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Spitzer, SEC Charge Fund-Case Broker.
- Source :
-
Wall Street Journal - Eastern Edition . 9/17/2003, Vol. 242 Issue 55, pC1-C9. 2p. 1 Black and White Photograph. - Publication Year :
- 2003
-
Abstract
- Reports that New York (State) Attorney General Eliot Spitzer, in conjunction with the Securities and Exchange Commission (SEC), has charged a former Bank of America broker, Theodore Sihpol III, with grand larceny and securities fraud; Accompanying charges filed by the SEC against Sihpol for his role in arranging after hours trading for Canary Capital Partners LLC; Speculation as to whether there will be more charges stemming from the arrangement between mutual-fund companies and the hedge fund operating by Canary and its managing principal Edward J. Stern.
Details
- Language :
- English
- ISSN :
- 00999660
- Volume :
- 242
- Issue :
- 55
- Database :
- Academic Search Index
- Journal :
- Wall Street Journal - Eastern Edition
- Publication Type :
- News
- Accession number :
- 10830170