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Automatic speech recognition (ASR) systems have advanced significantly with models like Whisper, Conformer, and self-supervised frameworks such as Wav2vec 2.0 and HuBERT. However, developing robust ASR models for young children's speech remains challenging due to differences in pronunciation, tone, and pace compared to adult speech. In this paper, we introduce a new Mandarin speech dataset focused on children aged 3 to 5, addressing the scarcity of resources in this area. The dataset comprises 41.25 hours of speech with carefully crafted manual transcriptions, collected from 397 speakers across various provinces in China, with balanced gender representation. We provide a comprehensive analysis of speaker demographics, speech duration distribution and geographic coverage. Additionally, we evaluate ASR performance on models trained from scratch, such as Conformer, as well as fine-tuned pre-trained models like HuBERT and Whisper, where fine-tuning demonstrates significant performance improvements. Furthermore, we assess speaker verification (SV) on our dataset, showing that, despite the challenges posed by the unique vocal characteristics of young children, the dataset effectively supports both ASR and SV tasks. This dataset is a valuable contribution to Mandarin child speech research and holds potential for applications in educational technology and child-computer interaction. It will be open-source and freely available for all academic purposes.

As text-based speech editing becomes increasingly prevalent, the demand for unrestricted free-text editing continues to grow. However, existing speech editing techniques encounter significant challenges, particularly in maintaining intelligibility and acoustic consistency when dealing with out-of-domain (OOD) text. In this paper, we introduce, DiffEditor, a novel speech editing model designed to enhance performance in OOD text scenarios through semantic enrichment and acoustic consistency. To improve the intelligibility of the edited speech, we enrich the semantic information of phoneme embeddings by integrating word embeddings extracted from a pretrained language model. Furthermore, we emphasize that interframe smoothing properties are critical for modeling acoustic consistency, and thus we propose a first-order loss function to promote smoother transitions at editing boundaries and enhance the overall fluency of the edited speech. Experimental results demonstrate that our model achieves state-of-the-art performance in both in-domain and OOD text scenarios.

Diffusion-based text-to-audio (TTA) generation has made substantial progress, leveraging latent diffusion model (LDM) to produce high-quality, diverse and instruction-relevant audios. However, beyond generation, the task of audio editing remains equally important but has received comparatively little attention. Audio editing tasks face two primary challenges: executing precise edits and preserving the unedited sections. While workflows based on LDMs have effectively addressed these challenges in the field of image processing, similar approaches have been scarcely applied to audio editing. In this paper, we introduce AudioEditor, a training-free audio editing framework built on the pretrained diffusion-based TTA model. AudioEditor incorporates Null-text Inversion and EOT-suppression methods, enabling the model to preserve original audio features while executing accurate edits. Comprehensive objective and subjective experiments validate the effectiveness of AudioEditor in delivering high-quality audio edits. Code and demo can be found at https://github.com/NKU-HLT/AudioEditor.

State-of-the-art models like OpenAI's Whisper exhibit strong performance in multilingual automatic speech recognition (ASR), but they still face challenges in accurately recognizing diverse subdialects. In this paper, we propose M2R-whisper, a novel multi-stage and multi-scale retrieval augmentation approach designed to enhance ASR performance in low-resource settings. Building on the principles of in-context learning (ICL) and retrieval-augmented techniques, our method employs sentence-level ICL in the pre-processing stage to harness contextual information, while integrating token-level k-Nearest Neighbors (kNN) retrieval as a post-processing step to further refine the final output distribution. By synergistically combining sentence-level and token-level retrieval strategies, M2R-whisper effectively mitigates various types of recognition errors. Experiments conducted on Mandarin and subdialect datasets, including AISHELL-1 and KeSpeech, demonstrate substantial improvements in ASR accuracy, all achieved without any parameter updates.

For the SLT 2024 Low-Resource Dysarthria Wake-Up Word Spotting (LRDWWS) Challenge, we introduce the PB-LRDWWS system. This system combines a dysarthric speech content feature extractor for prototype construction with a prototype-based classification method. The feature extractor is a fine-tuned HuBERT model obtained through a three-stage fine-tuning process using cross-entropy loss. This fine-tuned HuBERT extracts features from the target dysarthric speaker's enrollment speech to build prototypes. Classification is achieved by calculating the cosine similarity between the HuBERT features of the target dysarthric speaker's evaluation speech and prototypes. Despite its simplicity, our method demonstrates effectiveness through experimental results. Our system achieves second place in the final Test-B of the LRDWWS Challenge., Comment: accept by SLT 2024

The Chain-of-Thought (CoT) paradigm has emerged as a critical approach for enhancing the reasoning capabilities of large language models (LLMs). However, despite their widespread adoption and success, CoT methods often exhibit instability due to their inability to consistently ensure the quality of generated reasoning paths, leading to sub-optimal reasoning performance. To address this challenge, we propose the \textbf{Strategic Chain-of-Thought} (SCoT), a novel methodology designed to refine LLM performance by integrating strategic knowledge prior to generating intermediate reasoning steps. SCoT employs a two-stage approach within a single prompt: first eliciting an effective problem-solving strategy, which is then used to guide the generation of high-quality CoT paths and final answers. Our experiments across eight challenging reasoning datasets demonstrate significant improvements, including a 21.05\% increase on the GSM8K dataset and 24.13\% on the Tracking\_Objects dataset, respectively, using the Llama3-8b model. Additionally, we extend the SCoT framework to develop a few-shot method with automatically matched demonstrations, yielding even stronger results. These findings underscore the efficacy of SCoT, highlighting its potential to substantially enhance LLM performance in complex reasoning tasks.

Mean Opinion Score (MOS) prediction has made significant progress in specific domains. However, the unstable performance of MOS prediction models across diverse samples presents ongoing challenges in the practical application of these systems. In this paper, we point out that the absence of uncertainty modeling is a significant limitation hindering MOS prediction systems from applying to the real and open world. We analyze the sources of uncertainty in the MOS prediction task and propose to establish an uncertainty-aware MOS prediction system that models aleatory uncertainty and epistemic uncertainty by heteroscedastic regression and Monte Carlo dropout separately. The experimental results show that the system captures uncertainty well and is capable of performing selective prediction and out-of-domain detection. Such capabilities significantly enhance the practical utility of MOS systems in diverse real and open-world environments., Comment: Accepted by Interspeech 2024, oral

The Chain-of-Thought (CoT) paradigm has become a pivotal method for solving complex problems. However, its application to intricate, domain-specific tasks remains challenging, as large language models (LLMs) often struggle to accurately decompose these tasks and, even when decomposition is correct, fail to execute the subtasks effectively. This paper introduces the Re-TASK framework, a novel theoretical model that revisits LLM tasks from the perspectives of capability, skill, and knowledge, drawing on the principles of Bloom's Taxonomy and Knowledge Space Theory. While CoT offers a workflow perspective on tasks, the Re-TASK framework introduces a Chain-of-Learning view, illustrating how tasks and their corresponding subtasks depend on various capability items. Each capability item is further dissected into its constituent aspects of knowledge and skills. Our framework reveals that many CoT failures in domain-specific tasks stem from insufficient knowledge or inadequate skill adaptation. In response, we combine CoT with the Re-TASK framework and implement a carefully designed Re-TASK prompting strategy to improve task performance. Specifically, we identify core capability items linked to tasks and subtasks, then strengthen these capabilities through targeted knowledge injection and skill adaptation. We validate the Re-TASK framework on three datasets across the law, finance, and mathematics domains, achieving significant improvements over the baseline models. Notably, our approach yields a remarkable 44.42% improvement with the Yi-1.5-9B model and a 33.08% improvement with the Llama3-Chinese-8b on the legal dataset. These experimental results confirm the effectiveness of the Re-TASK framework, demonstrating substantial enhancements in both the performance and applicability of LLMs., Comment: Preprint; First three authors contributed equally

Recognizing emotions from speech is a daunting task due to the subtlety and ambiguity of expressions. Traditional speech emotion recognition (SER) systems, which typically rely on a singular, precise emotion label, struggle with this complexity. Therefore, modeling the inherent ambiguity of emotions is an urgent problem. In this paper, we propose an iterative prototype refinement framework (IPR) for ambiguous SER. IPR comprises two interlinked components: contrastive learning and class prototypes. The former provides an efficient way to obtain high-quality representations of ambiguous samples. The latter are dynamically updated based on ambiguous labels -- the similarity of the ambiguous data to all prototypes. These refined embeddings yield precise pseudo labels, thus reinforcing representation quality. Experimental evaluations conducted on the IEMOCAP dataset validate the superior performance of IPR over state-of-the-art methods, thus proving the effectiveness of our proposed method.

Dysarthric speech recognition (DSR) presents a formidable challenge due to inherent inter-speaker variability, leading to severe performance degradation when applying DSR models to new dysarthric speakers. Traditional speaker adaptation methodologies typically involve fine-tuning models for each speaker, but this strategy is cost-prohibitive and inconvenient for disabled users, requiring substantial data collection. To address this issue, we introduce a prototype-based approach that markedly improves DSR performance for unseen dysarthric speakers without additional fine-tuning. Our method employs a feature extractor trained with HuBERT to produce per-word prototypes that encapsulate the characteristics of previously unseen speakers. These prototypes serve as the basis for classification. Additionally, we incorporate supervised contrastive learning to refine feature extraction. By enhancing representation quality, we further improve DSR performance, enabling effective personalized DSR. We release our code at https://github.com/NKU-HLT/PB-DSR., Comment: accepted by Interspeech 2024

Multimodal emotion recognition systems rely heavily on the full availability of modalities, suffering significant performance declines when modal data is incomplete. To tackle this issue, we present the Cross-Modal Alignment, Reconstruction, and Refinement (CM-ARR) framework, an innovative approach that sequentially engages in cross-modal alignment, reconstruction, and refinement phases to handle missing modalities and enhance emotion recognition. This framework utilizes unsupervised distribution-based contrastive learning to align heterogeneous modal distributions, reducing discrepancies and modeling semantic uncertainty effectively. The reconstruction phase applies normalizing flow models to transform these aligned distributions and recover missing modalities. The refinement phase employs supervised point-based contrastive learning to disrupt semantic correlations and accentuate emotional traits, thereby enriching the affective content of the reconstructed representations. Extensive experiments on the IEMOCAP and MSP-IMPROV datasets confirm the superior performance of CM-ARR under conditions of both missing and complete modalities. Notably, averaged across six scenarios of missing modalities, CM-ARR achieves absolute improvements of 2.11% in WAR and 2.12% in UAR on the IEMOCAP dataset, and 1.71% and 1.96% in WAR and UAR, respectively, on the MSP-IMPROV dataset.

Recent advancements in LLMs have showcased their remarkable role-playing capabilities, able to accurately simulate the dialogue styles and cognitive processes of various roles based on different instructions and contexts. Studies indicate that assigning LLMs the roles of experts, a strategy known as role-play prompting, can enhance their performance in the corresponding domains. However, the prompt needs to be manually designed for the given problem, requiring certain expertise and iterative modifications. To this end, we propose self-prompt tuning, making LLMs themselves generate role-play prompts through fine-tuning. Leveraging the LIMA dataset as our foundational corpus, we employ GPT-4 to annotate role-play prompts for each data points, resulting in the creation of the LIMA-Role dataset. We then fine-tune LLMs like Llama-2-7B and Mistral-7B on LIMA-Role. Consequently, the self-prompt tuned LLMs can automatically generate expert role prompts for any given question. We extensively evaluate self-prompt tuned LLMs on widely used NLP benchmarks and open-ended question test. Our empirical results illustrate that self-prompt tuned LLMs outperform standard instruction tuned baselines across most datasets. This highlights the great potential of utilizing fine-tuning to enable LLMs to self-prompt, thereby automating complex prompting strategies. We release the dataset, models, and code at this \href{https://anonymous.4open.science/r/Self-Prompt-Tuning-739E/}{url}.

The kNN-CTC model has proven to be effective for monolingual automatic speech recognition (ASR). However, its direct application to multilingual scenarios like code-switching, presents challenges. Although there is potential for performance improvement, a kNN-CTC model utilizing a single bilingual datastore can inadvertently introduce undesirable noise from the alternative language. To address this, we propose a novel kNN-CTC-based code-switching ASR (CS-ASR) framework that employs dual monolingual datastores and a gated datastore selection mechanism to reduce noise interference. Our method selects the appropriate datastore for decoding each frame, ensuring the injection of language-specific information into the ASR process. We apply this framework to cutting-edge CTC-based models, developing an advanced CS-ASR system. Extensive experiments demonstrate the remarkable effectiveness of our gated datastore mechanism in enhancing the performance of zero-shot Chinese-English CS-ASR.

Multimodal emotion recognition (MMER) is an active research field that aims to accurately recognize human emotions by fusing multiple perceptual modalities. However, inherent heterogeneity across modalities introduces distribution gaps and information redundancy, posing significant challenges for MMER. In this paper, we propose a novel fine-grained disentangled representation learning (FDRL) framework to address these challenges. Specifically, we design modality-shared and modality-private encoders to project each modality into modality-shared and modality-private subspaces, respectively. In the shared subspace, we introduce a fine-grained alignment component to learn modality-shared representations, thus capturing modal consistency. Subsequently, we tailor a fine-grained disparity component to constrain the private subspaces, thereby learning modality-private representations and enhancing their diversity. Lastly, we introduce a fine-grained predictor component to ensure that the labels of the output representations from the encoders remain unchanged. Experimental results on the IEMOCAP dataset show that FDRL outperforms the state-of-the-art methods, achieving 78.34% and 79.44% on WAR and UAR, respectively., Comment: Accepted by ICASSP 2024

The success of retrieval-augmented language models in various natural language processing (NLP) tasks has been constrained in automatic speech recognition (ASR) applications due to challenges in constructing fine-grained audio-text datastores. This paper presents kNN-CTC, a novel approach that overcomes these challenges by leveraging Connectionist Temporal Classification (CTC) pseudo labels to establish frame-level audio-text key-value pairs, circumventing the need for precise ground truth alignments. We further introduce a skip-blank strategy, which strategically ignores CTC blank frames, to reduce datastore size. kNN-CTC incorporates a k-nearest neighbors retrieval mechanism into pre-trained CTC ASR systems, achieving significant improvements in performance. By incorporating a k-nearest neighbors retrieval mechanism into pre-trained CTC ASR systems and leveraging a fine-grained, pruned datastore, kNN-CTC consistently achieves substantial improvements in performance under various experimental settings. Our code is available at https://github.com/NKU-HLT/KNN-CTC., Comment: Accepted by ICASSP 2024

Automatic Mean Opinion Score (MOS) prediction is crucial to evaluate the perceptual quality of the synthetic speech. While recent approaches using pre-trained self-supervised learning (SSL) models have shown promising results, they only partly address the data scarcity issue for the feature extractor. This leaves the data scarcity issue for the decoder unresolved and leading to suboptimal performance. To address this challenge, we propose a retrieval-augmented MOS prediction method, dubbed {\bf RAMP}, to enhance the decoder's ability against the data scarcity issue. A fusing network is also proposed to dynamically adjust the retrieval scope for each instance and the fusion weights based on the predictive confidence. Experimental results show that our proposed method outperforms the existing methods in multiple scenarios., Comment: Accepted by Interspeech 2023, oral

Speech Emotion Recognition (SER) is a challenging task due to limited data and blurred boundaries of certain emotions. In this paper, we present a comprehensive approach to improve the SER performance throughout the model lifecycle, including pre-training, fine-tuning, and inference stages. To address the data scarcity issue, we utilize a pre-trained model, wav2vec2.0. During fine-tuning, we propose a novel loss function that combines cross-entropy loss with supervised contrastive learning loss to improve the model's discriminative ability. This approach increases the inter-class distances and decreases the intra-class distances, mitigating the issue of blurred boundaries. Finally, to leverage the improved distances, we propose an interpolation method at the inference stage that combines the model prediction with the output from a k-nearest neighbors model. Our experiments on IEMOCAP demonstrate that our proposed methods outperform current state-of-the-art results., Comment: Accepted by lnterspeech 2023, poster

Modern large language models (LLMs) exhibit a remarkable capacity for role-playing, enabling them to embody not only human characters but also non-human entities. This versatility allows them to simulate complex human-like interactions and behaviors within various contexts, as well as to emulate specific objects or systems. While these capabilities have enhanced user engagement and introduced novel modes of interaction, the influence of role-playing on LLMs' reasoning abilities remains underexplored. In this study, we introduce a strategically designed role-play prompting methodology and assess its performance under the zero-shot setting across twelve diverse reasoning benchmarks. Our empirical results illustrate that role-play prompting consistently surpasses the standard zero-shot approach across most datasets. Notably, in experiments conducted using ChatGPT, accuracy on AQuA rises from 53.5% to 63.8%, and on Last Letter from 23.8% to 84.2%.Upon further comparison with the Zero-Shot-CoT technique, which prompts the model to "think step by step", our study demonstrates that role-play prompting acts as a more effective trigger for the CoT process. This highlights its potential to augment the reasoning capabilities of LLMs. We release our code at https://github.com/NKU-HLT/Role-Play-Prompting., Comment: NAACL 2024, Main Conference

As a main field of artificial intelligence, natural language processing (NLP) has achieved remarkable success via deep neural networks. Plenty of NLP tasks have been addressed in a unified manner, with various tasks being associated with each other through sharing the same paradigm. However, neural networks are black boxes and rely on probability computation. Making mistakes is inevitable. Therefore, estimating the reliability and trustworthiness (in other words, uncertainty) of neural networks becomes a key research direction, which plays a crucial role in reducing models' risks and making better decisions. Therefore, in this survey, we provide a comprehensive review of uncertainty-relevant works in the NLP field. Considering the data and paradigms characteristics, we first categorize the sources of uncertainty in natural language into three types, including input, system, and output. Then, we systemically review uncertainty quantification approaches and the main applications. Finally, we discuss the challenges of uncertainty estimation in NLP and discuss potential future directions, taking into account recent trends in the field. Though there have been a few surveys about uncertainty estimation, our work is the first to review uncertainty from the NLP perspective., Comment: This work has been submitted to the IEEE for possible publication

Recently, aspect sentiment quad prediction has received widespread attention in the field of aspect-based sentiment analysis. Existing studies extract quadruplets via pre-trained generative language models to paraphrase the original sentence into a templated target sequence. However, previous works only focus on what to generate but ignore what not to generate. We argue that considering the negative samples also leads to potential benefits. In this work, we propose a template-agnostic method to control the token-level generation, which boosts original learning and reduces mistakes simultaneously. Specifically, we introduce Monte Carlo dropout to understand the built-in uncertainty of pre-trained language models, acquiring the noises and errors. We further propose marginalized unlikelihood learning to suppress the uncertainty-aware mistake tokens. Finally, we introduce minimization entropy to balance the effects of marginalized unlikelihood learning. Extensive experiments on four public datasets demonstrate the effectiveness of our approach on various generation templates., Comment: Accepted by ACL Findings (2023)

Most named entity recognition (NER) systems focus on improving model performance, ignoring the need to quantify model uncertainty, which is critical to the reliability of NER systems in open environments. Evidential deep learning (EDL) has recently been proposed as a promising solution to explicitly model predictive uncertainty for classification tasks. However, directly applying EDL to NER applications faces two challenges, i.e., the problems of sparse entities and OOV/OOD entities in NER tasks. To address these challenges, we propose a trustworthy NER framework named E-NER by introducing two uncertainty-guided loss terms to the conventional EDL, along with a series of uncertainty-guided training strategies. Experiments show that E-NER can be applied to multiple NER paradigms to obtain accurate uncertainty estimation. Furthermore, compared to state-of-the-art baselines, the proposed method achieves a better OOV/OOD detection performance and better generalization ability on OOV entities., Comment: accepted by ACL Findings (2023)

The keyphrase extraction task refers to the automatic selection of phrases from a given document to summarize its core content. State-of-the-art (SOTA) performance has recently been achieved by embedding-based algorithms, which rank candidates according to how similar their embeddings are to document embeddings. However, such solutions either struggle with the document and candidate length discrepancies or fail to fully utilize the pre-trained language model (PLM) without further fine-tuning. To this end, in this paper, we propose a simple yet effective unsupervised approach, PromptRank, based on the PLM with an encoder-decoder architecture. Specifically, PromptRank feeds the document into the encoder and calculates the probability of generating the candidate with a designed prompt by the decoder. We extensively evaluate the proposed PromptRank on six widely used benchmarks. PromptRank outperforms the SOTA approach MDERank, improving the F1 score relatively by 34.18%, 24.87%, and 17.57% for 5, 10, and 15 returned results, respectively. This demonstrates the great potential of using prompt for unsupervised keyphrase extraction. We release our code at https://github.com/HLT-NLP/PromptRank., Comment: ACL 2023 main conference

End-to-end automatic speech recognition (ASR) usually suffers from performance degradation when applied to a new domain due to domain shift. Unsupervised domain adaptation (UDA) aims to improve the performance on the unlabeled target domain by transferring knowledge from the source to the target domain. To improve transferability, existing UDA approaches mainly focus on matching the distributions of the source and target domains globally and/or locally, while ignoring the model discriminability. In this paper, we propose a novel UDA approach for ASR via inter-domain MAtching and intra-domain DIscrimination (MADI), which improves the model transferability by fine-grained inter-domain matching and discriminability by intra-domain contrastive discrimination simultaneously. Evaluations on the Libri-Adapt dataset demonstrate the effectiveness of our approach. MADI reduces the relative word error rate (WER) on cross-device and cross-environment ASR by 17.7% and 22.8%, respectively., Comment: Accepted to ICASSP 2023

Recently, aspect sentiment quad prediction (ASQP) has become a popular task in the field of aspect-level sentiment analysis. Previous work utilizes a predefined template to paraphrase the original sentence into a structure target sequence, which can be easily decoded as quadruplets of the form (aspect category, aspect term, opinion term, sentiment polarity). The template involves the four elements in a fixed order. However, we observe that this solution contradicts with the order-free property of the ASQP task, since there is no need to fix the template order as long as the quadruplet is extracted correctly. Inspired by the observation, we study the effects of template orders and find that some orders help the generative model achieve better performance. It is hypothesized that different orders provide various views of the quadruplet. Therefore, we propose a simple but effective method to identify the most proper orders, and further combine multiple proper templates as data augmentation to improve the ASQP task. Specifically, we use the pre-trained language model to select the orders with minimal entropy. By fine-tuning the pre-trained language model with these template orders, our approach improves the performance of quad prediction, and outperforms state-of-the-art methods significantly in low-resource settings., Comment: EMNLP 2022

Despite the great progress of Visual Question Answering (VQA), current VQA models heavily rely on the superficial correlation between the question type and its corresponding frequent answers (i.e., language priors) to make predictions, without really understanding the input. In this work, we define the training instances with the same question type but different answers as \textit{superficially similar instances}, and attribute the language priors to the confusion of VQA model on such instances. To solve this problem, we propose a novel training framework that explicitly encourages the VQA model to distinguish between the superficially similar instances. Specifically, for each training instance, we first construct a set that contains its superficially similar counterparts. Then we exploit the proposed distinguishing module to increase the distance between the instance and its counterparts in the answer space. In this way, the VQA model is forced to further focus on the other parts of the input beyond the question type, which helps to overcome the language priors. Experimental results show that our method achieves the state-of-the-art performance on VQA-CP v2. Codes are available at \href{https://github.com/wyk-nku/Distinguishing-VQA.git}{Distinguishing-VQA}., Comment: Published in COLING 2022

A mind-map is a diagram that represents the central concept and key ideas in a hierarchical way. Converting plain text into a mind-map will reveal its key semantic structure and be easier to understand. Given a document, the existing automatic mind-map generation method extracts the relationships of every sentence pair to generate the directed semantic graph for this document. The computation complexity increases exponentially with the length of the document. Moreover, it is difficult to capture the overall semantics. To deal with the above challenges, we propose an efficient mind-map generation network that converts a document into a graph via sequence-to-graph. To guarantee a meaningful mind-map, we design a graph refinement module to adjust the relation graph in a reinforcement learning manner. Extensive experimental results demonstrate that the proposed approach is more effective and efficient than the existing methods. The inference time is reduced by thousands of times compared with the existing methods. The case studies verify that the generated mind-maps better reveal the underlying semantic structures of the document., Comment: Accepted by EMNLP 2021 main conference

Aspect category detection (ACD) in sentiment analysis aims to identify the aspect categories mentioned in a sentence. In this paper, we formulate ACD in the few-shot learning scenario. However, existing few-shot learning approaches mainly focus on single-label predictions. These methods can not work well for the ACD task since a sentence may contain multiple aspect categories. Therefore, we propose a multi-label few-shot learning method based on the prototypical network. To alleviate the noise, we design two effective attention mechanisms. The support-set attention aims to extract better prototypes by removing irrelevant aspects. The query-set attention computes multiple prototype-specific representations for each query instance, which are then used to compute accurate distances with the corresponding prototypes. To achieve multi-label inference, we further learn a dynamic threshold per instance by a policy network. Extensive experimental results on three datasets demonstrate that the proposed method significantly outperforms strong baselines., Comment: Accepted by ACL 2021 main conference

In real world applications like healthcare, it is usually difficult to build a machine learning prediction model that works universally well across different institutions. At the same time, the available model is often proprietary, i.e., neither the model parameter nor the data set used for model training is accessible. In consequence, leveraging the knowledge hidden in the available model (aka. the hypothesis) and adapting it to a local data set becomes extremely challenging. Motivated by this situation, in this paper we aim to address such a specific case within the hypothesis transfer learning framework, in which 1) the source hypothesis is a black-box model and 2) the source domain data is unavailable. In particular, we introduce a novel algorithm called dynamic knowledge distillation for hypothesis transfer learning (dkdHTL). In this method, we use knowledge distillation with instance-wise weighting mechanism to adaptively transfer the "dark" knowledge from the source hypothesis to the target domain.The weighting coefficients of the distillation loss and the standard loss are determined by the consistency between the predicted probability of the source hypothesis and the target ground-truth label.Empirical results on both transfer learning benchmark datasets and a healthcare dataset demonstrate the effectiveness of our method., Comment: 7 pages, 2 figures

Recently, dynamic inference has emerged as a promising way to reduce the computational cost of deep convolutional neural network (CNN). In contrast to static methods (e.g. weight pruning), dynamic inference adaptively adjusts the inference process according to each input sample, which can considerably reduce the computational cost on "easy" samples while maintaining the overall model performance. In this paper, we introduce a general framework, S2DNAS, which can transform various static CNN models to support dynamic inference via neural architecture search. To this end, based on a given CNN model, we first generate a CNN architecture space in which each architecture is a multi-stage CNN generated from the given model using some predefined transformations. Then, we propose a reinforcement learning based approach to automatically search for the optimal CNN architecture in the generated space. At last, with the searched multi-stage network, we can perform dynamic inference by adaptively choosing a stage to evaluate for each sample. Unlike previous works that introduce irregular computations or complex controllers in the inference or re-design a CNN model from scratch, our method can generalize to most of the popular CNN architectures and the searched dynamic network can be directly deployed using existing deep learning frameworks in various hardware devices.

Bayesian deep learning is recently regarded as an intrinsic way to characterize the weight uncertainty of deep neural networks~(DNNs). Stochastic Gradient Langevin Dynamics~(SGLD) is an effective method to enable Bayesian deep learning on large-scale datasets. Previous theoretical studies have shown various appealing properties of SGLD, ranging from the convergence properties to the generalization bounds. In this paper, we study the properties of SGLD from a novel perspective of membership privacy protection (i.e., preventing the membership attack). The membership attack, which aims to determine whether a specific sample is used for training a given DNN model, has emerged as a common threat against deep learning algorithms. To this end, we build a theoretical framework to analyze the information leakage (w.r.t. the training dataset) of a model trained using SGLD. Based on this framework, we demonstrate that SGLD can prevent the information leakage of the training dataset to a certain extent. Moreover, our theoretical analysis can be naturally extended to other types of Stochastic Gradient Markov Chain Monte Carlo (SG-MCMC) methods. Empirical results on different datasets and models verify our theoretical findings and suggest that the SGLD algorithm can not only reduce the information leakage but also improve the generalization ability of the DNN models in real-world applications., Comment: Under review of AAAI 2020

Aspect-based sentiment analysis (ABSA) is to predict the sentiment polarity towards a particular aspect in a sentence. Recently, this task has been widely addressed by the neural attention mechanism, which computes attention weights to softly select words for generating aspect-specific sentence representations. The attention is expected to concentrate on opinion words for accurate sentiment prediction. However, attention is prone to be distracted by noisy or misleading words, or opinion words from other aspects. In this paper, we propose an alternative hard-selection approach, which determines the start and end positions of the opinion snippet, and selects the words between these two positions for sentiment prediction. Specifically, we learn deep associations between the sentence and aspect, and the long-term dependencies within the sentence by leveraging the pre-trained BERT model. We further detect the opinion snippet by self-critical reinforcement learning. Especially, experimental results demonstrate the effectiveness of our method and prove that our hard-selection approach outperforms soft-selection approaches when handling multi-aspect sentences., Comment: Accepted by CoNLL 2019

Cross-domain sentiment classification has drawn much attention in recent years. Most existing approaches focus on learning domain-invariant representations in both the source and target domains, while few of them pay attention to the domain-specific information. Despite the non-transferability of the domain-specific information, simultaneously learning domain-dependent representations can facilitate the learning of domain-invariant representations. In this paper, we focus on aspect-level cross-domain sentiment classification, and propose to distill the domain-invariant sentiment features with the help of an orthogonal domain-dependent task, i.e. aspect detection, which is built on the aspects varying widely in different domains. We conduct extensive experiments on three public datasets and the experimental results demonstrate the effectiveness of our method., Comment: Accepted by EMNLP 2019

In this paper, we aim to understand the generalization properties of generative adversarial networks (GANs) from a new perspective of privacy protection. Theoretically, we prove that a differentially private learning algorithm used for training the GAN does not overfit to a certain degree, i.e., the generalization gap can be bounded. Moreover, some recent works, such as the Bayesian GAN, can be re-interpreted based on our theoretical insight from privacy protection. Quantitatively, to evaluate the information leakage of well-trained GAN models, we perform various membership attacks on these models. The results show that previous Lipschitz regularization techniques are effective in not only reducing the generalization gap but also alleviating the information leakage of the training dataset., Comment: Accepted by NeurIPS 2019

Improving the captioning performance on low-resource languages by leveraging English caption datasets has received increasing research interest in recent years. Existing works mainly fall into two categories: translation-based and alignment-based approaches. In this paper, we propose to combine the merits of both approaches in one unified architecture. Specifically, we use a pre-trained English caption model to generate high-quality English captions, and then take both the image and generated English captions to generate low-resource language captions. We improve the captioning performance by adding the cycle consistency constraint on the cycle of image regions, English words, and low-resource language words. Moreover, our architecture has a flexible design which enables it to benefit from large monolingual English caption datasets. Experimental results demonstrate that our approach outperforms the state-of-the-art methods on common evaluation metrics. The attention visualization also shows that the proposed approach really improves the fine-grained alignment between words and image regions., Comment: Published in ICME 2019

Recently, deep convolutional neural networks (CNNs) have achieved great success in pathological image classification. However, due to the limited number of labeled pathological images, there are still two challenges to be addressed: (1) overfitting: the performance of a CNN model is undermined by the overfitting due to its huge amounts of parameters and the insufficiency of labeled training data. (2) privacy leakage: the model trained using a conventional method may involuntarily reveal the private information of the patients in the training dataset. The smaller the dataset, the worse the privacy leakage. To tackle the above two challenges, we introduce a novel stochastic gradient descent (SGD) scheme, named patient privacy preserving SGD (P3SGD), which performs the model update of the SGD in the patient level via a large-step update built upon each patient's data. Specifically, to protect privacy and regularize the CNN model, we propose to inject the well-designed noise into the updates. Moreover, we equip our P3SGD with an elaborated strategy to adaptively control the scale of the injected noise. To validate the effectiveness of P3SGD, we perform extensive experiments on a real-world clinical dataset and quantitatively demonstrate the superior ability of P3SGD in reducing the risk of overfitting. We also provide a rigorous analysis of the privacy cost under differential privacy. Additionally, we find that the models trained with P3SGD are resistant to the model-inversion attack compared with those trained using non-private SGD., Comment: Accepted by CVPR 2019

Aspect level sentiment classification is a fine-grained sentiment analysis task. To detect the sentiment towards a particular aspect in a sentence, previous studies have developed various attention-based methods for generating aspect-specific sentence representations. However, the attention may inherently introduce noise and downgrade the performance. In this paper, we propose constrained attention networks (CAN), a simple yet effective solution, to regularize the attention for multi-aspect sentiment analysis, which alleviates the drawback of the attention mechanism. Specifically, we introduce orthogonal regularization on multiple aspects and sparse regularization on each single aspect. Experimental results on two public datasets demonstrate the effectiveness of our approach. We further extend our approach to multi-task settings and outperform the state-of-the-art methods., Comment: Accepted by EMNLP 2019

In healthcare, applying deep learning models to electronic health records (EHRs) has drawn considerable attention. EHR data consist of a sequence of medical visits, i.e. a multivariate time series of diagnosis, medications, physical examinations, lab tests, etc. This sequential nature makes EHR well matching the power of Recurrent Neural Network (RNN). In this paper, we propose "Deep Diabetologist" - using RNNs for EHR sequential data modelling, to provide the personalized hyperglycemia medication prediction for diabetic patients. Particularly, we develop a hierarchical RNN to capture the heterogeneous sequential information in the EHR data. Our experimental results demonstrate the improved performance, compared with a baseline classifier using logistic regression. Moreover, hierarchical RNN models outperform basic ones, providing deeper data insights for clinical decision support.

The Wireless Capsule Endoscopy (WCE) is becoming a popular way of screening gastrointestinal system diseases and cancer. However, the time-consuming process in inspecting WCE data limits its applications and increases the cost of examinations. This paper considers WCE-based gastric ulcer detection, in which the major challenge is to detect the lesions in a local region. We propose an approach named infinite curriculum learning, which generalizes curriculum learning to an infinite sampling space by approximately measuring the difficulty of each patch by its scale. This allows us to adapt our model from local patches to global images gradually, leading to a consistent accuracy gain. Experiments are performed on a large dataset with more than 3 million WCE images. Our approach achieves a binary classification accuracy of 87%, and is able to detect some lesions mis-annotated by the physicians. In a real-world application, our approach can reduce the workload of a physician by 90%-98% in gastric ulcer screening., Comment: 9 pages, 4 figures

Pathological glomerulus classification plays a key role in the diagnosis of nephropathy. As the difference between different subcategories is subtle, doctors often refer to slides from different staining methods to make decisions. However, creating correspondence across various stains is labor-intensive, bringing major difficulties in collecting data and training a vision-based algorithm to assist nephropathy diagnosis. This paper provides an alternative solution for integrating multi-stained visual cues for glomerulus classification. Our approach, named generator-to-classifier (G2C), is a two-stage framework. Given an input image from a specified stain, several generators are first applied to estimate its appearances in other staining methods, and a classifier follows to combine visual cues from different stains for prediction (whether it is pathological, or which type of pathology it has). We optimize these two stages in a joint manner. To provide a reasonable initialization, we pre-train the generators in an unlabeled reference set under an unpaired image-to-image translation task, and then fine-tune them together with the classifier. We conduct experiments on a glomerulus type classification dataset collected by ourselves (there are no publicly available datasets for this purpose). Although joint optimization slightly harms the authenticity of the generated patches, it boosts classification performance, suggesting more effective visual cues are extracted in an automatic way. We also transfer our model to a public dataset for breast cancer classification, and outperform the state-of-the-arts significantly., Comment: Accepted by AAAI 2019