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Byline: Julian Mark Correction: A previous version of this article incorrectly quoted Jen Rubin as saying 'courtroom' instead of 'boardroom.' The article has been corrected. - - - The U.S. [...]

Byline: Shivam Verma India's market regulator SEBI is conducting a preliminary inquiry to determine if the Adani Group violated disclosure norms, according to reports. This comes after the US Department [...]

On November 22, 2024, the D.C. Circuit issued a landmark decision in Alpine Securities Corporation v. FINRA, a case that examines the constitutional boundaries of the Financial Industry Regulatory Authority's [...]

NEW DELHI (AP) — Asia’s controversial richest man, Indian tycoon Gautam Adani, is again in the spotlight. His companies’ stocks plunged up to 20% on Thursday after he was indicted [...]

On September 30, 2024, the U.S. District Court for the Southern District of New York ruled that related lawsuits seeking to hold multiple global banks liable for financing mining activity [...]

Byline: ALEXANDRA POSADZKI, DAVID MILSTEAD A Toronto-based biopharmaceutical company is taking legal action against CIBC World Markets Inc. and RBC Dominion Securities Inc., alleging that the broker-dealer units of two [...]

PITTSBURGH, Pa. -- The following information was released by the United States Attorney's Office for the Western District of Pennsylvania: A resident of Gibsonia, Pennsylvania, has been sentenced in federal [...]

CORAL SPRINGS, Fla., Oct. 25, 2024 /PRNewswire/ -- https://c212.net/c/link/?t=0&l=en&o=4287480-1&h=1457571700&u=https%3A%2F%2Fwww.silvermillerlaw.com%2F&a=Silver+Miller, experienced with fighting financial fraud in a digital age, has filed an explosive new lawsuit in California federal court against Charles [...]

The markets regulator has approved the National Stock Exchange's (NSE) application for settling alleged violations relating to its Trading Access Point (TAP) Architecture and Network Connectivity framework. This allows it [...]

Washington: United States Tax Court has issued the following order: United States Tax Court Washington, DC 20217 NEIL R. CLEMENT & MEREDITH M. CLEMENT, Petitioners v. COMMISSIONER OF INTERNAL REVENUE, [...]

WHAT HAPPENED Last week, the SEC announced settled charges against 23 companies and individuals for failing to timely file Section 16 reports on Forms 3, 4 or 5. Additionally, two [...]

Doha, Qatar: Qatar Stock Exchange has issued the following company announcement: Dlala Brokerage and Investment Holding Co. discloses the judgment in the lawsuit no 504-505/2024 . With the issuance of [...]

Bangkok: The Stock Exchange of Thailand has issued the following company announcement: Patkol Public Company Limited, the 'Company,' would like to inform the progress of the lawsuit that S Panel [...]

Kraken, a US-based crypto exchange, is seeking a jury trial in a lawsuit against it by the Securities and Exchange Commission (SEC). The exchange argues that existing legal frameworks do [...]

Bangkok: The Stock Exchange of Thailand has issued the following company announcement: According to the referenced document, Global Green Chemicals Public Company Limited ( the 'Company' ) has disclosed the [...]

(GlobeNewswire) - The New Civil Liberties Alliance has made the latest key filing in its Davidson, Restivo, NCPPR v. Gensler, et al. lawsuit, which seeks to block the Securities and [...]

Australia's Securities and Investments Commission (ASIC) has sued ASX Limited for making misleading statements about a blockchain project aimed at replacing the exchange's old system for managing shareholdings and settlement. [...]

MINNEAPOLIS: Ameriprise Financial Services, LLC filed a lawsuit in United States District Court contending that defendant LPL Financial LLC is engaged in a widespread pattern and practice of harvesting and [...]

MINNEAPOLIS -- Ameriprise Financial Services, LLC today filed a lawsuit in United States District Court contending that defendant LPL Financial LLC (LPL) is engaged in a widespread pattern and practice [...]

The Court of Appeal of The Hague delivered a long-awaited judgment on 9 July 2024, following a referral of the case by the Supreme Court. The Court of Appeal's judgment [...]

In a significant escalation of its crypto enforcement efforts, the Securities and Exchange Commission (SEC) has filed charges against Consensys Software Inc., the developer of the popular MetaMask crypto wallet [...]

* The US Securities and Exchange Commission (SEC) has filed a lawsuit against Ethereum software provider Consensys, alleging that its MetaMask service operated as an unregistered securities broker. * The [...]

Doha, Qatar: Qatar Stock Exchange has issued the following company announcement: Mazaya Real Estate Development Q.P.S.C. discloses the judgment in the lawsuit no 2024700027 . Mazaya Real Estate Development Q.P.S.C. [...]

Bangkok: The Stock Exchange of Thailand has issued the following company announcement: Patkol Public Company Limited, the 'Company,' would like to inform the progress of the lawsuit that S Panel [...]

Bangkok: The Stock Exchange of Thailand has issued the following company announcement: Reference is made to the claim filed by Syn Mun Kong Insurance Public Company Limited ('Company') against the [...]

Doha, Qatar: Qatar Stock Exchange has issued the following company announcement: Qatar Industrial Manufacturing Company announces that GTX Gruppo Holdings has appealed the ruling issued in Case No. 188/2024 / [...]

Doha, Qatar: Qatar Stock Exchange has issued the following company announcement: Medicare Group Co. discloses the judgment in the lawsuit no 880/2020 . (appeal) filed by the National Health Insurance [...]

Doha, Qatar: Qatar Stock Exchange has issued the following company announcement: Qatar Industrial Manufacturing Co. discloses the judgment in the lawsuit no 188 . Qatar Industrial Manufacturing Company discloses that [...]

Doha, Qatar: Qatar Stock Exchange has issued the following company announcement: Mazaya Real Estate Development discloses the judgment in the lawsuit no 229 . the Court of Cassation issued a [...]

The Securities and Exchange Commission (SEC) has a new insider trading theory that all issuers and corporate insiders should have on their radar. While the agency claims the 'shadow trading' [...]

The Blockchain Association (BA) and the Crypto Freedom Alliance of Texas (CFAT) have filed a lawsuit against the US Securities and Exchange Commission (SEC) in the Northern District of Texas. [...]

Doha, Qatar: Qatar Stock Exchange has issued the following company announcement: Zad Holding Co. discloses the judgment in the lawsuit no 1 2023 . With reference to the above subject, [...]

Funds industry associations have launched a lawsuit against the US Securities and Exchange Commission over new rules requiring proprietary trading firms and hedge funds to register as dealers in the [...]