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Retrieved documents containing noise will hinder RAG from detecting answer clues and make the inference process slow and expensive. Therefore, context compression is necessary to enhance its accuracy and efficiency. Existing context compression methods use extractive or generative models to retain the most query-relevant sentences or apply the information bottleneck theory to preserve sufficient information. However, these methods may face issues such as over-compression or high computational costs. We observe that the retriever often ranks relevant documents at the top, but the exact number of documents needed to answer the query is uncertain due to the impact of query complexity and retrieval quality: complex queries like multi-hop questions may require retaining more documents than simpler queries, and a low-quality retrieval may need to rely on more documents to generate accurate outputs. Therefore, determining the minimum number of required documents (compression rate) is still a challenge for RAG. In this paper, we introduce AdaComp, a low-cost extractive context compression method that adaptively determines the compression rate based on both query complexity and retrieval quality. Specifically, we first annotate the minimum top-k documents necessary for the RAG system to answer the current query as the compression rate and then construct triplets of the query, retrieved documents, and its compression rate. Then, we use this triplet dataset to train a compression-rate predictor. Experiments on three QA datasets and one conversational Muiti-doc QA dataset show that AdaComp significantly reduces inference costs while maintaining performance nearly identical to uncompressed models, achieving a balance between efficiency and performance., Comment: 8 pages, 5 figures, code available at https://anonymous.4open.science/r/AdaComp-8C0C/

With the growing deployment of LLMs in daily applications like chatbots and content generation, efforts to ensure outputs align with human values and avoid harmful content have intensified. However, increasingly sophisticated jailbreak attacks threaten this alignment, aiming to induce unsafe outputs. Current defense efforts either focus on prompt rewriting or detection, which are limited in effectiveness due to the various design of jailbreak prompts, or on output control and detection, which are computationally expensive as they require LLM inference. Therefore, designing a pre-inference defense method that resists diverse jailbreak prompts is crucial for preventing LLM jailbreak attacks. We observe that jailbreak attacks, safe queries, and harmful queries exhibit different clustering patterns within the LLM's hidden state representation space. This suggests that by leveraging the LLM's hidden state representational capabilities, we can analyze the LLM's forthcoming behavior and proactively intervene for defense. In this paper, we propose a jailbreak attack defense strategy based on a Hidden State Filter (HSF), a lossless architectural defense mechanism that enables the model to preemptively identify and reject adversarial inputs before the inference process begins. We activate its defensive potential through an additional plugin module, effectively framing the defense task as a classification problem. Experimental results on two benchmark datasets, utilizing three different LLMs, show that HSF significantly enhances resilience against six cutting-edge jailbreak attacks. It significantly reduces the success rate of jailbreak attacks while minimally impacting responses to benign user queries, with negligible inference overhead, and outperforming defense baselines.Our code and data are available at https://anonymous.4open.science/r/Hidden-State-Filtering-8652/, Comment: 13 pages

In a real-world RAG system, the current query often involves spoken ellipses and ambiguous references from dialogue contexts, necessitating query rewriting to better describe user's information needs. However, traditional context-based rewriting has minimal enhancement on downstream generation tasks due to the lengthy process from query rewriting to response generation. Some researchers try to utilize reinforcement learning with generation feedback to assist the rewriter, but these sparse rewards provide little guidance in most cases, leading to unstable training and generation results. We find that user's needs are also reflected in the gold document, retrieved documents and ground truth. Therefore, by feeding back these multi-aspect dense rewards to query rewriting, more stable and satisfactory responses can be achieved. In this paper, we propose a novel query rewriting method MaFeRw, which improves RAG performance by integrating multi-aspect feedback from both the retrieval process and generated results. Specifically, we first use manual data to train a T5 model for the rewriter initialization. Next, we design three metrics as reinforcement learning feedback: the similarity between the rewritten query and the gold document, the ranking metrics, and ROUGE between the generation and the ground truth. Inspired by RLAIF, we train three kinds of reward models for the above metrics to achieve more efficient training. Finally, we combine the scores of these reward models as feedback, and use PPO algorithm to explore the optimal query rewriting strategy. Experimental results on two conversational RAG datasets demonstrate that MaFeRw achieves superior generation metrics and more stable training compared to baselines.

The isolated toughness variant is a salient parameter for measuring the vulnerability of networks, which is inherently related to fractional factors (used to characterize the feasibility of data transmission). The combination of minimum degree and the corresponding tight bound of isolated toughness variant for fractional factors provide reference standards for network construction. However, previous advances only focused on how to select the optimal parameter criteria from Pareto front, without any suggestion for the construction of specific networks. To overcome this deficiency, this paper proposes an inverse model from $(\delta(G),I'(G))$ to $G$, by means of evolutionary computing approach, we propose a novel inverse model to obtain the optimal solutions for candidate graphs. The main procedure is composed of pseudo-greedy acceleration, cross-mutation and diversity enhancement modules. The practicality of the algorithm is verified by means of pilot experiments. The code in this paper is made public on https://github.com/AizhEngHN/Inverse-model-for-network-construction-G-I-G-G., Comment: 22 pages, 7 figures

Private data, being larger and quality-higher than public data, can greatly improve large language models (LLM). However, due to privacy concerns, this data is often dispersed in multiple silos, making its secure utilization for LLM training a challenge. Federated learning (FL) is an ideal solution for training models with distributed private data, but traditional frameworks like FedAvg are unsuitable for LLM due to their high computational demands on clients. An alternative, split learning, offloads most training parameters to the server while training embedding and output layers locally, making it more suitable for LLM. Nonetheless, it faces significant challenges in security and efficiency. Firstly, the gradients of embeddings are prone to attacks, leading to potential reverse engineering of private data. Furthermore, the server's limitation of handle only one client's training request at a time hinders parallel training, severely impacting training efficiency. In this paper, we propose a Federated Learning framework for LLM, named FL-GLM, which prevents data leakage caused by both server-side and peer-client attacks while improving training efficiency. Specifically, we first place the input block and output block on local client to prevent embedding gradient attacks from server. Secondly, we employ key-encryption during client-server communication to prevent reverse engineering attacks from peer-clients. Lastly, we employ optimization methods like client-batching or server-hierarchical, adopting different acceleration methods based on the actual computational capabilities of the server. Experimental results on NLU and generation tasks demonstrate that FL-GLM achieves comparable metrics to centralized chatGLM model, validating the effectiveness of our federated learning framework.

Federated learning is highly susceptible to model poisoning attacks, especially those meticulously crafted for servers. Traditional defense methods mainly focus on updating assessments or robust aggregation against manually crafted myopic attacks. When facing advanced attacks, their defense stability is notably insufficient. Therefore, it is imperative to develop adaptive defenses against such advanced poisoning attacks. We find that benign clients exhibit significantly higher data distribution stability than malicious clients in federated learning in both CV and NLP tasks. Therefore, the malicious clients can be recognized by observing the stability of their data distribution. In this paper, we propose AdaAggRL, an RL-based Adaptive Aggregation method, to defend against sophisticated poisoning attacks. Specifically, we first utilize distribution learning to simulate the clients' data distributions. Then, we use the maximum mean discrepancy (MMD) to calculate the pairwise similarity of the current local model data distribution, its historical data distribution, and global model data distribution. Finally, we use policy learning to adaptively determine the aggregation weights based on the above similarities. Experiments on four real-world datasets demonstrate that the proposed defense model significantly outperforms widely adopted defense models for sophisticated attacks.

Product copywriting is a critical component of e-commerce recommendation platforms. It aims to attract users' interest and improve user experience by highlighting product characteristics with textual descriptions. In this paper, we report our experience deploying the proposed Automatic Product Copywriting Generation (APCG) system into the JD.com e-commerce product recommendation platform. It consists of two main components: 1) natural language generation, which is built from a transformer-pointer network and a pre-trained sequence-to-sequence model based on millions of training data from our in-house platform; and 2) copywriting quality control, which is based on both automatic evaluation and human screening. For selected domains, the models are trained and updated daily with the updated training data. In addition, the model is also used as a real-time writing assistant tool on our live broadcast platform. The APCG system has been deployed in JD.com since Feb 2021. By Sep 2021, it has generated 2.53 million product descriptions, and improved the overall averaged click-through rate (CTR) and the Conversion Rate (CVR) by 4.22% and 3.61%, compared to baselines, respectively on a year-on-year basis. The accumulated Gross Merchandise Volume (GMV) made by our system is improved by 213.42%, compared to the number in Feb 2021., Comment: Accepted by AAAI 2022/IAAI 2022 under the track of "Highly Innovative Applications of AI"

Although exposure bias has been widely studied in some NLP tasks, it faces its unique challenges in dialogue response generation, the representative one-to-various generation scenario. In real human dialogue, there are many appropriate responses for the same context, not only with different expressions, but also with different topics. Therefore, due to the much bigger gap between various ground-truth responses and the generated synthetic response, exposure bias is more challenging in dialogue generation task. What's more, as MLE encourages the model to only learn the common words among different ground-truth responses, but ignores the interesting and specific parts, exposure bias may further lead to the common response generation problem, such as "I don't know" and "HaHa?" In this paper, we propose a novel adaptive switching mechanism, which learns to automatically transit between ground-truth learning and generated learning regarding the word-level matching score, such as the cosine similarity. Experimental results on both Chinese STC dataset and English Reddit dataset, show that our adaptive method achieves a significant improvement in terms of metric-based evaluation and human evaluation, as compared with the state-of-the-art exposure bias approaches. Further analysis on NMT task also shows that our model can achieve a significant improvement., Comment: EMNLP2021

Despite the success of neural dialogue systems in achieving high performance on the leader-board, they cannot meet users' requirements in practice, due to their poor reasoning skills. The underlying reason is that most neural dialogue models only capture the syntactic and semantic information, but fail to model the logical consistency between the dialogue history and the generated response. Recently, a new multi-turn dialogue reasoning task has been proposed, to facilitate dialogue reasoning research. However, this task is challenging, because there are only slight differences between the illogical response and the dialogue history. How to effectively solve this challenge is still worth exploring. This paper proposes a Fine-grained Comparison Model (FCM) to tackle this problem. Inspired by human's behavior in reading comprehension, a comparison mechanism is proposed to focus on the fine-grained differences in the representation of each response candidate. Specifically, each candidate representation is compared with the whole history to obtain a history consistency representation. Furthermore, the consistency signals between each candidate and the speaker's own history are considered to drive a model to prefer a candidate that is logically consistent with the speaker's history logic. Finally, the above consistency representations are employed to output a ranking list of the candidate responses for multi-turn dialogue reasoning. Experimental results on two public dialogue datasets show that our method obtains higher ranking scores than the baseline models., Comment: EMNLP2021 Findings

Unlike well-structured text, such as news reports and encyclopedia articles, dialogue content often comes from two or more interlocutors, exchanging information with each other. In such a scenario, the topic of a conversation can vary upon progression and the key information for a certain topic is often scattered across multiple utterances of different speakers, which poses challenges to abstractly summarize dialogues. To capture the various topic information of a conversation and outline salient facts for the captured topics, this work proposes two topic-aware contrastive learning objectives, namely coherence detection and sub-summary generation objectives, which are expected to implicitly model the topic change and handle information scattering challenges for the dialogue summarization task. The proposed contrastive objectives are framed as auxiliary tasks for the primary dialogue summarization task, united via an alternative parameter updating strategy. Extensive experiments on benchmark datasets demonstrate that the proposed simple method significantly outperforms strong baselines and achieves new state-of-the-art performance. The code and trained models are publicly available via \href{https://github.com/Junpliu/ConDigSum}{https://github.com/Junpliu/ConDigSum}., Comment: EMNLP 2021

In product description generation (PDG), the user-cared aspect is critical for the recommendation system, which can not only improve user's experiences but also obtain more clicks. High-quality customer reviews can be considered as an ideal source to mine user-cared aspects. However, in reality, a large number of new products (known as long-tailed commodities) cannot gather sufficient amount of customer reviews, which brings a big challenge in the product description generation task. Existing works tend to generate the product description solely based on item information, i.e., product attributes or title words, which leads to tedious contents and cannot attract customers effectively. To tackle this problem, we propose an adaptive posterior network based on Transformer architecture that can utilize user-cared information from customer reviews. Specifically, we first extend the self-attentive Transformer encoder to encode product titles and attributes. Then, we apply an adaptive posterior distillation module to utilize useful review information, which integrates user-cared aspects to the generation process. Finally, we apply a Transformer-based decoding phase with copy mechanism to automatically generate the product description. Besides, we also collect a large-scare Chinese product description dataset to support our work and further research in this field. Experimental results show that our model is superior to traditional generative models in both automatic indicators and human evaluation.

Recommendation reason generation, aiming at showing the selling points of products for customers, plays a vital role in attracting customers' attention as well as improving user experience. A simple and effective way is to extract keywords directly from the knowledge-base of products, i.e., attributes or title, as the recommendation reason. However, generating recommendation reason from product knowledge doesn't naturally respond to users' interests. Fortunately, on some E-commerce websites, there exists more and more user-generated content (user-content for short), i.e., product question-answering (QA) discussions, which reflect user-cared aspects. Therefore, in this paper, we consider generating the recommendation reason by taking into account not only the product attributes but also the customer-generated product QA discussions. In reality, adequate user-content is only possible for the most popular commodities, whereas large sums of long-tail products or new products cannot gather a sufficient number of user-content. To tackle this problem, we propose a user-inspired multi-source posterior transformer (MSPT), which induces the model reflecting the users' interests with a posterior multiple QA discussions module, and generating recommendation reasons containing the product attributes as well as the user-cared aspects. Experimental results show that our model is superior to traditional generative models. Additionally, the analysis also shows that our model can focus more on the user-cared aspects than baselines., Comment: SIGIR 2020

Topic drift is a common phenomenon in multi-turn dialogue. Therefore, an ideal dialogue generation models should be able to capture the topic information of each context, detect the relevant context, and produce appropriate responses accordingly. However, existing models usually use word or sentence level similarities to detect the relevant contexts, which fail to well capture the topical level relevance. In this paper, we propose a new model, named STAR-BTM, to tackle this problem. Firstly, the Biterm Topic Model is pre-trained on the whole training dataset. Then, the topic level attention weights are computed based on the topic representation of each context. Finally, the attention weights and the topic distribution are utilized in the decoding process to generate the corresponding responses. Experimental results on both Chinese customer services data and English Ubuntu dialogue data show that STAR-BTM significantly outperforms several state-of-the-art methods, in terms of both metric-based and human evaluations.

Chinese input recommendation plays an important role in alleviating human cost in typing Chinese words, especially in the scenario of mobile applications. The fundamental problem is to predict the conditional probability of the next word given the sequence of previous words. Therefore, statistical language models, i.e.~n-grams based models, have been extensively used on this task in real application. However, the characteristics of extremely different typing behaviors usually lead to serious sparsity problem, even n-gram with smoothing will fail. A reasonable approach to tackle this problem is to use the recently proposed neural models, such as probabilistic neural language model, recurrent neural network and word2vec. They can leverage more semantically similar words for estimating the probability. However, there is no conclusion on which approach of the two will work better in real application. In this paper, we conduct an extensive empirical study to show the differences between statistical and neural language models. The experimental results show that the two different approach have individual advantages, and a hybrid approach will bring a significant improvement.

In multi-turn dialogue generation, response is usually related with only a few contexts. Therefore, an ideal model should be able to detect these relevant contexts and produce a suitable response accordingly. However, the widely used hierarchical recurrent encoderdecoder models just treat all the contexts indiscriminately, which may hurt the following response generation process. Some researchers try to use the cosine similarity or the traditional attention mechanism to find the relevant contexts, but they suffer from either insufficient relevance assumption or position bias problem. In this paper, we propose a new model, named ReCoSa, to tackle this problem. Firstly, a word level LSTM encoder is conducted to obtain the initial representation of each context. Then, the self-attention mechanism is utilized to update both the context and masked response representation. Finally, the attention weights between each context and response representations are computed and used in the further decoding process. Experimental results on both Chinese customer services dataset and English Ubuntu dialogue dataset show that ReCoSa significantly outperforms baseline models, in terms of both metric-based and human evaluations. Further analysis on attention shows that the detected relevant contexts by ReCoSa are highly coherent with human's understanding, validating the correctness and interpretability of ReCoSa.