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Defending large language models against jailbreaks so that they never engage in a broadly-defined set of forbidden behaviors is an open problem. In this paper, we investigate the difficulty of jailbreak-defense when we only want to forbid a narrowly-defined set of behaviors. As a case study, we focus on preventing an LLM from helping a user make a bomb. We find that popular defenses such as safety training, adversarial training, and input/output classifiers are unable to fully solve this problem. In pursuit of a better solution, we develop a transcript-classifier defense which outperforms the baseline defenses we test. However, our classifier defense still fails in some circumstances, which highlights the difficulty of jailbreak-defense even in a narrow domain., Comment: Accepted to the AdvML-Frontiers and SoLaR workshops at NeurIPS 2024

Black-box finetuning is an emerging interface for adapting state-of-the-art language models to user needs. However, such access may also let malicious actors undermine model safety. To demonstrate the challenge of defending finetuning interfaces, we introduce covert malicious finetuning, a method to compromise model safety via finetuning while evading detection. Our method constructs a malicious dataset where every individual datapoint appears innocuous, but finetuning on the dataset teaches the model to respond to encoded harmful requests with encoded harmful responses. Applied to GPT-4, our method produces a finetuned model that acts on harmful instructions 99% of the time and avoids detection by defense mechanisms such as dataset inspection, safety evaluations, and input/output classifiers. Our findings question whether black-box finetuning access can be secured against sophisticated adversaries., Comment: 22 pages

Prior work found that superhuman Go AIs can be defeated by simple adversarial strategies, especially "cyclic" attacks. In this paper, we study whether adding natural countermeasures can achieve robustness in Go, a favorable domain for robustness since it benefits from incredible average-case capability and a narrow, innately adversarial setting. We test three defenses: adversarial training on hand-constructed positions, iterated adversarial training, and changing the network architecture. We find that though some of these defenses protect against previously discovered attacks, none withstand freshly trained adversaries. Furthermore, most of the reliably effective attacks these adversaries discover are different realizations of the same overall class of cyclic attacks. Our results suggest that building robust AI systems is challenging even with extremely superhuman systems in some of the most tractable settings, and highlight two key gaps: efficient generalization of defenses, and diversity in training. For interactive examples of attacks and a link to our codebase, see https://goattack.far.ai., Comment: 63 pages, AAAI 2025

LLMs often face competing pressures (for example helpfulness vs. harmlessness). To understand how models resolve such conflicts, we study Llama-2-chat models on the forbidden fact task. Specifically, we instruct Llama-2 to truthfully complete a factual recall statement while forbidding it from saying the correct answer. This often makes the model give incorrect answers. We decompose Llama-2 into 1000+ components, and rank each one with respect to how useful it is for forbidding the correct answer. We find that in aggregate, around 35 components are enough to reliably implement the full suppression behavior. However, these components are fairly heterogeneous and many operate using faulty heuristics. We discover that one of these heuristics can be exploited via a manually designed adversarial attack which we call The California Attack. Our results highlight some roadblocks standing in the way of being able to successfully interpret advanced ML systems. Project website available at https://forbiddenfacts.github.io ., Comment: Accepted to the ATTRIB and SoLaR workshops at NeurIPS 2023; (v3: clarified experimental details)

We study the data-scaling of transfer learning from foundation models in the low-downstream-data regime. We observe an intriguing phenomenon which we call cliff-learning. Cliff-learning refers to regions of data-scaling laws where performance improves at a faster than power law rate (i.e. regions of concavity on a log-log scaling plot). We conduct an in-depth investigation of foundation-model cliff-learning and study toy models of the phenomenon. We observe that the degree of cliff-learning reflects the degree of compatibility between the priors of a learning algorithm and the task being learned., Comment: 16 pages; v2 updates: improved layout, added acknowledgements

We attack the state-of-the-art Go-playing AI system KataGo by training adversarial policies against it, achieving a >97% win rate against KataGo running at superhuman settings. Our adversaries do not win by playing Go well. Instead, they trick KataGo into making serious blunders. Our attack transfers zero-shot to other superhuman Go-playing AIs, and is comprehensible to the extent that human experts can implement it without algorithmic assistance to consistently beat superhuman AIs. The core vulnerability uncovered by our attack persists even in KataGo agents adversarially trained to defend against our attack. Our results demonstrate that even superhuman AI systems may harbor surprising failure modes. Example games are available https://goattack.far.ai/., Comment: Accepted to ICML 2023, see paper for changelog