingaryan, S. Zadoroghny, J. Mostafa, B. Bieringer, L.I. Minter, B. L. Wall, M. Šefčík, M. Zacher, S. Bauer, C. Rodenbeck, A. P. Vizcaya Hernández, M. Fedkevych, M. Held, H. Bouquet, B. Krasch, P. C.-O. Ranitzsch, F. Block, T. Höhn, K. Vogt, A. Beglarian, C. Weinheimer, Thierry Lasserre, F. Eichelhardt, H. Bolz, Igor Tkachev, M. A. Howe, P. Plischke, C. Bettin, D.A. Peterson, P. Renschler, F. M. Fränkle, J. Grimm, Guido Drexlin, F. Edzards, A. Verbeek, B. Ostrick, K. Mehret, C. Köhler, B.A. VanDevender, M. Erhard, A. Felden, U. Naumann, R. Grössle, J. Kleinfeller, M. Hackenjos, M. Böttcher, Holger Neumann, Volker Hannen, L. La Cascio, B. Bender, K. Helbing, M. Meloni, H. Weingardt, P. Oelpmann, A. Osipowicz, R. Rinderspacher, Klaus Blaum, N.M. Boyd, A. Off, Joseph A. Formaggio, Michael Sturm, M. Deffert, A. Kumb, H. Frenzel, S. Horn, S. Dyba, V. Sibille, Andreas Kopmann, P. J. Doe, H. Bechtler, T. Houdy, D. Hinz, F. Heizmann, Lutz Bornschein, M. Prall, M. Klein, W. Gil, K. Gauda, G.A. Cox, A. Kovalík, K. Schlösser, A. I. Berlev, K.J. Wierman, M. Kaiser, S. Schneidewind, U. Besserer, R. Berendes, S. Fischer, A. Schaller, A. Jansen, S. Bobien, K. Altenmüller, Y.-R. Yen, O. Rest, E. L. Martin, K. Urban, A. Menshikov, R. G. H. Robertson, Reiner Vianden, A. Kosmider, M. Ryšavý, S. Groh, Ferenc Glück, Alan Poon, H.-W. Ortjohann, D. Hillesheimer, Alexey Lokhov, J. Reich, W. Seller, T. Brunst, G. P. Zeller, M. Slezák, J. A. Dunmore, S. Niemes, J. Bast, P. Rohr, S. Lichter, M. Korzeczek, M. Aker, M. Babutzka, Florian Priester, Marc Weber, K. Debowski, T. D. Van Wechel, Susanne Mertens, S. Görhardt, M. Descher, B. Hillen, D. Vénos, A. Marsteller, F. Friedel, A. Huber, S. Hickford, M. Machatschek, F. Harms, B. Lehnert, Felix Spanier, M. Mark, P. Schäfer, J. Hartmann, R. Sack, R. Gehring, H. Seitz-Moskaliuk, J.F. Amsbaugh, L. A. Thorne, J. Letnev, Marco Röllig, C. Röttele, E. Ellinger, B. Leiber, Alejandro Saenz, T. James, Beate Bornschein, Sascha Wüstling, M. Zboril, M. Kleesiek, W. Xu, T. S. Caldwell, Werner Rodejohann, Matthias Arenz, Ondřej Lebeda, L. Schlüter, M. Kraus, Joachim Wolf, N. Haußmann, Daniel Siegmann, J. Kellerer, A. Fulst, H. Krause, M. Sun, M. Steidl, O. Kazachenko, Benjamin Monreal, D. Díaz Barrero, E. Malcherek, J. Bohn, M. Leber, O. Dragoun, Denis Tcherniakhovski, T.J. Corona, J. Behrens, G. C. Harper, N. Kunka, M. Sagawe, Magnus Schlösser, Diana Parno, J. Wendel, Steffen Grohmann, S. Holzmann, L. Köllenberger, T.H. Burritt, D. Eversheim, Marcus Beck, Thomas Thümmler, L. Kuckert, R. Hiller, N. Wandkowsky, Z. Chaoui, K. Eitel, D. Hilk, M. Hötzel, Kathrin Valerius, C. Weiss, S. Rupp, M. Kleifges, C. Karl, M. Schrank, L. Schimpf, R. J. Lewis, J. F. Wilkerson, H. Schön, L. Kippenbrock, K. Schönung, R. Gumbsheimer, G. B. Franklin, C. Melzer, Helmut H. Telle, J. Schwarz, W. Q. Choi, J. M. Lopez Poyato, D. Häßler, B. Schulz, Ralph Engel, K. Müller, Sanshiro Enomoto, T. L. Le, K. Bokeloh, A. W. Myers, AstroParticule et Cosmologie (APC (UMR_7164)), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Observatoire de Paris, Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université de Paris (UP), Institut de Recherches sur les lois Fondamentales de l'Univers (IRFU), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Université Paris-Saclay, KATRIN, The KATRIN collaboration, and Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université Paris Cité (UPCité)

Subjects
Speichertechnik - Abteilung Blaum, Physics - Instrumentation and Detectors, Project commissioning, Computer science, FOS: Physical sciences, beam transport, KATRIN, 01 natural sciences, Technical design, High Energy Physics - Experiment, Nuclear physics, mass: scale, High Energy Physics - Experiment (hep-ex), 0103 physical sciences, [PHYS.HEXP]Physics [physics]/High Energy Physics - Experiment [hep-ex], Mass scale, ddc:530, neutrino: mass, [PHYS.PHYS.PHYS-INS-DET]Physics [physics]/Physics [physics]/Instrumentation and Detectors [physics.ins-det], 010306 general physics, Instrumentation, Mathematical Physics, detector: design, activity report, 010308 nuclear & particles physics, Physics, Instrumentation and Detectors (physics.ins-det), stability, sensitivity, Mass measurement, Beamline, Neutrino
Abstract

The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [https://publikationen.bibliothek.kit.edu/270060419] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [arXiv:1909.06048]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns., Comment: Added missing acknowledgement, corrected performance statement in chapter 4.2.5, updated author list and references

Published
2021
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25. Bound on 3+1 Active-Sterile Neutrino Mixing from the First Four-Week Science Run of KATRIN

Author

K. Gauda, U. Besserer, R. Hiller, K. Eitel, Alejandro Saenz, Beate Bornschein, Sascha Wüstling, Sanshiro Enomoto, T. L. Le, C. Karl, W. Xu, S. Dyba, W. Q. Choi, T. Brunst, M. Schrank, L. La Cascio, L. Köllenberger, M. Slezák, Volker Hannen, S. Hickford, J. M. Lopez Poyato, Magnus Schlösser, L. Schimpf, T. Houdy, D. Hinz, N. Titov, A. Kovalík, A. Schaller, C. Weinheimer, Diana Parno, B. Schulz, L. Schlüter, T. Höhn, Y.-R. Yen, O. Rest, E. Ellinger, F. M. Fränkle, Ralph Engel, J. Wendel, J. F. Wilkerson, R. G. H. Robertson, K. Müller, P. Oelpmann, M. Steidl, B. Krasch, Alexey Lokhov, Thierry Lasserre, A. I. Berlev, L. Kippenbrock, R. Gumbsheimer, Thomas Thümmler, G. B. Franklin, D. Díaz Barrero, Guido Drexlin, P. J. Doe, M. Korzeczek, Susanne Mertens, Igor Tkachev, M. Aker, R. Grössle, K. Helbing, Kathrin Valerius, A. P. Vizcaya Hernández, A. Jansen, M. Ryšavý, Ferenc Glück, D. Hillesheimer, C. Weiss, C. Melzer, Lutz Bornschein, N. Haußmann, Daniel Siegmann, G. P. Zeller, M. Šefčík, R. Sack, E. Malcherek, E. L. Martin, Felix Spanier, K. Debowski, M. Mark, P. Schäfer, M. Descher, D. Vénos, B. Lehnert, N. Le Guennic, S. Zadoroghny, L. A. Thorne, K. Altenmüller, S. Niemes, Joachim Wolf, A. Marsteller, F. Friedel, K. Schlösser, M. Machatschek, C. Rodenbeck, M. Böttcher, O. Dragoun, J. Behrens, Florian Priester, Marc Weber, V. Sibille, Andreas Kopmann, J. Kellerer, A. Fulst, H. Krause, M. Sun, H. Seitz-Moskaliuk, Marco Röllig, C. Röttele, Stefan Welte, Suren Chilingaryan, Joseph A. Formaggio, Michael Sturm, A. Huber, H. H. Telle, B. Bieringer, A. Beglarian, A. Felden, N. Trost, Ondřej Lebeda, F. Edzards, Klaus Blaum, M. Deffert, M. Klein, W. Gil, M. Fedkevych, F. Block, A. Osipowicz, T. S. Caldwell, Alan Poon, AstroParticule et Cosmologie (APC (UMR_7164)), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Observatoire de Paris, Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université Paris Cité (UPCité), Institut de Recherches sur les lois Fondamentales de l'Univers (IRFU), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Université Paris-Saclay, KATRIN, and Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université de Paris (UP)

Subjects
Semileptonic decay, Sterile neutrino, neutrino: mass difference, General Physics and Astronomy, FOS: Physical sciences, anomaly, Spectral distortion, [PHYS.NEXP]Physics [physics]/Nuclear Experiment [nucl-ex], KATRIN, 01 natural sciences, 7. Clean energy, High Energy Physics - Experiment, Combinatorics, High Energy Physics - Experiment (hep-ex), 0103 physical sciences, [PHYS.HEXP]Physics [physics]/High Energy Physics - Experiment [hep-ex], ddc:530, Nuclear Experiment (nucl-ex), 010306 general physics, Nuclear Experiment, Mixing (physics), Physics, nucleus: semileptonic decay, gallium, electron: particle identification, tritium, neutrino: sterile: mass, State (functional analysis), ddc, Elementary Particles and Fields, spectral, neutrino: oscillation, nuclear reactor, Neutrino, Präzisionsexperimente - Abteilung Blaum, neutrino: mixing, experimental results
Abstract

We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in~2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino of mass $m_{4}$. The analysis is sensitive to a fourth mass state $m^2_{4} \lesssim$ 1000 eV$^2$ and to active-to-sterile neutrino mixing down to $|U_{e4}|^2 \gtrsim 2\cdot10^{-2}$. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results and improve the Troitsk bound for $m^2_{4}, Comment: 8 pages, 4 figures

Published
2021
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