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13,633 results on '"United States. Securities and Exchange Commission -- Investigations"'

1. Unisys settles SEC investigation into cybersecurity incidents for $4M

Subjects
United States. Securities and Exchange Commission -- Investigations, Unisys Corp. -- Investigations, Data security -- Investigations, Internet -- Safety and security measures, Cyberterrorism -- Investigations, Company legal issue, Internet security, Data security issue, Business, News, opinion and commentary
Abstract

Unisys said it has reached a non-scienter-based administrative proceeding settlement, on a neither admit nor deny basis, with the Securities and Exchange Commission in connection with the SEC investigation the [...]

Published
2024

2. SEC Escalates Legal Action Against Elon Musk Over Twitter Acquisition Probe

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations -- Laws, regulations and rules, Company legal issue, Government regulation, Government, Twitter (Online social network)
Abstract

TLDR: SEC seeks sanctions against Elon Musk for missing court-ordered testimony on Twitter purchase Musk faces potential arrest if found in contempt of court SEC investigating possible securities fraud in [...]

Published
2024

3. SEC Pursues Sanctions Against Elon Musk in Twitter Probe

Subjects
United States. Securities and Exchange Commission -- Investigations, Company legal issue, General interest, Twitter (Online social network)
Abstract

The Securities and Exchange Commission on Friday said it’s seeking sanctions against Elon Musk for failing to testify in its ongoing probe into his $44 billion acquisition of X, the [...]

Published
2024

4. SEC Under Scrutiny: House Republicans Investigate Genslerâs Political Hiring Practices

Subjects
United States. Securities and Exchange Commission -- Investigations, Political parties -- Investigations, Company legal issue, Government
Abstract

TLDR: House Republicans probe SEC Chair Gary Gensler over potential political hiring practices Lawmakers claim evidence of ideology-driven hires, particularly for senior roles Specific concern raised about hiring of Dr. [...]

Published
2024

5. Mango DAO Votes on $223,228 Settlement with SEC over Securities Violations

Subjects
United States. Securities and Exchange Commission -- Investigations, Independent regulatory commissions -- Investigations, Securities law -- Investigations, Securities industry -- Investigations, Company legal issue, Securities industry, Government
Abstract

TLDR Mango Markets, a decentralized crypto exchange on Solana, is considering a settlement with the SEC over alleged securities law violations. The proposed settlement includes a $223,228 civil penalty and [...]

Published
2024

6. SEC charges activist Carl Icahn with failing to disclose billions in stock pledges

Subjects
United States. Securities and Exchange Commission -- Investigations, Icahn Enterprises L.P. -- Reports -- Investigations, Political activists -- Investigations -- Reports, Stocks -- Investigations -- Reports, Reformers -- Investigations -- Reports, Investment companies -- Reports -- Investigations, Social reformers -- Investigations -- Reports, Company legal issue, Consumer news and advice, General interest
Abstract

The SEC charged and fined Carl Icahn and Icahn Enterprises for failing to disclose billions in stock pledges. Icahn has been fined $500,000, and Icahn Enterprises will pay $1.5 million. [...]

Published
2024

7. Progress Software announces conclusion of SEC investigation into MOVEit

Subjects
United States. Securities and Exchange Commission -- Investigations, Progress Software Corp. -- Investigations, Computer software industry -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

The company said, ' Progress announced that the Securities and Exchange Commission's Division of Enforcement (SEC) has concluded its fact-finding investigation into the MOVEit vulnerability. The SEC has notified Progress [...]

Published
2024

8. OpenAI whistleblowers seek SEC probe into ‘restrictive’ NDAs with staffers

Subjects
United States. Securities and Exchange Commission -- Investigations, Whistle blowing -- Investigations -- Laws, regulations and rules, Nondisclosure agreements -- Investigations -- Laws, regulations and rules, Company legal issue, Government regulation, Computers and office automation industries
Abstract

Some employees of ChatGPT-maker OpenAI have reportedly written to the US Securities and Exchange Commission (SEC) seeking a probe into some employee agreements, which they term restrictive non-disclosure agreements (NDAs). [...]

Published
2024

9. Beneficient announces termination of SEC investigation

Subjects
United States. Securities and Exchange Commission -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

Beneficient announced the Securities and Exchange Commission has issued termination letters to the Company and its founder, Chairman and CEO, Mr. Brad Heppner, advising that the SEC has concluded the [...]

Published
2024

10. Ethereum Emerges Victorious: SEC Drops Charges in Landmark Decision

Subjects
United States. Securities and Exchange Commission -- Investigations, Consensys Corp. -- Laws, regulations and rules, Online assets -- Laws, regulations and rules -- Investigations, Company legal issue, Government regulation, Government
Abstract

TLDR The U.S. SEC has closed its investigation into Ethereum 2.0 without filing charges, according to Consensys. The decision comes after Consensys sent a letter to the SEC requesting confirmation [...]

Published
2024

11. SEC investigating Musk's late disclosure of Twitter stock purchases, WSJ says

Subjects
United States. Securities and Exchange Commission -- Investigations, Company legal issue, Business, News, opinion and commentary, Twitter (Online social network)
Abstract

The Securities and Exchange Commission, SEC, has been investigating Musk's late disclosure of purchases of Twitter stock prior to taking over the company, Dave Michaels and Alexa Corse of The [...]

Published
2024

12. Autodesk says provided SEC with documents related to internal investigation

Subjects
United States. Securities and Exchange Commission -- Investigations, Autodesk Inc. -- Investigations, Computer software industry -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

In a regulatory 10-Q filing, the company states: 'In early March 2024, the Audit Committee of Autodesk's Board of Directors commenced an internal investigation with the assistance of outside counsel [...]

Published
2024

13. Is Roaring Kitty in Trouble? Ross Gerber Issues Warning & Mass. Secretary of State to Investigate Trading

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities trading -- Investigations, Securities industry -- Investigations, Company legal issue, Securities industry, Government
Abstract

TLDR Investor Ross Gerber has cautioned Keith Gill, known as Roaring Kitty, about his short-term position in GameStop, citing the potential risks due to Gills many enemies. Gill recently disclosed [...]

Published
2024

14. SEC hits Avaya with $1M penalty for 'misleading cyber disclosures'

Subjects
United States. Securities and Exchange Commission -- Investigations, Avaya Holdings Corp. -- Investigations, Check Point Software Technologies Ltd. -- Investigations, Unisys Corp. -- Investigations, Computer software industry -- Investigations, Computer services industry -- Investigations, Cyberterrorism -- Investigations, Securities industry -- Investigations, Financial misrepresentations -- Investigations, Company legal issue, Securities industry, Computer services industry, Business, regional
Abstract

Byline: Jessica Perry The Securities and Exchange Commission charged four companies Oct. 22 for making misleading disclosures regarding cybersecurity risks and hacks, including Morristown-based Avaya Holdings Corp. To settle Avaya [...]

Published
2024

15. SEC Probes Boeing Over Safety Declarations Following 737 Max Incident, Sources Say

Subjects
United States. Securities and Exchange Commission -- Investigations, United States. Federal Aviation Administration -- Investigations, Alaska Airlines Inc. -- Investigations, Boeing Co. -- Investigations, Aircraft industry -- Investigations, Flying-machines -- Investigations, Airlines -- Investigations, Company legal issue, Transportation industry, Travel industry
Abstract

The U.S. Securities and Exchange Commission (SEC) has indeed initiated an investigation into Boeing's safety protocol declarations after a recent incident involving a 737 Max aircraft. In January, a mid-air [...]

Published
2024

16. Boeing safety claims being probed by SEC, Bloomberg reports

Subjects
United States. Securities and Exchange Commission -- Investigations, Boeing Co. -- Investigations, Aircraft industry -- Investigations, Flying-machines -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

The Securities and Exchange Commission is scrutinizing statements that Boeing made about its safety practices following a near-tragic January accident aboard one of its 737 Max 9 planes, sources told [...]

Published
2024

17. Boeing safety claims being probed by SEC, Bloomberg reports

Subjects
United States. Securities and Exchange Commission -- Investigations, Boeing Co. -- Investigations, Aircraft industry -- Investigations, Flying-machines -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

Securities and Exchange Commission is scrutinizing statements that Boeing made about its safety practices following a near-tragic January accident aboard one of its 737 Max 9 planes, sources told Bloomberg's [...]

Published
2024

18. SEC ends probe of trades before Microsoft-Activision deal, WSJ reports

Subjects
United States. Securities and Exchange Commission -- Investigations, Microsoft Corp. -- Planning -- Investigations, Computer software industry -- Investigations -- Planning, Video game industry -- Investigations -- Planning, Insider trading in securities -- Investigations, Company legal issue, Company business planning, Business, News, opinion and commentary
Abstract

The Securities and Exchange Commission has ended an investigation into bets that Barry Diller, Alexander von Furstenberg and David Geffen made on Activision Blizzard days before the videogame company agreed [...]

Published
2024

19. UIS INVESTOR ALERT: Bronstein, Gewirtz and Grossman, LLC Announces an Investigation into Unisys Corporation and Encourages Investors to Contact the Firm

Subjects
United States. Securities and Exchange Commission -- Investigations, Unisys Corp. -- Investigations, Company legal issue, Business, Business, international
Abstract

NEW YORK -- Attorney Advertising-- Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of Unisys Corporation ('Unisys' or 'the Company') (NYSE: UIS). Investors who purchased [...]

Published
2024

20. ONGOING DEADLINE ALERT: Faruqi & Faruqi, LLP Investigates Claims on Behalf of Investors of WM Technology

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities law -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

Faruqi & Faruqi, LLP Securities Litigation Partner https://c212.net/c/link/?t=0&l=en&o=4293488-1&h=174161858&u=https%3A%2F%2Fwww.faruqilaw.com%2Fattorney%2F22%2Fjames-m-wilson-jr&a=James+(Josh)+Wilson Encourages Investors Who Suffered Losses Exceeding $75,000 In WM Technology To Contact Him Directly To Discuss Their Options If you suffered losses [...]

Published
2024

21. UIS INVESTOR ALERT: Bronstein, Gewirtz and Grossman, LLC Announces an Investigation into Unisys Corporation and Encourages Investors to Contact the Firm

Subjects
United States. Securities and Exchange Commission -- Investigations, Unisys Corp. -- Investigations, Computer services industry -- Investigations, Company legal issue, Computer services industry, Business, News, opinion and commentary
Abstract

NEW YORK, Nov. 3, 2024 /PRNewswire/ -- Attorney Advertising -- Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of Unisys Corporation ('Unisys' or 'the Company') [...]

Published
2024

22. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flux Power Holdings, Inc. - FLUX

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Class actions (Civil procedure) -- Investigations, Financial statements -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Nov. 2, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of Flux Power Holdings, Inc. ('Flux' or the 'Company') (NASDAQ: FLUX). Such investors are [...]

Published
2024

23. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of WisdomTree, Inc. - WT

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Class actions (Civil procedure) -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Nov. 2, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of WisdomTree, Inc. ('WisdomTree' or the 'Company') (NYSE: WT). Such investors are advised to [...]

Published
2024

24. UIS INVESTOR ALERT: Bronstein, Gewirtz and Grossman, LLC Announces an Investigation Into Unisys Corporation and Encourages Investors to Contact the Firm

Subjects
United States. Securities and Exchange Commission -- Investigations, Unisys Corp. -- Investigations, Computer services industry -- Investigations, Company legal issue, Computer services industry, Business, Business, international
Abstract

NEW YORK -- Attorney Advertising--Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of Unisys Corporation ('Unisys' or 'the Company') (NYSE: UIS). Investors who purchased Unisys [...]

Published
2024

25. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of WisdomTree, Inc. - WT

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Oct. 25, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of WisdomTree, Inc. ('WisdomTree' or the 'Company') (NYSE: WT). Such investors are advised to [...]

Published
2024

26. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flux Power Holdings, Inc. - FLUX

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Financial statements -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Oct. 25, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of Flux Power Holdings, Inc. ('Flux' or the 'Company') (NASDAQ: FLUX). Such investors are [...]

Published
2024

27. SHAREHOLDER ALERT: Faruqi & Faruqi, LLP Investigates Claims on Behalf of Investors of WM Technology

Subjects
United States. Securities and Exchange Commission -- Investigations, Financial misrepresentations -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

Faruqi & Faruqi, LLP Securities Litigation Partner https://c212.net/c/link/?t=0&l=en&o=4286791-1&h=1780208739&u=https%3A%2F%2Fwww.faruqilaw.com%2Fattorney%2F22%2Fjames-m-wilson-jr&a=James+(Josh)+Wilson Encourages Investors Who Suffered Losses Exceeding $75,000 In WM Technology To Contact Him Directly To Discuss Their Options If you suffered losses [...]

Published
2024

28. INVESTOR DEADLINE APPROACHING: Faruqi & Faruqi, LLP Investigates Claims on Behalf of Investors of WM Technology

Subjects
United States. Securities and Exchange Commission -- Investigations, Financial misrepresentations -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

Faruqi & Faruqi, LLP Securities Litigation Partner https://c212.net/c/link/?t=0&l=en&o=4282030-1&h=628976257&u=https%3A%2F%2Fwww.faruqilaw.com%2Fattorney%2F22%2Fjames-m-wilson-jr&a=James+(Josh)+Wilson Encourages Investors Who Suffered Losses Exceeding $75,000 In WM Technology To Contact Him Directly To Discuss Their Options If you suffered losses [...]

Published
2024

29. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of WisdomTree, Inc. - WT

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Oct. 17, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of WisdomTree, Inc. ('WisdomTree' or the 'Company') (NYSE: WT). Such investors are advised to [...]

Published
2024

30. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flux Power Holdings, Inc. - FLUX

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Financial statements -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Oct. 17, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of Flux Power Holdings, Inc. ('Flux' or the 'Company') (NASDAQ: FLUX). Such investors are [...]

Published
2024

31. SEC Issues $12 Million Award to Joint Whistleblowers

Subjects
United States. Securities and Exchange Commission -- Investigations, Whistle blowing -- Investigations, Company legal issue, Business, Business, international
Abstract

M2 PRESSWIRE-October 11, 2024-: SEC Issues $12 Million Award to Joint Whistleblowers (C)1994-2024 M2 COMMUNICATIONS RDATE:10102024 Washington D.C. -- The Securities and Exchange Commission today announced a $12 million award [...]

Published
2024

32. Pomerantz Law Firm Investigates Claims On Behalf of Investors of WisdomTree, Inc. - WT

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Company legal issue, General interest, News, opinion and commentary
Abstract

NEW YORK: Pomerantz LLP has issued the following news release: Pomerantz LLP is investigating claims on behalf of investors of WisdomTree, Inc. ('WisdomTree' or the 'Company') (NYSE: WT). Such investors [...]

Published
2024

33. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of WisdomTree, Inc. - WT

Subjects
Company legal issue, Securities fraud -- Investigations, Stockholders -- Investigations, United States. Securities and Exchange Commission -- Investigations
Abstract

NEW YORK, Oct. 9, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of WisdomTree, Inc. ('WisdomTree' or the 'Company') (NYSE: WT). Such investors are advised to [...]

Published
2024

34. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flux Power Holdings, Inc. - FLUX

Subjects
Company legal issue, Securities fraud -- Investigations, Financial statements -- Investigations, Stockholders -- Investigations, United States. Securities and Exchange Commission -- Investigations
Abstract

NEW YORK, Oct. 9, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of Flux Power Holdings, Inc. ('Flux' or the 'Company') (NASDAQ: FLUX). Such investors are [...]

Published
2024

35. MAPS INVESTOR ALERT: Bronstein, Gewirtz and Grossman, LLC Announces an Investigation into WM Technology, Inc. and Encourages Investors to Contact the Firm!

Subjects
United States. Securities and Exchange Commission -- Investigations, Company legal issue, Business, Business, international
Abstract

NEW YORK -- Attorney Advertising-- Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of WM Technology, Inc. ('WM Technology' or 'the Company') (NASDAQ: MAPS). Investors [...]

Published
2024

36. MAPS INVESTOR ALERT: Bronstein, Gewirtz and Grossman, LLC Announces an Investigation into WM Technology, Inc. and Encourages Investors to Contact the Firm!

Subjects
United States. Securities and Exchange Commission -- Investigations, Company legal issue, General interest, News, opinion and commentary
Abstract

NEW YORK: Bronstein, Gewirtz & Grossman, LLC has issued the following news release: Attorney Advertising-- Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of WM [...]

Published
2024

37. CareDx Announces Closure of DOJ Investigation with No Finding of Wrongdoing

Subjects
United States. Securities and Exchange Commission -- Investigations, United States. Department of Justice -- Investigations, Company legal issue, Business, Business, international
Abstract

DOJ Concludes Investigation and Declines to Prosecute BRISBANE, Calif. -- CareDx, Inc. (Nasdaq: CDNA) - The Transplant Company[TM] - a leading precision medicine company focused on the discovery, development, and [...]

Published
2024

39. GAIA INVESTIGATION INITIATED by Former Louisiana Attorney General: Kahn Swick & Foti, LLC Investigates the Officers and Directors of Gaia, Inc. - GAIA

Subjects
United States. Securities and Exchange Commission -- Investigations, Corporate directors -- Investigations, Law firms -- Investigations, Attorneys general -- Investigations, Company legal issue, Business, Business, international
Abstract

NEW ORLEANS -- Former Attorney General of Louisiana, Charles C. Foti, Jr., Esq., a partner at the law firm of Kahn Swick & Foti, LLC ('KSF'), announces that KSF has [...]

Published
2024

40. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of WisdomTree, Inc. - WT

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Oct. 3, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of WisdomTree, Inc. ('WisdomTree' or the 'Company') (NYSE: WT). Such investors are advised to [...]

Published
2024

41. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flux Power Holdings, Inc. - FLUX

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Financial statements -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Oct. 3, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of Flux Power Holdings, Inc. ('Flux' or the 'Company') (NASDAQ: FLUX). Such investors are [...]

Published
2024

42. MAPS INVESTOR ALERT: Bronstein, Gewirtz and Grossman, LLC Announces an Investigation into WM Technology, Inc. and Encourages Investors to Contact the Firm!

Subjects
United States. Securities and Exchange Commission -- Investigations, Company legal issue, Business, Business, international
Abstract

NEW YORK -- Attorney Advertising--Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of WM Technology, Inc. ('WM Technology' or 'the Company') (NASDAQ: MAPS). Investors who [...]

Published
2024

43. MAPS INVESTOR ALERT: Bronstein, Gewirtz and Grossman, LLC Announces an Investigation into WM Technology, Inc. and Encourages Investors to Contact the Firm!

Subjects
United States. Securities and Exchange Commission -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Sept. 29, 2024 /PRNewswire/ -- Attorney Advertising -- Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of WM Technology, Inc. ('WM Technology' or [...]

Published
2024

44. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flux Power Holdings, Inc. - FLUX

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Financial statements -- Investigations, Stockholders -- Investigations, Company legal issue, General interest, News, opinion and commentary
Abstract

NEW YORK: Pomerantz LLP has issued the following news release: Pomerantz LLP is investigating claims on behalf of investors of Flux Power Holdings, Inc. ('Flux' or the 'Company') (NASDAQ: FLUX). [...]

Published
2024

45. Franklin Resources, Inc. (BEN) Is Being Investigated for Securities Fraud - Contact Kaplan Fox & Kilsheimer LLP

Subjects
United States. Securities and Exchange Commission -- Investigations, Western Asset Management Co. -- Investigations, Franklin Resources Inc. -- Investigations, Securities fraud -- Investigations, Investment advisers -- Investigations, Governmental investigations -- Investigations, Company legal issue, General interest, News, opinion and commentary
Abstract

NEW YORK: Kaplan Fox & Kilsheimer LLP is investigating securities violations against Franklin Resources, Inc. (Franklin or the Company) (NYSE: BEN), also known as Franklin Templeton. If you are a [...]

Published
2024

46. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Customers Bancorp, Inc. - CUBI

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Chief financial officers -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Sept. 25, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of Customers Bancorp, Inc. ('Customers Bancorp' or the 'Company') (NYSE: CUBI). Such investors are [...]

Published
2024

47. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of WisdomTree, Inc. - WT

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Sept. 25, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of WisdomTree, Inc. ('WisdomTree' or the 'Company') (NYSE: WT). Such investors are advised to [...]

Published
2024

48. SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Flux Power Holdings, Inc. - FLUX

Subjects
United States. Securities and Exchange Commission -- Investigations, Securities fraud -- Investigations, Financial statements -- Investigations, Stockholders -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Sept. 25, 2024 /PRNewswire/ -- Pomerantz LLP is investigating claims on behalf of investors of Flux Power Holdings, Inc. ('Flux' or the 'Company') (NASDAQ: FLUX). Such investors are [...]

Published
2024

49. Wolf Haldenstein Adler Freeman & Herz LLP announces that it is investigating Gogoro Inc. for potential violations of federal securities laws

Subjects
United States. Securities and Exchange Commission -- Investigations, Wolf Haldenstein Adler Freeman & Herz L.L.P. -- International economic relations, Law firms -- International economic relations, Securities law -- Investigations, Electric vehicles -- Investigations, Company legal issue, Business, News, opinion and commentary
Abstract

NEW YORK, Sept. 24, 2024 /PRNewswire/ -- https://c212.net/c/link/?t=0&l=en&o=4262674-1&h=2442552902&u=https%3A%2F%2Fwww.whafh.com%2Fgogoro-inc-nasdaq-ggr-investigation%2F&a=Wolf+Haldenstein+Adler+Freeman+%26+Herz+LLP('Wolf Haldenstein'), a preeminent national shareholder rights litigation firm, announces that it is investigating potential claims on behalf of purchasers of Gogoro Inc. [...]

Published
2024

50. The U.S. Securities and Exchange Commission (SEC) Awards Casepoint 5-Year Contract Extension for AI-Powered SaaS Data Discovery Platform

Subjects
Company legal issue, Contract agreement, United States. Securities and Exchange Commission -- Investigations
Abstract

Casepoint secures recompete to continue helping the SEC with regulatory enforcement, compliance, investigations, and litigation. TYSONS, Va., Sept. 24, 2024 /PRNewswire/ -- The U.S. Securities and Exchange Commission (SEC) has [...]

Published
2024

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