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Conflicting theoretical scenarios for infinite-layer nickelate superconductors have been hotly debated, particularly regarding whether {only} a single Ni-3$d_{x^2-y^2}$ band is relevant at low energies besides electron pockets or whether multi-orbital physics including Ni-3$d_{z^2}$ is instead essential. The first scenario has emerged from density-functional theory plus dynamical mean-field theory (DFT+DMFT) calculations. Comparing the previous DFT+DMFT spectra to recent angular-resolved photoemission spectroscopy (ARPES) experiments, we find excellent agreement for both the Fermi surface and the strongly renormalized quasi-particle bands, supporting the first scenario. Our key findings further suggest that the "waterfalls" observed in ARPES might emerge from the quasi-particle--to--Hubbard-band crossover, and that additional spectral weight close to the $A$-pocket {likely} originates from the Ni-3$d_{xy}$ orbital., Comment: 8 pages, 4 figures

We present an analytically solvable model for correlated electrons, which is able to capture the major Fermi surface modifications occurring in both hole- and electron-doped cuprates as a function of doping. The proposed Hamiltonian qualitatively reproduces the results of numerically demanding many-body calculations, here obtained using the dynamical vertex approximation. Our analytical theory provides a transparent description of a precise mechanism, capable to drive the formation of disconnected segments along the Fermi surface (the highly debated "Fermi arcs") as well as of the opening of a pseudogap at hole- and electron-doping. This occurs through a specific mechanism: The electronic states on the Fermi arcs remain intact, while the Fermi surface part where the gap opens transforms into a Luttinger arc., Comment: 6 pages, 4 figures, suppl. mat

Infinite-layer nickelates show high-temperature superconductivity, and the experimental phase diagram agrees well with the one simulated within the dynamical vertex approximation (D$\Gamma$A). Here, we compare the spin-fluctuation spectrum behind these calculations to resonant inelastic X-ray scattering experiments. The overall agreement is good. This independent cross-validation of the strength of spin fluctuations strongly supports the scenario, advanced by D$\Gamma$A, that spin-fluctuations are the mediator of the superconductivity observed in nickelates., Comment: 13 pages, 8 figures

High-temperature unconventional superconductivity quite generically emerges from doping a strongly correlated parent compound, often (close to) an antiferromagnetic insulator. The recently developed dynamical vertex approximation is a state-of-the-art technique that has quantitatively predicted the superconducting dome of nickelates. Here, we apply it to study the effect of pressure in the infinite-layer nickelate Sr$_x$Pr$_ {1-x}$NiO$_2$. We reproduce the increase of the critical temperature ($T_c$) under pressure found in experiment up to 12 GPa. According to our results, $T_c$ can be further increased with higher pressures. Even without Sr-doping the parent compound, PrNiO$_2$, will become a high-temperature superconductor thanks to a strongly enhanced self-doping of the \nidxsqysq{} orbital under pressure. With a maximal \Tc{} of 100\,K around 100\,GPa, nickelate superconductors can reach that of the best cuprates., Comment: Main text: 6 pages, 4 figures. Supplementary information: 18 pages, 16 figures

Oxygen vacancies in the perovskite insulator SrTiO$_3$ free electrons that couple with other physical degrees of freedom such as lattice, orbital, and spin. This leads to the emergence of exotic quantum states such as superconductivity and unusual ferromagnetism. We perform density-functional theory and dynamical mean-field theory calculations and demonstrate that the orientation and ordering of the TiO$_5$ pentahedra plays a crucial role. Specifically, for vacancy-rich SrTiO$_{3-\delta}$ ($\delta\sim$0.5), we find a chiral ordering of the TiO$_5$ pentahedra in a sixfold superlattice. This chiral structure is accompanied by a chiral magnetic state with a net moment in the (111) direction at room temperature, which can explain several experimental observations., Comment: 10 pages, 8 figures including supplementary materials

A recent experiment [X. Ding et al., Nature 615, 50 (2023)] indicates that superconductivity in nickelates is restricted to a narrow window of hydrogen concentration: 0.22 < x < 0.28 in Nd$_{0.8}$Sr$_{0.2}$NiO$_{2}$H$_{x}$. This reported necessity of hydrogen suggests that it plays a crucial role for superconductivity, as it does in the vast field of hydride superconductors. Using density-functional theory and its extensions, we explore the effect of topotactic hydrogen on the electronic structure and phonon-mediated superconductivity in nickelate superconductors. Our calculations show that the electron-phonon coupling in hydrogen-intercalated nickelates is not strong enough to drive the electron pairing, and thus cannot explain the reported superconductivity., Comment: 3 figures, 1 table

Despite enormous experimental and theoretical efforts, obtaining generally accepted conclusions regarding the intrinsic magnetic and electronic properties of superconducting nickelates remains exceptionally challenging. Experiments show a significant degree of uncertainty, indicating hidden factors in the synthesized films, which call for further investigations. One of those "hidden factors" is the possibility of intercalating hydrogen during the chemical reduction process from Nd(La)NiO$_3$ to Nd(La)NiO$_2$ using CaH$_2$. While hydrogen has been detected in experimental samples, not much is known about its distribution through the crystal and its influence on the electronic environment. Here, we show the tendency toward the formation of one-dimensional hydrogen chains in infinite-layers LaNiO$_2$ superconductors using density-functional theory (DFT) supplemented by dynamical mean-field theory (DMFT). The formation of such hydrogen chains induces a coexistence of different oxidation states of Ni and competing magnetic phases, and possibly explains the recently observed charge order states in nickelate superconductors. Furthermore, it contributes to the difficulty of synthesizing homogeneous nickelates and determining their ground states. The smoking gun to detect excess hydrogen in nickelates are flat phonon modes, which are infrared active and quite insensitive to the exact arrangement of the H atoms., Comment: 19 pages, 13 figures, under PRB review

Motivated by cuprate and nickelate superconductors, we perform a comprehensive study of the superconducting instability in the single-band Hubbard model. We calculate the spectrum and superconducting transition temperature $T_{\rm c}$ as a function of filling and Coulomb interaction for a range of hopping parameters, using the dynamical vertex approximation. We find the sweet spot for high $T_{\rm c}$ to be at intermediate coupling, moderate Fermi surface warping, and low hole doping. Combining these results with first principles calculations, neither nickelates nor cuprates are close to this optimum within the single-band description. Instead, we identify some palladates, notably RbSr$_2$PdO$_3$ and $A^{\prime}_2$PdO$_2$Cl$_2$ ($A^{\prime}$=Ba$_{0.5}$La$_{0.5}$), to be virtually optimal, while others, such as NdPdO$_2$, are too weakly correlated., Comment: 8+16 pages, 5+18 figures

The vanguard of many-body theory is nowadays dealing with the full frequency dynamics of n-point Green's functions for n higher than two. Numerically, these objects easily become a memory bottleneck, even when working with discrete imaginary-time Matsubara frequencies. Here, we use the intermediate representation (IR) to compactify the two-point Green's function and three-point Fermion-Bose vertex directly on the real frequency axis, on the basis of numerical renormalization group (NRG) data. We empirically observe an upper bound of the relative error when comparing the IR reconstructed signal with the original NRG data, and demonstrate that a IR compacification is possible., Comment: 15 pages, 12 figures

Superconductivity has entered the nickel age marked by enormous experimental and theoretical efforts. Notwithstanding, synthesizing nickelate superconductors remains extremely challenging, not least due to incomplete oxygen reduction and topotactic hydrogen. Here, we present density-functional theory calculations, identify a phonon mode as a possible indication for topotactic hydrogen and discuss the charge redistribution patterns around oxygen and hydrogen impurities., Comment: Paper solicited for the special issue 'New Spin on Metal-Insulator Transitions' of Crystals

We review the electronic structure of nickelate superconductors with and without effects of electronic correlations. As a minimal model we identify the one-band Hubbard model for the Ni 3$d_{x^2-y^2}$ orbital plus a pocket around the $A$-momentum. The latter however merely acts as a decoupled electron reservoir. This reservoir makes a careful translation from {nominal} Sr-doping to the doping of the one-band Hubbard model mandatory. Our dynamical mean-field theory calculations, in part already supported by experiment, indicate that the $\Gamma$ pocket, Nd 4$f$ orbitals, oxygen 2$p$ and {the} other Ni 3$d$ orbitals are not relevant in the superconducting doping regime. The physics is completely different if topotactic hydrogen is present or the oxygen reduction is incomplete. Then, a two-band physics hosted by the Ni 3$d_{x^2-y^2}$ and 3$d_{3z^2-r^2}$ orbitals emerges. Based on our minimal modeling we calculated the superconducting $T_c$ vs. Sr-doping $x$ phase diagram prior to experiment using the dynamical vertex approximation. For such a notoriously difficult to determine quantity as $T_c$, the agreement with experiment is astonishingly good. The prediction that $T_c$ is enhanced with pressure or compressive strain, has been confirmed experimentally as well. This supports that the one-band Hubbard model plus an electron reservoir is the appropriate minimal model., Comment: 20 pages; 9 figuress; 3 tables; to be published in Frontiers in Physics as part of a series on nickelate superconductors

We study photoexcitations in small Hubbard clusters of up to 12 sites, some of which show an increase of the double occupation after the electric field pulse through impact ionization. Here, the time-dependent electromagnetic field is introduced through a Peierls substitution and the time evolution is calculated by exact diagonalization with commutator-free Magnus integrators. As a tool to better analyze the out-of-equilibrium dynamics, we generalize the Loschmidt amplitude. This way, we are able to resolve which many-body energy eigenstates are responsible for impact ionization and which show pronounced changes in the double occupation and spin energy. This analysis reveals that the loss of spin energy is of little importance for impact ionization. We further demonstrate that, for one-dimensional chains, the optical conductivity has a characteristic peak structure originating solely from vertex corrections., Comment: 21 pages, 16 figures

Motivated by the recent discovery of superconductivity in the pentalayer nickelate Nd$_6$Ni$_5$O$_{12}$ [Nature Materials 10.1038], we calculate its electronic structure and superconducting critical temperature. We find that electronic correlations are essential for pushing Nd$_6$Ni$_5$O$_{12}$ into the superconducting doping range as they shift the electron pockets above the Fermi energy. As a consequence, Nd$_6$Ni$_5$O$_{12}$ can be described with a single $d_{x^2-y^2}$ orbital per Ni. Instead, for the bilayer nickelate Nd$_3$Ni$_2$O$_6$ we find correlations to drive the system into a three-orbital regime also involving the Ni $d_{xz,yz}$ states. We suggest, however, that single-orbital physics with optimal doping can be restored by substituting 60% of the trivalent Nd or La by tetravalent Zr., Comment: 16 pages totally, 4 figures in main text and 9 figures in supplementary materials

All previous cuprate superconductors display a set of common features: (i) vicinity to a Cu 3$d^{9}$ configuration; (ii) separated CuO$_2$ planes; (iii) superconductivity for doping $\delta \sim$ 0.1$-$0.3. Recently [PNAS {\bf 24}, 12156 (2019)] challenged this picture by discovering "highly overdoped" superconducting Ba$_2$CuO$_{3+y}$. Using density-functional theory + dynamical mean-field theory, we reveal a bilayer structure of Ba$_2$CuO$_{3.2}$ of alternating quasi 2D and quasi 1D character. Correlations tune an inter-layer self-doping leading to an almost half-filled, strongly nested quasi 1D $d_{b^2-c^2}$ band, which is prone to strong antiferromagnetic fluctuations, possibly at the origin of superconductivity in Ba$_2$CuO$_{3+y}$.

The mechanism of the pseudogap observed in hole-doped cuprates remains one of the central puzzles in condensed matter physics. We analyze this phenomenon via a Feynman-diagrammatic inspection of the Hubbard model. Our approach captures the pivotal interplay between Mott localization and Fermi surface topology beyond weak-coupling spin fluctuations, which would open a spectral gap near hot spots. We show that strong coupling and particle-hole asymmetry trigger a very different mechanism: a large imaginary part of the spin-fermion vertex promotes damping of antinodal fermions and, at the same time, protects the nodal Fermi arcs (antidamping). Our analysis naturally explains puzzling features of the pseudogap observed in experiments, such as Fermi arcs being cut off at the antiferromagnetic zone boundary and the subordinate role of hot spots., Comment: 7 pages

Antiferromagnetic or charge density wave fluctuations couple with light through the recently discovered {\pi}-ton contribution to the optical conductivity, and quite generically constitute the dominant vertex corrections in low-dimensional correlated electron systems. Here we study the arguably simplest version of these $\pi$-tons based on the semi-analytical random phase approximation (RPA) ladder in the transversal particle-hole channel. The vertex corrections to the optical conductivity are calculated directly for real frequencies. We validate that the RPA qualitatively reproduces the {\pi}-ton vertex corrections to the Drude peak in the Hubbard model. Depending on the temperature we find vertex corrections to broaden or sharpen the Drude peak., Comment: 26 pages, 25 figures; Updated to version accepted by PRB

We perform time-resolved exact diagonalization of the Hubbard model with time dependent hoppings on small clusters of up to $12$ sites. Here, the time dependence originates from a classic electromagnetic pulse, which mimics the impact of a photon. We investigate the behavior of the double occupation and spectral function after the pulse for different cluster geometries and on-site potentials. We find impact ionization in all studied geometries except for one-dimensional chains. Adding next-nearest neighbor hopping to the model leads to a significant enhancement of impact ionization, as does disorder and geometric frustration of a triangular lattice., Comment: 16 pages, 25 figures

We present a straightforward implementation scheme for solving the time dependent Schr\"odinger equation for systems described by the Hubbard Hamiltonian with time dependent hoppings. The computations can be performed for clusters of up to 14 sites with in principle general geometry. For the time evolution, we use the exponential midpoint rule, where the exponentials are computed via a Krylov subspace method, which only uses matrix-vector multiplication. The presented implementation uses standard libraries for constructing sparse matrices and for linear algebra therefore the approach is easy to use on both desktop computer and computational cluster. We apply the method to calculate time evolution of double occupation and nonequilibrium spectral function of a photo-excited Mott-insulator. The results show that not only the double occupancy increases due to creation of electron-hole pairs but also the Mott gap becomes partially filled., Comment: 21 pages, 12 figures