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1. The Design, Construction, and Commissioning of the KATRIN Experiment

Author

Aker, M., Altenmüller, K., Amsbaugh, J. F., Arenz, M., Babutzka, M., Bast, J., Bauer, S., Bechtler, H., Beck, M., Beglarian, A., Behrens, J., Bender, B., Berendes, R., Berlev, A., Besserer, U., Bettin, C., Bieringer, B., Blaum, K., Block, F., Bobien, S., Bohn, J., Bokeloh, K., Bolz, H., Bornschein, B., Bornschein, L., Böttcher, M., Bouquet, H., Boyd, N. M., Brunst, T., Burritt, T. H., Caldwell, T. S., Chaoui, Z., Chilingaryan, S., Choi, W., Corona, T. J., Cox, G. A., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eichelhardt, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frenzel, H., Friedel, F., Fulst, A., Gauda, K., Gehring, R., Gil, W., Glück, F., Görhardt, S., Grimm, J., Grohmann, S., Groh, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Häßler, D., Hannen, V., Harms, F., Harper, G. C., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Held, M., Hickford, S., Hilk, D., Hillen, B., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Holzmann, S., Horn, S., Hötzel, M., Houdy, T., Howe, M. A., Huber, A., James, T., Jansen, A., Kaiser, M., Karl, C., Kazachenko, O., Kellerer, J., Kippenbrock, L., Kleesiek, M., Kleifges, M., Kleinfeller, J., Klein, M., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalík, A., Krasch, B., Krause, H., Kraus, M., Kuckert, L., Kumb, A., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Leber, M. L., Lehnert, B., Leiber, B., Letnev, J., Lewis, R. J., Le, T. L., Lichter, S., Lokhov, A., Poyato, J. M. Lopez, Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Mehret, K., Meloni, M., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Monreal, B., Mostafa, J., Müller, K., Myers, A. W., Naumann, U., Neumann, H., Niemes, S., Oelpmann, P., Off, A., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Parno, D. S., Peterson, D. A., Plischke, P., Poon, A. W. P., Prall, M., Priester, F., Ranitzsch, P. C. -O., Reich, J., Renschler, P., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Rupp, S., Ryšavý, M., Sack, R., Saenz, A., Sagawe, M., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Šefčík, M., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., VanDevender, B. A., Van Wechel, T. D., Vénos, D., Verbeek, A., Vianden, R., Hernández, A. P. Vizcaya, Vogt, K., Wall, B. L., Wandkowsky, N., Weber, M., Weingardt, H., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zacher, M., Zadoroghny, S., Zboril, M., and Zeller, G.

Subjects
Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract

The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [https://publikationen.bibliothek.kit.edu/270060419] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [arXiv:1909.06048]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns., Comment: Added missing acknowledgement, corrected performance statement in chapter 4.2.5, updated author list and references

Published
2021
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2. An improved upper limit on the neutrino mass from a direct kinematic method by KATRIN

Author

Aker, M., Altenmüller, K., Arenz, M., Babutzka, M., Barrett, J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blaum, K., Block, F., Bobien, S., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Corona, T. J., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eisenblätter, L., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Flatt, B., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Furse, D., Gauda, K., Gemmeke, H., Gil, W., Glück, F., Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Minh, M. Ha, Hackenjos, M., Hannen, V., Harms, F., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillen, B., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., Jansen, A., Kaboth, A., Karl, C., Kazachenko, O., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalí, A., Krasch, B., Kraus, M., Krause, H., Kuckert, L., Kuffner, B., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Leber, M., Lehnert, B., Letnev, J., Leven, F., Lichter, S., Lobashev, V. M., Lokhov, A., Machatschek, M., Malcherek, E., Müller, K., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Mirz, S., Monreal, B., Guzman, P. I. Morales, Naumann, U., Ndeke, W., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Otten, E., Parno, D. S., Phillips II, D. G., Plischke, P., Pollithy, A., Poon, A. W. P., Pouryamout, J., Prall, M., Priester, F., Röllig, M., Röttele, C., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Roll, Ch., Rupp, S., Rysavy, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Skasyrskaya, A., Slezak, M., Spalek, A., Spanier, F., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Urban, K., Venos, D., Valerius, K., VanDevender, B. A., Vianden, R., Hernandez, A. P. Vizcaya, Wall, B. L., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zacher, M., Zadorozhny, S., Zboril, M., and Zeller, G.

Subjects
High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract

We report on the neutrino mass measurement result from the first four-week science run of the Karlsruhe Tritium Neutrino experiment KATRIN in spring 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are energy analyzed by a high-resolution MAC-E filter. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint at 18.57 keV gives an effective neutrino mass square value of $(-1.0^{+0.9}_{-1.1})$ eV$^2$. From this we derive an upper limit of 1.1 eV (90$\%$ confidence level) on the absolute mass scale of neutrinos. This value coincides with the KATRIN sensitivity. It improves upon previous mass limits from kinematic measurements by almost a factor of two and provides model-independent input to cosmological studies of structure formation.

Published
2019
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3. Dead layer on silicon p-i-n diode charged-particle detectors

Author

Wall, B. L., Amsbaugh, J. F., Beglarian, A., Bergmann, T., Bichsel, H. C., Bodine, L. I., Boyd, N. M., Burritt, T. H., Chaoui, Z., Corona, T. J., Doe, P. J., Enomoto, S., Harms, F., Harper, G. C., Howe, M. A., Martin, E. L., Parno, D. S., Peterson, D. A., Petzold, L., Renschler, P., Robertson, R. G. H., Schwarz, J., Steidl, M., Van Wechel, T. D., VanDevender, B. A., Wüstling, S., Wierman, K. J., and Wilkerson, J. F.

Subjects
Physics - Instrumentation and Detectors, High Energy Physics - Experiment, Nuclear Experiment
Abstract

Semiconductor detectors in general have a dead layer at their surfaces that is either a result of natural or induced passivation, or is formed during the process of making a contact. Charged particles passing through this region produce ionization that is incompletely collected and recorded, which leads to departures from the ideal in both energy deposition and resolution. The silicon \textit{p-i-n} diode used in the KATRIN neutrino-mass experiment has such a dead layer. We have constructed a detailed Monte Carlo model for the passage of electrons from vacuum into a silicon detector, and compared the measured energy spectra to the predicted ones for a range of energies from 12 to 20 keV. The comparison provides experimental evidence that a substantial fraction of the ionization produced in the "dead" layer evidently escapes by diffusion, with 46% being collected in the depletion zone and the balance being neutralized at the contact or by bulk recombination. The most elementary model of a thinner dead layer from which no charge is collected is strongly disfavored., Comment: Manuscript submitted to NIM A

Published
2013
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4. Improved Upper Limit on the Neutrino Mass from a Direct Kinematic Method by KATRIN

Author

KATRIN Collaboration, Aker, M., Altenmüller, K., Arenz, M., Babutzka, M., Barrett, J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blaum, K., Block, F., Bobien, S., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Corona, T. J., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eisenblätter, L., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Flatt, B., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Furse, D., Gauda, K., Gemmeke, H., Gil, W., Glück, F., Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Ha Minh, M., Hackenjos, M., Hannen, V., Harms, F., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillen, B., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., James, T. M., Jansen, A., Kaboth, A., Karl, C., Kazachenko, O., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalík, A., Krasch, B., Kraus, M., Krause, H., Kuckert, L., Kuffner, B., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Leber, M., Lehnert, B., Letnev, J., Leven, F., Lichter, S., Lobashev, V. M., Lokhov, A., Machatschek, M., Malcherek, E., Müller, K., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Mirz, S., Monreal, B., Morales Guzmán, P. I., Naumann, U., Ndeke, W., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Ortjohann, H.-W., Osipowicz, A., Ostrick, B., Otten, E., Parno, D. S., Phillips, D. G., Plischke, P., Pollithy, A., Poon, A. W. P., Pouryamout, J., Prall, M., Priester, F., Röllig, M., Röttele, C., Ranitzsch, P. C.-O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Roll, Ch., Rupp, S., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Skasyrskaya, A., Slezák, M., Špalek, A., Spanier, F., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Urban, K., Vénos, D., Valerius, K., VanDevender, B. A., Vianden, R., Vizcaya Hernández, A. P., Wall, B. L., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y.-R., Zacher, M., Zadorozhny, S., Zbořil, M., Zeller, G., AstroParticule et Cosmologie (APC (UMR_7164)), Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Centre National de la Recherche Scientifique (CNRS)-Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Observatoire de Paris, PSL Research University (PSL)-PSL Research University (PSL)-Université Paris Diderot - Paris 7 (UPD7), Institut de Recherches sur les lois Fondamentales de l'Univers (IRFU), Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Université Paris-Saclay, KATRIN, Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Observatoire de Paris, Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université de Paris (UP), Université Paris sciences et lettres (PSL)-Université Paris sciences et lettres (PSL)-Centre National de la Recherche Scientifique (CNRS)-Université Paris Cité (UPCité), Observatoire de Paris, PSL Research University (PSL)-PSL Research University (PSL)-Université Paris Diderot - Paris 7 (UPD7)-Commissariat à l'énergie atomique et aux énergies alternatives (CEA)-Institut National de Physique Nucléaire et de Physique des Particules du CNRS (IN2P3)-Centre National de la Recherche Scientifique (CNRS), and KATRIN Collaboration

Subjects
Semileptonic decay, Physics - Instrumentation and Detectors, Cosmology and Nongalactic Astrophysics (astro-ph.CO), Physics::Instrumentation and Detectors, FOS: Physical sciences, General Physics and Astronomy, Kinematics, Electron, [PHYS.NEXP]Physics [physics]/Nuclear Experiment [nucl-ex], KATRIN, 01 natural sciences, 7. Clean energy, High Energy Physics - Experiment, Nuclear physics, High Energy Physics - Experiment (hep-ex), mass: scale, neutrino: mass: measured, 0103 physical sciences, [PHYS.HEXP]Physics [physics]/High Energy Physics - Experiment [hep-ex], ddc:530, S066MAE, Sensitivity (control systems), Limit (mathematics), structure, [PHYS.PHYS.PHYS-INS-DET]Physics [physics]/Physics [physics]/Instrumentation and Detectors [physics.ins-det], Nuclear Experiment (nucl-ex), 010306 general physics, Nuclear Experiment, Physics, tritium, formation, S066M2E, Instrumentation and Detectors (physics.ins-det), semileptonic decay, sensitivity, ddc, kinematics, Elementary Particles and Fields, electron: energy spectrum, High Energy Physics::Experiment, Präzisionsexperimente - Abteilung Blaum, Neutrino, [PHYS.ASTR]Physics [physics]/Astrophysics [astro-ph], Energy (signal processing), Astrophysics - Cosmology and Nongalactic Astrophysics, experimental results
Abstract

We report on the neutrino mass measurement result from the first four-week science run of the Karlsruhe Tritium Neutrino experiment KATRIN in spring 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are energy analyzed by a high-resolution MAC-E filter. A fit of the integrated electron spectrum over a narrow interval around the kinematic end point at 18.57 keV gives an effective neutrino mass square value of (−1.0−1.1+0.9) eV2. From this, we derive an upper limit of 1.1 eV (90% confidence level) on the absolute mass scale of neutrinos. This value coincides with the KATRIN sensitivity. It improves upon previous mass limits from kinematic measurements by almost a factor of 2 and provides model-independent input to cosmological studies of structure formation.

Published
2019
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5. Improved Upper Limit on the Neutrino Mass from a Direct Kinematic Method by KATRIN

Author

Aker, M., Altenmüller, K., Arenz, M., Babutzka, M., Barrett, J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blaum, K., Block, F., Bobien, S., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Corona, T. J., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eisenblätter, L., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Flatt, B., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Furse, D., Gauda, K., Gemmeke, H., Gil, W., Glück, F., Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Ha Minh, M., Hackenjos, M., Hannen, V., Harms, F., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillen, B., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., James, T. M., Jansen, A., Kaboth, A., Karl, C., Kazachenko, O., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalík, A., Krasch, B., Kraus, M., Krause, H., Kuckert, L., Kuffner, B., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Leber, M., Lehnert, B., Letnev, J., Leven, F., Lichter, S., Lobashev, V. M., Lokhov, A., Machatschek, M., Malcherek, E., Müller, K., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Mirz, S., Monreal, B., Morales Guzmán, P. I., Naumann, U., Ndeke, W., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Ortjohann, H.-W., Osipowicz, A., Ostrick, B., Otten, E., Parno, D. S., Phillips, D. G., Plischke, P., Pollithy, A., Poon, A. W. P., Pouryamout, J., Prall, M., Priester, F., Röllig, M., Röttele, C., Ranitzsch, P. C.-O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Roll, Ch., Rupp, S., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Skasyrskaya, A., Slezák, M., Špalek, A., Spanier, F., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Urban, K., Vénos, D., Valerius, K., VanDevender, B. A., Vianden, R., Vizcaya Hernández, A. P., Wall, B. L., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y.-R., Zacher, M., Zadorozhny, S., Zbořil, M., and Zeller, G.

Subjects
Physics::Instrumentation and Detectors, High Energy Physics::Experiment, 7. Clean energy
Abstract

We report on the neutrino mass measurement result from the first four-week science run of the Karlsruhe Tritium Neutrino experiment KATRIN in spring 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are energy analyzed by a high-resolution MAC-E filter. A fit of the integrated electron spectrum over a narrow interval around the kinematic end point at 18.57 keV gives an effective neutrino mass square value of $(−1.0^{+0.9}_{−1.1}) eV^2$. From this, we derive an upper limit of 1.1 eV (90% confidence level) on the absolute mass scale of neutrinos. This value coincides with the KATRIN sensitivity. It improves upon previous mass limits from kinematic measurements by almost a factor of 2 and provides model-independent input to cosmological studies of structure formation.

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