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Fifteen Indicted in NYSE Case.

Authors :
Lucchetti, Aaron
Scannell, Kara
Source :
Wall Street Journal - Eastern Edition. 4/13/2005, Vol. 245 Issue 72, pC1-C3. 2p. 1 Color Photograph, 1 Black and White Photograph, 1 Graph.
Publication Year :
2005

Abstract

Reports on the civil and criminal charges against several floor traders at the New York Stock Exchange. How the NYSE settled civil charges brought by the U.S. Securities and Exchange Commission; Criminal charges against specialists firms for unlawful trading; The role of specialists in the floor-auction system; How the unlawful practice was discovered; Administrative charges brought by the NYSE against the specialists; The names of the 15 indicted for cheating investors and the firms they worked for; The names of those named in the civil case, but not criminally indicted.

Details

Language :
English
ISSN :
00999660
Volume :
245
Issue :
72
Database :
Academic Search Index
Journal :
Wall Street Journal - Eastern Edition
Publication Type :
News
Accession number :
16718602