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We present core level non-resonant inelastic x-ray scattering (NIXS) data of the heavy fermion compounds CeCoIn$_5$ and CeRhIn$_5$ measured at the Ce $N_{4,5}$-edges. The higher than dipole transitions in NIXS allow determining the orientation of the $\Gamma_7$ crystal-field ground-state orbital within the unit cell. The crystal-field parameters of the Ce$M$In$_5$ compounds and related substitution phase diagrams have been investigated in great detail in the past; however, whether the ground-state wavefunction is the $\Gamma_7^+$ ($x^2\,-\,y^2$) or $\Gamma_7^-$ ($xy$ orientation) remained undetermined. We show that the $\Gamma_7^-$ doublet with lobes along the (110) direction forms the ground state in CeCoIn$_5$ and CeRhIn$_5$. For CeCoIn$_5$, however, we find also some contribution of the first excited state crystal-field state in the ground state due to the stronger hybridization of 4$f$ and conduction electrons, suggesting a smaller $\alpha^2$ value than originally anticipated from x-ray absorption. A comparison is made to the results of existing density functional theory plus dynamical mean-field theory calculations., Comment: 6 pages, 4 figures

Yb$_2$Si$_2$Al may be a prototype for exploring different aspects of the Shastry-Sutherland lattice, formed by planes of orthogonally coupled Yb ions. Measurements of the magnetic susceptibility find incoherently fluctuating Yb$^{3+}$ moments coexisting with a weakly correlated metallic state that is confirmed by measurements of the electrical resistivity. Increasing signs of Kondo coherence are found with decreasing temperature, including an enhanced Sommerfeld coefficient and Kadowaki-Woods ratio that signal that the metallic state found at the lowest temperatures is a Fermi liquid where correlations have become significantly stronger. A pronounced peak in the electronic and magnetic specific heat indicates that the coupling of the Yb moments to the conduction electrons leads to an effective Kondo temperature that is approximately 30 K. The valence of Yb$_2$Si$_2$Al has been investigated with electron spectroscopy methods. Yb$_2$Si$_2$Al is found to be strongly intermediate valent ($v_F=2.68(2)$ at 80 K). Taken together, these experimental data are consistent with a scenario where a coherent Kondo lattice forms in Yb$_2$Si$_2$Al from an incoherently fluctuating ensemble of Yb moments with incomplete Kondo compensation, and strong intermediate valence character., Comment: Submitted to Physical Review B

We present linear polarization-dependent soft x-ray absorption spectroscopy data at the Ce $M_{4,5}$ edges of Cd and Sn doped CeCoIn$_5$. The 4$f$ ground state wave functions have been determined for their superconducting, antiferromagnetic and paramagnetic ground states. The absence of changes in the wave functions in CeCo(In$_{1-x}$Cd$_x$)$_5$ suggests the 4$f$\,--\,conduction electron ($cf$) hybridization is not affected by globally Cd doping, thus supporting the interpretation of magnetic droplets nucleating long range magnetic order. This is contrasted by changes in the wave function due to Sn substitution. Increasing Sn in CeCo(In$_{1-y}$Sn$_y$)$_5$ compresses the 4$f$ orbitals into the tetragonal plane of these materials, suggesting enhanced $cf$ hybridization with the in-plane In(1) atoms and a homogeneous altering of the electronic structure. As these experiments show, the 4$f$ wave functions are a very sensitive probe of small changes in the hybridization of 4$f$ and conduction electrons, even conveying information about direction dependencies., Comment: 6 pages, 4 figures

We present bulk-sensitive hard x-ray photoelectron spectroscopy (HAXPES) data of the Ce3d core levels and lifetime-reduced L edge x-ray absorption spectroscopy (XAS) in the partial fluorescence yield (PFY) mode of the CeMIn5 family with M = Co, Rh, and Ir. The HAXPES data are analyzed quantitatively with a combination of full multiplet and configuration interaction model which allows correcting for the strong plasmons in the CeMIn5 HAXPES data, and reliable weights wn of the different fn contributions in the ground state are determined. The CeMIn5 results are compared to HAXPES data of other heavy fermion compounds and a systematic decrease of the hybridization strength Veff from CePd3 to CeRh3B2 to CeRu2Si2 is observed, while it is smallest for the three CeMIn5 compounds. The f-occupation, however, increases in the same sequence and is close to one for the CeMIn5 family. The PFY-XAS data confirm an identical f-occupation in the three CeMIn5 compounds and a phenomenological fit to these PFY-XAS data combined with a configuration interaction model yields consistent results., Comment: 9 pages, 5 figures

Topological insulators form a novel state of matter that provides new opportunities to create unique quantum phenomena. While the materials used so far are based on semiconductors, recent theoretical studies predict that also strongly correlated systems can show non-trivial topological properties, thereby allowing even the emergence of surface phenomena that are not possible with topological band insulators. From a practical point of view, it is also expected that strong correlations will reduce the disturbing impact of defects or impurities, and at the same increase the Fermi velocities of the topological surface states. The challenge is now to discover such correlated materials. Here, using advanced x-ray spectroscopies in combination with band structure calculations, we infer that CeRu$_4$Sn$_6$ is a strongly correlated material with non-trivial topology., Comment: 10 pages, 6 figures, submitted to Scientific Reports

The occupancy of the 4f^n contributions in the Kondo semiconductors CeM2Al10(M = Ru, Os and Fe) has been quantitatively determined by means of bulk-sensitive hard x-ray photoelectron spectroscopy (HAXPES) on the Ce 3d core levels. Combining a configuration interaction scheme with full multiplet calculations allowed to accurately describe the HAXPES data despite the presence of strong plasmon excitations in the spectra. The configuration interaction parameters obtained from this analysis -- in particular the hybridization strength V_eff and the effective f binding energy Delta_f -- indicate a slightly stronger exchange interaction in CeOs2Al10 compared to CeRu2Al10, and a significant increase in CeFe2Al10. This verifies the coexistence of a substantial amount of Kondo screening with magnetic order and places the entire CeM2Al10 family in the region of strong exchange interactions., Comment: 9 pages, 4 figures, submitted to Physical Review B

The 4f crystal-electric field ground state wave functions of CeRh(1-x)Ir(x)In5 have been determined by linear polarization dependent soft x-ray absorption spectroscopy (XAS) at T = 8 K. We demonstrate that these ground state wave functions correlate with the phase diagram of the substitution series, which covers long-range antiferromagnetic order, unconventional superconductivity, and coexistence of these two states. We discuss how certain wave functions could affect magnetic order and anisotropic hybridization, facilitating the formation of a superconducting ground state at low temperatures.

We report on a comparative study of the valence band electronic structure of NiO as bulk material and of NiO as impurity in MgO. From the impurity we have been able to determine reliably the parameters which describe the local correlations, thereby establishing the compensated-spin character of the first ionization state or the state created by hole doping. Using bulk-sensitive x-ray photoemission we identify pronounced satellite features in the valence band of bulk NiO which cannot be explained by single-site many body approaches nor by mean field calculations. We infer the presence of screening processes involving local quasi-core states in the valence band and non-local coherent many body states. These processes are strong and the propagation of an extra hole in the valence band of NiO will therefore be accompanied by a range of high energy excitations. This in turn will make the observation of the dispersion relations in the Ni 3d bands difficult, also because the effective band width is no more than 0.25 eV as estimated from multi-site calculations., Comment: 9 pages, 5 figures

We have succeeded in establishing the crystal-field ground state of CeRu2Al10, an orthorhombic intermetallic compound recently identified as a Kondo insulator. Using polarization dependent soft x-ray absorption spectroscopy at the Ce M4,5 edges, together with input from inelastic neutron and magnetic susceptibility experiments, we were able to determine unambiguously the orbital occupation of the 4f shell and to explain quantitatively both the measured magnetic moment along the easy a axis and the small ordered moment along the c-axis. The results provide not only a platform for a realistic modeling of the spin and charge gap of CeRu2Al10, but demonstrate also the potential of soft x-ray absorption spectroscopy to obtain information not easily accessible by neutron techniques for the study of Kondo insulators in general., Comment: submitted to Physical Review B Rapid Communications

We have successfully determined the hitherto unknown sign of the B44 Stevens crystal-field parameter of the tetragonal heavy-fermion compound CeCu2Si2 using vector q dependent non-resonant inelastic x-ray scattering (NIXS) experiments at the cerium N4,5 edge. The observed difference between the two different directions q||[100] and q||[110] is due to the anisotropy of the crystal-field ground state in the (001) plane and is observable only because of the utilization of higher than dipole transitions possible in NIXS. This approach allows us to go beyond the specific limitations of dc magnetic susceptibility, inelastic neutron scattering, and soft x-ray spectroscopy, and provides us with a reliable information about the orbital state of the 4f electrons relevant for the quantitative modeling of the quasi-particles and their interactions in heavy-fermion systems.

We explore the electrical transport and magneto-conductance in quasi two-dimensional strongly correlated ultrathin films of LaNiO$_{3}$ (LNO) to investigate the effect of hetero-epitaxial strain on electron-electron and electron-lattice interactions from the low to intermediate temperature range (2K$\sim$170K). The fully epitaxial 10 unit cell thick films spanning tensile strain up to $\sim4%$ are used to investigate effects of enhanced carrier localization driven by a combination of weak localization and electron-electron interactions at low temperatures. The magneto-conductance data shows the importance of the increased contribution of weak localization to low temperature quantum corrections. The obtained results demonstrate that with increasing tensile strain and reduced temperature the quantum confined LNO system gradually evolves from the Mott into the Mott-Anderson regime.

Using resonant X-ray spectroscopies combined with density functional calculations, we find an asymmetric bi-axial strain-induced $d$-orbital response in ultra-thin films of the correlated metal LaNiO$_3$ which are not accessible in the bulk. The sign of the misfit strain governs the stability of an octahedral "breathing" distortion, which, in turn, produces an emergent charge-ordered ground state with an altered ligand-hole density and bond covalency. Control of this new mechanism opens a pathway to rational orbital engineering, providing a platform for artificially designed Mott materials.