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SEC Faces Questions About Tipster Policy.

Authors :
STRASBURG, JENNY
PATTERSON, SCOTT
Source :
Wall Street Journal - Eastern Edition. 4/26/2012, Vol. 259 Issue 97, pC1-C2. 2p.
Publication Year :
2012

Abstract

The article reports that U.S. Senator Charles Grassley has requested the Securities & Exchange Commission (SEC) report on its policies to protect the identity of whistleblowers and other informants in SEC investigations. Grassley's request follows a previous report in the publication that the SEC inadvertently revealed the identity of Peter G. Earle, a cooperating witness in an investigation of the firm Pipeline Trading Systems LLC.

Details

Language :
English
ISSN :
00999660
Volume :
259
Issue :
97
Database :
Academic Search Index
Journal :
Wall Street Journal - Eastern Edition
Publication Type :
News
Accession number :
74569256